0001214659-17-002953.txt : 20170503
0001214659-17-002953.hdr.sgml : 20170503
20170503151059
ACCESSION NUMBER: 0001214659-17-002953
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170331
FILED AS OF DATE: 20170503
DATE AS OF CHANGE: 20170503
EFFECTIVENESS DATE: 20170503
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 17808824
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6900
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001420473
XXXXXXXX
03-31-2017
03-31-2017
false
Financial Engines Advisors L.L.C.
1050 ENTERPRISE WAY
3RD FL
SUNNYVALE
CA
94089
13F HOLDINGS REPORT
028-12703
N
Jennifer Bliss
Compliance Analyst
617-556-2363
Jennifer Bliss
Boston
MA
05-02-2017
0
111
2119177
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
5216
135799
SH
SOLE
0
0
135799
ABBVIE INC
COM
00287Y109
14422
221328
SH
SOLE
0
0
221328
ADVANSIX INC
COM
00773T101
0
1
SH
SOLE
0
0
1
ALASKA AIR GROUP INC
COM
011659109
3569
38698
SH
SOLE
0
0
38698
ALLIANCE DATA SYSTEMS CORP
COM
018581108
568
2279
SH
SOLE
0
0
2279
ALPHABET INC
CAP STK CL C
02079K107
3
4
SH
SOLE
0
0
4
ALPHABET INC (A)
CAP STK CL A
02079K305
3
3
SH
SOLE
0
0
3
AMERICAN INTL GROUP INC
COM NEW
026874784
68
1084
SH
SOLE
0
0
1084
AMGEN INC
COM
031162100
3
16
SH
SOLE
0
0
16
APPLE INC
COM
037833100
3
24
SH
SOLE
0
0
24
ASTEC INDS INC
COM
046224101
554
9004
SH
SOLE
0
0
9004
BANK OF NEW YORK MELLON CORP
COM
064058100
9280
196487
SH
SOLE
0
0
196487
Baxter Intl Inc Com Stock
COM
071813109
27
516
SH
SOLE
0
0
516
BEMIS INC
COM
081437105
4012
82120
SH
SOLE
0
0
82120
BLACKROCK INC
COM
09247X101
3
7
SH
SOLE
0
0
7
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
2
61
SH
SOLE
0
0
61
CARPENTER TECHNOLOGY CORP
COM
144285103
519
13921
SH
SOLE
0
0
13921
CBS CORP NEW (B)
CL B
124857202
2
36
SH
SOLE
0
0
36
CHEVRON CORP NEW
COM
166764100
952
8870
SH
SOLE
0
0
8870
CHUBB LIMITED
COM
H1467J104
3
20
SH
SOLE
0
0
20
CISCO SYS INC
COM
17275R102
6
185
SH
SOLE
0
0
185
CITIGROUP INC
COM NEW
172967424
13
216
SH
SOLE
0
0
216
CLOROX CO DEL
COM
189054109
3398
25200
SH
SOLE
0
0
25200
COGNIZANT TECHNOLOGY SOLUTIONS
CL A
192446102
3
43
SH
SOLE
0
0
43
COMCAST CORP (A) NEW
CL A
20030N101
1
33
SH
SOLE
0
0
33
CONOCOPHILLIPS
COM
20825C104
123
2464
SH
SOLE
0
0
2464
CORNING INC
COM
219350105
2
84
SH
SOLE
0
0
84
COSTCO WHSL CORP NEW
COM
22160K105
2
13
SH
SOLE
0
0
13
CRANE CO
COM
224399105
2953
39460
SH
SOLE
0
0
39460
CROWN CASTLE INTL CORP NEW
COM
22822V101
3
27
SH
SOLE
0
0
27
DANAHER CORP DEL
COM
235851102
2
20
SH
SOLE
0
0
20
DAVITA INC
COM
23918K108
2064
30372
SH
SOLE
0
0
30372
DELTA AIR LINES INC DEL
COM NEW
247361702
131
2857
SH
SOLE
0
0
2857
DOMINION RES INC VA NEW
COM
25746U109
19359
249571
SH
SOLE
0
0
249571
EDWARDS LIFESCIENCES CORP
COM
28176E108
3646
38754
SH
SOLE
0
0
38754
EOG RES INC
COM
26875P101
2
22
SH
SOLE
0
0
22
EQUIFAX INC
COM
294429105
1997
14602
SH
SOLE
0
0
14602
ETHAN ALLEN INTERIORS INC
COM
297602104
307
10013
SH
SOLE
0
0
10013
EXELON CORP
COM
30161N101
4
103
SH
SOLE
0
0
103
FACEBOOK INC
CL A
30303M102
5
32
SH
SOLE
0
0
32
FEDEX CORP
COM
31428X106
3696
18938
SH
SOLE
0
0
18938
FIFTH THIRD BANCORP
COM
316773100
2918
114901
SH
SOLE
0
0
114901
FIRST AMERN FINL CORP
COM
31847R102
2322
59108
SH
SOLE
0
0
59108
FLIR SYS INC
COM
302445101
186
5132
SH
SOLE
0
0
5132
FORD MTR CO DEL
COM PAR $0.01
345370860
41
3502
SH
SOLE
0
0
3502
FORTIVE CORP
COM
34959J108
1
10
SH
SOLE
0
0
10
GILEAD SCIENCES INC
COM
375558103
1
20
SH
SOLE
0
0
20
GOLDMAN SACHS GROUP INC
COM
38141G104
3
11
SH
SOLE
0
0
11
GRACO INC
COM
384109104
478
5079
SH
SOLE
0
0
5079
GREAT PLAINS ENERGY INC
COM
391164100
1767
60468
SH
SOLE
0
0
60468
HONEYWELL INTL INC
COM
438516106
3
25
SH
SOLE
0
0
25
INGERSOLL-RAND PLC
SHS
G47791101
2
28
SH
SOLE
0
0
28
INTERNATIONAL BUSINESS MACHS
COM
459200101
3
19
SH
SOLE
0
0
19
INTERPUBLIC GROUP COS INC
COM
460690100
133
5395
SH
SOLE
0
0
5395
JPMORGAN CHASE & CO
COM
46625H100
3
35
SH
SOLE
0
0
35
KELLOGG CO
COM
487836108
1951
26865
SH
SOLE
0
0
26865
KINDER MORGAN INC DEL
COM
49456B101
5959
274123
SH
SOLE
0
0
274123
KULICKE & SOFFA INDS INC
COM
501242101
1
70
SH
SOLE
0
0
70
LAUDER ESTEE COS INC
CL A
518439104
2
28
SH
SOLE
0
0
28
LIBBEY INC
COM
529898108
177
12139
SH
SOLE
0
0
12139
M & T BK CORP
COM
55261F104
1
10
SH
SOLE
0
0
10
MACYS INC
COM
55616P104
1
31
SH
SOLE
0
0
31
MARATHON OIL CORP
COM
565849106
523
33092
SH
SOLE
0
0
33092
MARATHON PETE CORP
COM
56585A102
4776
94501
SH
SOLE
0
0
94501
MASTERCARD INCORPORATED
CL A
57636Q104
3
27
SH
SOLE
0
0
27
MCKESSON CORP
COM
58155Q103
1
8
SH
SOLE
0
0
8
MEDTRONIC PLC
SHS
G5960L103
2
23
SH
SOLE
0
0
23
MICROSOFT CORP
COM
594918104
3845
58388
SH
SOLE
0
0
58388
NEWELL BRANDS INC
COM
651229106
526
11155
SH
SOLE
0
0
11155
NEXTERA ENERGY INC
COM
65339F101
3
22
SH
SOLE
0
0
22
NIKE INC
CL B
654106103
312
5598
SH
SOLE
0
0
5598
OLD DOMINION FGHT LINES INC
COM
679580100
7228
84469
SH
SOLE
0
0
84469
OLIN CORP
COM PAR $1
680665205
2470
75154
SH
SOLE
0
0
75154
ORACLE CORP
COM
68389X105
2
48
SH
SOLE
0
0
48
PEPSICO INC
COM
713448108
3
23
SH
SOLE
0
0
23
PERRIGO CO PLC
SHS
G97822103
252
3794
SH
SOLE
0
0
3794
PHILLIPS 66
COM
718546104
93
1178
SH
SOLE
0
0
1178
PJT PARTNERS INC
COM CL A
69343T107
0
1
SH
SOLE
0
0
1
POTLATCH CORP NEW
COM
737630103
233
5095
SH
SOLE
0
0
5095
Powershares ETF Trust II
Senior Loan ETF
73936Q769
12064
518670
SH
SOLE
518670
0
0
Powershares ETF Trust II
Fundamental High Yield ETF
73936T557
9498
504970
SH
SOLE
504970
0
0
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
0
15
SH
SOLE
0
0
15
Schwab Strategic Trust
US LC Gr ETF
808524300
660626
10923039
SH
SOLE
10923039
0
0
Schwab Strategic Trust
Intl Eq ETF
808524805
274905
9203448
SH
SOLE
9203448
0
0
Schwab Strategic Trust
US LC Val ETF
808524409
491922
9901851
SH
SOLE
9901851
0
0
Schwab Strategic Trust
US REIT ETF
808524847
35421
868748
SH
SOLE
868748
0
0
Schwab Strategic Trust
US Agg Bond ETF
808524839
26823
517933
SH
SOLE
517933
0
0
Schwab Strategic Trust
Short Term Tre ETF
808524862
7312
144907
SH
SOLE
144907
0
0
Schwab Strategic Trust
Emerging Markets ETF
808524706
19439
811005
SH
SOLE
811005
0
0
SCHLUMBERGER LTD
COM
806857108
2
23
SH
SOLE
0
0
23
SONOCO PRODS CO
COM
835495102
606
11448
SH
SOLE
0
0
11448
Spdr Series Trust
S&P 600 SmCap Val ETF
78464A300
194463
1647441
SH
SOLE
1647441
0
0
Spdr Series Trust
S&P 600 SmCapGr ETF
78464A201
263612
1239421
SH
SOLE
1239421
0
0
Spdr Series Trust
Nuveen Muni Bond ETF
78468R721
2591
54077
SH
SOLE
54077
0
0
SPRINT CORP
COM SER 1
85207U105
3
328
SH
SOLE
0
0
328
STARBUCKS CORP
COM
855244109
3
46
SH
SOLE
0
0
46
SUN LIFE FINL INC
COM
866796105
547
14960
SH
SOLE
0
0
14960
T MOBILE US INC
COM
872590104
1
21
SH
SOLE
0
0
21
TAILORED BRANDS INC
COM
87403A107
0
5
SH
SOLE
0
0
5
TENNECO INC
COM
880349105
774
12396
SH
SOLE
0
0
12396
THERMO FISHER SCIENTIFIC INC
COM
883556102
5
30
SH
SOLE
0
0
30
TITAN INTL INC ILL
COM
88830M102
309
29879
SH
SOLE
0
0
29879
TRINITY INDS INC
COM
896522109
669
25212
SH
SOLE
0
0
25212
UNION PAC CORP
COM
907818108
2
21
SH
SOLE
0
0
21
UNITED TECHNOLOGIES CORP
COM
913017109
2
19
SH
SOLE
0
0
19
VIACOM INC NEW (A)
CL A
92553P102
16
325
SH
SOLE
0
0
325
VIACOM INC NEW (B)
CL B
92553P201
899
19275
SH
SOLE
0
0
19275
VIASAT INC
COM
92552V100
1239
19419
SH
SOLE
0
0
19419
WALT DISNEY CO
COM DISNEY
254687106
4
35
SH
SOLE
0
0
35
WELLS FARGO & CO NEW
COM
949746101
25
445
SH
SOLE
0
0
445
WGL HLDGS INC
COM
92924F106
2244
27192
SH
SOLE
0
0
27192