-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQ2JfxQtUsz+MQdUP/HsrwSUXfcgmgkNL+uzbHY2HfxCo/6MYUjvNE24MOtQkzgs wS3P5VYL5x3jI/jNI4tIag== 0001419186-09-000001.txt : 20090112 0001419186-09-000001.hdr.sgml : 20090112 20090112121203 ACCESSION NUMBER: 0001419186-09-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090112 DATE AS OF CHANGE: 20090112 EFFECTIVENESS DATE: 20090112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cambridge Investment Research Advisors, Inc. CENTRAL INDEX KEY: 0001419186 IRS NUMBER: 201665305 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12861 FILM NUMBER: 09521044 BUSINESS ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 BUSINESS PHONE: 641-472-5100 MAIL ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 13F-HR 1 q408.txt FORM 13F FILING 4TH QUARTER 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cambridge Investment Research Advisors Address: 1776 Pleasant Plain Road Fairfield, IA 52556-8757 Form 13F File Number: 28-12861 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tom Anderson Title: Chief Compliance Officer Phone: 641-472-5100 Signature, Place, and Date of Signing: Tom Anderson Fairfield, Iowa January 12, 2009 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None Form 13F File Number Name 28-12861 [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 401 Form 13F Information Table Value Total: $344,911 (thousands) No. Form 13F File Number Name ____ 28-12861 [Repeat as necessary.] FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AFLAC INC COM COM 001055102 353,299 7707 sh SOLE 7707 AT&T INC COM COM 00206R102 3,741,933 131296 sh SOLE 131296 ABBOTT LABS COM COM 002824100 814,963 15270 sh SOLE 15270 ABERDEEN ASIA PACIFIC INCOM COM COM 003009107 80,509 18723 sh SOLE 18723 AEGON N V ORD AMER REG ADR 007924103 114,133 18865 sh SOLE 18865 AETNA INC NEW COM COM 00817Y108 306,923 10769 sh SOLE 10769 AIRTRAN HLDGS INC COM COM 00949P108 212,667 47898 sh SOLE 47898 ALCOA INC COM COM 013817101 325,932 28946 sh SOLE 28946 ALCATEL-LUCENT SPONSORED ADR ADR 013904305 140,088 65157 sh SOLE 65157 ALLIANCEBERNSTEIN GBL HGH IN COM COM 01879R106 81,861 10757 sh SOLE 10757 ALLIANCEBERNSTEIN INCOME FUN COM COM 01881E101 218,192 30818 sh SOLE 30818 ALLIED CAP CORP NEW COM COM 01903Q108 154,358 57382 sh SOLE 57382 ALLIED IRISH BKS P L C SPON ADR ORD ADR 019228402 155,459 33147 sh SOLE 33147 ALLSTATE CORP COM COM 020002101 212,645 6491 sh SOLE 6491 ALPINE GLOBAL DYNAMIC DIVD F COM COM 02082E106 121,563 17194 sh SOLE 17194 ALPINE TOTAL DYNAMIC DIVID F COM SBI COM 021060108 587,096 94999 sh SOLE 94999 ALTRIA GROUP INC COM COM 02209S103 1,556,953 103383 sh SOLE 103383 AMBAC FINL GROUP INC COM COM 023139108 13,650 10500 sh SOLE 10500 AMEREN CORP COM COM 023608102 451,272 13568 sh SOLE 13568 AMERIANA BANCORP COM COM 023613102 461,996 82795 sh SOLE 82795 AMERICAN ELEC PWR INC COM COM 025537101 766,579 23034 sh SOLE 23034 AMERICAN EXPRESS CO COM COM 025816109 539,232 29069 sh SOLE 29069 AMERICAN INTL GROUP INC COM COM 026874107 49,774 31703 sh SOLE 31703 AMERICREDIT CORP COM COM 03060R101 100,084 13100 sh SOLE 13100 AMGEN INC COM COM 031162100 710,325 12300 sh SOLE 12300 ANNALY CAP MGMT INC COM COM 035710409 1,792,062 112921 sh SOLE 112921 ANTHRACITE CAP INC COM COM 037023108 45,827 20550 sh SOLE 20550 APACHE CORP COM COM 037411105 317,349 4258 sh SOLE 4258 APPLE INC COM COM 037833100 1,456,925 17070 sh SOLE 17070 APPLIED MATLS INC COM COM 038222105 495,002 48865 sh SOLE 48865 BJ SVCS CO COM COM 055482103 329,958 28274 sh SOLE 28274 BP PLC SPONSORED ADR ADR 055622104 2,115,519 45261 sh SOLE 45261 BP PRUDHOE BAY RTY TR UNIT BEN INT UIT 055630107 226,550 3089 sh SOLE 3089 BANK OF AMERICA CORPORATION COM COM 060505104 1,975,577 140311 sh SOLE 140311 BARCLAYS BK PLC DJAIG CMDTY 36 ETF 06738C778 1,126,643 32016 sh SOLE 32016 BAXTER INTL INC COM COM 071813109 475,772 8878 sh SOLE 8878 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 289,800 3 sh SOLE 3 BERKSHIRE HATHAWAY INC DEL CL B CL B 084670207 4,226,410 1315 sh SOLE 1315 BHP BILLITON LTD SPONSORED ADR ADR 088606108 217,228 5064 sh SOLE 5064 BLACKROCK INCOME TR INC COM COM 09247F100 86,289 14675 sh SOLE 14675 BLACKROCK INTL GRWTH & INC T COM COM 092524107 188,260 22174 sh SOLE 22174 BLACKROCK REAL ASSET EQUITY COM COM 09254B109 183,299 26148 sh SOLE 26148 BLACKROCK GBL EQTY INCOME TR COM ADDED COM 09255D104 159,367 18276 sh SOLE 18276 BLACKROCK CORPOR HIGH YLD FD COM COM 09255L106 82,217 21866 sh SOLE 21866 BOEING CO COM COM 097023105 525,926 12325 sh SOLE 12325 BOSTON PRIVATE FINL HLDGS IN COM COM 101119105 121,581 17775 sh SOLE 17775 BOSTON SCIENTIFIC CORP COM COM 101137107 98,546 12732 sh SOLE 12732 BRISTOL MYERS SQUIBB CO COM COM 110122108 781,889 33630 sh SOLE 33630 BUILDING MATLS HLDG CORP COM COM 120113105 11,100 30000 sh SOLE 30000 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 234,928 3103 sh SOLE 3103 CVS CAREMARK CORPORATION COM COM 126650100 352,137 12253 sh SOLE 12253 CALAMOS CONV OPP AND INC FD SH BEN INT ETF 128117108 724,654 87413 sh SOLE 87413 CALAMOS CONV & HIGH INCOME F COM SHS COM 12811P108 173,840 20500 sh SOLE 20500 CALAMOS STRATEGIC TOTL RETN COM SH COM 128125101 1,581,738 253078 sh SOLE 253078 CAPITALSOURCE INC COM COM 14055X102 50,441 10918 sh SOLE 10918 CAROLINA BK HLDGS INC GREENS COM COM 143785103 517,350 84122 sh SOLE 84122 CATERPILLAR INC DEL COM COM 149123101 587,422 13150 sh SOLE 13150 CEMEX SAB DE CV SPON ADR 5 ORD ADR 151290889 210,220 23000 sh SOLE 23000 CHARTWELL DIVD & INCOME FD I COM COM 16139P104 45,508 15069 sh SOLE 15069 CHESAPEAKE ENERGY CORP COM COM 165167107 218,719 13526 sh SOLE 13526 CHEVRON CORP NEW COM COM 166764100 4,776,178 64569 sh SOLE 64569 CHICOS FAS INC COM COM 168615102 130,291 31170 sh SOLE 31170 CISCO SYS INC COM COM 17275R102 1,808,143 110929 sh SOLE 110929 CITIGROUP INC COM COM 172967101 741,338 110483 sh SOLE 110483 COCA COLA CO COM COM 191216100 1,224,122 27040 sh SOLE 27040 COHEN & STEERS REIT & PFD IN COM ETF 19247X100 75,942 12229 sh SOLE 12229 COHEN & STEERS REIT & UTIL I COM ETF 19247Y108 138,034 21703 sh SOLE 21703 COHEN & STEERS SELECT UTIL F COM COM 19248A109 110,406 10719 sh SOLE 10719 COLGATE PALMOLIVE CO COM COM 194162103 544,573 7945 sh SOLE 7945 COLONIAL BANCGROUP INC COM COM 195493309 32,685 15790 sh SOLE 15790 COMCAST CORP NEW CL A CL A 20030N101 221,092 13098 sh SOLE 13098 CONOCOPHILLIPS COM COM 20825C104 805,529 15551 sh SOLE 15551 CONSOLIDATED EDISON INC COM COM 209115104 1,156,224 29700 sh SOLE 29700 CONSTELLATION ENERGY GROUP I COM COM 210371100 304,729 12145 sh SOLE 12145 CORNING INC COM COM 219350105 165,931 17411 sh SOLE 17411 COSTCO WHSL CORP NEW COM COM 22160K105 366,608 6983 sh SOLE 6983 CREDIT SUISSE ASSET MGMT INC COM COM 224916106 33,120 14400 sh SOLE 14400 CURRENCYSHARES AUSTRALIAN DL ETF 23129U101 231,752 3249 sh SOLE 3249 CURRENCYSHARES SWISS FRANC ETF 23129V109 221,311 2353 sh SOLE 2353 DNP SELECT INCOME FD COM COM 23325P104 91,909 14945 sh SOLE 14945 DTE ENERGY CO COM COM 233331107 566,083 15870 sh SOLE 15870 DWS MUN INCOME TR COM COM 23338M106 261,255 31860 sh SOLE 31860 DWS DREMAN VAL INCOME EDGE F COM COM 23339M105 323,727 80529 sh SOLE 80529 DEERE & CO COM COM 244199105 424,149 11069 sh SOLE 11069 DELL INC COM COM 24702R101 237,568 23200 sh SOLE 23200 DEVON ENERGY CORP NEW COM COM 25179M103 1,074,124 16346 sh SOLE 16346 DIAGEO P L C SPON ADR NEW ADR 25243Q205 285,629 5034 sh SOLE 5034 DIAMONDS TR UNIT SER 1 ETF 252787106 1,315,885 15035 sh SOLE 15035 DIEBOLD INC COM COM 253651103 263,288 9373 sh SOLE 9373 DISNEY WALT CO COM DISNEY COM 254687106 851,765 37539 sh SOLE 37539 DOMINION RES INC VA NEW COM COM 25746U109 445,024 12417 sh SOLE 12417 DOW CHEM CO COM COM 260543103 350,612 23235 sh SOLE 23235 DREYFUS HIGH YIELD STRATEGIE SH ETF 26200S101 60,277 27030 sh SOLE 27030 DU PONT E I DE NEMOURS & CO COM COM 263534109 269,315 10645 sh SOLE 10645 DUKE ENERGY CORP NEW COM COM 26441C105 717,997 47835 sh SOLE 47835 E M C CORP MASS COM COM 268648102 420,151 40129 sh SOLE 40129 EATON VANCE MUNI INCOME TRUS ETF 27826U108 327,188 42055 sh SOLE 42055 EATON VANCE ENHANCED EQ INC COM COM 278274105 252,000 21000 sh SOLE 21000 EATON VANCE TAX ADVT DIV INC COM COM 27828G107 219,404 18833 sh SOLE 18833 EATON VANCE LTD DUR INCOME F COM COM 27828H105 661,437 66879 sh SOLE 66879 EATON VANCE TX ADV GLBL DIV COM COM 27828S101 113,170 10656 sh SOLE 10656 EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 459,562 45411 sh SOLE 45411 EATON VANCE TAX MNG GBL DV E COM COM 27829F108 396,385 40242 sh SOLE 40242 EBAY INC COM COM 278642103 144,877 10378 sh SOLE 10378 EMERSON ELEC CO COM COM 291011104 665,110 18167 sh SOLE 18167 ENTERGY CORP NEW COM COM 29364G103 297,273 3576 sh SOLE 3576 EVERGREEN INCOME ADVANTAGE F COM SHS COM 30023Y105 193,754 35164 sh SOLE 35164 EVERGREEN GBL DIVID OPP FUND COM ADDED COM 30024H101 498,465 52250 sh SOLE 52250 EVERGREEN SOLAR INC COM COM 30033R108 167,156 52400 sh SOLE 52400 EXELON CORP COM COM 30161N101 473,960 8523 sh SOLE 8523 EXXON MOBIL CORP COM COM 30231G102 24,889,635 311783 sh SOLE 311783 FPL GROUP INC COM COM 302571104 683,177 13574 sh SOLE 13574 FEDERAL NATL MTG ASSN COM COM 313586109 8,289 10906 sh SOLE 10906 FIRST FINL BANKSHARES COM COM 32020R109 265,781 4814 sh SOLE 4814 FIRST TR TAX ADVTG PFD INCM COM COM 336918107 88,361 20082 sh SOLE 20082 FIRST TR/ABERDEEN EMERG OPT COM COM 33731K102 538,648 52551 sh SOLE 52551 FIRSTENERGY CORP COM COM 337932107 214,675 4419 sh SOLE 4419 FLAHERTY & CRMN/CLYMR PFD SE COM SHS COM 338478100 79,283 10230 sh SOLE 10230 FLEETWOOD ENTERPRISES INC COM COM 339099103 2,937 29370 sh SOLE 29370 FORD MTR CO DEL COM PAR $0.01 COM 345370860 103,484 45190 sh SOLE 45190 FRANKLIN BK CORP DEL COM COM 352451108 69 34260 sh SOLE 34260 FRANKLIN TEMPLETON LTD DUR I COM COM 35472T101 707,149 83686 sh SOLE 83686 FREEPORT-MCMORAN COPPER & GO COM COM 35671D857 397,529 16266 sh SOLE 16266 GABELLI EQUITY TR INC COM COM 362397101 59,724 16142 sh SOLE 16142 GABELLI DIVD & INCOME TR COM COM 36242H104 285,918 27759 sh SOLE 27759 GANNETT INC COM COM 364730101 211,297 26412 sh SOLE 26412 GENENTECH INC COM NEW COM 368710406 261,830 3158 sh SOLE 3158 GENERAL ELECTRIC CO COM COM 369604103 7,565,383 466999 sh SOLE 466999 GENERAL MLS INC COM COM 370334104 445,237 7329 sh SOLE 7329 GENERAL MTRS CORP COM COM 370442105 54,425 17008 sh SOLE 17008 GILEAD SCIENCES INC COM COM 375558103 298,606 5839 sh SOLE 5839 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 338,652 9086 sh SOLE 9086 GOLDMAN SACHS GROUP INC COM COM 38141G104 869,951 10309 sh SOLE 10309 GOOGLE INC CL A CL A 38259P508 1,610,240 5234 sh SOLE 5234 GRANITE CONSTR INC COM COM 387328107 350,386 7976 sh SOLE 7976 HALLIBURTON CO COM COM 406216101 563,977 31022 sh SOLE 31022 HANCOCK JOHN PFD INCOME FD I COM COM 41013X106 235,848 17867 sh SOLE 17867 HAWAIIAN ELEC INDUSTRIES COM COM 419870100 705,292 31856 sh SOLE 31856 HEINZ H J CO COM COM 423074103 287,741 7653 sh SOLE 7653 HERSHEY CO COM COM 427866108 450,288 12962 sh SOLE 12962 HEWLETT PACKARD CO COM COM 428236103 2,904,361 80032 sh SOLE 80032 HOME DEPOT INC COM COM 437076102 888,112 38580 sh SOLE 38580 HONEYWELL INTL INC COM COM 438516106 372,579 11349 sh SOLE 11349 HOSPITALITY PPTYS TR COM SH BEN INT COM 44106M102 225,281 15150 sh SOLE 15150 ING PRIME RATE TR SH BEN INT ETF 44977W106 553,919 168878 sh SOLE 168878 ING CLARION GLB RE EST INCM COM COM 44982G104 815,521 204905 sh SOLE 204905 INCYTE CORP COM COM 45337C102 37,900 10000 sh SOLE 10000 ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 335,460 34477 sh SOLE 34477 INTEL CORP COM COM 458140100 1,668,417 113807 sh SOLE 113807 INTEGRYS ENERGY GROUP INC COM COM 45822P105 236,950 5513 sh SOLE 5513 INTERNATIONAL BUSINESS MACHS COM COM 459200101 2,491,254 29601 sh SOLE 29601 ISHARES COMEX GOLD TR ISHARES ETF 464285105 238,575 2753 sh SOLE 2753 ISHARES INC MSCI BRAZIL ETF 464286400 371,376 10614 sh SOLE 10614 ISHARES INC MSCI JAPAN ETF 464286848 133,057 13889 sh SOLE 13889 ISHARES TR S&P 100 IDX FD ETF 464287101 2,760,769 63907 sh SOLE 63907 ISHARES TR LRGE GRW INDX ETF 464287119 751,535 18250 sh SOLE 18250 ISHARES TR DJ SEL DIV INX ETF 464287168 2,028,795 49135 sh SOLE 49135 ISHARES TR US TIPS BD FD ETF 464287176 4,037,848 40688 sh SOLE 40688 ISHARES TR FTSE XNHUA IDX ETF 464287184 729,845 25089 sh SOLE 25089 ISHARES TR S&P 500 INDEX ETF 464287200 22,532,580 249503 sh SOLE 249503 ISHARES TR LEHMAN AGG BND ETF 464287226 22,348,680 214479 sh SOLE 214479 ISHARES TR MSCI EMERG MKT ETF 464287234 4,013,578 160736 sh SOLE 160736 ISHARES TR IBOXX INV CPBD ETF 464287242 5,634,266 55428 sh SOLE 55428 ISHARES TR S&P500 GRW ETF 464287309 1,261,787 28083 sh SOLE 28083 ISHARES TR S&P GBL HLTHCR ETF 464287325 423,471 9359 sh SOLE 9359 ISHARES TR S&P GBL ENER ETF 464287341 218,396 7464 sh SOLE 7464 ISHARES TR S&P GSSI NATL ETF 464287374 261,064 10311 sh SOLE 10311 ISHARES TR S&P LTN AM 40 ETF 464287390 233,356 9162 sh SOLE 9162 ISHARES TR S&P 500 VALUE ETF 464287408 515,174 11403 sh SOLE 11403 ISHARES TR 20+ YR TRS BD ETF 464287432 233,449 1956 sh SOLE 1956 ISHARES TR 7-10 YR TRS BD ETF 464287440 957,416 9717 sh SOLE 9717 ISHARES TR 1-3 YR TRS BD ETF 464287457 3,067,610 36235 sh SOLE 36235 ISHARES TR MSCI EAFE IDX ETF 464287465 11,704,729 260917 sh SOLE 260917 ISHARES TR RUSSELL MCP VL ETF 464287473 3,355,914 118000 sh SOLE 118000 ISHARES TR RUSSELL MCP GR ETF 464287481 510,427 16318 sh SOLE 16318 ISHARES TR RUSSELL MIDCAP ETF 464287499 1,167,000 19541 sh SOLE 19541 ISHARES TR S&P MIDCAP 400 ETF 464287507 1,698,784 31854 sh SOLE 31854 ISHARES TR COHEN&ST RLTY ETF 464287564 461,240 10440 sh SOLE 10440 ISHARES TR RUSSELL1000VAL ETF 464287598 6,283,360 126885 sh SOLE 126885 ISHARES TR S&P MC 400 GRW ETF 464287606 299,042 5393 sh SOLE 5393 ISHARES TR RUSSELL1000GRW ETF 464287614 14,375,448 387897 sh SOLE 387897 ISHARES TR RUSSELL 1000 ETF 464287622 1,023,419 20942 sh SOLE 20942 ISHARES TR RUSL 2000 VALU ETF 464287630 1,069,735 21756 sh SOLE 21756 ISHARES TR RUSL 2000 GROW ETF 464287648 800,987 15749 sh SOLE 15749 ISHARES TR RUSSELL 2000 ETF 464287655 4,623,384 93895 sh SOLE 93895 ISHARES TR RUSL 3000 VALU ETF 464287663 247,468 3829 sh SOLE 3829 ISHARES TR RUSSELL 3000 ETF 464287689 509,964 9807 sh SOLE 9807 ISHARES TR DJ US UTILS ETF 464287697 287,734 4149 sh SOLE 4149 ISHARES TR S&P MIDCP VALU ETF 464287705 301,185 5990 sh SOLE 5990 ISHARES TR DJ US REAL EST ETF 464287739 205,509 5520 sh SOLE 5520 ISHARES TR DJ US HEALTHCR ETF 464287762 305,496 5690 sh SOLE 5690 ISHARES TR DJ US FINL SVC ETF 464287770 365,851 7799 sh SOLE 7799 ISHARES TR S&P SMLCAP 600 ETF 464287804 395,648 8998 sh SOLE 8998 ISHARES TR S&P SMLCP VALU ETF 464287879 258,903 5325 sh SOLE 5325 ISHARES TR S&P SMLCP GROW ETF 464287887 411,164 9227 sh SOLE 9227 ISHARES TR LARGE VAL INDX ETF 464288109 1,136,034 22812 sh SOLE 22812 ISHARES TR HIGH YLD CORP ADDED ETF 464288513 3,648,939 48006 sh SOLE 48006 ISHARES TR MBS FIXED BDFD ADDED ETF 464288588 211,394 2015 sh SOLE 2015 ISHARES TR US PFD STK IDX ADDED ETF 464288687 1,634,446 55955 sh SOLE 55955 ISHARES TR S&P GL C STAPL ETF 464288737 400,737 8410 sh SOLE 8410 ISHARES TR KLD SL SOC INX ETF 464288802 563,002 14692 sh SOLE 14692 ISHARES SILVER TRUST ISHARES ETF 46428Q109 589,400 52625 sh SOLE 52625 JP MORGAN CHASE & CO COM COM 46625H100 1,110,233 35642 sh SOLE 35642 JACOBS ENGR GROUP INC DEL COM COM 469814107 229,966 4781 sh SOLE 4781 JOHNSON & JOHNSON COM COM 478160104 4,033,723 67420 sh SOLE 67420 KAYNE ANDERSON MLP INVSMNT C COM COM 486606106 273,116 16756 sh SOLE 16756 KINDER MORGAN ENERGY PARTNER UT LTD LP 494550106 600,695 13130 sh SOLE 13130 KRAFT FOODS INC CL A CL A 50075N104 632,099 23542 sh SOLE 23542 KULICKE & SOFFA INDS INC COM COM 501242101 102,088 60052 sh SOLE 60052 LSI CORPORATION COM COM 502161102 33,209 10094 sh SOLE 10094 LEE ENTERPRISES INC COM COM 523768109 26,148 63775 sh SOLE 63775 LEUCADIA NATL CORP COM COM 527288104 233,957 11816 sh SOLE 11816 LEVEL 3 COMMUNICATIONS INC COM COM 52729N100 29,722 42460 sh SOLE 42460 LIBERTY ALL STAR EQUITY FD SH BEN INT ETF 530158104 132,828 37951 sh SOLE 37951 LILLY ELI & CO COM COM 532457108 800,562 19880 sh SOLE 19880 LINCOLN ELEC HLDGS INC COM COM 533900106 786,665 15446 sh SOLE 15446 LINN ENERGY LLC UNIT LTD LIAB LP 536020100 317,963 21240 sh SOLE 21240 LOCKHEED MARTIN CORP COM COM 539830109 734,252 8733 sh SOLE 8733 LOWES COS INC COM COM 548661107 348,741 16205 sh SOLE 16205 MFS INTER INCOME TR SH BEN INT ETF 55273C107 84,038 13446 sh SOLE 13446 MACQUARIE GLBL INFRA TOTL RE COM COM 55608D101 270,884 22480 sh SOLE 22480 MARATHON OIL CORP COM COM 565849106 233,340 8528 sh SOLE 8528 MCDONALDS CORP COM COM 580135101 1,778,316 28595 sh SOLE 28595 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 438,588 10465 sh SOLE 10465 MEDTRONIC INC COM COM 585055106 968,097 30811 sh SOLE 30811 MERCK & CO INC COM COM 589331107 894,058 29410 sh SOLE 29410 MICROSOFT CORP COM COM 594918104 2,863,044 147276 sh SOLE 147276 MICROVISION INC DEL COM COM 594960106 36,777 21891 sh SOLE 21891 MICROCHIP TECHNOLOGY INC COM COM 595017104 511,684 26200 sh SOLE 26200 MICRON TECHNOLOGY INC COM COM 595112103 138,806 52578 sh SOLE 52578 MIDCAP SPDR TR UNIT SER 1 ETF 595635103 465,430 4790 sh SOLE 4790 MONSANTO CO NEW COM COM 61166W101 580,550 8252 sh SOLE 8252 MORGAN STANLEY HIGH YIELD FD COM COM 61744M104 63,185 16800 sh SOLE 16800 MORGAN STANLEY INSD MUN TR ETF 61745P866 285,354 28141 sh SOLE 28141 MOTOROLA INC COM COM 620076109 139,167 31415 sh SOLE 31415 NATIONAL CITY CORP COM COM 635405103 32,254 17820 sh SOLE 17820 NFJ DIVID INT & PREM STRTGY COM SHS COM 65337H109 1,192,837 92111 sh SOLE 92111 NICHOLAS-APPLGT INTL & PRM S COM COM 65370C108 304,856 27689 sh SOLE 27689 NICHOLAS-APPLEGATE CV & INC COM COM 65370F101 59,824 12893 sh SOLE 12893 NISOURCE INC COM COM 65473P105 254,910 23237 sh SOLE 23237 NOKIA CORP SPONSORED ADR ADR 654902204 335,691 21519 sh SOLE 21519 NORAM ENERGY CORP SDCV 6.000% 3/1 Corp. Conv. 655419AC3 46,900 48350 sh SOLE 48350 NOVARTIS A G SPONSORED ADR ADR 66987V109 750,515 15083 sh SOLE 15083 NUANCE COMMUNICATIONS INC COM COM 67020Y100 160,456 15488 sh SOLE 15488 NUCOR CORP COM COM 670346105 696,545 15077 sh SOLE 15077 NUTRACEUTICAL INTL CORP COM COM 67060Y101 219,773 28579 sh SOLE 28579 NUVEEN INVT QUALITY MUN FD I COM COM 67062E103 242,536 23450 sh SOLE 23450 NUVEEN SELECT TAX FREE INCM SH BEN INT ETF 67062F100 174,912 12684 sh SOLE 12684 NUVEEN EQUITY PREM & GROWTH COM COM 6706EW100 120,032 11145 sh SOLE 11145 NUVEEN MULTI STRAT INC & GR COM COM 67073B106 62,008 13480 sh SOLE 13480 NUVEEN MULTI STRAT INC GR FD COM SHS COM 67073D102 637,166 130835 sh SOLE 130835 NUVEEN MULT CURR ST GV INCM COM ADDED COM 67090N109 331,751 23867 sh SOLE 23867 NUVEEN MUN VALUE FD INC COM COM 670928100 130,588 15167 sh SOLE 15167 OCCIDENTAL PETE CORP DEL COM COM 674599105 402,962 6717 sh SOLE 6717 OLD REP INTL CORP COM COM 680223104 297,905 24992 sh SOLE 24992 OMNIVISION TECHNOLOGIES INC COM COM 682128103 54,075 10300 sh SOLE 10300 ORACLE CORP COM COM 68389X105 808,541 45603 sh SOLE 45603 PPL CORP COM COM 69351T106 246,191 8022 sh SOLE 8022 PENGROWTH ENERGY TR TR UNIT NEW UIT 706902509 166,111 21799 sh SOLE 21799 PENN WEST ENERGY TR TR UNIT UIT 707885109 298,045 26803 sh SOLE 26803 PEPSICO INC COM COM 713448108 2,106,174 38455 sh SOLE 38455 PETROLEO BRASILEIRO SA PETRO ADR 71654V408 212,279 8668 sh SOLE 8668 PETROLEUM DEV CORP COM COM 716578109 351,663 14610 sh SOLE 14610 PFIZER INC COM COM 717081103 3,214,747 181522 sh SOLE 181522 PIMCO MUN INCOME FD II COM COM 72200W106 110,898 16405 sh SOLE 16405 PIMCO HIGH INCOME FD COM SHS COM 722014107 96,722 17490 sh SOLE 17490 PIONEER FLOATING RATE TR COM COM 72369J102 259,906 36971 sh SOLE 36971 POWERSHARES QQQ TRUST UNIT SER ETF 73935A104 706,737 23764 sh SOLE 23764 POWERSHARES DB CMDTY IDX ETF 73935S105 227,579 10740 sh SOLE 10740 POWERSHARES ETF TRUST DYNAMIC MKT PT ETF 73935X104 616,704 18987 sh SOLE 18987 POWERSHARES ETF TRUST FINL PFD PTFL ETF 73935X229 156,050 11840 sh SOLE 11840 POWERSHARES ETF TRUST HI YLD EQ DVDN ETF 73935X302 112,923 14500 sh SOLE 14500 POWERSHARES ETF TRUST WNDRHLL CLN EN ETF 73935X500 638,191 74036 sh SOLE 74036 POWERSHARES ETF TRUST FTSE US1500 SM ETF 73935X567 680,336 21135 sh SOLE 21135 POWERSHARES ETF TRUST WATER RESOURCE ETF 73935X575 277,382 19276 sh SOLE 19276 POWERSHARES ETF TRUST FTSE RAFI 1000 ETF 73935X583 1,159,230 34005 sh SOLE 34005 POWERSHARES ETF TRUST DYN OIL SVCS ETF 73935X625 199,005 17848 sh SOLE 17848 POWERSHARES ETF TRUST VAL LINE TIME ETF 73935X682 122,010 12201 sh SOLE 12201 POWERSHARES ETF TRUST DYNM MC GRWTH ETF 73935X807 163,803 12071 sh SOLE 12071 POWERSHARES DB G10 CURCY HAR ETF 73935Y102 1,059,590 54562 sh SOLE 54562 POWERWAVE TECHNOLOGIES INC COM COM 739363109 6,500 13000 sh SOLE 13000 POWERSHS DB MULTI SECT COMM ETF 73936B408 382,119 14596 sh SOLE 14596 POWERSHARES GLOBAL ETF TRUST GBL ETF 73936T623 337,601 25514 sh SOLE 25514 PRAXAIR INC COM COM 74005P104 278,893 4698 sh SOLE 4698 PROCTER & GAMBLE CO COM COM 742718109 4,953,974 80135 sh SOLE 80135 PROGRESS ENERGY INC COM COM 743263105 252,290 6331 sh SOLE 6331 PROSHARES TR ULTRA S&P 500 ETF 74347R107 3,476,283 132329 sh SOLE 132329 PROSHARES TR ULTRA QQQ PSHS ETF 74347R206 350,430 13032 sh SOLE 13032 PROSHARES TR ULTRA REAL EST ETF 74347R677 120,800 18875 sh SOLE 18875 PROSHARES TR ULTRA FINL PRO ETF 74347R743 121,197 20099 sh SOLE 20099 PROSHARES TR ULTRASHT SP500 ETF 74347R883 437,203 6163 sh SOLE 6163 PROVIDENT ENERGY TR TR UNIT UIT 74386K104 303,019 69500 sh SOLE 69500 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 329,966 11312 sh SOLE 11312 QUALCOMM INC COM COM 747525103 352,634 9842 sh SOLE 9842 QUESTAR CORP COM COM 748356102 1,044,478 31951 sh SOLE 31951 QWEST COMMUNICATIONS INTL IN COM COM 749121109 37,277 10241 sh SOLE 10241 RPM INTL INC COM COM 749685103 204,263 15370 sh SOLE 15370 RF MICRODEVICES INC COM COM 749941100 16,747 21470 sh SOLE 21470 REALTY INCOME CORP COM COM 756109104 255,486 11036 sh SOLE 11036 REGENCY ENERGY PARTNERS L P LP 75885Y107 105,511 13107 sh SOLE 13107 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 139,812 17564 sh SOLE 17564 RENAISSANCE CAP GRWTH INCM I COM ADDED COM 75966V105 77,030 26380 sh SOLE 26380 RENTECH INC COM COM 760112102 8,704 12800 sh SOLE 12800 RESEARCH IN MOTION LTD COM COM 760975102 208,094 5128 sh SOLE 5128 RITE AID CORP COM COM 767754104 8,521 27486 sh SOLE 27486 ROYAL BK SCOTLAND GROUP PLC ADR 780097879 106,005 11100 sh SOLE 11100 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 435,864 8233 sh SOLE 8233 ROYCE VALUE TR INC COM COM 780910105 124,264 14811 sh SOLE 14811 ROYCE MICRO-CAP TR INC COM COM 780915104 239,065 42538 sh SOLE 42538 RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 216,076 7773 sh SOLE 7773 RYDEX ETF TRUST TOP 50 ETF ETF 78355W205 507,940 7117 sh SOLE 7117 SAIC INC COM COM 78390X101 829,867 42601 sh SOLE 42601 SPDR TR UNIT SER 1 ETF 78462F103 2,315,187 25656 sh SOLE 25656 SANOFI AVENTIS SPONSORED ADR ADR 80105N105 376,079 11694 sh SOLE 11694 SCHERING PLOUGH CORP COM COM 806605101 284,503 16706 sh SOLE 16706 SCHLUMBERGER LTD COM COM 806857108 278,576 6581 sh SOLE 6581 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 300,860 12604 sh SOLE 12604 SELECT SECTOR SPDR TR SBI INT-ENERGY ETF 81369Y506 287,679 6022 sh SOLE 6022 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 486,461 38855 sh SOLE 38855 SELECT SECTOR SPDR TR SBI INT-TECH ETF 81369Y803 181,695 11791 sh SOLE 11791 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 229,918 7920 sh SOLE 7920 SEMPRA ENERGY COM COM 816851109 244,739 5741 sh SOLE 5741 SOUTHERN CO COM COM 842587107 1,477,826 39941 sh SOLE 39941 SOUTHERN COPPER CORP COM COM 84265V105 461,607 28743 sh SOLE 28743 SOUTHWEST GAS CORP COM COM 844895102 676,388 26820 sh SOLE 26820 SOVEREIGN BANCORP INC COM COM 845905108 34,103 11444 sh SOLE 11444 SPECTRA ENERGY CORP COM COM 847560109 186,518 11850 sh SOLE 11850 SPRINT NEXTEL CORP COM FON COM 852061100 46,140 25213 sh SOLE 25213 STARBUCKS CORP COM COM 855244109 166,382 17588 sh SOLE 17588 SUNAMERICA FOCUSE ALPHA LC F COM COM 867038101 523,789 50706 sh SOLE 50706 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 159,588 13640 sh SOLE 13640 TCW STRATEGIC INCOME FUND IN COM COM 872340104 48,199 15700 sh SOLE 15700 TS&W CLAYMORE TAX ADVNTG BL COM COM 87280R108 244,899 36827 sh SOLE 36827 TANZANIAN ROYALTY EXPL CORP COM COM 87600U104 53,444 12575 sh SOLE 12575 TARGET CORP COM COM 87612E106 346,155 10025 sh SOLE 10025 TECHNE CORP COM COM 878377100 248,144 3846 sh SOLE 3846 TEMECULA VY BANCORP INC CA COM COM 87972L104 24,021 25500 sh SOLE 25500 TEMPLETON DRAGON FD INC COM COM 88018T101 235,116 13622 sh SOLE 13622 TEMPLETON GLOBAL INCOME FD COM COM 880198106 80,248 10328 sh SOLE 10328 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 244,850 5752 sh SOLE 5752 TEXAS INSTRS INC COM COM 882508104 305,271 19670 sh SOLE 19670 TEXTRON INC COM COM 883203101 274,808 19813 sh SOLE 19813 3M CO COM COM 88579Y101 919,265 15976 sh SOLE 15976 TIME WARNER INC COM COM 887317105 283,759 28207 sh SOLE 28207 TOTAL S A SPONSORED ADR ADR 89151E109 205,525 3717 sh SOLE 3717 TRINITY INDS INC COM COM 896522109 318,825 20230 sh SOLE 20230 UST INC COM COM 902911106 263,991 3805 sh SOLE 3805 US BANCORP DEL COM NEW COM 902973304 1,009,255 40354 sh SOLE 40354 UNION PAC CORP COM COM 907818108 302,713 6333 sh SOLE 6333 UNITED PARCEL SERVICE INC CL B CL B 911312106 575,716 10437 sh SOLE 10437 UNITED STATES OIL FUND LP UNITS LP 91232N108 269,897 8154 sh SOLE 8154 UNITED TECHNOLOGIES CORP COM COM 913017109 751,443 14019 sh SOLE 14019 UNITEDHEALTH GROUP INC COM COM 91324P102 288,413 10843 sh SOLE 10843 VALERO ENERGY CORP NEW COM COM 91913Y100 307,422 14206 sh SOLE 14206 VAN KAMPEN SENIOR INCOME TR COM COM 920961109 845,395 330233 sh SOLE 330233 VANGUARD BD INDEX FD INC INTERMED ETF 921937819 433,511 5448 sh SOLE 5448 VANGUARD BD INDEX FD INC SHORT TRM ETF 921937827 389,379 4834 sh SOLE 4834 VANGUARD BD INDEX FD INC TOTAL BND ETF 921937835 672,114 8511 sh SOLE 8511 VANGUARD INTL EQUITY INDEX ETF 922042775 2,392,095 74013 sh SOLE 74013 VANGUARD INTL EQUITY INDEX F EMR ETF 922042858 407,805 17302 sh SOLE 17302 VANGUARD WORLD FDS CONSUM STP ETF ETF 92204A207 1,619,582 27996 sh SOLE 27996 VANGUARD INDEX FDS REIT ETF ETF 922908553 2,397,858 65785 sh SOLE 65785 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 314,438 7409 sh SOLE 7409 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 401,205 9285 sh SOLE 9285 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 427,013 10479 sh SOLE 10479 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 602,172 15241 sh SOLE 15241 VANGUARD INDEX FDS VALUE ETF ETF 922908744 462,947 11248 sh SOLE 11248 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 590,713 13909 sh SOLE 13909 VANGUARD INDEX FDS STK MRK ETF ETF 922908769 1,956,004 43719 sh SOLE 43719 VERIZON COMMUNICATIONS COM COM 92343V104 1,981,187 58442 sh SOLE 58442 VERTEX PHARMACEUTICALS INC COM COM 92532F100 386,555 12724 sh SOLE 12724 VODAFONE GROUP PLC NEW SPONS ADR NEW ADR 92857W209 420,646 20580 sh SOLE 20580 VULCAN MATLS CO COM COM 929160109 221,878 3189 sh SOLE 3189 WACHOVIA CORP NEW COM COM 929903102 152,007 27438 sh SOLE 27438 WAL MART STORES INC COM COM 931142103 1,564,234 27903 sh SOLE 27903 WALGREEN CO COM COM 931422109 575,754 23338 sh SOLE 23338 WASHINGTON MUT INC COM COM 939322103 839 39025 sh SOLE 39025 WASHINGTON POST CO CL B CL B 939640108 430,446 1103 sh SOLE 1103 WELLS FARGO & CO NEW COM COM 949746101 1,792,575 60806 sh SOLE 60806 WESTERN ASST MNG MUN FD INC COM COM 95766M105 97,545 10455 sh SOLE 10455 WSTRN ASSET/CLYMRE US TR INF COM COM 95766R104 670,435 63912 sh SOLE 63912 WESTERN UN CO COM COM 959802109 143,987 10041 sh SOLE 10041 WISDOMTREE TRUST TOTAL DIVID FD ETF 97717W109 359,338 10070 sh SOLE 10070 WISDOMTREE TRUST LARGECAP DIVID ETF 97717W307 308,104 8478 sh SOLE 8478 WISDOMTREE TRUST SMLCAP EARN FD ETF 97717W562 226,395 8074 sh SOLE 8074 WISDOMTREE TRUST DIEFA FD ETF 97717W703 297,179 7699 sh SOLE 7699 WISDOMTREE TRUST INTL SMCAP DIV ETF 97717W760 208,715 6197 sh SOLE 6197 WORTHINGTON INDS INC COM COM 981811102 189,136 17163 sh SOLE 17163 WYETH COM COM 983024100 552,843 14739 sh SOLE 14739 WYETH DBCV 1/1 Corp. Conv. 983024AD2 9,907 10000 sh SOLE 10000 XTO ENERGY INC COM COM 98385X106 208,410 5909 sh SOLE 5909 YUM BRANDS INC COM COM 988498101 324,929 10315 sh SOLE 10315 ZARLINK SEMICONDUCTOR INC COM COM 989139100 8,582 35100 sh SOLE 35100 ZWEIG TOTAL RETURN FD INC COM COM 989837109 54,311 16116 sh SOLE 16116 COOPER INDS LTD CL A CL A G24182100 206,861 7077 sh SOLE 7077 INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 339,175 19549 sh SOLE 19549 NORDIC AMERICAN TANKER SHIPP COM COM G65773106 390,330 11565 sh SOLE 11565 PRUDENTIAL PLC PER SUB 6.50% PFD G7293H189 353,462 25725 sh SOLE 25725 SHIP FINANCE INTERNATIONAL L SHS COM G81075106 116,013 10499 sh SOLE 10499 EXCEL MARITIME CARRIERS LTD COM COM V3267N107 140,800 20000 sh SOLE 20000 FLEXTRONICS INTL LTD ORD COM Y2573F102 85,755 33498 sh SOLE 33498
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