0001214659-17-006444.txt : 20171107 0001214659-17-006444.hdr.sgml : 20171107 20171107145014 ACCESSION NUMBER: 0001214659-17-006444 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20170930 FILED AS OF DATE: 20171107 DATE AS OF CHANGE: 20171107 EFFECTIVENESS DATE: 20171107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 171182983 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001420473 XXXXXXXX 09-30-2017 09-30-2017 false Financial Engines Advisors L.L.C.

1050 Enterprise Way 3rd Fl Sunnyvale CA 94089

13F HOLDINGS REPORT 028-12703 N David Carr 913-319-8198 David Carr Overland Park KS 11-02-2017 0 99 2994891 INFORMATION TABLE 2 infotable.xml ABBOTT LABORATORIES COMMON STOCK COM 002824100 8926 167272 SH SOLE 0 0 167272 ABBVIE COMMON STOCK COM 00287Y109 19977 224812 SH SOLE 0 0 224812 ALASKA AIR GROUP INC COM 011659109 3347 43883 SH SOLE 0 0 43883 ALLIANCE DATA SYSTEMS CORP COM 018581108 267 1205 SH SOLE 0 0 1205 ALLSTATE CORP COM 020002101 116 1267 SH SOLE 0 0 1267 AMAZON COM INC COM 023135106 267 278 SH SOLE 0 0 278 AMC NETWORKS INC CL A 00164V103 1 9 SH SOLE 0 0 9 AMERICAN INTL GROUP INC COM NEW 026874784 49 793 SH SOLE 0 0 793 AMERICAN WTR WKS CO INC NEW COM 030420103 50 614 SH SOLE 0 0 614 APPLE INC COM 037833100 326 2116 SH SOLE 0 0 2116 ASTEC INDS INC COM 046224101 415 7407 SH SOLE 0 0 7407 AT&T INC COM 00206R102 104 2660 SH SOLE 0 0 2660 BANK OF NEW YORK MELLON CORP COM 064058100 9549 180099 SH SOLE 0 0 180099 BAXTER INTL INC COM STOCK COM 071813109 2 34 SH SOLE 0 0 34 BEMIS INC COM 081437105 3224 70755 SH SOLE 0 0 70755 CARPENTER TECHNOLOGY CORP COM 144285103 681 14180 SH SOLE 0 0 14180 CHEVRON CORP NEW COM 166764100 971 8266 SH SOLE 0 0 8266 CITIGROUP INC COM NEW 172967424 9 125 SH SOLE 0 0 125 CONOCOPHILLIPS COM 20825C104 85 1701 SH SOLE 0 0 1701 CRANE CO COM 224399105 3218 40235 SH SOLE 0 0 40235 DAVITA INC COM 23918K108 3413 57469 SH SOLE 0 0 57469 DELL TECHNOLOGIES INC COM CL V 24703L103 2 31 SH SOLE 0 0 31 DELTA AIR LINES INC DEL COM NEW 247361702 273 5671 SH SOLE 0 0 5671 DOMINION ENERGY IN COM 25746U109 23914 310852 SH SOLE 0 0 310852 EDWARDS LIFESCIENCES CORP COM 28176E108 3282 30028 SH SOLE 0 0 30028 EQUIFAX INC COM 294429105 2229 21032 SH SOLE 0 0 21032 ETHAN ALLEN INTERIORS INC COM 297602104 370 11423 SH SOLE 0 0 11423 FEDEX CORP COM 31428X106 132 587 SH SOLE 0 0 587 FIFTH THIRD BANCORP COM 316773100 4150 148335 SH SOLE 0 0 148335 FIRST AMERICAN FINANCIAL CORP COM 31847R102 1637 32754 SH SOLE 0 0 32754 FLIR SYS INC COM 302445101 211 5427 SH SOLE 0 0 5427 FULLER H B CO COM 359694106 1443 24858 SH SOLE 0 0 24858 GENERAL ELECTRIC CO COM 369604103 29 1210 SH SOLE 0 0 1210 GRACO INC COM 384109104 537 4341 SH SOLE 0 0 4341 GREAT PLAINS ENERGY INC COM 391164100 1505 49676 SH SOLE 0 0 49676 INTEL CORP COM 458140100 119 3122 SH SOLE 0 0 3122 INTERPUBLIC GROUP COS INC COM 460690100 109 5260 SH SOLE 0 0 5260 INVIVO THERAPEUTICS HLDGS CO COM NEW 46186M209 25 16780 SH SOLE 0 0 16780 KELLOGG CO COM 487836108 1311 21023 SH SOLE 0 0 21023 KINDER MORGAN INC COM 49456B101 5775 301104 SH SOLE 0 0 301104 KULICKE & SOFFA INDS INC COM 501242101 5 212 SH SOLE 0 0 212 LIBBEY INC COM 529898108 235 25350 SH SOLE 0 0 25350 MARATHON OIL CORP COM 565849106 337 24876 SH SOLE 0 0 24876 MARATHON PETROLEUM CORP COM 56585A102 6345 113140 SH SOLE 0 0 113140 MCDONALDS CORP COM 580135101 192 1222 SH SOLE 0 0 1222 META FINL GROUP INC COM 59100U108 1 17 SH SOLE 0 0 17 MICROSOFT CORP COM 594918104 2810 37724 SH SOLE 0 0 37724 NAVISTAR INTL CORP NEW COM 63934E108 160 3632 SH SOLE 0 0 3632 NEWELL BRANDS INC COM 651229106 427 10018 SH SOLE 0 0 10018 NORTH AMERN PALLADIUM LTD COM 65704X109 0 6 SH SOLE 0 0 6 OLD DOMINION FGHT LINES INC COM 679580100 9919 90086 SH SOLE 0 0 90086 OLIN CORP COM PAR $1 680665205 2347 68528 SH SOLE 0 0 68528 ONEOK INC NEW COM 682680103 857 15467 SH SOLE 0 0 15467 PERRIGO CO PLC SHS G97822103 261 3081 SH SOLE 0 0 3081 PHILIP MORRIS INTL INC COM 718172109 134 1203 SH SOLE 0 0 1203 PHILLIPS 66 COM 718546104 76 835 SH SOLE 0 0 835 POTLATCH CORP COM 737630103 85 1666 SH SOLE 0 0 1666 POWERSHARES ETF TRUST II Senior Loan ETF 73936Q769 40891 1765589 SH SOLE 1765589 0 0 POWERSHARES ETF TRUST II Fundamental High Yield ETF 73936T557 9199 482150 SH SOLE 482150 0 0 POWERSHARES QQQ TRUST I QQQ Trust 1 73935A104 206 1413 SH SOLE 1413 0 0 RAYTHEON CO COM NEW 755111507 62 332 SH SOLE 0 0 332 SCHLUMBERGER LTD COM 806857108 59 841 SH SOLE 0 0 841 SCHWAB STRATEGIC TRUST US LC GR ETF 808524300 583464 8830707 SH SOLE 8830707 0 0 SCHWAB STRATEGIC TRUST INTL EQ ETF 808524805 1047664 31301586 SH SOLE 31301586 0 0 SCHWAB STRATEGIC TRUST US LC VAL ETF 808524409 616060 11888384 SH SOLE 11888384 0 0 SCHWAB STRATEGIC TRUST US REIT ETF 808524847 188125 4573795 SH SOLE 4573795 0 0 SCHWAB STRATEGIC TRUST Short Term Tre ETF 808524862 19925 395340 SH SOLE 395340 0 0 SCHWAB STRATEGIC TRUST US Agg Bond ETF 808524839 55473 1059471 SH SOLE 1059471 0 0 SCHWAB STRATEGIC TRUST Emerging Markets ETF 808524706 90206 3352154 SH SOLE 3352154 0 0 SCHWAB STRATEGIC TRUST US Small Cap ETF 808524607 19708 292537 SH SOLE 292537 0 0 SCHWAB STRATEGIC TRUST US Mid Cap ETF 808524508 27716 553107 SH SOLE 553107 0 0 SCHWAB STRATEGIC TRUST Str:IT US Tr ETF 808524854 1655 30700 SH SOLE 30700 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 126 1236 SH SOLE 0 0 1236 SONOCO PRODS CO COM 835495102 801 15870 SH SOLE 0 0 15870 SPDR SERIES TRUST S&P 600 SmCap Val ETF 78464A300 82141 649955 SH SOLE 649955 0 0 SPDR SERIES TRUST S&P 600 SmCapGr ETF 78464A201 55790 244813 SH SOLE 244813 0 0 SPDR SERIES TRUST Nuveen Muni Bond ETF 78468R721 17240 352507 SH SOLE 352507 0 0 SPDR SERIES TRUST S&P 400 Mid Cap Val 78464A839 205 2070 SH SOLE 2070 0 0 SPDR SERIES TRUST S&P 400 Mid Cap Gro 78464A821 155 1049 SH SOLE 1049 0 0 SPDR SERIES TRUST S&P 500 ETF 78462F103 374 1488 SH SOLE 1488 0 0 SPDR SERIES TRUST Nuveen Bbg Barc ST Mun 78468R739 3231 66486 SH SOLE 66486 0 0 STRATA SKIN SCIENCES INC COM NEW 86272A206 0 54 SH SOLE 0 0 54 SUN LIFE FINL INC COM 866796105 810 20350 SH SOLE 0 0 20350 TAILORED BRANDS INC COM 87403A107 167 11568 SH SOLE 0 0 11568 TASEKO MINES LTD COM 876511106 7 3697 SH SOLE 0 0 3697 TENNECO INC COM 880349105 644 10608 SH SOLE 0 0 10608 TESLA INC COM 88160R101 86 251 SH SOLE 0 0 251 TITAN INTL INC ILL COM 88830M102 423 41688 SH SOLE 0 0 41688 TRAVELERS COMPANIES INC COM 89417E109 8 67 SH SOLE 0 0 67 TRINITY INDS INC COM 896522109 1018 31907 SH SOLE 0 0 31907 VANGUARD INDEX FUNDS Vanguard FTSE xUS;ETF 922042775 63 1204 SH SOLE 1204 0 0 VANGUARD INDEX FUNDS InfoTch Idx;ETF 92204A702 98 643 SH SOLE 643 0 0 VANGUARD INDEX FUNDS TSM Idx;ETF 922908769 118 912 SH SOLE 912 0 0 VIACOM INC NEW (A) CL A 92553P102 12 322 SH SOLE 0 0 322 VIACOM INC NEW (B) CL B 92553P201 530 19045 SH SOLE 0 0 19045 VIASAT INC COM 92552V100 2122 32988 SH SOLE 0 0 32988 WAL-MART STORES INC COM 931142103 48 610 SH SOLE 0 0 610 WELLS FARGO CO NEW COM 949746101 83 1511 SH SOLE 0 0 1511 WGL HLDGS INC COM 92924F106 1937 23007 SH SOLE 0 0 23007