0001209191-17-061867.txt : 20171120
0001209191-17-061867.hdr.sgml : 20171120
20171120183800
ACCESSION NUMBER: 0001209191-17-061867
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171116
FILED AS OF DATE: 20171120
DATE AS OF CHANGE: 20171120
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrow John C
CENTRAL INDEX KEY: 0001685087
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37885
FILM NUMBER: 171215028
MAIL ADDRESS:
STREET 1: 11100 NE 8TH ST #600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apptio Inc
CENTRAL INDEX KEY: 0001419625
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 261175252
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 425-453-5861
MAIL ADDRESS:
STREET 1: 11100 NE 8TH STREET
STREET 2: SUITE 600
CITY: BELLEVUE
STATE: WA
ZIP: 98004
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-16
0
0001419625
Apptio Inc
APTI
0001685087
Morrow John C
11100 NE 8TH STREET, SUITE 600
BELLEVUE
WA
98004
0
1
0
0
See Remarks
Class A Common Stock
2017-11-16
4
C
0
6514
0.00
A
37864
D
Class A Common Stock
2017-11-16
4
S
0
6514
22.5076
D
31350
D
Class A Common Stock
2017-11-17
4
C
0
21823
0.00
A
53173
D
Class A Common Stock
2017-11-17
4
S
0
21823
22.5648
D
31350
D
Stock Option (right to buy)
12.64
2017-11-16
4
M
0
6514
0.00
D
2024-09-29
Class B Common Stock
6514
57072
D
Class B Common Stock
0.00
2017-11-16
4
M
0
6514
0.00
A
Class A Common Stock
6514
6514
D
Class B Common Stock
0.00
2017-11-16
4
C
0
6514
0.00
D
Class A Common Stock
6514
0
D
Stock Option (right to buy)
12.64
2017-11-17
4
M
0
21823
0.00
D
2024-09-29
Class B Common Stock
21823
35249
D
Class B Common Stock
0.00
2017-11-17
4
M
0
21823
0.00
A
Class A Common Stock
21823
21823
D
Class B Common Stock
0.00
2017-11-17
4
C
0
21823
0.00
D
Class A Common Stock
21823
0
D
Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the reporting person.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 6,514 shares of Class A Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on Jun 5, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.57. The
reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (4) and (7) to this Form 4.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement.
Includes 31,350 RSUs that represent contingent rights to receive 31,350 shares of the Issuer's Class A Common Stock upon settlement and 21,823 shares of Class A Common Stock.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.50 to $22.65.
1/4th of the shares subject to the option became vested and exercisable on September 22, 2015 and 1/48th of the shares subject to the option vest monthly thereafter.
Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a one-for-one basis and has no expiration date.
Executive Vice President, Corporate Development, General Counsel and Secretary
/s/ Frederick Williams, attorney-in-fact
2017-11-20