-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NbubrFlBdo4ggahTAvPS9TTI5TJjcuicdijYYXUwmUPar2QJXikRouz4rYHkw7Xc zOcq2Ub811zUtcpvSGJg/g== 0001214659-10-002768.txt : 20101027 0001214659-10-002768.hdr.sgml : 20101027 20101027151758 ACCESSION NUMBER: 0001214659-10-002768 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101027 DATE AS OF CHANGE: 20101027 EFFECTIVENESS DATE: 20101027 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Engines Advisors L.L.C. CENTRAL INDEX KEY: 0001420473 IRS NUMBER: 943250323 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12703 FILM NUMBER: 101144818 BUSINESS ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 BUSINESS PHONE: 650-565-4900 MAIL ADDRESS: STREET 1: 1804 EMBARCADERO ROAD CITY: PALO ALTO STATE: CA ZIP: 94303 13F-HR 1 c102610213fhr.txt FOR THE PERIOD ENDED SEPTEMBER 30, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment [ ]; Amendment Number: __ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Engines Advisors L.L.C Address: 1804 Embarcadero Road Palo Alto, CA 94303 Form 13F File Number: 28-12703 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Lewis E. Antone Title: Deputy General Counsel and Chief Compliance Officer Phone: 650-565-4900 Signature, Place, and Date of Signing: /s/ Lewis E. Antone Palo Alto, CA 10/26/2010 - ------------------------ ------------------------ -------------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 34 Form 13F Information Table Value Total: 100,465,000 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE
FORM 13F INFORMATION TABLE - ------------------------------------------------------------------------------------------------------------------------------------ VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ABBOTT LABS COM 002824100 7170 137258 SH Sole NONE ALLERGAN INC COM 018490102 8672 130340 SH Sole NONE ARCH CHEMICALS INC COM 03937R102 1979 56389 SH Sole NONE ARCH COAL INC COM 039380100 1372 51367 SH Sole NONE BEMIS INC COM 081437105 3044 95871 SH Sole NONE BON-TON STORES INC COM 09776J101 4 424 SH Sole NONE CARPENTER TECHNOLOGY CORP COM 144285103 983 29149 SH Sole NONE COCA COLA ENTERPRISES INC COM 191219104 8842 416072 SH Sole NONE CRANE CO COM 224399105 2079 54798 SH Sole NONE DELTA AIR LINES INC DEL COM NEW 247361702 473 40594 SH Sole NONE DOMINION RES INC VA NEW COM 25746U109 20258 463993 SH Sole NONE EL PASO CORP COM 28336L109 2396 193542 SH Sole NONE FEDEX CORP COM 31428X106 1711 20007 SH Sole NONE FIFTH THIRD BANCORP COM 316773100 222 18480 SH Sole NONE GARDNER DENVER INC COM 365558105 1466 27304 SH Sole NONE GOODYEAR TIRE & RUBR CO COM 382550101 62 5757 SH Sole NONE HOSPIRA INC COM 441060100 4770 83664 SH Sole NONE INTERPUBLIC GROUP COS INC COM 460690100 466 46472 SH Sole NONE KELLOGG CO COM 487836108 11925 236083 SH Sole NONE KULICKE & SOFFA INDS INC COM 501242101 62 9941 SH Sole NONE LIBBEY INC COM 529898108 297 22550 SH Sole NONE MARATHON OIL CORP COM 565849106 14524 438793 SH Sole NONE MOVADO GROUP INC COM 624580106 34 3165 SH Sole NONE OLD DOMINION FGHT LINES INC COM 679580100 2290 90101 SH Sole NONE OLIN CORP COM PAR $1 680665205 214 10616 SH Sole NONE ITT EDUCATIONAL SERVICES INC COM 45068B109 350 4985 SH Sole NONE STANDARD REGISTER CO COM 853887107 0 41 SH Sole NONE SUN LIFE FINL INC COM 866796105 265 10178 SH Sole NONE THOMSON REUTERS CORP COM 884903105 419 11159 SH Sole NONE TITAN INTL INC ILL COM 88830M102 503 37032 SH Sole NONE VALASSIS COMMUNICATIONS INC COM 918866104 2267 66886 SH Sole NONE VIACOM INC NEW CL A 92553P102 21 521 SH Sole NONE VIACOM INC NEW CL B 92553P201 1133 31312 SH Sole NONE VIASAT INC COM 92552V100 195 4745 SH Sole NONE
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