0001398344-11-002261.txt : 20111004
0001398344-11-002261.hdr.sgml : 20111004
20111004172643
ACCESSION NUMBER: 0001398344-11-002261
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111004
DATE AS OF CHANGE: 20111004
EFFECTIVENESS DATE: 20111004
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Interactive Financial Advisors
CENTRAL INDEX KEY: 0001419099
IRS NUMBER: 753100143
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12638
FILM NUMBER: 111124835
BUSINESS ADDRESS:
STREET 1: 2215 YORK ROAD, SUITE 306
CITY: OAK BROOK
STATE: IL
ZIP: 60523
BUSINESS PHONE: (630)472-1300
MAIL ADDRESS:
STREET 1: 2215 YORK ROAD, SUITE 306
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
fp0003534_13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Interactive Financial Advisors
Address: 2215 York Road, Suite 306
Oak Brook, IL 60523
Form 13F File Number: 028-12638
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Joanne M. Woiteshek
Title: Chief Compliance Officer
Phone: 630-472-1300
Signature, Place, and Date of Signing:
/s/ Joanne M. Woiteshek Oak Brook, IL October 4, 2011
----------------------- ------------- ---------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
-----------
Form 13F Information Table Entry Total: 64
-----------
Form 13F Information Table Value Total: $ 142,561
-----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and Form 13F file numbers(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-------------------------------------- -------- --------- ----------- -------------------- ---------- -------- ---------------------
VOTING AUTHORITY
TITLE OF SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------
NAME OF ISSUER CLASS CUSIP VALUE PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------------------------------- -------- --------- ----------- ----------- --- ---- ---------- -------- ---- ------ ---------
CLAYMORE EXCHANGE TRADED FD TR 2
CLAYMORE S&P GLOBAL WATER Total ETF 18383Q507 202,747 11,067 SH SOLE 11,067
DOW CHEMICAL Total C 260543103 629 28 SH SOLE 28
DWS MON MKT PRIME SERIES- DWS MON MKT
FUND Total MM 23339A101 250,579 250,579 SH SOLE 250,579
EGA EMERGING GLOBAL SHS TR EMERGING
GLOBAL SHS INDXX CHINA
INFRASTRUCTURE Total ETF 268461837 10,848 797 SH SOLE 797
FEDERATED PRIME CASH SERIES FUND Total MM 147551105 1,609,968 1,609,968 SH SOLE 1,609,968
FEDERATED US TREASURY CASH RESERVES
FUND INSTITUTIONAL CLASS Total MM 60934N682 250,461 250,461 SH SOLE 250,461
FIDELITY CASH RESERVE FUND RETAIL
CLASS Total MM 316067107 250,399 250,399 SH SOLE 250,399
GLOBAL INDUSTRIES LTD Total C 379336100 348 44 SH SOLE 44
ISHARES COMEX GOLD TR ISHARES Total WF 464285105 900,110 56,861 SH SOLE 56,861
ISHARES IBOXX INVESTOP INVESTMENT
GRADE CORP BD FD Total ETF 464287242 6,373,256 56,747 SH SOLE 56,747
ISHARES MSCI ACWI EX US INDEX FD ETF
Total ETF 464288240 87,905 2,508 SH SOLE 2,508
ISHARES MSCI EAFE INDEX FUND EFA Total ETF 464287465 2,461,673 51,521 SH SOLE 51,521
ISHARES MSCI PACIFIC EX-JAPAN INDEX
FUND Total ETF 464286665 93,322 2,538 SH SOLE 2,538
ISHARES RUSSELL 1000 INDEX FUND Total ETF 464287622 26,705 427 SH SOLE 427
ISHARES RUSSELL 2000 INDEX FUND Total ETF 464287655 2,554,768 39,732 SH SOLE 39,732
ISHARES RUSSELL 2000 VALUE INDEX FUND
Total ETF 464287630 9,480,382 166,235 SH SOLE 166,235
ISHARES RUSSELL MIDCAP INDEX FUND
Total ETF 464287499 2,383 27 SH SOLE 27
ISHARES S&P 500 INDEX FD Total ETF 464287200 24,618,546 216,541 SH SOLE 216,541
ISHARES S&P GLOBAL ENERGY SECTOR
INDEX FUND Total ETF 464287341 1,004,325 30,269 SH SOLE 30,269
ISHARES S&P GLOBAL TECHNOLOGY SECTOR
INDEX FUND Total ETF 464287291 9,618 176 SH SOLE 176
ISHARES S&P GROWTH INDEX FD Total ETF 464287309 259,413 4,236 SH SOLE 4,236
ISHARES S&P MIDCAP 400 GROWTH INDEX
FD Total ETF 464287606 3,234 36 SH SOLE 36
ISHARES S&P NATIONAL Total ETF 464288414 6,932 65 SH SOLE 65
ISHARES S&P SMALLCAP 600 GROWTH INDEX
FD Total ETF 464287887 3,094 48 SH SOLE 48
ISHARES S&P VALUE INDEX FD Total ETF 464287408 2,539,232 49,229 SH SOLE 49,229
ISHARES SILVER TRUST Total WF 46428Q109 128,794 4,455 SH SOLE 4,455
ISHARES TR BARCLAYS 1-3 YR CR BD FD
Total ETF 464288646 149,731 1,440 SH SOLE 1,440
ISHARES TR BARCLAYS 1-3 YR TREAS
INDEX FD Total ETF 464287457 3,068,115 36,279 SH SOLE 36,279
ISHARES TR BARCLAYS 20+ TREAS BD FD
Total ETF 464287432 1,352,114 11,193 SH SOLE 11,193
ISHARES TR BARCLAYS 7-10 YR TRES
INDEX FD Total ETF 464287440 1,341,219 12,765 SH SOLE 12,765
ISHARES TR BARCLAYS INTERMED CR BD FD
Total ETF 464288638 8,863,570 83,000 SH SOLE 83,000
ISHARES TR BARCLAYS TIPS BD FD
PROTECTED SECS FD Total ETF 464287176 8,886,825 77,750 SH SOLE 77,750
ISHARES TR BARCLAYS US AGGREGATE BD
FD Total ETF 464287226 28,541,173 259,206 SH SOLE 259,206
ISHARES TR COHEN & STEERS REALTY
MAJORS INDEX FD Total ETF 464287564 654,773 10,671 SH SOLE 10,671
ISHARES TR DOW JONES SELECT DIV INDEX
FD Total ETF 464287168 108,058 2,240 SH SOLE 2,240
ISHARES TR FTSE CHINA 25 INDEX FD
Total ETF 464287184 35,085 1,138 SH SOLE 1,138
ISHARES TR JPMORGAN USD EMERGING MKTS
BD FD Total ETF 464288281 2,530 24 SH SOLE 24
ISHARES TR S&P LATIN AMER 40 INDEX
FUND Total ETF 464287390 45,567 1,172 SH SOLE 1,172
ISHARES TR SP US PFD Total ETF 464288687 1,882,665 52,869 SH SOLE 52,869
ISHARES TRUST - ISHARES FTSE
EPRA/NAREIT GLOBAL REAL ESTATE
EX-U.S. INDEX FUND Total ETF 464288489 69,197 2,769 SH SOLE 2,769
ISHARES TRUST ISHARES MSCI VALUE
INDEX FUND Total ETF 464288877 8,957,318 215,891 SH SOLE 215,891
ISHARES TRUST ISHARES S&P GLOBAL
MATERIALS SECTOR INDEX FUND Total ETF 464288695 32,339 603 SH SOLE 603
J & J SNACK FOODS CORP Total C 466032109 913 19 SH SOLE 19
KNIGHT CAP GROUP INC COM Total C 499005106 948 78 SH SOLE 78
MATTHEWS INTERNATIONAL CORPORATION -
CLASS A COMMON STOCK Total C 577128101 1,629 53 SH SOLE 53
MONTPELIER RE HOLDINGS LTD SHS ISIN
#BMG621851069 Total C G62185106 937 53 SH SOLE 53
MOTOROLA INC COM NEW Total C 620076307 838 20 SH SOLE 20
MOTOROLA MOBILITY HLDGS INC Total C 620097105 680 18 SH SOLE 18
NIKE INC CLASS B Total C 654106103 1,283 15 SH SOLE 15
PLANTRONICS INC Total C 727493108 1,792 63 SH SOLE 63
RADIANT SYSTEMS INC Total C 75025N102 2,092 76 SH SOLE 76
SELECT SECTOR SPDR FD HEALTH CARE
Total ETF 81369Y209 316,856 9,986 SH SOLE 9,986
SPDR INDEX SHS FDS S&P EMERGING ASIA
PAC ETF Total ETF 78463X301 34,422 535 SH SOLE 535
SPDR LEHMAN INT'L TREASURY BOND ETF
Total ETF 78464A516 9,024,675 150,136 SH SOLE 150,136
SPDR SERIES TRUST DB INT'L GOV'T
INFLATION-PROTECTED BOND ETF Total ETF 78464A490 98,230 1,717 SH SOLE 1,717
ST SPDR SP BRIC 40 Total ETF 78463X798 137,774 6,747 SH SOLE 6,747
VANGUARD DIVIDEND APPRECIATION VIPERS
Total ETF 921908844 12,752,154 261,529 SH SOLE 261,529
VANGUARD INTERMEDIATE TERM CORP BOND
INDEX FD ETF Total ETF 92206C870 233,812 2,888 SH SOLE 2,888
VANGUARD INTL EQUITY FDS FTSE ALL
WORLD EX USA SMALL CAP INDEX FD ETF
SHS Total ETF 922042718 2,903 37 SH SOLE 37
VANGUARD INTL EQUITY INDEX FDS MSCI
EMERGING MKTS ETF Total ETF 922042858 185,277 5,171 SH SOLE 5,171
VANGUARD LARGE-CAP VIPERS Total ETF 922908637 1,079,485 20,900 SH SOLE 20,900
VISA INC COM CL A Total C 92826C839 7,286 85 SH SOLE 85
WELLS FARGO & CO NEW COM Total C 949746101 82,104 3,404 SH SOLE 3,404
WISDOMETREE TR HIGH YIELDING EQUITY
FD Total ETF 97717W208 1,475,347 38,271 SH SOLE 38,271