-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IF7NbZf3JTuiZbnez41xNGsIQuFSPVi6M+LTXg1CvmLhsNNsKR/jWj0Yw1EICwf+ NrT7hCPOh3yOUPkyb8ewcw== 0000950123-10-013320.txt : 20100216 0000950123-10-013320.hdr.sgml : 20100215 20100216164148 ACCESSION NUMBER: 0000950123-10-013320 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 EFFECTIVENESS DATE: 20100216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Serengeti Asset Management LP CENTRAL INDEX KEY: 0001420299 IRS NUMBER: 208914538 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12866 FILM NUMBER: 10608779 BUSINESS ADDRESS: STREET 1: 1115 BROADWAY, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 672-2232 MAIL ADDRESS: STREET 1: 1115 BROADWAY, 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 y82097e13fvhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2009 Check here if Amendment [ ]; Amendment Number: __________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Serengeti Asset Management Lp Address: 632 Broadway, 12th Floor New York, NY 10012 Form 13F File Number: 28-12866 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Shaker Choudhury Title: Authorized Person Phone: 212-672-2248 Signature, Place, and Date of Signing: /s/ Shaker Choudhury February 16, 2010 - ---------------------------------------- ------------------------------------- Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name - -------------------- ------------------------------ 28-_____________ Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 51 Form 13F Information Table Value Total: $819,224 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ------------------ SERENGETI ASSET MANAGEMENT LP FORM 13F INFORMATION TABLE AS OF DECEMBER 31, 2009
VOTING VOTING VOTING TITLE OF VALUE SHARES SH/ PUT/ INVESTMENT OTHER AUTHORITY AUTHORITY AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ---------------- --------- ------- --------- --- ---- ---------- -------- --------- --------- --------- ACE LTD SHS H0023R105 10,080 200,000 SH SOLE 200,000 0 0 AETNA INC NEW COM 00817Y108 12,075 380,900 SH CALL SOLE BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 11,849 850,000 SH SOLE 850,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 3,012 200,000 SH SOLE 200,000 0 0 BANK OF AMERICA CORPORATION COM 060505104 4,887 324,500 SH PUT SOLE 324,500 0 0 BANK OF AMERICA CORPORATION UNIT 99/99/9999 060505419 3,730 250,000 SH SOLE 250,000 0 0 BHP BILLITON PLC SPONSORED ADR 05545E209 12,770 200,000 SH SOLE 200,000 0 0 CALPINE CORP COM NEW 131347304 15,400 1,400,000 SH SOLE 1,400,000 0 0 CAPITALSOURCE INC COM 14055X102 13,895 3,500,000 SH SOLE 3,500,000 0 0 CERADYNE INC COM 156710105 4,805 250,000 SH SOLE 250,000 0 0 CHILDRENS PLACE RET AIL STORES I COM 168905107 6,600 200,000 SH SOLE 200,000 0 0 CITIGROUP INC COM 172967101 19,860 6,000,000 SH SOLE 6,000,000 0 0 COLONY FINL INC COM 19624R106 2,037 100,000 SH SOLE 100,000 0 0 CVS CAREMARK CORPORATION COM 126650100 6,442 200,000 SH SOLE 200,000 0 0 ENERGY XXI (BERMUDA) LTD COM SHS G10082108 6,930 3,000,000 SH SOLE 3,000,000 0 0 GENERAL ELECTRIC CO COM 369604103 15,130 1,000,000 SH PUT SOLE 1,000,000 0 0 GENERAL ELECTRIC CO COM 369604103 7,565 500,000 SH PUT SOLE 500,000 0 0 GENERAL ELECTRIC CO COM 369604103 30,260 2,000,000 SH PUT SOLE 2,000,000 0 0 GEORGIA GULF COM 373200302 8,690 500,000 SH SOLE 500,000 0 0 GLOBE SPECIALTY COM 37954N206 2,585 275,000 SH SOLE 275,000 0 0 HANSEN MEDICAL INC COM 411307101 1,818 600,000 SH SOLE 600,000 0 0 INVESCO LTD SHS G491BT108 4,698 200,000 SH SOLE 200,000 0 0 ISHARES INC MSCI TAIWAN 464286731 12,970 1,000,000 SH CALL SOLE ISHARES TR FTSE CHINA ETF 464288190 24,722 585,000 SH PUT SOLE 585,000 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 18,732 300,000 SH PUT SOLE 300,000 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 1,866 140,000 SH SOLE 140,000 0 0 JPMORGAN CHASE & CO COM 46625H100 8,334 200,000 SH SOLE 200,000 0 0 LAS VEGAS SANDS CORP COM 517834107 4,482 300,000 SH SOLE 300,000 0 0 M & T BK CORP COM 55261F104 20,067 300,000 SH PUT SOLE 300,000 0 0 MDS INC COM 55269P302 3,060 400,000 SH SOLE 400,000 0 0 MYRIAD PHARMACEUTICALS INC COM 62856H107 1,509 300,000 SH SOLE 300,000 0 0 PFIZER INC COM 717081103 17,281 950,000 SH SOLE 950,000 0 0 POLYPORE INTL INC COM 73179V103 13,090 1,100,000 SH SOLE 1,100,000 0 0 RANGE RES CORP COM 75281A109 9,970 200,000 SH SOLE 200,000 0 0 RANGE RES CORP COM 75281A109 11,276 226,200 SH CALL SOLE RANGE RES CORP COM 75281A109 18,514 371,400 SH CALL SOLE RANGE RES CORP COM 75281A109 49,850 1,000,000 SH CALL SOLE ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 4,352 400,000 SH SOLE 400,000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 4,162 350,000 SH SOLE 350,000 0 0 SANDRIDGE ENERGY INC COM 80007P307 6,601 700,000 SH SOLE 700,000 0 0 SHUFFLE MASTER INC COM 825549108 5,141 623,938 SH SOLE 623,938 0 0 SPDR TR UNIT SER 1 78462F103 64,635 580,000 SH PUT SOLE 580,000 0 0 SPDR TR UNIT SER 1 78462F103 78,008 700,000 SH PUT SOLE 700,000 0 0 SPDR TR UNIT SER 1 78462F103 139,300 1,250,000 SH PUT SOLE 1,250,000 0 0 STRATEGIC HOTELS & RESORTS I COM 86272T106 1,860 1,000,000 SH SOLE 1,000,000 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 4,041 175,000 SH SOLE 175,000 0 0 VORNADO RLTY TR SH BEN INT 929042109 6,994 100,000 SH SOLE 100,000 0 0 WASHINGTON POST CO CL B 939640108 7,913 18,000 SH SOLE 18,000 0 0 WELLS FARGO & CO NEW COM 949746101 53,980 2,000,000 SH PUT SOLE 2,000,000 0 0 XTO ENERGY INC COM 98385X106 3,434 73,800 SH CALL SOLE ZIONS BANCORPORATION COM 989701107 17,962 1,400,000 SH SOLE 1,400,000 0 0
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