-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WRDoVhpYLbn8Ynad8kyIbFeaO2i9SVAP9XwklEKPfxNfGtTZRJ1inMAbJAgxieGD dnPqgYN1wCvVVMHM6CjBLg== 0001419186-08-000016.txt : 20080714 0001419186-08-000016.hdr.sgml : 20080714 20080714110921 ACCESSION NUMBER: 0001419186-08-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080714 DATE AS OF CHANGE: 20080714 EFFECTIVENESS DATE: 20080714 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cambridge Investment Research Advisors, Inc. CENTRAL INDEX KEY: 0001419186 IRS NUMBER: 201665305 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12861 FILM NUMBER: 08950139 BUSINESS ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 BUSINESS PHONE: 641-472-5100 MAIL ADDRESS: STREET 1: 1776 PLEASANT PLAIN ROAD CITY: FAIRFIELD STATE: IA ZIP: 52556 13F-HR 1 q208final.txt FORM 13F JUNE 2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: ______ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Cambridge Investment Research Advisors Address: 1776 Pleasant Plain Road Fairfield, IA 52556-8757 Form 13F File Number: 28-12861 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tom Anderson Title: Chief Compliance Officer Phone: 641-472-5100 Signature, Place, and Date of Signing: Tom Anderson Fairfield, Iowa July 11, 2008 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None Form 13F File Number Name 28-12861 [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 416 Form 13F Information Table Value Total: $388,029 (thousands) No. Form 13F File Number Name ____ 28-12861 [Repeat as necessary.] FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 ISSUER TITLE OF CLASS CUSIP VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE AFLAC INC COM 001055102 659 10,488 SH SOLE 10,488 AT&T INC COM 00206R102 2,756 81,819 SH SOLE 81,819 ABBOTT LABS COM 002824100 774 14,608 SH SOLE 14,608 ABERDEEN ASIA PACIFIC IN COM 003009107 104 17,296 SH SOLE 17,296 ABIOMED INC COM 003654100 227 12,800 SH SOLE 12,800 ADOBE SYS INC COM 00724F101 296 7,514 SH SOLE 7,514 AETNA INC NEW COM 00817Y108 208 5,127 SH SOLE 5,127 AIR PRODS & CHEMS INC COM 009158106 243 2,462 SH SOLE 2,462 AIRTRAN HLDGS INC COM 00949P108 97 47,451 SH SOLE 47,451 ALCOA INC COM 013817101 452 12,701 SH SOLE 12,701 ALLIANCEBERNSTEIN INE FUN COM 01881E101 243 30,026 SH SOLE 30,026 ALLIANCEBERNSTEIN HOLDING LP 01881G106 290 5,306 SH SOLE 5,306 ALLIED CAP CORP NEW COM 01903Q108 171 12,302 SH SOLE 12,302 ALLSTATE CORP COM 020002101 309 6,767 SH SOLE 6,767 ALPINE GLOBAL DYNAMIC DIVD F COM 02082E106 361 23,897 SH SOLE 23,897 ALPINE TOTAL DYNAMIC DIVID F SBI COM 021060108 614 41,240 SH SOLE 41,240 ALTRIA GROUP INC COM 02209S103 1,738 84,522 SH SOLE 84,522 AMEDISYS INC COM 023436108 218 4,315 SH SOLE 4,315 AMEREN CORP COM 023608102 376 8,912 SH SOLE 8,912 AMERIANA BANCORP COM 023613102 785 82,795 SH SOLE 82,795 AMERICA MOVIL SAB DE CVL SHS ADR 02364W105 396 7,498 SH SOLE 7,498 AMERICAN CAPITAL STRATEGIES COM 024937104 404 16,994 SH SOLE 16,994 AMERICAN ELEC PWR INC COM 025537101 655 16,276 SH SOLE 16,276 AMERICAN EXPRESS CO COM 025816109 735 19,518 SH SOLE 19,518 AMERICAN INTL GROUP INC COM 026874107 721 27,242 SH SOLE 27,242 AMGEN INC COM 031162100 712 15,097 SH SOLE 15,097 ANHEUSER BUSCH COS INC COM 035229103 1,165 18,753 SH SOLE 18,753 ANNALY CAP MGMT INC COM 035710409 1,428 92,059 SH SOLE 92,059 APACHE CORP COM 037411105 437 3,144 SH SOLE 3,144 APPLE INC COM 037833100 2,399 14,325 SH SOLE 14,325 APPLIED MATLS INC COM 038222105 504 26,384 SH SOLE 26,384 ARCHER DANIELS MIDLAND CO COM 039483102 243 7,195 SH SOLE 7,195 AUTOMATIC DATA PROCESSING IN COM 053015103 236 5,622 SH SOLE 5,622 BP PLC ADR 055622104 2,869 41,237 SH SOLE 41,237 BANK OF AMERICA CORPORATION COM 060505104 1,646 68,974 SH SOLE 68,974 BARCLAYS BK PLC DJAIG CMDTY 36 COM 06738C778 298 4,161 SH SOLE 4,161 BAXTER INTL INC COM 071813109 459 7,182 SH SOLE 7,182 BERKSHIRE HATHAWAY INC DEL CL A 084670108 242 2 SH SOLE 2 BERKSHIRE HATHAWAY INC DEL CL B 084670207 3,515 876 SH SOLE 876 BHP BILLITON LTD ADR 088606108 310 3,635 SH SOLE 3,635 BLACKROCK GLBL ENRGY & RES T COM 09250U101 245 6,601 SH SOLE 6,601 BLACKROCK INTL GRWTH & INC COM 092524107 443 28,941 SH SOLE 28,941 BLACKROCK REAL ASSET EQUITY COM 09254B109 436 24,093 SH SOLE 24,093 BLACKROCK GBL EQTY INE TR ADDED COM 09255D104 402 28,847 SH SOLE 28,847 BLACKROCK DEBT STRAT FD INC COM 09255R103 92 17,227 SH SOLE 17,227 BOEING CO COM 097023105 966 14,702 SH SOLE 14,702 BOSTON PROPERTIES INC COM 101121101 230 2,550 SH SOLE 2,550 BRISTOL MYERS SQUIBB CO COM 110122108 439 21,360 SH SOLE 21,360 BURLINGTON NORTHN SANTA FE C COM 12189T104 310 3,100 SH SOLE 3,100 CSX CORP COM 126408103 373 5,940 SH SOLE 5,940 CVB FINL CORP COM 126600105 111 11,707 SH SOLE 11,707 CVS CAREMARK CORPORATION COM 126650100 347 8,768 SH SOLE 8,768 CALAMOS CONV OPP AND INC FD SH BEN INT COM 128117108 1,024 72,744 SH SOLE 72,744 CALAMOS CONV & HIGH INE F SHS COM 12811P108 262 19,790 SH SOLE 19,790 CALAMOS STRATEGIC TOTL RETN SH BEN INT COM 128125101 409 36,100 SH SOLE 36,100 CANADIAN NAT RES LTD COM 136385101 228 2,278 SH SOLE 2,278 CASH SYSTEMS INC COM 14756B102 15 32,000 SH SOLE 32,000 CATERPILLAR INC DEL COM 149123101 755 10,224 SH SOLE 10,224 CERNER CORP COM 156782104 270 5,971 SH SOLE 5,971 CHARTWELL DIVD & INE FD I COM 16139P104 63 10,298 SH SOLE 10,298 CHESAPEAKE ENERGY CORP COM 165167107 453 6,869 SH SOLE 6,869 CHEVRON CORP NEW COM 166764100 5,247 52,932 SH SOLE 52,932 CHINA MOBILE LIMITED ADR 16941M109 235 3,510 SH SOLE 3,510 CISCO SYS INC COM 17275R102 1,773 76,238 SH SOLE 76,238 CITIGROUP INC COM 172967101 709 42,313 SH SOLE 42,313 CITIZENS MUNICATIONS CO COM 17453B101 179 15,802 SH SOLE 15,802 CLAYMORE EXCHANGE TRADED FD BNY COM 18383M100 532 10,766 SH SOLE 10,766 COCA COLA CO COM 191216100 927 17,836 SH SOLE 17,836 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 205 6,300 SH SOLE 6,300 COHEN & STEERS REIT & PFD IN COM 19247X100 222 11,604 SH SOLE 11,604 COHEN & STEERS REIT & UTIL I COM 19247Y108 443 25,200 SH SOLE 25,200 COHEN & STEERS SELECT UTIL F COM 19248A109 262 10,723 SH SOLE 10,723 COLGATE PALMOLIVE CO COM 194162103 475 6,872 SH SOLE 6,872 CAST CORP NEW CL A 20030N101 332 17,478 SH SOLE 17,478 PANHIA VALE DO RIO DOCE ADR 204412209 325 9,062 SH SOLE 9,062 CONAGRA FOODS INC COM 205887102 206 10,678 SH SOLE 10,678 CONOCOPHILLIPS COM 20825C104 959 10,157 SH SOLE 10,157 CONSOLIDATED EDISON INC COM 209115104 1,246 31,877 SH SOLE 31,877 CONSTELLATION ENERGY GROUP I COM 210371100 469 5,710 SH SOLE 5,710 CORNERSTONE STRATEGIC VALUE COM 21924B104 354 64,936 SH SOLE 64,936 CORNERSTONE TOTAL RTRN FD IN COM 21924U102 370 29,966 SH SOLE 29,966 CORNING INC COM 219350105 868 37,655 SH SOLE 37,655 COSTCO WHSL CORP NEW COM 22160K105 529 7,547 SH SOLE 7,547 CREE INC COM 225447101 738 32,362 SH SOLE 32,362 CURRENCY SHARES EURO TR EURO SHS COM 23130C108 223 1,416 SH SOLE 1,416 DNP SELECT INE FD COM 23325P104 125 11,943 SH SOLE 11,943 DTE ENERGY CO COM 233331107 771 18,169 SH SOLE 18,169 DWS MUN INE TR COM 23338M106 291 28,281 SH SOLE 28,281 DARLING INTL INC COM 237266101 673 40,747 SH SOLE 40,747 DEERE & CO COM 244199105 430 5,965 SH SOLE 5,965 DELL INC COM 24702R101 486 22,191 SH SOLE 22,191 DENTSPLY INTL INC NEW COM 249030107 272 7,378 SH SOLE 7,378 DEVON ENERGY CORP NEW COM 25179M103 594 4,940 SH SOLE 4,940 DIAGEO P L C ADR 25243Q205 337 4,568 SH SOLE 4,568 DIAMOND OFFSHORE DRILLING IN COM 25271C102 372 2,674 SH SOLE 2,674 DIAMONDS TR UNIT SER 1 COM 252787106 669 5,898 SH SOLE 5,898 DIEBOLD INC COM 253651103 259 7,270 SH SOLE 7,270 DISNEY WALT CO DISNEY COM 254687106 1,167 37,407 SH SOLE 37,407 DOMINION RES INC VA NEW COM 25746U109 597 12,578 SH SOLE 12,578 DOW CHEM CO COM 260543103 491 14,076 SH SOLE 14,076 DREYFUS HIGH YIELD STRATEGIE SH BEN INT COM 26200S101 203 56,681 SH SOLE 56,681 DU PONT E I DE NEMOURS & CO COM 263534109 342 7,984 SH SOLE 7,984 DUKE ENERGY CORP NEW COM 26441C105 652 37,493 SH SOLE 37,493 DYNEGY INC DEL ADDED CL A 26817G102 893 104,413SH SOLE 104,413 E M C CORP MASS COM 268648102 712 48,478 SH SOLE 48,478 EATON VANCE SR INE TR SH BEN INT COM 27826S103 76 11,500 SH SOLE 11,500 EATON VANCE ENHANCED EQ INC COM 278274105 187 10,700 SH SOLE 10,700 EATON VANCE TAX ADVT DIV INC COM 27828G107 379 16,354 SH SOLE 16,354 EATON VANCE TX ADV GLB DIV O COM 27828U106 209 6,972 SH SOLE 6,972 EATON VANCE TXMGD GL BUYWR O COM 27829C105 277 17,734 SH SOLE 17,734 EATON VANCE TAX MNG GBL DV E COM 27829F108 461 30,301 SH SOLE 30,301 EBAY INC COM 278642103 327 11,947 SH SOLE 11,947 EMERSON ELEC CO COM 291011104 400 8,093 SH SOLE 8,093 ENCANA CORP COM 292505104 265 2,910 SH SOLE 2,910 ENTERGY CORP NEW COM 29364G103 275 2,286 SH SOLE 2,286 ENTERPRISE PRODS PARTNERS L COM 293792107 346 11,723 SH SOLE 11,723 EVERGREEN INE ADVANTAGE F SHS COM 30023Y105 167 16,030 SH SOLE 16,030 EVERGREEN SOLAR INC COM 30033R108 545 56,200 SH SOLE 56,200 EXELON CORP COM 30161N101 653 7,264 SH SOLE 7,264 EXXON MOBIL CORP COM 30231G102 21,261 241,250SH SOLE 241,250 FEI CO COM 30241L109 244 10,700 SH SOLE 10,700 FPL GROUP INC COM 302571104 428 6,520 SH SOLE 6,520 FIRST SOLAR INC COM 336433107 289 1,058 SH SOLE 1,058 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 975 55,856 SH SOLE 55,856 FIRST TR NAS100 EQ WEIGHTED SHS COM 337344105 198 10,227 SH SOLE 10,227 FIRSTMERIT CORP COM 337915102 213 13,079 SH SOLE 13,079 FIRSTENERGY CORP COM 337932107 347 4,213 SH SOLE 4,213 FLAHERTY & CRMN/CLYMR PFD SE SHS COM 338478100 159 11,415 SH SOLE 11,415 FORD MTR CO DEL PAR $0.01 COM 345370860 53 10,940 SH SOLE 10,940 FRANCE TELE ADR 35177Q105 215 7,243 SH SOLE 7,243 FRANKLIN BK CORP DEL COM 352451108 31 50,985 SH SOLE 50,985 FRANKLIN TEMPLETON LTD DUR I COM 35472T101 381 34,090 SH SOLE 34,090 FREEPORT-MCMORAN COPPER & GO COM 35671D857 824 7,035 SH SOLE 7,035 GABELLI EQUITY TR INC COM 362397101 101 12,403 SH SOLE 12,403 GABELLI DIVD & INE TR COM 36242H104 2,355 133,419SH SOLE 133,419 GENENTECH INC NEW COM 368710406 284 3,745 SH SOLE 3,745 GENERAL DYNAMICS CORP COM 369550108 245 2,923 SH SOLE 2,923 GENERAL ELECTRIC CO COM 369604103 8,995 337,012SH SOLE 337,012 GENERAL MLS INC COM 370334104 437 7,194 SH SOLE 7,194 GLAXOSMITHKLINE PLC ADR 37733W105 329 7,444 SH SOLE 7,444 GOLDMAN SACHS GROUP INC COM 38141G104 2,202 12,593 SH SOLE 12,593 GOOGLE INC CL A 38259P508 2,084 3,958 SH SOLE 3,958 GRANITE CONSTR INC COM 387328107 242 7,676 SH SOLE 7,676 HNI CORP COM 404251100 635 35,945 SH SOLE 35,945 HALLIBURTON CO COM 406216101 1,417 26,709 SH SOLE 26,709 JOHN HANCOCK BK &THRIFT OPP SH BEN INT COM 409735107 59 13,000 SH SOLE 13,000 HANCOCK JOHN PFD INE FD I COM 41021P103 229 13,711 SH SOLE 13,711 HAWAIIAN ELEC INDUSTRIES COM 419870100 864 34,950 SH SOLE 34,950 HEINZ H J CO COM 423074103 214 4,482 SH SOLE 4,482 HERSHEY CO COM 427866108 227 6,920 SH SOLE 6,920 HEWLETT PACKARD CO COM 428236103 1,224 27,693 SH SOLE 27,693 HOME DEPOT INC COM 437076102 455 19,445 SH SOLE 19,445 HONEYWELL INTL INC COM 438516106 559 11,119 SH SOLE 11,119 ING PRIME RATE TR SH BEN INT COM 44977W106 279 48,610 SH SOLE 48,610 ING CLARION GLB RE EST INCM COM 44982G104 147 11,053 SH SOLE 11,053 ILLINOIS TOOL WKS INC COM 452308109 234 4,936 SH SOLE 4,936 INDIA FD INC COM 454089103 335 9,474 SH SOLE 9,474 ING GLOBAL EQTY DIV & PREM O COM 45684E107 396 25,254 SH SOLE 25,254 INLAND REAL ESTATE CORP NEW COM 457461200 198 13,761 SH SOLE 13,761 INTEL CORP COM 458140100 2,162 100,636SH SOLE 100,636 INTERFACE INC CL A 458665106 148 11,800 SH SOLE 11,800 INTERNATIONAL BUSINESS MACHS COM 459200101 2,180 18,391 SH SOLE 18,391 ISHARES INC MSCI BRAZIL COM 464286400 1,328 14,873 SH SOLE 14,873 ISHARES INC MSCI PAC J IDX COM 464286665 549 4,037 SH SOLE 4,037 ISHARES INC MSCI TAIWAN COM 464286731 380 26,860 SH SOLE 26,860 ISHARES INC MSCI S KOREA COM 464286772 465 9,103 SH SOLE 9,103 ISHARES INC MSCI JAPAN COM 464286848 215 17,252 SH SOLE 17,252 ISHARES TR S&P 100 IDX FD COM 464287101 2,730 46,947 SH SOLE 46,947 ISHARES TR LRGE GRW INDX COM 464287119 446 6,781 SH SOLE 6,781 ISHARES TR LRGE CORE INDX COM 464287127 279 3,934 SH SOLE 3,934 ISHARES TR DJ SEL DIV INX COM 464287168 2,037 41,366 SH SOLE 41,366 ISHARES TR US TIPS BD FD COM 464287176 1,994 18,487 SH SOLE 18,487 ISHARES TR FTSE XNHUA IDX COM 464287184 640 4,889 SH SOLE 4,889 ISHARES TR S&P 500 INDEX COM 464287200 24,766 193,483SH SOLE 193,483 ISHARES TR LEHMAN AGG BND COM 464287226 18,904 188,287SH SOLE 188,287 ISHARES TR MSCI EMERG MKT COM 464287234 4,464 32,889 SH SOLE 32,889 ISHARES TR IBOXX INV CPBD COM 464287242 1,721 16,973 SH SOLE 16,973 ISHARES TR S&P500 GRW COM 464287309 2,774 43,461 SH SOLE 43,461 ISHARES TR S&P GBL HLTHCR COM 464287325 671 13,022 SH SOLE 13,022 ISHARES TR S&P GBL FIN COM 464287333 224 3,762 SH SOLE 3,762 ISHARES TR S&P GBL ENER COM 464287341 418 2,740 SH SOLE 2,740 ISHARES TR S&P GSSI NATL COM 464287374 612 3,995 SH SOLE 3,995 ISHARES TR S&P LTN AM 40 COM 464287390 1,001 3,640 SH SOLE 3,640 ISHARES TR S&P 500 VALUE COM 464287408 1,219 19,233 SH SOLE 19,233 ISHARES TR 7-10 YR TRS BD COM 464287440 246 2,798 SH SOLE 2,798 ISHARES TR 1-3 YR TRS BD COM 464287457 860 10,379 SH SOLE 10,379 ISHARES TR MSCI EAFE IDX COM 464287465 10,934 159,219SH SOLE 159,219 ISHARES TR RUSSELL MCP VL COM 464287473 4,204 32,682 SH SOLE 32,682 ISHARES TR RUSSELL MCP GR COM 464287481 598 5,653 SH SOLE 5,653 ISHARES TR RUSSELL MIDCAP COM 464287499 1,380 14,403 SH SOLE 14,403 ISHARES TR S&P MIDCAP 400 COM 464287507 835 10,232 SH SOLE 10,232 ISHARES TR COHEN&ST RLTY COM 464287564 667 8,878 SH SOLE 8,878 ISHARES TR RUSSELL1000VAL COM 464287598 7,287 105,538SH SOLE 105,538 ISHARES TR S&P MC 400 GRW COM 464287606 411 4,649 SH SOLE 4,649 ISHARES TR RUSSELL1000GRW COM 464287614 20,165 365,043SH SOLE 365,043 ISHARES TR RUSSELL 1000 COM 464287622 637 9,046 SH SOLE 9,046 ISHARES TR RUSL 2000 VALU COM 464287630 903 14,177 SH SOLE 14,177 ISHARES TR RUSL 2000 GROW COM 464287648 962 12,635 SH SOLE 12,635 ISHARES TR RUSSELL 2000 COM 464287655 4,974 72,032 SH SOLE 72,032 ISHARES TR RUSL 3000 VALU COM 464287663 266 2,969 SH SOLE 2,969 ISHARES TR RUSSELL 3000 COM 464287689 640 8,542 SH SOLE 8,542 ISHARES TR DJ US UTILS COM 464287697 388 3,910 SH SOLE 3,910 ISHARES TR S&P MIDCP VALU COM 464287705 340 4,588 SH SOLE 4,588 ISHARES TR DJ US HEALTHCR COM 464287762 264 4,283 SH SOLE 4,283 ISHARES TR DJ US FINL SEC COM 464287788 310 4,570 SH SOLE 4,570 ISHARES TR DJ US ENERGY COM 464287796 451 2,978 SH SOLE 2,978 ISHARES TR DJ US BAS MATL COM 464287838 1,036 12,262 SH SOLE 12,262 ISHARES TR S&P SMLCP VALU COM 464287879 384 6,026 SH SOLE 6,026 ISHARES TR S&P SMLCP GROW COM 464287887 529 4,152 SH SOLE 4,152 ISHARES TR LARGE VAL INDX COM 464288109 639 9,671 SH SOLE 9,671 ISHARES TR LEHMAN 10-20YR COM 464288653 338 3,220 SH SOLE 3,220 ISHARES TR US PFD STK IDX ADDED COM 464288687 3,067 76,458 SH SOLE 76,458 ISHARES TR S&P GL C STAPL COM 464288737 497 8,950 SH SOLE 8,950 ISHARES TR KLD SL SOC INX COM 464288802 404 7,532 SH SOLE 7,532 ISHARES TR DJ OIL EQUIP COM 464288844 710 8,938 SH SOLE 8,938 ISHARES TR DJ OIL&GAS EXP COM 464288851 397 4,604 SH SOLE 4,604 ISHARES TR MSCI VAL IDX COM 464288877 237 3,891 SH SOLE 3,891 ISHARES TR MSCI GRW IDX COM 464288885 4,197 59,426 SH SOLE 59,426 ISHARES SILVER TRUST ISHARES COM 46428Q109 519 3,009 SH SOLE 3,009 ISHARES S&P GSCI MODITY I UNIT BEN INT COM 46428R107 220 2,940 SH SOLE 2,940 JP MORGAN CHASE & CO COM 46625H100 1,330 39,192 SH SOLE 39,192 JOHNSON & JOHNSON COM 478160104 3,536 54,956 SH SOLE 54,956 KANSAS CITY SOUTHERN NEW COM 485170302 215 4,878 SH SOLE 4,878 KAYNE ANDERSON MLP INVSMNT C COM 486606106 380 13,851 SH SOLE 13,851 KINDER MORGAN ENERGY PARTNER UT LP 494550106 557 9,999 SH SOLE 9,999 KRAFT FOODS INC CL A 50075N104 550 19,327 SH SOLE 19,327 LEUCADIA NATL CORP COM 527288104 506 10,789 SH SOLE 10,789 LEVEL 3 MUNICATIONS INC COM 52729N100 146 49,447 SH SOLE 49,447 LIBERTY ALL STAR EQUITY FD SH BEN INT COM 530158104 237 40,431 SH SOLE 40,431 LILLY ELI & CO COM 532457108 911 19,735 SH SOLE 19,735 LINCOLN ELEC HLDGS INC COM 533900106 1,198 15,226 SH SOLE 15,226 LOCKHEED MARTIN CORP COM 539830109 990 10,033 SH SOLE 10,033 LOWES COS INC COM 548661107 296 14,269 SH SOLE 14,269 MFS INTER INE TR SH BEN INT COM 55273C107 76 12,132 SH SOLE 12,132 MANULIFE FINL CORP COM 56501R106 268 7,710 SH SOLE 7,710 MARATHON OIL CORP COM 565849106 301 5,798 SH SOLE 5,798 MARKET VECTORS ETF TR MV STEEL INDEX COM 57060U308 468 4,416 SH SOLE 4,416 MARKET VECTORS ETF TR RUSSIA ETF ADDED COM 57060U506 358 6,661 SH SOLE 6,661 MASTERCARD INC CL A 57636Q104 347 1,308 SH SOLE 1,308 MCDONALDS CORP COM 580135101 1,041 18,515 SH SOLE 18,515 MEDCO HEALTH SOLUTIONS INC COM 58405U102 395 8,369 SH SOLE 8,369 MEDTRONIC INC COM 585055106 2,387 46,288 SH SOLE 46,288 MERCK & CO INC COM 589331107 863 22,896 SH SOLE 22,896 MICROSOFT CORP COM 594918104 6,031 219,238SH SOLE 219,238 MICROCHIP TECHNOLOGY INC COM 595017104 493 16,140 SH SOLE 16,140 MICRON TECHNOLOGY INC COM 595112103 141 23,476 SH SOLE 23,476 MIDCAP SPDR TR UNIT SER 1 COM 595635103 638 4,289 SH SOLE 4,289 MONSANTO CO NEW COM 61166W101 781 6,189 SH SOLE 6,189 MORGAN STANLEY HIGH YIELD FD COM 61744M104 68 12,850 SH SOLE 12,850 MORGAN STANLEY INDIA INVS FD COM 61745C105 236 10,465 SH SOLE 10,465 MOSAIC CO COM 61945A107 266 1,840 SH SOLE 1,840 MOTOROLA INC COM 620076109 234 31,889 SH SOLE 31,889 NATIONAL CITY CORP COM 635405103 69 14,497 SH SOLE 14,497 NATIONAL FUEL GAS CO N J COM 636180101 430 7,231 SH SOLE 7,231 NEWMONT MINING CORP COM 651639106 225 4,310 SH SOLE 4,310 NFJ DIVID INT & PREM STRTGY SHS COM 65337H109 1,439 67,695 SH SOLE 67,695 NICHOLAS-APPLEGATE CV & INC COM 65370F101 119 10,076 SH SOLE 10,076 NISOURCE INC COM 65473P105 506 28,258 SH SOLE 28,258 NOKIA CORP ADR 654902204 446 18,207 SH SOLE 18,207 NORAM ENERGY CORP SDCV 6.000% 3/1 Corp. Conv. 655419AC3 40 40,350 SH SOLE 40,350 NOVARTIS A G ADR 66987V109 784 14,250 SH SOLE 14,250 NUANCE MUNICATIONS INC COM 67020Y100 656 41,873 SH SOLE 41,873 NUCOR CORP COM 670346105 285 3,820 SH SOLE 3,820 NUTRACEUTICAL INTL CORP COM 67060Y101 344 28,579 SH SOLE 28,579 NUVEEN INVT QUALITY MUN FD I COM 67062E103 194 14,700 SH SOLE 14,700 NUVEEN SELECT TAX FREE INCM SH BEN INT COM 67062F100 171 12,100 SH SOLE 12,100 NUVEEN MULTI STRAT INC GR FD SHS COM 67073D102 1,064 107,772SH SOLE 107,772 NUVEEN MULT CURR ST GV INCM ADDED COM 67090N109 202 11,467 SH SOLE 11,467 NUVEEN MUN VALUE FD INC COM 670928100 116 12,007 SH SOLE 12,007 OCCIDENTAL PETE CORP DEL COM 674599105 565 6,287 SH SOLE 6,287 OIL SVC HOLDRS TR DEPOSTRY RCPT COM 678002106 244 1,100 SH SOLE 1,100 OMNIVISION TECHNOLOGIES INC COM 682128103 149 12,300 SH SOLE 12,300 ORACLE CORP COM 68389X105 953 45,364 SH SOLE 45,364 PPL CORP COM 69351T106 394 7,545 SH SOLE 7,545 PEABODY ENERGY CORP COM 704549104 205 2,323 SH SOLE 2,323 PENN WEST ENERGY TR UNIT COM 707885109 273 8,053 SH SOLE 8,053 PEPSICO INC COM 713448108 2,393 37,626 SH SOLE 37,626 PETROLEO BRASILEIRO SA PETRO ADR 71654V408 627 8,847 SH SOLE 8,847 PETROLEUM DEV CORP COM 716578109 1,038 15,614 SH SOLE 15,614 PFIZER INC COM 717081103 1,575 90,181 SH SOLE 90,181 PIMCO MUN INE FD II COM 72200W106 210 15,689 SH SOLE 15,689 PIMCO STRATEGIC GBL GOV FD I COM 72200X104 104 10,558 SH SOLE 10,558 PIMCO HIGH INE FD SHS COM 722014107 214 17,870 SH SOLE 17,870 PIONEER FLOATING RATE TR COM 72369J102 144 10,476 SH SOLE 10,476 PLUM CREEK TIMBER CO INC COM 729251108 210 4,912 SH SOLE 4,912 POTASH CORP SASK INC COM 73755L107 463 2,026 SH SOLE 2,026 POWERSHARES QQQ TRUST UNIT SER 1 ADDED COM 73935A104 1,154 25,552 SH SOLE 25,552 POWERSHARES ETF TRUST DYNAMIC MKT PT COM 73935X104 292 6,347 SH SOLE 6,347 POWERSHARES ETF TRUST DYNAMIC OTC PT COM 73935X203 214 4,651 SH SOLE 4,651 POWERSHARES ETF TRUST WNDRHLL CLN EN COM 73935X500 1,283 65,631 SH SOLE 65,631 POWERSHARES ETF TRUST FTSE US1500 SM COM 73935X567 1,291 27,347 SH SOLE 27,347 POWERSHARES ETF TRUST WATER RESOURCE COM 73935X575 432 20,872 SH SOLE 20,872 POWERSHARES ETF TRUST FTSE RAFI 1000 COM 73935X583 3,453 70,900 SH SOLE 70,900 POWERSHARES ETF TRUST DYN OIL SVCS COM 73935X625 223 6,638 SH SOLE 6,638 POWERSHARES ETF TRUST DYNM MC GRWTH COM 73935X807 551 25,280 SH SOLE 25,280 POWERSHARES DB G10 CURCY HAR UT BEN INTCOM 73935Y102 1,480 54,760 SH SOLE 54,760 POWERWAVE TECHNOLOGIES INC COM 739363109 57 13,500 SH SOLE 13,500 POWERSHS DB MULTI SECT M DB AGRICULT FD ETF 73936B408 788 19,369 SH SOLE 19,369 POWERSHARES GLOBAL CLEAN ENER ADDED ETF 73936T615 204 7,444 SH SOLE 7,444 POWERSHARES GLOBAL WTR PORT ADDED ETF 73936T623 464 21,580 SH SOLE 21,580 PRAXAIR INC COM 74005P104 649 6,886 SH SOLE 6,886 PROCTER & GAMBLE CO COM 742718109 3,615 59,451 SH SOLE 59,451 PROGRESS ENERGY INC COM 743263105 276 6,597 SH SOLE 6,597 PROSHARES TR ULTRA S&P 500 COM 74347R107 679 11,020 SH SOLE 11,020 PROSHARES TR ULTRA QQQ PSHS COM 74347R206 565 7,700 SH SOLE 7,700 PROSHARES TR ULTRA DOW 30 COM 74347R305 295 4,850 SH SOLE 4,850 PROSHARES TR ULTSHR RU20000 COM 74347R834 7,299 92,632 SH SOLE 92,632 PROSHARES TR ULTRASHT MD400 COM 74347R859 440 7,825 SH SOLE 7,825 PROSHARES TR ULTRASHORT QQQ COM 74347R875 320 7,135 SH SOLE 7,135 PROVIDENT ENERGY TR TR UNIT COM 74386K104 578 50,598 SH SOLE 50,598 PRUDENTIAL FINL INC COM 744320102 203 3,406 SH SOLE 3,406 PUBLIC SVC ENTERPRISE GROUP COM 744573106 491 10,700 SH SOLE 10,700 QUALM INC COM 747525103 239 5,386 SH SOLE 5,386 QUESTAR CORP COM 748356102 2,007 28,250 SH SOLE 28,250 QWEST MUNICATIONS INTL IN COM 749121109 40 10,136 SH SOLE 10,136 RAYTHEON CO NEW COM 755111507 235 4,168 SH SOLE 4,168 REALTY INE CORP COM 756109104 265 11,639 SH SOLE 11,639 RENAISSANCE CAP GRWTH INCM I ADDED COM 75966V105 206 40,301 SH SOLE 40,301 RESEARCH IN MOTION LTD COM 760975102 396 3,390 SH SOLE 3,390 RITE AID CORP COM 767754104 37 23,437 SH SOLE 23,437 ROYAL BK SCOTLAND GROUP PLC SER H PFD ADR 780097879 224 11,100 SH SOLE 11,100 ROYAL DUTCH SHELL PLC ADR 780259206 655 8,016 SH SOLE 8,016 ROYCE VALUE TR INC COM 780910105 195 12,426 SH SOLE 12,426 ROYCE MICRO-CAP TR INC COM 780915104 393 37,940 SH SOLE 37,940 SAIC INC COM 78390X101 958 46,014 SH SOLE 46,014 SPDR TR UNIT SER 1 COM 78462F103 2,461 19,232 SH SOLE 19,232 SANOFI AVENTIS ADR 80105N105 226 6,796 SH SOLE 6,796 SCHLUMBERGER LTD COM 806857108 738 6,871 SH SOLE 6,871 SCHNITZER STL INDS CL A 806882106 445 3,884 SH SOLE 3,884 SEARS HLDGS CORP COM 812350106 206 2,799 SH SOLE 2,799 SELECT SECTOR SPDR TR SBI CONS STPLS COM 81369Y308 297 11,086 SH SOLE 11,086 SELECT SECTOR SPDR TR SBI INT-FINL COM 81369Y605 436 21,516 SH SOLE 21,516 SELECT SECTOR SPDR TR SBI INT-TECH COM 81369Y803 250 10,925 SH SOLE 10,925 SELECT SECTOR SPDR TR SBI INT-UTILS COM 81369Y886 205 5,045 SH SOLE 5,045 SELIGMAN SELECT MUN FD INC COM 816344105 96 10,100 SH SOLE 10,100 SEMPRA ENERGY COM 816851109 318 5,628 SH SOLE 5,628 SHAW GROUP INC COM 820280105 318 5,149 SH SOLE 5,149 SIEMENS A G ADR 826197501 219 1,993 SH SOLE 1,993 SIRIUS SATELLITE RADIO INC COM 82966U103 65 33,594 SH SOLE 33,594 SOUTHERN CO COM 842587107 923 26,439 SH SOLE 26,439 SOUTHERN COPPER CORP COM 84265V105 545 5,115 SH SOLE 5,115 SOUTHWEST GAS CORP COM 844895102 575 19,355 SH SOLE 19,355 SPECTRA ENERGY CORP COM 847560109 307 10,671 SH SOLE 10,671 STARBUCKS CORP COM 855244109 268 17,005 SH SOLE 17,005 STARENT NETWORKS CORP ADDED COM 85528P108 138 11,000 SH SOLE 11,000 STRYKER CORP COM 863667101 220 3,491 SH SOLE 3,491 SUNAMERICA FOCUSE ALPHA LC F COM 867038101 596 37,504 SH SOLE 37,504 SUNCOR ENERGY INC COM 867229106 649 11,170 SH SOLE 11,170 SUNPOWER CORP CL A 867652109 468 6,508 SH SOLE 6,508 SUNTECH PWR HLDGS CO LTD ADR 86800C104 858 22,912 SH SOLE 22,912 SYSCO CORP COM 871829107 202 7,420 SH SOLE 7,420 TS&W CLAYMORE TAX ADVNTG BL COM 87280R108 414 37,253 SH SOLE 37,253 TARGET CORP COM 87612E106 381 8,199 SH SOLE 8,199 TECHNE CORP COM 878377100 420 5,422 SH SOLE 5,422 TEMPLETON GLOBAL INE FD COM 880198106 94 10,632 SH SOLE 10,632 TEREX CORP NEW COM 880779103 239 4,647 SH SOLE 4,647 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 372 8,114 SH SOLE 8,114 TETRA TECH INC NEW COM 88162G103 604 26,695 SH SOLE 26,695 TEXAS INSTRS INC COM 882508104 588 20,888 SH SOLE 20,888 TEXTRON INC COM 883203101 876 18,284 SH SOLE 18,284 THORNBURG MTG INC COM 885218107 6 29,160 SH SOLE 29,160 3M CO COM 88579Y101 807 11,600 SH SOLE 11,600 TIME WARNER INC COM 887317105 397 26,838 SH SOLE 26,838 TOTAL S A ADR 89151E109 382 4,483 SH SOLE 4,483 TOYOTA MOTOR CORP REP2 ADR 892331307 229 2,441 SH SOLE 2,441 TRI CONTL CORP COM 895436103 212 12,818 SH SOLE 12,818 UST INC COM 902911106 208 3,805 SH SOLE 3,805 US BANCORP DEL COM 902973304 1,001 35,907 SH SOLE 35,907 UNILEVER PLC ADR 904767704 264 9,310 SH SOLE 9,310 UNION PAC CORP COM 907818108 506 6,708 SH SOLE 6,708 UNIT CORP COM 909218109 202 2,434 SH SOLE 2,434 UNITED PARCEL SERVICE INC CL B 911312106 1,018 16,561 SH SOLE 16,561 UNITED TECHNOLOGIES CORP COM 913017109 839 13,605 SH SOLE 13,605 UNITEDHEALTH GROUP INC COM 91324P102 213 8,133 SH SOLE 8,133 VALERO ENERGY CORP NEW COM 91913Y100 498 12,094 SH SOLE 12,094 VAN KAMPEN SENIOR INE TR COM 920961109 228 39,450 SH SOLE 39,450 VANGUARD BD INDEX SHORT TRM COM 921937827 204 2,640 SH SOLE 2,640 VANGUARD INTL ALLWRLD EX US COM 922042775 1,052 19,824 SH SOLE 19,824 VANGUARD INTL F EMR MKT ETF 922042858 449 9,601 SH SOLE 9,601 VANGUARD WORLD FDS ENERGY ETF 92204A306 1,408 10,888 SH SOLE 10,888 VANGUARD WORLD FDS MATERIALS ETF 92204A801 297 3,295 SH SOLE 3,295 VARIAN MED SYS INC COM 92220P105 206 3,970 SH SOLE 3,970 VANGUARD INDEX FDS MID CAP ETF 922908629 588 8,409 SH SOLE 8,409 VANGUARD INDEX FDS GROWTH ETF 922908736 1,167 19,716 SH SOLE 19,716 VANGUARD INDEX FDS VALUE ETF 922908744 618 11,043 SH SOLE 11,043 VANGUARD INDEX FDS SMALL CP ETF 922908751 534 8,538 SH SOLE 8,538 VANGUARD INDEX FDS STK MRK ETF 922908769 639 9,972 SH SOLE 9,972 VERASUN ENERGY CORP COM 92336G106 58 13,935 SH SOLE 13,935 VERIZON MUNICATIONS COM 92343V104 1,346 38,029 SH SOLE 38,029 VERTEX PHARMACEUTICALS INC COM 92532F100 426 12,724 SH SOLE 12,724 VODAFONE GROUP PLC NEW ADR 92857W209 522 17,708 SH SOLE 17,708 W-H ENERGY SVCS INC COM 92925E108 230 2,398 SH SOLE 2,398 WACHOVIA CORP NEW COM 929903102 209 13,470 SH SOLE 13,470 WAL MART STORES INC COM 931142103 1,117 19,869 SH SOLE 19,869 WALGREEN CO COM 931422109 735 22,602 SH SOLE 22,602 WASHINGTON MUT INC COM 939322103 121 24,547 SH SOLE 24,547 WELLS FARGO & CO NEW COM 949746101 1,101 46,374 SH SOLE 46,374 WESTERN ASST MNG MUN FD INC PFD 95766M105 114 10,455 SH SOLE 10,455 WSTRN ASSET/CLYMRE US TR INF COM 95766R104 1,235 100,670SH SOLE 100,670 WESTERN UN CO COM 959802109 356 14,400 SH SOLE 14,400 WILLIAMS COS INC DEL COM 969457100 263 6,516 SH SOLE 6,516 WISDOMTREE TRUST HG-YIELDING EQ COM 97717W208 1,847 46,428 SH SOLE 46,428 WISDOMTREE TRUST DIVID TOP 100 COM 97717W406 708 15,812 SH SOLE 15,812 WISDOMTREE TRUST DIEFA FD COM 97717W703 617 10,195 SH SOLE 10,195 WISDOMTREE TRUST INTL SMCAP DIV COM 97717W760 390 6,894 SH SOLE 6,894 WISDOMTREE TRUST INTL DV TOP100 COM 97717W786 2,595 43,452 SH SOLE 43,452 WISDOMTREE TRUST DIEFA HG YD EQ COM 97717W802 254 4,495 SH SOLE 4,495 WISDOMTREE TRUST PAC EXJP TOT D COM 97717W828 254 3,508 SH SOLE 3,508 WRIGLEY WM JR CO COM 982526105 200 2,575 SH SOLE 2,575 WYETH COM 983024100 403 8,409 SH SOLE 8,409 XTO ENERGY INC COM 98385X106 217 3,164 SH SOLE 3,164 YUM BRANDS INC COM 988498101 315 8,991 SH SOLE 8,991 INGERSOLL-RAND PANY LTD CL A G4776G101 702 18,744 SH SOLE 18,744 NORDIC AMERICAN TANKER SHIPP COM G65773106 392 10,085 SH SOLE 10,085 WEATHERFORD INTERNATIONAL LT COM G95089101 215 4,332 SH SOLE 4,332 BANCO LATINOAMERICANO DE EXP CL E P16994132 178 11,020 SH SOLE 11,020
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