0000909518-11-000184.txt : 20110512
0000909518-11-000184.hdr.sgml : 20110512
20110512140739
ACCESSION NUMBER: 0000909518-11-000184
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110512
DATE AS OF CHANGE: 20110512
EFFECTIVENESS DATE: 20110512
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Capital Z Management, LLC
CENTRAL INDEX KEY: 0001419941
IRS NUMBER: 742910760
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13351
FILM NUMBER: 11835169
BUSINESS ADDRESS:
STREET 1: 230 PARK AVENUE SOUTH
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
BUSINESS PHONE: 212 965-2328
MAIL ADDRESS:
STREET 1: 230 PARK AVENUE SOUTH
STREET 2: 11TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10003
13F-HR
1
mm05-1111czm_13fht.txt
FOR QUARTER ENDED 3/31/11
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Capital Z Management, LLC
Address: 142 West 57th Street, 3rd Floor
New York, NY 10019
Attn: Craig Fisher
Form 13F File Number: 028-13351
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Craig Fisher
Title: Secretary
Phone: (212) 965-2328
Signature, Place, and Date of Signing:
/s/ Craig Fisher New York, NY May 12, 2011
---------------- ------------ ----------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this re- port, and
all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 2
Form 13F Information Table Value Total: 380,474
(thousands)
List of Other Included Managers:
NONE
CAPITAL Z MANAGEMENT, LLC
FORM 13F
FOR QUARTER ENDED MARCH 31, 2011
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
INVESTMENT DISCRETION VOTING AUTHORITY SHARES
(b)
Shares as
Fair Shares or Defined (c) Managers
Title of Cusip Market Principal (a) in Shared See (a) (b) (c)
Name of Issuer Class Number Value Amount Sole Instr.V Other Instr. V Sole Shared None
-------------- ----- ------ ----- ------ ---- ------- ----- -------- ---- ------ ----
Universal American Corp. Common 913377107 320,296,371 13,980,636 13,980,636 13,980,636
stock
NewStar Financial, Inc. Common 65251F105 60,177,914 5,510,798 5,510,798 5,510,798
stock