0001140361-13-044848.txt : 20131204
0001140361-13-044848.hdr.sgml : 20131204
20131204111017
ACCESSION NUMBER: 0001140361-13-044848
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131107
FILED AS OF DATE: 20131204
DATE AS OF CHANGE: 20131204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NMI Holdings, Inc.
CENTRAL INDEX KEY: 0001547903
STANDARD INDUSTRIAL CLASSIFICATION: SURETY INSURANCE [6351]
IRS NUMBER: 454914248
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
BUSINESS PHONE: (855) 530-6642
MAIL ADDRESS:
STREET 1: 2100 POWELL STREET, 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bass J Kyle
CENTRAL INDEX KEY: 0001420193
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 131256270
MAIL ADDRESS:
STREET 1: 2626 COLE AVENUE
STREET 2: SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hayman Investments LLC
CENTRAL INDEX KEY: 0001420196
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 131256271
BUSINESS ADDRESS:
STREET 1: 2626 COLE AVENUE
STREET 2: SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75204
BUSINESS PHONE: 214-347-8050
MAIL ADDRESS:
STREET 1: 2626 COLE AVENUE
STREET 2: SUITE 200
CITY: DALLAS
STATE: TX
ZIP: 75204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HAYMAN CAPITAL MANAGEMENT, L.P.
CENTRAL INDEX KEY: 0001420192
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 131256272
BUSINESS ADDRESS:
STREET 1: 2101 CEDAR SPRINGS ROAD
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75201
BUSINESS PHONE: 214-347-8050
MAIL ADDRESS:
STREET 1: 2101 CEDAR SPRINGS ROAD
STREET 2: SUITE 1400
CITY: DALLAS
STATE: TX
ZIP: 75201
FORMER NAME:
FORMER CONFORMED NAME: Hayman Advisors LP
DATE OF NAME CHANGE: 20071204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Osmon John Brandon
CENTRAL INDEX KEY: 0001591062
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36174
FILM NUMBER: 131256273
MAIL ADDRESS:
STREET 1: C/O NMI HOLDINGS, INC.
STREET 2: 2100 POWELL ST., 12TH FLOOR
CITY: EMERYVILLE
STATE: CA
ZIP: 94608
3/A
1
doc1.xml
FORM 3/A
X0206
3/A
2013-11-07
2013-11-07
0
0001547903
NMI Holdings, Inc.
NMIH
0001591062
Osmon John Brandon
C/O NMI HOLDINGS, INC.
2100 POWELL STREET, 12TH FLOOR
EMERYVILLE
CA
94608
1
0
0
1
See Footnotes (1)(2)
0001420192
HAYMAN CAPITAL MANAGEMENT, L.P.
2101 CEDAR SPRINGS ROAD, SUITE 1400
DALLAS
TX
75201
0
0
1
1
See Footnotes (1)(2)
0001420196
Hayman Investments LLC
2101 CEDAR SPRINGS ROAD, SUITE 1400
DALLAS
TX
75201
0
0
1
1
See Footnotes (1)(2)
0001420193
Bass J Kyle
C/O HAYMAN INVESTMENTS, L.L.C.
2101 CEDAR SPRINGS ROAD, SUITE 1400
DALLAS
TX
75201
0
0
1
1
See Footnotes (1)(2)
Class A Common Stock
5496500
I
See Footnote
Stock Option (right to buy)
10
2022-11-08
Class A Common Shares, $0.01 par value per share
37813
D
Restricted Stock Units (right to buy)
0.0
2022-11-08
Class A Common Shares, $0.01 par value per share
30940
D
Restricted Stock Units (right to buy)
0.0
2023-02-14
Class A Common Shares, $0.01 par value per share
5000
D
Mr. Osmon is a managing director of Hayman Capital Management, L.P. ("Hayman Capital Management"). Hayman Capital Management acts as an investment adviser to, and manages investment and trading accounts of, other persons, including Hayman Capital Master Fund, L.P. ("HCMF"). Hayman Investments, L.L.C. ("Hayman Investments") is the general partner of Hayman Capital Management. Mr. Bass is the managing member of Hayman Investments. In the foregoing capacities, Hayman Capital Management, Hayman Investments and Mr. Bass may be deemed to beneficially own securities beneficially owned by Hayman Capital Management. In connection with Mr. Osmon's employment by Hayman Capital Management, HCMF may be deemed to beneficially own securities of the Issuer beneficially owned by Mr. Osmon.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest in such securities, and the inclusion of such securities in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or for any other purpose.
Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. The stock option award is time vested based generally on continued service and is scheduled to vest in equal installments on each of the second and third anniversaries of the date of the grant, which grant occurred on November 8, 2012.
Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one NMI Holdings, Inc. common share upon vesting and settlement. The restricted stock unit award is time vested based generally on continued service and is scheduled to vest in equal installments on each of the second and third anniversaries of the date of the grant, which grant occurred on November 8, 2012.
Granted pursuant to the NMI Holdings, Inc. 2012 Stock Incentive Plan and the restricted stock unit award vests on February 14, 2014, based generally on continued service. Each restricted stock unit represents a contingent right to receive one NMI Holdings, Inc. common share upon vesting and settlement.
/s/ HAYMAN CAPITAL MANAGEMENT, L.P., by Hayman Investments, L.L.C. its General Partner, by Christopher Kirkpatrick as General Counsel
2013-12-04
/s/ HAYMAN INVESTMENTS, L.L.C., by Christopher Kirkpatrick as General Counsel
2013-12-04
/s/ J. KYLE BASS
2013-12-04
/s/ JOHN BRANDON OSMON
2013-12-04