0001214659-13-002149.txt : 20130423 0001214659-13-002149.hdr.sgml : 20130423 20130423091714 ACCESSION NUMBER: 0001214659-13-002149 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130423 DATE AS OF CHANGE: 20130423 EFFECTIVENESS DATE: 20130423 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 13775311 BUSINESS ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-498-6900 MAIL ADDRESS: STREET 1: 1050 ENTERPRISE WAY STREET 2: 3RD FL CITY: SUNNYVALE STATE: CA ZIP: 94089 13F-HR 1 a42213013fhr.txt REPORT FOR THE QUARTER ENDED MARCH 31, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Engines Advisors L.L.C. Address: 1050 Enterprise Way, 3rd Floor Sunnyvale, CA 94089 Form 13F File Number: 28-12703 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Debra Babbitt Title: Chief Compliance Officer Phone: 617-556-2357 Signature, Place, and Date of Signing: /s/ Debra Babbitt Sunnyvale, CA 04/22/2013 ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: 96,937 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ALASKA AIR GROUP INC COM 011659109 1004 15695 SH Sole NONE ALLERGAN INC COM 018490102 6278 56235 SH Sole NONE ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 2382 23928 SH Sole NONE ARCH COAL INC COM 039380100 314 57906 SH Sole NONE ASTEC INDS INC COM 046224101 537 15372 SH Sole NONE BANK OF NEW YORK MELLON CORP COM 064058100 2954 105535 SH Sole NONE BEMIS INC COM 081437105 2599 64390 SH Sole NONE CABLEVISION SYS CORP CL A NY CABLVS 12686C109 2 120 SH Sole NONE CARPENTER TECHNOLOGY CORP COM 144285103 1295 26265 SH Sole NONE CHEVRON CORP NEW COM 166764100 1142 9612 SH Sole NONE CLIFFS NATURAL RESOURCES INC COM 18683K101 124 6518 SH Sole NONE CLOROX CO DEL COM 189054109 14 153 SH Sole NONE COMCAST CORP NEW CL A 20030N101 9565 227674 SH Sole NONE COMCAST CORP NEW CL A SPL 20030N200 728 18371 SH Sole NONE CONOCOPHILLIPS COM 20825C104 663 11028 SH Sole NONE CRANE CO COM 224399105 2215 39658 SH Sole NONE DELL INC COM 24702R101 4398 306909 SH Sole NONE DELTA AIR LINES INC DEL COM NEW 247361702 169 10260 SH Sole NONE DOMINION RES INC VA NEW COM 25746U109 16538 284250 SH Sole NONE EDWARDS LIFESCIENCES CORP COM 28176E108 798 9707 SH Sole NONE EL PASO ELEC CO COM NEW 283677854 1 21 SH Sole NONE EXELON CORP COM 30161N101 2426 70348 SH Sole NONE FEDEX CORP COM 31428X106 2363 24064 SH Sole NONE FIFTH THIRD BANCORP COM 316773100 3782 231856 SH Sole NONE FIRST AMERN FINL CORP COM 31847R102 2708 105895 SH Sole NONE FOREST LABS INC COM 345838106 35 917 SH Sole NONE GARDNER DENVER INC COM 365558105 872 11606 SH Sole NONE GREAT PLAINS ENERGY INC COM 391164100 2004 86397 SH Sole NONE HEALTH NET INC COM 42222G108 108 3783 SH Sole NONE INTERPUBLIC GROUP COS INC COM 460690100 109 8332 SH Sole NONE ITT EDUCATIONAL SERVICES INC COM 45068B109 63 4551 SH Sole NONE KELLOGG CO COM 487836108 1323 20537 SH Sole NONE KINDER MORGAN INC DEL COM 49456B101 9598 248132 SH Sole NONE KULICKE & SOFFA INDS INC COM 501242101 41 3541 SH Sole NONE LIBBEY INC COM 529898108 483 25006 SH Sole NONE MARATHON OIL CORP COM 565849106 2151 63786 SH Sole NONE MARATHON PETE CORP COM 56585A102 3433 38314 SH Sole NONE MOVADO GROUP INC COM 624580106 83 2463 SH Sole NONE OLD DOMINION FGHT LINES INC COM 679580100 3783 99038 SH Sole NONE OLIN CORP COM PAR $1 680665205 268 10620 SH Sole NONE PHILLIPS 66 COM 718546104 263 3764 SH Sole NONE POTLATCH CORP NEW COM 737630103 518 11291 SH Sole NONE SONOCO PRODS CO COM 835495102 797 22774 SH Sole NONE SUN LIFE FINL INC COM 866796105 272 9969 SH Sole NONE THOMSON REUTERS CORP COM 884903105 803 24723 SH Sole NONE TITAN INTL INC ILL COM 88830M102 443 21005 SH Sole NONE TRINITY INDS INC COM 896522109 816 18012 SH Sole NONE VALASSIS COMMUNICATIONS INC COM 918866104 538 18005 SH Sole NONE VIACOM INC NEW CL B 92553P201 26 406 SH Sole NONE VIACOM INC NEW CL A 92553P102 2154 34988 SH Sole NONE VIASAT INC COM 92552V100 555 11458 SH Sole NONE WGL HLDGS INC COM 92924F106 405 9180 SH Sole NONE