0001214659-11-001515.txt : 20110503 0001214659-11-001515.hdr.sgml : 20110503 20110503172055 ACCESSION NUMBER: 0001214659-11-001515 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 EFFECTIVENESS DATE: 20110503 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 11807054 BUSINESS ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-565-4900 MAIL ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 13F-HR 1 f5211313fhr.txt FOR THE QUARTER ENDED: MARCH 31, 2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Engines Advisors L.L.C Address: 1804 Embarcadero Road Palo Alto, CA 94303 Form 13F File Number: 28-12703 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lewis E. Antone Title: Deputy General Counsel and Chief Compliance Officer Phone: 650-565-4900 Signature, Place, and Date of Signing: /s/ Lewis E. Antone Palo Alto, CA 05/02/2011 ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 38 Form 13F Information Table Value Total: 68,900,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ ALLERGAN INC COM 018490102 4177 58818 SH Sole NONE ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1484 25951 SH Sole NONE AON CORP COM 037389103 970 18307 SH Sole NONE ARCH CHEMICALS INC COM 03937R102 2005 48219 SH Sole NONE ARCH COAL INC COM 039380100 942 26124 SH Sole NONE BEMIS INC COM 081437105 2893 88161 SH Sole NONE BON-TON STORES INC COM 09776J101 7 443 SH Sole NONE CABLEVISION SYS CORP CL A SHS 12686C109 84 2419 SH Sole NONE CARPENTER TECHNOLOGY CORP COM 144285103 1115 26103 SH Sole NONE COCA COLA ENTERPRISES INC COM 191219104 6217 227714 SH Sole NONE CORELOGIC INC COM 21871D103 35 1901 SH Sole NONE CRANE CO COM 224399105 1651 34091 SH Sole NONE DELTA AIR LINES INC DEL COM NEW 247361702 214 21833 SH Sole NONE DOMINION RES INC VA NEW COM 25746U109 10769 240928 SH Sole NONE EL PASO CORP COM 28336L109 6844 380212 SH Sole NONE FEDEX CORP COM 31428X106 1994 21319 SH Sole NONE FIFTH THIRD BANCORP COM 316773100 2348 169049 SH Sole NONE FIRST AMERN CORP CALIF COM 318522307 49 2950 SH Sole NONE GARDNER DENVER INC COM 365558105 1394 17861 SH Sole NONE HOSPIRA INC COM 441060100 2346 42503 SH Sole NONE INTERPUBLIC GROUP COS INC COM 460690100 311 24777 SH Sole NONE KELLOGG CO COM 487836108 1827 33852 SH Sole NONE KINDER MORGAN INC DEL COM 49456B101 5648 190559 SH Sole NONE KULICKE & SOFFA INDS INC COM 501242101 120 12822 SH Sole NONE LIBBEY INC COM 529898108 1089 65983 SH Sole NONE MADISON SQUARE GARDEN INC CL A 55826P100 8 302 SH Sole NONE MARATHON OIL CORP COM 565849106 5987 112301 SH Sole NONE MOVADO GROUP INC COM 624580106 41 2791 SH Sole NONE OLD DOMINION FGHT LINES INC COM 679580100 2435 69389 SH Sole NONE OLIN CORP COM PAR $1 680665205 318 13858 SH Sole NONE ITT EDUCATIONAL SERVICES INC COM 45068B109 287 3972 SH Sole NONE SUN LIFE FINL INC COM 866796105 316 10043 SH Sole NONE THOMSON REUTERS CORP COM 884903105 248 6323 SH Sole NONE TITAN INTL INC ILL COM 88830M102 628 23610 SH Sole NONE VALASSIS COMMUNICATIONS INC COM 918866104 416 14268 SH Sole NONE VIACOM INC NEW CL A 92553P102 27 510 SH Sole NONE VIACOM INC NEW CL B 92553P201 1481 31836 SH Sole NONE VIASAT INC COM 92552V100 178 4456 SH Sole NONE