-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NGPCRGchsAr3Z/H+PRCCBlrLhqxfTKs2hemrF4/yZMcbIbbIgBqWkDPMoG0CBMq7 9ZGmoZ9J0+1x73+XQQhuDg== 0001419186-08-000019.txt : 20081014 0001419186-08-000019.hdr.sgml : 20081013 20081014121815 ACCESSION NUMBER: 0001419186-08-000019 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081014 DATE AS OF CHANGE: 20081014 EFFECTIVENESS DATE: 20081014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cambridge Investment Research Advisors, Inc. CENTRAL INDEX KEY: 0001419186 IRS NUMBER: 201665305 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12861 FILM NUMBER: 081121003 BUSINESS ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 BUSINESS PHONE: 641-472-5100 MAIL ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 13F-HR 1 q308.txt FORM 13F FILING 3RD QUARTER 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cambridge Investment Research Advisors Address: 1776 Pleasant Plain Road Fairfield, IA 52556-8757 Form 13F File Number: 28-12861 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tom Anderson Title: Chief Compliance Officer Phone: 641-472-5100 Signature, Place, and Date of Signing: Tom Anderson Fairfield, Iowa October 14, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None Form 13F File Number Name 28-12861 [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 430 Form 13F Information Table Value Total: $384,983 (thousands) No. Form 13F File Number Name ____ 28-12861 [Repeat as necessary.] FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AFLAC INC COM COM 001055102 671,233 11425 sh SOLE 11425 AT&T INC COM COM 00206R102 3,061,007 109635 sh SOLE 109635 ABBOTT LABS COM COM 002824100 917,279 15931 sh SOLE 15931 ABERDEEN ASIA PACIFIC INCOM COM COM 003009107 86,826 17296 sh SOLE 17296 ADOBE SYS INC COM COM 00724F101 386,096 9782 sh SOLE 9782 AEGON N V ORD AMER REG COM 007924103 157,390 17926 sh SOLE 17926 AETNA INC NEW COM COM 00817Y108 500,539 13861 sh SOLE 13861 AIRTRAN HLDGS INC COM COM 00949P108 116,037 47752 sh SOLE 47752 ALCOA INC COM COM 013817101 360,494 15965 sh SOLE 15965 ALCATEL-LUCENT SPONSORED ADR ADR 013904305 261,970 68221 sh SOLE 68221 ALLIANCEBERNSTEIN INCOME FUN COM COM 01881E101 241,541 32292 sh SOLE 32292 ALLIANCEBERNSTEIN HOLDING LP UNIT LP 01881G106 224,012 6053 sh SOLE 6053 ALLIED CAP CORP NEW COM COM 01903Q108 617,566 57182 sh SOLE 57182 ALLSTATE CORP COM COM 020002101 329,251 7139 sh SOLE 7139 ALPINE GLOBAL DYNAMIC DIVD F COM COM 02082E106 229,523 23137 sh SOLE 23137 ALPINE TOTAL DYNAMIC DIVID F COM SBI COM 021060108 461,700 50404 sh SOLE 50404 ALTRIA GROUP INC COM COM 02209S103 1,803,602 90907 sh SOLE 90907 AMEREN CORP COM COM 023608102 348,343 8925 sh SOLE 8925 AMERIANA BANCORP COM COM 023613102 713,693 82795 sh SOLE 82795 AMERICA MOVIL SAB DE CV SPON ADR L SHS ADR 02364W105 233,886 5045 sh SOLE 5045 AMERICAN ELEC PWR INC COM COM 025537101 631,167 17045 sh SOLE 17045 AMERICAN EXPRESS CO COM COM 025816109 1,113,050 31576 sh SOLE 31576 AMERICAN INTL GROUP INC COM COM 026874107 135,049 40555 sh SOLE 40555 AMERICREDIT CORP COM COM 03060R101 153,014 15105 sh SOLE 15105 AMGEN INC COM COM 031162100 662,461 11177 sh SOLE 11177 ANHEUSER BUSCH COS INC COM COM 035229103 452,343 6972 sh SOLE 6972 ANNALY CAP MGMT INC COM COM 035710409 1,316,178 97857 sh SOLE 97857 APACHE CORP COM COM 037411105 449,655 4312 sh SOLE 4312 APPLE INC COM COM 037833100 1,509,291 13279 sh SOLE 13279 APPLIED MATLS INC COM COM 038222105 821,725 54311 sh SOLE 54311 AUTOMATIC DATA PROCESSING IN COM COM 053015103 220,506 5158 sh SOLE 5158 BB&T CORP COM COM 054937107 313,525 8294 sh SOLE 8294 BJ SVCS CO COM COM 055482103 604,393 31594 sh SOLE 31594 BP PLC SPONSORED ADR ADR 055622104 2,309,226 46028 sh SOLE 46028 BP PRUDHOE BAY RTY TR UNIT BEN INT UIT 055630107 204,078 2195 sh SOLE 2195 BANK OF AMERICA CORPORATION COM COM 060505104 3,474,262 99265 sh SOLE 99265 BARCLAYS BK PLC DJAIG CMDTY 36 COM 06738C778 214,406 4160 sh SOLE 4160 BAXTER INTL INC COM COM 071813109 627,423 9560 sh SOLE 9560 BERKSHIRE HATHAWAY INC DEL CL A CL A 084670108 261,200 2 sh SOLE 2 BERKSHIRE HATHAWAY INC DEL CL B CL B 084670207 5,120,175 1165 sh SOLE 1165 BHP BILLITON LTD SPONSORED ADR ADR 088606108 272,797 5247 sh SOLE 5247 BLACKROCK INCOME TR INC COM COM 09247F100 63,800 11600 sh SOLE 11600 BLACKROCK GLBL ENRGY & RES T COM COM 09250U101 202,468 8601 sh SOLE 8601 BLACKROCK INTL GRWTH & INC T COM COM 092524107 344,645 32060 sh SOLE 32060 BLACKROCK REAL ASSET EQUITY COM COM 09254B109 274,918 25627 sh SOLE 25627 BLACKROCK GBL EQTY INCOME TR COM ADDED COM 09255D104 262,284 24814 sh SOLE 24814 BLACKROCK DEBT STRAT FD INC COM COM 09255R103 69,833 17952 sh SOLE 17952 BOEING CO COM COM 097023105 829,709 14467 sh SOLE 14467 BOSTON PRIVATE FINL HLDGS IN COM COM 101119105 155,354 17775 sh SOLE 17775 BOSTON PROPERTIES INC COM COM 101121101 238,833 2550 sh SOLE 2550 BOULDER GROWTH & INCOME FD I COM COM 101507101 78,065 13000 sh SOLE 13000 BRISTOL MYERS SQUIBB CO COM COM 110122108 575,500 28018 sh SOLE 28018 BUILDING MATLS HLDG CORP COM COM 120113105 14,100 30000 sh SOLE 30000 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 272,946 2953 sh SOLE 2953 CSX CORP COM COM 126408103 298,607 5472 sh SOLE 5472 CVS CAREMARK CORPORATION COM COM 126650100 365,817 10868 sh SOLE 10868 CALAMOS CONV OPP AND INC FD SH BEN INT COM 128117108 845,169 78914 sh SOLE 78914 CALAMOS CONV & HIGH INCOME F COM SHS COM 12811P108 262,900 26290 sh SOLE 26290 CALAMOS STRATEGIC TOTL RETN COM SH COM 128125101 455,328 52700 sh SOLE 52700 CAPITALSOURCE INC COM COM 14055X102 128,166 10420 sh SOLE 10420 CAROLINA BK HLDGS INC GREENS COM COM 143785103 622,503 84122 sh SOLE 84122 CATERPILLAR INC DEL COM COM 149123101 583,978 9798 sh SOLE 9798 CEMEX SAB DE CV SPON ADR 5 ORD ADR 151290889 414,933 24096 sh SOLE 24096 CHARTWELL DIVD & INCOME FD I COM COM 16139P104 44,987 10332 sh SOLE 10332 CHESAPEAKE ENERGY CORP COM COM 165167107 270,644 7547 sh SOLE 7547 CHEVRON CORP NEW COM COM 166764100 3,849,915 46677 sh SOLE 46677 CHICOS FAS INC COM COM 168615102 79,917 14610 sh SOLE 14610 CISCO SYS INC COM COM 17275R102 1,882,858 83460 sh SOLE 83460 CITIGROUP INC COM COM 172967101 1,348,323 65740 sh SOLE 65740 COCA COLA CO COM COM 191216100 1,364,778 25809 sh SOLE 25809 COHEN & STEERS REIT & PFD IN COM COM 19247X100 158,610 12229 sh SOLE 12229 COHEN & STEERS REIT & UTIL I COM COM 19247Y108 307,715 24539 sh SOLE 24539 COHEN & STEERS SELECT UTIL F COM COM 19248A109 170,432 10719 sh SOLE 10719 COLGATE PALMOLIVE CO COM COM 194162103 594,201 7886 sh SOLE 7886 COMCAST CORP NEW CL A CL A 20030N101 230,480 11741 sh SOLE 11741 COMPUTER SCIENCES CORP COM COM 205363104 211,560 5264 sh SOLE 5264 CONAGRA FOODS INC COM COM 205887102 197,191 10133 sh SOLE 10133 CONOCOPHILLIPS COM COM 20825C104 943,094 12875 sh SOLE 12875 CONSOLIDATED EDISON INC COM COM 209115104 1,315,366 30618 sh SOLE 30618 CONSTELLATION ENERGY GROUP I COM COM 210371100 330,601 13605 sh SOLE 13605 CORNERSTONE STRATEGIC VALUE COM COM 21924B104 170,172 61657 sh SOLE 61657 CORNERSTONE TOTAL RTRN FD IN COM COM 21924U102 138,579 27833 sh SOLE 27833 CORNING INC COM COM 219350105 274,167 17530 sh SOLE 17530 COSTCO WHSL CORP NEW COM COM 22160K105 453,211 6980 sh SOLE 6980 CREE INC COM COM 225447101 233,654 10257 sh SOLE 10257 CREDIT SUISSE HIGH YLD BND F SH BEN INT COM 22544F103 53,273 23997 sh SOLE 23997 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN COM 23129U101 290,921 3664 sh SOLE 3664 CURRENCYSHARES SWISS FRANC T SWISS COM 23129V109 248,202 2783 sh SOLE 2783 CURRENCYSHARES CDN DLR TR CDN DOLLAR COM 23129X105 210,321 2233 sh SOLE 2233 CURRENCY SHARES EURO TR EURO SHS COM 23130C108 508,637 3609 sh SOLE 3609 DNP SELECT INCOME FD COM COM 23325P104 96,010 10258 sh SOLE 10258 DTE ENERGY CO COM COM 233331107 688,901 17171 sh SOLE 17171 DWS MUN INCOME TR COM COM 23338M106 198,649 23261 sh SOLE 23261 DEERE & CO COM COM 244199105 450,913 9109 sh SOLE 9109 DELL INC COM COM 24702R101 369,432 22417 sh SOLE 22417 DEVON ENERGY CORP NEW COM COM 25179M103 1,577,781 17300 sh SOLE 17300 DIAGEO P L C SPON ADR NEW ADR 25243Q205 326,142 4736 sh SOLE 4736 DIAMOND OFFSHORE DRILLING IN COM COM 25271C102 263,731 2559 sh SOLE 2559 DIAMONDS TR UNIT SER 1 UIT 252787106 5,925,471 54683 sh SOLE 54683 DIEBOLD INC COM COM 253651103 240,710 7270 sh SOLE 7270 DISNEY WALT CO COM DISNEY COM 254687106 1,208,755 39386 sh SOLE 39386 DOMINION RES INC VA NEW COM COM 25746U109 555,012 12974 sh SOLE 12974 DOW CHEM CO COM COM 260543103 465,846 14658 sh SOLE 14658 DREYFUS HIGH YIELD STRATEGIE SH BEN INT COM 26200S101 130,537 43804 sh SOLE 43804 DU PONT E I DE NEMOURS & CO COM COM 263534109 281,513 6985 sh SOLE 6985 DUKE ENERGY CORP NEW COM COM 26441C105 725,341 41614 sh SOLE 41614 E M C CORP MASS COM COM 268648102 573,267 47932 sh SOLE 47932 EATON VANCE SR INCOME TR SH BEN INT COM 27826S103 51,450 10500 sh SOLE 10500 EATON VANCE ENHANCED EQ INC COM COM 278274105 263,538 19800 sh SOLE 19800 EATON VANCE TAX ADVT DIV INC COM COM 27828G107 309,852 19761 sh SOLE 19761 EATON VANCE LTD DUR INCOME F COM COM 27828H105 154,346 14006 sh SOLE 14006 EATON VANCE TXMGD GL BUYWR O COM COM 27829C105 388,658 33505 sh SOLE 33505 EATON VANCE TAX MNG GBL DV E COM COM 27829F108 273,367 24364 sh SOLE 24364 EBAY INC COM COM 278642103 250,029 11172 sh SOLE 11172 EMERSON ELEC CO COM COM 291011104 694,974 17038 sh SOLE 17038 ENTERGY CORP NEW COM COM 29364G103 215,938 2426 sh SOLE 2426 ENTERPRISE PRODS PARTNERS L COM COM 293792107 303,287 11769 sh SOLE 11769 ERICSSON L M TEL CO ADR B SEK 10 ADR 294821608 103,862 11014 sh SOLE 11014 EVERGREEN INCOME ADVANTAGE F COM SHS COM 30023Y105 224,096 30080 sh SOLE 30080 EVERGREEN SOLAR INC COM COM 30033R108 314,088 56900 sh SOLE 56900 EXELON CORP COM COM 30161N101 408,971 6531 sh SOLE 6531 EXXON MOBIL CORP COM COM 30231G102 22,862,777 294396 sh SOLE 294396 FPL GROUP INC COM COM 302571104 623,745 12401 sh SOLE 12401 FIRST SOLAR INC COM COM 336433107 275,053 1456 sh SOLE 1456 FIRST TR/ABERDEEN EMERG OPT COM COM 33731K102 718,670 54076 sh SOLE 54076 FIRST TR NAS100 EQ WEIGHTED SHS ETF 337344105 177,555 10347 sh SOLE 10347 FIRSTMERIT CORP COM COM 337915102 287,658 13698 sh SOLE 13698 FIRSTENERGY CORP COM COM 337932107 282,229 4213 sh SOLE 4213 FLAHERTY & CRMN/CLYMR PFD SE COM SHS COM 338478100 86,868 11415 sh SOLE 11415 FORD MTR CO DEL COM PAR $0.01 COM 345370860 85,065 16359 sh SOLE 16359 FRANKLIN BK CORP DEL COM COM 352451108 21,970 44837 sh SOLE 44837 FRANKLIN TEMPLETON LTD DUR I COM COM 35472T101 245,098 29318 sh SOLE 29318 FREEPORT-MCMORAN COPPER & GO COM COM 35671D857 602,724 10602 sh SOLE 10602 GABELLI EQUITY TR INC COM COM 362397101 113,490 16472 sh SOLE 16472 GABELLI DIVD & INCOME TR COM COM 36242H104 1,538,295 111632 sh SOLE 111632 GANNETT INC COM COM 364730101 245,411 14513 sh SOLE 14513 GENENTECH INC COM NEW COM 368710406 210,349 2372 sh SOLE 2372 GENERAL DYNAMICS CORP COM COM 369550108 203,114 2759 sh SOLE 2759 GENERAL ELECTRIC CO COM COM 369604103 10,168,446 398763 sh SOLE 398763 GENERAL MLS INC COM COM 370334104 511,552 7444 sh SOLE 7444 GILEAD SCIENCES INC COM COM 375558103 285,187 6250 sh SOLE 6250 GLAXOSMITHKLINE PLC SPONSORED ADR ADR 37733W105 370,419 8523 sh SOLE 8523 GOLDMAN SACHS GROUP INC COM COM 38141G104 1,542,240 12049 sh SOLE 12049 GOOGLE INC CL A CL A 38259P508 1,937,892 4797 sh SOLE 4797 GRANITE CONSTR INC COM COM 387328107 288,029 8041 sh SOLE 8041 HALLIBURTON CO COM COM 406216101 786,494 24282 sh SOLE 24282 JOHN HANCOCK BK &THRIFT OPP SH BEN INT COM 409735107 131,040 26000 sh SOLE 26000 HARVEST ENERGY TR TRUST UNIT UIT 41752X101 254,357 15051 sh SOLE 15051 HAWAIIAN ELEC INDUSTRIES COM COM 419870100 965,462 33166 sh SOLE 33166 HEALTHCARE RLTY TR COM COM 421946104 248,387 8521 sh SOLE 8521 HEALTH CARE REIT INC COM COM 42217K106 224,258 4213 sh SOLE 4213 HEINZ H J CO COM COM 423074103 356,120 7127 sh SOLE 7127 HERSHEY CO COM COM 427866108 452,681 11449 sh SOLE 11449 HEWLETT PACKARD CO COM COM 428236103 1,634,668 35352 sh SOLE 35352 HOME DEPOT INC COM COM 437076102 1,142,625 44134 sh SOLE 44134 HONEYWELL INTL INC COM COM 438516106 438,257 10548 sh SOLE 10548 HOSPITALITY PPTYS TR COM SH BEN INT COM 44106M102 341,658 16650 sh SOLE 16650 ING PRIME RATE TR SH BEN INT COM 44977W106 690,698 159147 sh SOLE 159147 ING CLARION GLB RE EST INCM COM COM 44982G104 1,627,492 185364 sh SOLE 185364 ILLINOIS TOOL WKS INC COM COM 452308109 232,849 5238 sh SOLE 5238 INDIA FD INC COM COM 454089103 314,547 9584 sh SOLE 9584 ING GLOBAL EQTY DIV & PREM O COM COM 45684E107 334,475 30562 sh SOLE 30562 INTEL CORP COM COM 458140100 2,025,188 108125 sh SOLE 108125 INTEGRYS ENERGY GROUP INC COM COM 45822P105 267,631 5359 sh SOLE 5359 INTERNATIONAL BUSINESS MACHS COM COM 459200101 2,688,311 22985 sh SOLE 22985 ISHARES INC MSCI BRAZIL ETF 464286400 574,710 10206 sh SOLE 10206 ISHARES INC MSCI TAIWAN ETF 464286731 186,516 17270 sh SOLE 17270 ISHARES INC MSCI JAPAN ETF 464286848 139,529 13089 sh SOLE 13089 ISHARES TR S&P 100 IDX FD ETF 464287101 2,695,960 50829 sh SOLE 50829 ISHARES TR LRGE GRW INDX ETF 464287119 802,306 14309 sh SOLE 14309 ISHARES TR LRGE CORE INDX ETF 464287127 246,024 3654 sh SOLE 3654 ISHARES TR DJ SEL DIV INX ETF 464287168 2,191,111 41155 sh SOLE 41155 ISHARES TR US TIPS BD FD ETF 464287176 3,247,780 32061 sh SOLE 32061 ISHARES TR FTSE XNHUA IDX ETF 464287184 863,005 25036 sh SOLE 25036 ISHARES TR S&P 500 INDEX ETF 464287200 22,223,518 190237 sh SOLE 190237 ISHARES TR LEHMAN AGG BND ETF 464287226 20,922,911 212221 sh SOLE 212221 ISHARES TR MSCI EMERG MKT ETF 464287234 2,858,450 83654 sh SOLE 83654 ISHARES TR IBOXX INV CPBD ETF 464287242 1,798,978 20035 sh SOLE 20035 ISHARES TR S&P500 GRW ETF 464287309 1,897,499 33418 sh SOLE 33418 ISHARES TR S&P GBL HLTHCR ETF 464287325 526,419 10435 sh SOLE 10435 ISHARES TR S&P GBL ENER ETF 464287341 273,625 7256 sh SOLE 7256 ISHARES TR S&P GSSI NATL ETF 464287374 203,484 5657 sh SOLE 5657 ISHARES TR S&P LTN AM 40 ETF 464287390 258,918 6682 sh SOLE 6682 ISHARES TR S&P 500 VALUE ETF 464287408 742,706 12409 sh SOLE 12409 ISHARES TR 7-10 YR TRS BD ETF 464287440 416,867 4686 sh SOLE 4686 ISHARES TR 1-3 YR TRS BD ETF 464287457 1,795,063 21482 sh SOLE 21482 ISHARES TR MSCI EAFE IDX ETF 464287465 10,163,068 180516 sh SOLE 180516 ISHARES TR RUSSELL MCP VL ETF 464287473 4,347,636 110881 sh SOLE 110881 ISHARES TR RUSSELL MCP GR ETF 464287481 926,332 21363 sh SOLE 21363 ISHARES TR RUSSELL MIDCAP ETF 464287499 1,525,281 18565 sh SOLE 18565 ISHARES TR S&P MIDCAP 400 ETF 464287507 1,174,451 16231 sh SOLE 16231 ISHARES TR COHEN&ST RLTY ETF 464287564 828,335 10802 sh SOLE 10802 ISHARES TR RUSSELL1000VAL ETF 464287598 7,812,704 122284 sh SOLE 122284 ISHARES TR S&P MC 400 GRW ETF 464287606 394,920 5267 sh SOLE 5267 ISHARES TR RUSSELL1000GRW ETF 464287614 19,200,107 395471 sh SOLE 395471 ISHARES TR RUSSELL 1000 ETF 464287622 681,806 10727 sh SOLE 10727 ISHARES TR RUSL 2000 VALU ETF 464287630 1,421,959 21148 sh SOLE 21148 ISHARES TR RUSL 2000 GROW ETF 464287648 1,302,476 18423 sh SOLE 18423 ISHARES TR RUSSELL 2000 ETF 464287655 5,454,815 80218 sh SOLE 80218 ISHARES TR RUSL 3000 VALU ETF 464287663 282,221 3369 sh SOLE 3369 ISHARES TR RUSSELL 3000 ETF 464287689 691,027 10045 sh SOLE 10045 ISHARES TR S&P MIDCP VALU ETF 464287705 497,330 7239 sh SOLE 7239 ISHARES TR DJ US REAL EST ETF 464287739 231,703 3740 sh SOLE 3740 ISHARES TR DJ US HEALTHCR ETF 464287762 370,507 5974 sh SOLE 5974 ISHARES TR DJ US FINL SVC ETF 464287770 740,705 10019 sh SOLE 10019 ISHARES TR S&P SMLCAP 600 ETF 464287804 236,579 3975 sh SOLE 3975 ISHARES TR S&P SMLCP VALU ETF 464287879 387,168 5952 sh SOLE 5952 ISHARES TR S&P SMLCP GROW ETF 464287887 607,726 9896 sh SOLE 9896 ISHARES TR LARGE VAL INDX ETF 464288109 1,205,254 19588 sh SOLE 19588 ISHARES TR MBS FIXED BDFD ADDED ETF 464288588 209,223 2049 sh SOLE 2049 ISHARES TR LEHMAN 10-20YR ETF 464288653 362,508 3400 sh SOLE 3400 ISHARES TR US PFD STK IDX ADDED ETF 464288687 1,115,410 39275 sh SOLE 39275 ISHARES TR S&P GL C STAPL ETF 464288737 520,530 9385 sh SOLE 9385 ISHARES TR KLD SL SOC INX ETF 464288802 529,797 10464 sh SOLE 10464 ISHARES TR DJ OIL&GAS EXP ETF 464288851 283,708 5080 sh SOLE 5080 ISHARES TR MSCI VAL IDX ETF 464288877 201,492 3995 sh SOLE 3995 ISHARES TR MSCI GRW IDX ETF 464288885 3,390,739 59908 sh SOLE 59908 ISHARES SILVER TRUST ISHARES ETF 46428Q109 614,897 51890 sh SOLE 51890 JP MORGAN CHASE & CO COM COM 46625H100 1,952,019 41799 sh SOLE 41799 JACOBS ENGR GROUP INC DEL COM COM 469814107 212,135 3906 sh SOLE 3906 JOHNSON & JOHNSON COM COM 478160104 4,388,024 63338 sh SOLE 63338 KAYNE ANDERSON MLP INVSMNT C COM COM 486606106 319,532 14139 sh SOLE 14139 KELLOGG CO COM COM 487836108 281,381 5016 sh SOLE 5016 KINDER MORGAN ENERGY PARTNER LP 494550106 576,180 11074 sh SOLE 11074 KRAFT FOODS INC CL A CL A 50075N104 619,354 18912 sh SOLE 18912 KULICKE & SOFFA INDS INC COM COM 501242101 275,345 61052 sh SOLE 61052 LSI CORPORATION COM COM 502161102 54,098 10093 sh SOLE 10093 L-3 COMMUNICATIONS HLDGS INC COM COM 502424104 200,691 2041 sh SOLE 2041 LEE ENTERPRISES INC COM COM 523768109 306,863 87675 sh SOLE 87675 LEHMAN BROS HLDGS INC COM COM 524908100 2,960 13769 sh SOLE 13769 LEUCADIA NATL CORP COM COM 527288104 520,788 11461 sh SOLE 11461 LEVEL 3 COMMUNICATIONS INC COM COM 52729N100 123,560 45763 sh SOLE 45763 LIBERTY ALL STAR EQUITY FD SH BEN INT ETF 530158104 184,246 40853 sh SOLE 40853 LILLY ELI & CO COM COM 532457108 869,110 19739 sh SOLE 19739 LINCOLN ELEC HLDGS INC COM COM 533900106 993,075 15442 sh SOLE 15442 LOCKHEED MARTIN CORP COM COM 539830109 1,126,223 10269 sh SOLE 10269 LOWES COS INC COM COM 548661107 341,847 14430 sh SOLE 14430 MFS INTER INCOME TR SH BEN INT COM 55273C107 81,044 13713 sh SOLE 13713 MACQUARIE GLBL INFRA TOTL RE COM COM 55608D101 210,939 13905 sh SOLE 13905 MANULIFE FINL CORP COM COM 56501R106 248,942 6785 sh SOLE 6785 MARATHON OIL CORP COM COM 565849106 294,280 7381 sh SOLE 7381 MARKEL CORP COM COM 570535104 202,113 575 sh SOLE 575 MARKET VECTORS ETF TR RUSSIA ETF ADDED ETF 57060U506 212,649 7353 sh SOLE 7353 MASTERCARD INC CL A CL A 57636Q104 203,575 1148 sh SOLE 1148 MCDONALDS CORP COM COM 580135101 1,193,675 19346 sh SOLE 19346 MEDCO HEALTH SOLUTIONS INC COM COM 58405U102 429,165 9537 sh SOLE 9537 MEDTRONIC INC COM COM 585055106 2,070,066 41474 sh SOLE 41474 MERCK & CO INC COM COM 589331107 861,066 27283 sh SOLE 27283 MICROSOFT CORP COM COM 594918104 5,794,439 217101 sh SOLE 217101 MICROCHIP TECHNOLOGY INC COM COM 595017104 487,420 16562 sh SOLE 16562 MICRON TECHNOLOGY INC COM COM 595112103 213,945 52826 sh SOLE 52826 MIDCAP SPDR TR UNIT SER 1 ETF 595635103 452,338 3432 sh SOLE 3432 MONSANTO CO NEW COM COM 61166W101 784,687 7947 sh SOLE 7947 MORGAN STANLEY HIGH YIELD FD COM COM 61744M104 52,685 12850 sh SOLE 12850 MOTOROLA INC COM COM 620076109 188,889 26455 sh SOLE 26455 MURPHY OIL CORP COM COM 626717102 275,930 4302 sh SOLE 4302 NATIONAL CITY CORP COM COM 635405103 31,290 17880 sh SOLE 17880 NATIONAL FUEL GAS CO N J COM COM 636180101 288,132 6831 sh SOLE 6831 NFJ DIVID INT & PREM STRTGY COM SHS COM 65337H109 1,348,405 82775 sh SOLE 82775 NICHOLAS-APPLGT INTL & PRM S COM COM 65370C108 245,192 18339 sh SOLE 18339 NICHOLAS-APPLEGATE CV & INC COM COM 65370F101 81,414 10076 sh SOLE 10076 NIKE INC CL B CL B 654106103 218,562 3267 sh SOLE 3267 NISOURCE INC COM COM 65473P105 374,697 25386 sh SOLE 25386 NOKIA CORP SPONSORED ADR ADR 654902204 384,500 20617 sh SOLE 20617 NORAM ENERGY CORP SDCV 6.000% 3/1 Corp. Conv. 655419AC3 47,867 48350 sh SOLE 48350 NOVARTIS A G SPONSORED ADR ADR 66987V109 765,900 14495 sh SOLE 14495 NUANCE COMMUNICATIONS INC COM COM 67020Y100 442,960 36338 sh SOLE 36338 NUCOR CORP COM COM 670346105 436,870 11060 sh SOLE 11060 NUTRACEUTICAL INTL CORP COM COM 67060Y101 315,226 28579 sh SOLE 28579 NUVEEN INVT QUALITY MUN FD I COM COM 67062E103 173,877 16450 sh SOLE 16450 NUVEEN SELECT TAX FREE INCM SH BEN INT COM 67062F100 186,978 14284 sh SOLE 14284 NUVEEN SELECT TAX FREE INCM SH BEN INT COM 67063C106 170,626 13268 sh SOLE 13268 NUVEEN EQUITY PREM & GROWTH COM COM 6706EW100 132,595 10145 sh SOLE 10145 NUVEEN MULTI STRAT INC GR FD COM SHS COM 67073D102 686,842 115242 sh SOLE 115242 NUVEEN MULT CURR ST GV INCM COM ADDED COM 67090N109 254,199 18367 sh SOLE 18367 NUVEEN MUN VALUE FD INC COM COM 670928100 142,721 15167 sh SOLE 15167 OCCIDENTAL PETE CORP DEL COM COM 674599105 343,514 4876 sh SOLE 4876 OIL SVC HOLDRS TR DEPOSTRY RCPT COM 678002106 220,050 1500 sh SOLE 1500 OLD REP INTL CORP COM COM 680223104 317,921 24935 sh SOLE 24935 OMNIVISION TECHNOLOGIES INC COM COM 682128103 140,343 12300 sh SOLE 12300 ORACLE CORP COM COM 68389X105 911,797 44894 sh SOLE 44894 PPL CORP COM COM 69351T106 278,062 7511 sh SOLE 7511 PENGROWTH ENERGY TR TR UNIT NEW COM 706902509 276,286 18493 sh SOLE 18493 PENN WEST ENERGY TR TR UNIT COM 707885109 433,834 18001 sh SOLE 18001 PEPSICO INC COM COM 713448108 2,968,458 41651 sh SOLE 41651 PETROLEO BRASILEIRO SA PETRO ADR 71654V408 351,688 8002 sh SOLE 8002 PETROLEUM DEV CORP COM COM 716578109 673,403 15177 sh SOLE 15177 PFIZER INC COM COM 717081103 2,815,900 152706 sh SOLE 152706 PIMCO MUN INCOME FD II COM COM 72200W106 213,005 18850 sh SOLE 18850 PIMCO STRATEGIC GBL GOV FD I COM COM 72200X104 218,702 22408 sh SOLE 22408 PIMCO HIGH INCOME FD COM SHS COM 722014107 100,305 11745 sh SOLE 11745 PIONEER FLOATING RATE TR COM COM 72369J102 110,971 11086 sh SOLE 11086 POTASH CORP SASK INC COM COM 73755L107 236,826 1794 sh SOLE 1794 POWERSHARES QQQ TRUST UNIT SER 1 ADDED ETF 73935A104 923,736 23740 sh SOLE 23740 POWERSHARES ETF TRUST DYNAMIC MKT PT ETF 73935X104 263,016 6481 sh SOLE 6481 POWERSHARES ETF TRUST MAGNIQUANT POR ETF 73935X468 287,800 12929 sh SOLE 12929 POWERSHARES ETF TRUST WNDRHLL CLN EN ETF 73935X500 970,403 65303 sh SOLE 65303 POWERSHARES ETF TRUST FTSE US1500 SM ETF 73935X567 1,031,709 23416 sh SOLE 23416 POWERSHARES ETF TRUST WATER RESOURCE ETF 73935X575 281,557 15302 sh SOLE 15302 POWERSHARES ETF TRUST FTSE RAFI 1000 ETF 73935X583 2,637,966 58131 sh SOLE 58131 POWERSHARES ETF TRUST DYNM MC GRWTH ETF 73935X807 387,488 21708 sh SOLE 21708 POWERSHARES DB G10 CURCY HAR COM COM 73935Y102 1,462,829 60298 sh SOLE 60298 POWERWAVE TECHNOLOGIES INC COM COM 739363109 71,280 18000 sh SOLE 18000 POWERSHS DB MULTI SECT COMM ETF 73936B408 370,949 12279 sh SOLE 12279 POWERSHARES GLOBAL ETF TRUST ETF 73936T623 351,483 21302 sh SOLE 21302 PRAXAIR INC COM COM 74005P104 434,761 6060 sh SOLE 6060 PRICE T ROWE GROUP INC COM COM 74144T108 311,357 5797 sh SOLE 5797 PROCTER & GAMBLE CO COM COM 742718109 5,324,875 76408 sh SOLE 76408 PROGRESS ENERGY INC COM COM 743263105 297,511 6898 sh SOLE 6898 PROSHARES TR ULTRA S&P 500 ETF 74347R107 2,680,527 54438 sh SOLE 54438 PROSHARES TR ULTRA QQQ PSHS ETF 74347R206 593,989 11340 sh SOLE 11340 PROSHARES TR ULTRA DOW 30 ETF 74347R305 245,449 4625 sh SOLE 4625 PROSHARES TR ULTRA FINL PRO ETF 74347R743 192,502 10975 sh SOLE 10975 PROSHARES TR ULTRASHT MD400 ETF 74347R859 3,661,778 55905 sh SOLE 55905 PROVIDENT ENERGY TR TR UNIT COM 74386K104 663,162 73849 sh SOLE 73849 PRUDENTIAL FINL INC COM COM 744320102 275,477 3826 sh SOLE 3826 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 359,121 10952 sh SOLE 10952 PUBLIC STORAGE COM COM 74460D109 283,169 2860 sh SOLE 2860 QUALCOMM INC COM COM 747525103 290,630 6764 sh SOLE 6764 QUESTAR CORP COM COM 748356102 1,228,091 30012 sh SOLE 30012 QWEST COMMUNICATIONS INTL IN COM COM 749121109 33,847 10479 sh SOLE 10479 RPM INTL INC COM COM 749685103 298,873 15454 sh SOLE 15454 REALTY INCOME CORP COM COM 756109104 282,600 11039 sh SOLE 11039 REGIONS FINANCIAL CORP NEW COM COM 7591EP100 190,822 19877 sh SOLE 19877 RENAISSANCE CAP GRWTH INCM I COM ADDED COM 75966V105 146,465 35208 sh SOLE 35208 RENTECH INC COM COM 760112102 17,024 12800 sh SOLE 12800 RESEARCH IN MOTION LTD COM COM 760975102 276,205 4044 sh SOLE 4044 RITE AID CORP COM COM 767754104 24,527 29199 sh SOLE 29199 ROCKWELL COLLINS INC COM COM 774341101 242,181 5036 sh SOLE 5036 ROYAL BK SCOTLAND GROUP PLC SPON ADR ADR 780097879 117,172 11600 sh SOLE 11600 ROYAL DUTCH SHELL PLC SPONS ADR A ADR 780259206 467,570 7924 sh SOLE 7924 ROYCE VALUE TR INC COM COM 780910105 177,223 13305 sh SOLE 13305 ROYCE MICRO-CAP TR INC COM COM 780915104 346,555 39579 sh SOLE 39579 RYDEX ETF TRUST S&P 500 EQ TRD ETF 78355W106 307,942 8119 sh SOLE 8119 SAIC INC COM COM 78390X101 864,125 42715 sh SOLE 42715 SPDR TR UNIT SER 1 COM 78462F103 2,171,648 18723 sh SOLE 18723 SANOFI AVENTIS SPONSORED ADR ADR 80105N105 224,535 6831 sh SOLE 6831 SCHERING PLOUGH CORP COM COM 806605101 284,364 15396 sh SOLE 15396 SCHLUMBERGER LTD COM COM 806857108 501,991 6428 sh SOLE 6428 SEARS HLDGS CORP COM COM 812350106 252,357 2699 sh SOLE 2699 SELECT SECTOR SPDR TR SBI CONS STPLS ETF 81369Y308 344,338 12476 sh SOLE 12476 SELECT SECTOR SPDR TR SBI INT-FINL ETF 81369Y605 259,156 13029 sh SOLE 13029 SELECT SECTOR SPDR TR SBI INT-TECH ETF 81369Y803 217,158 10940 sh SOLE 10940 SELECT SECTOR SPDR TR SBI INT-UTILS ETF 81369Y886 213,769 6433 sh SOLE 6433 SEMPRA ENERGY COM COM 816851109 284,045 5628 sh SOLE 5628 SIEMENS A G SPONSORED ADR ADR 826197501 270,403 2880 sh SOLE 2880 SOUTHERN CO COM COM 842587107 1,505,932 39956 sh SOLE 39956 SOUTHERN COPPER CORP COM COM 84265V105 389,443 20411 sh SOLE 20411 SOUTHWEST AIRLS CO COM COM 844741108 153,211 10559 sh SOLE 10559 SOUTHWEST GAS CORP COM COM 844895102 585,667 19355 sh SOLE 19355 SPECTRA ENERGY CORP COM COM 847560109 285,098 11979 sh SOLE 11979 SPRINT NEXTEL CORP COM FON COM 852061100 163,041 26728 sh SOLE 26728 STARBUCKS CORP COM COM 855244109 284,582 19138 sh SOLE 19138 STARENT NETWORKS CORP COM ADDED COM 85528P108 142,340 11000 sh SOLE 11000 STRYKER CORP COM COM 863667101 263,716 4233 sh SOLE 4233 SUNAMERICA FOCUSE ALPHA LC F COM COM 867038101 474,517 36614 sh SOLE 36614 SUNCOR ENERGY INC COM COM 867229106 553,795 13142 sh SOLE 13142 SUNTECH PWR HLDGS CO LTD ADR ADR 86800C104 554,694 15464 sh SOLE 15464 SYSCO CORP COM COM 871829107 287,428 9390 sh SOLE 9390 TS&W CLAYMORE TAX ADVNTG BL COM COM 87280R108 330,187 36728 sh SOLE 36728 TANZANIAN ROYALTY EXPL CORP COM COM 87600U104 37,739 13575 sh SOLE 13575 TARGET CORP COM COM 87612E106 401,637 8188 sh SOLE 8188 TECHNE CORP COM COM 878377100 345,455 4790 sh SOLE 4790 TEMPLETON GLOBAL INCOME FD COM COM 880198106 94,326 11940 sh SOLE 11940 TEVA PHARMACEUTICAL INDS LTD ADR ADR 881624209 294,090 6423 sh SOLE 6423 TEXAS INSTRS INC COM COM 882508104 449,584 20911 sh SOLE 20911 TEXTRON INC COM COM 883203101 535,356 18284 sh SOLE 18284 3M CO COM COM 88579Y101 1,113,961 16307 sh SOLE 16307 TIME WARNER INC COM COM 887317105 321,512 24524 sh SOLE 24524 TOTAL S A SPONSORED ADR ADR 89151E109 257,849 4249 sh SOLE 4249 TOYOTA MOTOR CORP SP ADR REP2COM ADR 892331307 220,849 2574 sh SOLE 2574 TRI CONTL CORP COM COM 895436103 176,138 12056 sh SOLE 12056 UST INC COM COM 902911106 253,185 3805 sh SOLE 3805 US BANCORP DEL COM NEW COM 902973304 1,453,215 40345 sh SOLE 40345 UNILEVER PLC SPON ADR NEW ADR 904767704 258,880 9514 sh SOLE 9514 UNION PAC CORP COM COM 907818108 448,139 6298 sh SOLE 6298 UNITED PARCEL SERVICE INC CL B CL B 911312106 956,696 15212 sh SOLE 15212 UNITED TECHNOLOGIES CORP COM COM 913017109 835,110 13905 sh SOLE 13905 UNITEDHEALTH GROUP INC COM COM 91324P102 259,196 10209 sh SOLE 10209 UNUM GROUP COM COM 91529Y106 232,326 9256 sh SOLE 9256 VALERO ENERGY CORP NEW COM COM 91913Y100 443,144 14625 sh SOLE 14625 VAN KAMPEN SENIOR INCOME TR COM ETF 920961109 776,456 190308 sh SOLE 190308 VANGUARD BD INDEX FD INC ETF 921937819 264,212 3606 sh SOLE 3606 VANGUARD BD INDEX FD INC SHORT ETF 921937827 217,949 2825 sh SOLE 2825 VANGUARD BD INDEX FD INC TOTAL BND ETF 921937835 433,681 5735 sh SOLE 5735 VANGUARD INTL EQUITY INDEX F ALLWRLD ETF 922042775 1,090,541 25696 sh SOLE 25696 VANGUARD INTL EQUITY INDEX F EMR ETF 922042858 402,755 11620 sh SOLE 11620 VANGUARD WORLD FDS ENERGY ETF ETF 92204A306 569,397 6107 sh SOLE 6107 VANGUARD WORLD FDS FINANCIALS ETF ETF 92204A405 258,541 6582 sh SOLE 6582 VANGUARD WORLD FDS MATERIALS ETF ETF 92204A801 212,633 3113 sh SOLE 3113 VARIAN MED SYS INC COM COM 92220P105 219,208 3837 sh SOLE 3837 VANGUARD INDEX FDS REIT ETF ETF 922908553 359,206 5908 sh SOLE 5908 VANGUARD INDEX FDS SM CP VAL ETF ETF 922908611 348,679 5871 sh SOLE 5871 VANGUARD INDEX FDS MID CAP ETF ETF 922908629 546,824 9212 sh SOLE 9212 VANGUARD INDEX FDS LARGE CAP ETF ETF 922908637 720,978 13699 sh SOLE 13699 VANGUARD INDEX FDS GROWTH ETF ETF 922908736 891,016 17066 sh SOLE 17066 VANGUARD INDEX FDS VALUE ETF ETF 922908744 642,145 12250 sh SOLE 12250 VANGUARD INDEX FDS SMALL CP ETF ETF 922908751 673,985 11299 sh SOLE 11299 VANGUARD INDEX FDS STK MRK ETF ETF 922908769 624,374 10699 sh SOLE 10699 VERASUN ENERGY CORP COM COM 92336G106 48,312 15435 sh SOLE 15435 VERIZON COMMUNICATIONS COM COM 92343V104 1,309,399 40804 sh SOLE 40804 VERTEX PHARMACEUTICALS INC COM COM 92532F100 422,946 12724 sh SOLE 12724 VODAFONE GROUP PLC NEW SPONS ADR NEW ADR 92857W209 420,332 19020 sh SOLE 19020 VULCAN MATLS CO COM COM 929160109 219,219 2943 sh SOLE 2943 WACHOVIA CORP NEW COM COM 929903102 139,389 39826 sh SOLE 39826 WAL MART STORES INC COM COM 931142103 1,415,607 23637 sh SOLE 23637 WALGREEN CO COM COM 931422109 707,734 22860 sh SOLE 22860 WASHINGTON MUT INC COM COM 939322103 5,734 69931 sh SOLE 69931 WASHINGTON POST CO CL B CL B 939640108 299,537 538 sh SOLE 538 WEBZEN INC SPONSORED ADR ADR 94846M102 18,900 13310 sh SOLE 13310 WELLS FARGO & CO NEW COM COM 949746101 2,308,496 61511 sh SOLE 61511 WESTERN ASSET HIGH INCM FD I COM COM 95766J102 80,598 11400 sh SOLE 11400 WESTERN ASST MNG MUN FD INC COM PFD 95766M105 97,232 10455 sh SOLE 10455 WSTRN ASSET/CLYMRE US TR INF COM COM 95766R104 686,472 65754 sh SOLE 65754 WESTERN UN CO COM COM 959802109 305,769 12394 sh SOLE 12394 WISDOMTREE TRUST HG-YIELDING EQ ETF 97717W208 1,640,562 38996 sh SOLE 38996 WISDOMTREE TRUST LARGECAP DIVID ETF 97717W307 208,150 4526 sh SOLE 4526 WISDOMTREE TRUST DIVID TOP 100 ETF 97717W406 248,264 5415 sh SOLE 5415 WISDOMTREE TRUST DIEFA FD ETF 97717W703 248,253 4984 sh SOLE 4984 WISDOMTREE TRUST INTL DV TOP100 ETF 97717W786 1,902,490 37436 sh SOLE 37436 WORTHINGTON INDS INC COM COM 981811102 342,096 22898 sh SOLE 22898 WYETH COM COM 983024100 265,517 7188 sh SOLE 7188 WYETH DBCV 1/1 Corp. Conv. 983024AD2 9,723 10000 sh SOLE 10000 YUM BRANDS INC COM COM 988498101 333,435 10225 sh SOLE 10225 ZARLINK SEMICONDUCTOR INC COM COM 989139100 15,988 35100 sh SOLE 35100 ZIONS BANCORPORATION COM COM 989701107 262,115 6773 sh SOLE 6773 INGERSOLL-RAND COMPANY LTD CL A CL A G4776G101 590,155 18933 sh SOLE 18933 NORDIC AMERICAN TANKER SHIPP COM COM G65773106 359,660 11218 sh SOLE 11218 EXCEL MARITIME CARRIERS LTD COM COM V3267N107 316,680 21000 sh SOLE 21000 FLEXTRONICS INTL LTD ORD LP Y2573F102 212,287 29984 sh SOLE 29984
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