0001214659-17-000445.txt : 20170126
0001214659-17-000445.hdr.sgml : 20170126
20170126145205
ACCESSION NUMBER: 0001214659-17-000445
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170126
DATE AS OF CHANGE: 20170126
EFFECTIVENESS DATE: 20170126
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C.
CENTRAL INDEX KEY: 0001420473
IRS NUMBER: 943250323
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12703
FILM NUMBER: 17549318
BUSINESS ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
BUSINESS PHONE: 408-498-6900
MAIL ADDRESS:
STREET 1: 1050 ENTERPRISE WAY
STREET 2: 3RD FL
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001420473
XXXXXXXX
12-31-2016
12-31-2016
false
Financial Engines Advisors L.L.C.
1050 Enterprise Way
3rd Fl
Sunnyvale
CA
94089
13F HOLDINGS REPORT
028-12703
N
Jennifer Bliss
Compliance Analyst
617-556-2363
Jennifer Bliss
Boston
MA
11-08-2016
0
79
2033145
INFORMATION TABLE
2
infotable.xml
ABBOTT LABS
COM
002824100
5216
135799
SH
SOLE
0
0
135799
ABBVIE INC
COM
00287Y109
12184
194562
SH
SOLE
0
0
194562
ALASKA AIR GROUP INC
COM
011659109
5525
62270
SH
SOLE
0
0
62270
AMERICAN INTL GROUP INC
COM NEW
026874784
162
2480
SH
SOLE
0
0
2480
ASTEC INDS INC
COM
046224101
675
10003
SH
SOLE
0
0
10003
BANK OF NEW YORK MELLON CORP
COM
064058100
9913
209213
SH
SOLE
0
0
209213
Baxter Intl Inc Com Stock
COM
071813109
24
538
SH
SOLE
0
0
538
BEMIS INC
COM
081437105
4185
87521
SH
SOLE
0
0
87521
BRISTOL MYERS SQUIBB CO
COM
110122108
6
101
SH
SOLE
0
0
101
CARPENTER TECHNOLOGY CORP
COM
144285103
440
12160
SH
SOLE
0
0
12160
CENVEO INC
COM
15670S105
9
1306
SH
SOLE
0
0
1306
CHEVRON CORP NEW
COM W I
166764100
1951
16575
SH
SOLE
0
0
16575
CISCO SYS INC
COM
17275R102
6
207
SH
SOLE
0
0
207
CITIGROUP INC
COM NEW
172967424
13
217
SH
SOLE
0
0
217
CLOROX CO DEL
COM
189054109
2776
23128
SH
SOLE
0
0
23128
COMCAST CORP NEW
CL A
20030N101
6755
97825
SH
SOLE
0
0
97825
CONOCOPHILLIPS
COM
20825C104
211
4207
SH
SOLE
0
0
4207
CORNING INC
COM
219350105
2
93
SH
SOLE
0
0
93
CRANE CO
COM
224399105
4317
59861
SH
SOLE
0
0
59861
DAVITA HEALTHCARE PARTNERS INC
COM
23918K108
2056
32025
SH
SOLE
0
0
32025
DELTA AIR LINES INC DEL
COM NEW
247361702
226
4596
SH
SOLE
0
0
4596
DOMINION RES INC VA NEW
COM W I
25746U109
25339
330834
SH
SOLE
0
0
330834
EDWARDS LIFESCIENCES CORP
COM
28176E108
3160
33726
SH
SOLE
0
0
33726
EQUIFAX INC
COM
294429105
1848
15627
SH
SOLE
0
0
15627
ETHAN ALLEN INTERIORS INC
COM
297602104
383
10395
SH
SOLE
0
0
10395
FEDEX CORP
COM
31428X106
4325
23228
SH
SOLE
0
0
23228
FIFTH THIRD BANCORP
COM
316773100
3152
116873
SH
SOLE
0
0
116873
FIRST AMERN FINL CORP
COM
31847R102
1382
37717
SH
SOLE
0
0
37717
FLIR SYS INC
COM
302445101
205
5672
SH
SOLE
0
0
5672
GRACO INC
COM
384109104
440
5295
SH
SOLE
0
0
5295
GREAT PLAINS ENERGY INC
COM
391164100
1216
44464
SH
SOLE
0
0
44464
INTERPUBLIC GROUP COS INC
COM
460690100
128
5453
SH
SOLE
0
0
5453
KELLOGG CO
COM
487836108
1644
22302
SH
SOLE
0
0
22302
KINDER MORGAN INC DEL
COM W I
49456B101
5266
254266
SH
SOLE
0
0
254266
KULICKE & SOFFA INDS INC
COM
501242101
1
79
SH
SOLE
0
0
79
LIBBEY INC
COM
529898108
215
11043
SH
SOLE
0
0
11043
LINN ENERGY LLC
UNIT LTD LIAB
536020100
0
1497
SH
SOLE
0
0
1497
M & T BK CORP
COM
55261F104
1
9
SH
SOLE
0
0
9
MANNKIND CORP
COM
56400P201
2
3194
SH
SOLE
0
0
3194
MARATHON OIL CORP
COM
565849106
774
44704
SH
SOLE
0
0
44704
MARATHON PETE CORP
COM
56585A102
5377
106795
SH
SOLE
0
0
106795
MEDTRONIC PLC
SHS
G5960L103
7
100
SH
SOLE
0
0
100
MICROSOFT CORP
COM
594918104
4689
75451
SH
SOLE
0
0
75451
MITSUBISHI UFJ FINL GROUP INC
SPONSORED ADR
606822104
1
198
SH
SOLE
0
0
198
NEWELL RUBBERMAID INC
COM
651229106
699
15661
SH
SOLE
0
0
15661
NIKE INC
CL B
654106103
60
1186
SH
SOLE
0
0
1186
OLD DOMINION FGHT LINES INC
COM
679580100
7120
82996
SH
SOLE
0
0
82996
OLIN CORP
COM PAR $1
680665205
1853
72367
SH
SOLE
0
0
72367
PERRIGO CO PLC
SHS
G97822103
317
3803
SH
SOLE
0
0
3803
PHILLIPS 66
COM
718546104
169
1960
SH
SOLE
0
0
1960
POTLATCH CORP NEW
COM
737630103
61
1457
SH
SOLE
0
0
1457
POWERSHARES ETF TRUST II
Senior Loan ETF
73936Q769
5700
243989
SH
SOLE
243989
0
0
POWERSHARES ETF TRUST II
S&P Em Mkts Low Vol
73937B662
294
14057
SH
SOLE
14057
0
0
PRESTIGE BRANDS HLDGS INC
Fundamental HiY Corp Bond
74112D101
4897
269747
SH
SOLE
269747
0
0
REGENERON PHARMACEUTICALS
COM
75886F107
75
204
SH
SOLE
0
0
204
RITE AID CORP
COM
767754104
36
4325
SH
SOLE
0
0
4325
SAFEGUARD SCIENTIFICS INC
COM NEW
786449207
0
14
SH
SOLE
0
0
14
SCHWAB STRATEGIC TRUST
US LC Gr ETF
808524300
535749
9596078
SH
SOLE
9596078
0
0
SCHWAB STRATEGIC TRUST
Intl Eq ETF
808524805
211154
7628401
SH
SOLE
7628401
0
0
SCHWAB STRATEGIC TRUST
US LC Val ETF
808524409
399300
8303176
SH
SOLE
8303176
0
0
SCHWAB STRATEGIC TRUST
US REIT ETF
808524847
28377
691448
SH
SOLE
691448
0
0
SCHWAB STRATEGIC TRUST
Short Term Tre ETF
808524862
3983
78997
SH
SOLE
78997
0
0
SCHWAB STRATEGIC TRUST
US Agg Bond ETF
808524839
12352
239851
SH
SOLE
239851
0
0
SONOCO PRODS CO
COM
835495102
601
11408
SH
SOLE
0
0
11408
SPDR SERIES TRUST
S&P 600 SmCap Val
822140512
162714
1367231
SH
SOLE
1367231
0
0
SPDR SERIES TRUST
S&P 600 SmCapGr
800121812
533967
9564164
SH
SOLE
9564164
0
0
SPDR SERIES TRUST
Nuveen Muni Bond ETF
78468R721
985
20757
SH
SOLE
20757
0
0
SPRINT CORP
COM SER 1
85207U105
3
338
SH
SOLE
0
0
338
SUN LIFE FINL INC
COM
866796105
587
15278
SH
SOLE
0
0
15278
TENET HEALTHCARE CORP
COM NEW
88033G407
0
25
SH
SOLE
0
0
25
TENNECO INC
COM
880349105
1225
19612
SH
SOLE
0
0
19612
TITAN INTL INC ILL
COM
88830M102
382
34098
SH
SOLE
0
0
34098
TRINITY INDS INC
COM
896522109
744
26801
SH
SOLE
0
0
26801
VIACOM INC NEW
CL A W I
92553P102
13
337
SH
SOLE
0
0
337
VIACOM INC NEW
CL B
92553P201
730
20804
SH
SOLE
0
0
20804
VIASAT INC
COM
92552V100
1376
20774
SH
SOLE
0
0
20774
WALT DISNEY CO
COM DISNEY
254687106
10
100
SH
SOLE
0
0
100
WELLS FARGO & CO NEW
COM
949746101
24
433
SH
SOLE
0
0
433
WGL HLDGS INC
COM
92924F106
1381
18109
SH
SOLE
0
0
18109