0001209191-17-061867.txt : 20171120 0001209191-17-061867.hdr.sgml : 20171120 20171120183800 ACCESSION NUMBER: 0001209191-17-061867 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171116 FILED AS OF DATE: 20171120 DATE AS OF CHANGE: 20171120 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morrow John C CENTRAL INDEX KEY: 0001685087 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37885 FILM NUMBER: 171215028 MAIL ADDRESS: STREET 1: 11100 NE 8TH ST #600 CITY: BELLEVUE STATE: WA ZIP: 98004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apptio Inc CENTRAL INDEX KEY: 0001419625 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 261175252 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 425-453-5861 MAIL ADDRESS: STREET 1: 11100 NE 8TH STREET STREET 2: SUITE 600 CITY: BELLEVUE STATE: WA ZIP: 98004 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-11-16 0 0001419625 Apptio Inc APTI 0001685087 Morrow John C 11100 NE 8TH STREET, SUITE 600 BELLEVUE WA 98004 0 1 0 0 See Remarks Class A Common Stock 2017-11-16 4 C 0 6514 0.00 A 37864 D Class A Common Stock 2017-11-16 4 S 0 6514 22.5076 D 31350 D Class A Common Stock 2017-11-17 4 C 0 21823 0.00 A 53173 D Class A Common Stock 2017-11-17 4 S 0 21823 22.5648 D 31350 D Stock Option (right to buy) 12.64 2017-11-16 4 M 0 6514 0.00 D 2024-09-29 Class B Common Stock 6514 57072 D Class B Common Stock 0.00 2017-11-16 4 M 0 6514 0.00 A Class A Common Stock 6514 6514 D Class B Common Stock 0.00 2017-11-16 4 C 0 6514 0.00 D Class A Common Stock 6514 0 D Stock Option (right to buy) 12.64 2017-11-17 4 M 0 21823 0.00 D 2024-09-29 Class B Common Stock 21823 35249 D Class B Common Stock 0.00 2017-11-17 4 M 0 21823 0.00 A Class A Common Stock 21823 21823 D Class B Common Stock 0.00 2017-11-17 4 C 0 21823 0.00 D Class A Common Stock 21823 0 D Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 6,514 shares of Class A Common Stock. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Jun 5, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.57. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (7) to this Form 4. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement. Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 21,823 shares of Class A Common Stock. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.65. 1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter. Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date. Executive Vice President, Corporate Development, General Counsel and Secretary /s/ Frederick Williams, attorney-in-fact 2017-11-20