0000919574-12-000586.txt : 20120210 0000919574-12-000586.hdr.sgml : 20120210 20120210162055 ACCESSION NUMBER: 0000919574-12-000586 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120210 DATE AS OF CHANGE: 20120210 EFFECTIVENESS DATE: 20120210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWLAND CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001419027 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12797 FILM NUMBER: 12593181 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-329-0765 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1263258_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Newland Capital Management, LLC Address: 350 Madison Avenue 8th Floor New York, NY 10017 13F File Number: 028-12797 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ken Brodkowitz Title: Managing Member Phone: (212) 329-0765 Signature, Place and Date of Signing: /s/ Ken Brodkowitz New York, NY February 10, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 89 Form 13F Information Table Value Total: $853,620 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name --- --------------------- ----- 1 028-12803 Newland Master Fund, Ltd. FORM 13F INFORMATION TABLE December 31, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1,000) PRN AMT PRN CALL DISCRETION MNGRS SOLE SHARED NONE 3M CO COM 88579Y101 14,710 179,984 SH SHARED-DEFINED 1 179,984 ACCO BRANDS CORP COM 00081T108 10,527 1,090,894 SH SHARED-DEFINED 1 1,090,894 AGCO CORP COM 001084102 4,665 108,553 SH SHARED-DEFINED 1 108,553 AK STL HLDG CORP COM 001547108 1,239 150,000 CALL SHARED-DEFINED 1 150,000 ALCOA INC COM 013817101 1,182 136,600 CALL SHARED-DEFINED 1 136,600 AMERICAN AXLE & MFG HLDGS IN COM 024061103 4,290 433,755 SH SHARED-DEFINED 1 433,755 AMERICAN AXLE & MFG HLDGS IN COM 024061103 247 25,000 CALL SHARED-DEFINED 1 25,000 ANALOGIC CORP COM PAR $0.05 032657207 3,665 63,947 SH SHARED-DEFINED 1 63,947 APACHE CORP COM 037411105 453 5,000 SH SHARED-DEFINED 1 5,000 ARKANSAS BEST CORP DEL COM 040790107 10,744 557,554 SH SHARED-DEFINED 1 557,554 ARKANSAS BEST CORP DEL COM 040790107 3,247 168,500 CALL SHARED-DEFINED 1 168,500 ATLAS AIR WORLDWIDE HLDGS IN COM NEW 049164205 2,954 76,867 SH SHARED-DEFINED 1 76,867 C&J ENERGY SVCS INC COM 12467B304 11,081 529,428 SH SHARED-DEFINED 1 529,428 CASTLE A M & CO COM 148411101 1,294 136,750 SH SHARED-DEFINED 1 136,750 CENVEO INC COM 15670S105 495 145,686 SH SHARED-DEFINED 1 145,686 CHENIERE ENERGY INC COM NEW 16411R208 1,086 125,000 SH SHARED-DEFINED 1 125,000 CON-WAY INC COM 205944101 7,030 241,093 SH SHARED-DEFINED 1 241,093 COVENANT TRANSN GROUP INC CL A 22284P105 842 283,379 SH SHARED-DEFINED 1 283,379 CSX CORP COM 126408103 10,530 500,000 CALL SHARED-DEFINED 1 500,000 CSX CORP COM 126408103 30,063 1,427,473 SH SHARED-DEFINED 1 1,427,473 CTPARTNERS EXECUTIVE SEARCH COM 22945C105 2,237 421,242 SH SHARED-DEFINED 1 421,242 DYCOM INDS INC COM 267475101 540 25,800 SH SHARED-DEFINED 1 25,800 ENDEAVOUR INTL CORP COM NEW 29259G200 1,478 170,028 SH SHARED-DEFINED 1 170,028 ENERGYSOLUTIONS INC COM 292756202 3,170 1,025,737 SH SHARED-DEFINED 1 1,025,737 ENGLOBAL CORP COM 293306106 2,046 969,874 SH SHARED-DEFINED 1 969,874 ENPRO INDS INC COM 29355X107 34,942 1,059,483 SH SHARED-DEFINED 1 1,059,483 EXPEDITORS INTL WASH INC COM 302130109 9,701 236,829 SH SHARED-DEFINED 1 236,829 FEDEX CORP COM 31428X106 19,139 229,182 SH SHARED-DEFINED 1 229,182 FRONTLINE LTD SHS G3682E127 2,814 655,900 CALL SHARED-DEFINED 1 655,900 FUELCELL ENERGY INC COM 35952H106 1,275 1,462,108 SH SHARED-DEFINED 1 1,462,108 GENERAL CABLE CORP DEL NEW COM 369300108 625 25,000 CALL SHARED-DEFINED 1 25,000 GENERAL CABLE CORP DEL NEW COM 369300108 5,267 210,600 SH SHARED-DEFINED 1 210,600 HALLIBURTON CO COM 406216101 3,278 95,000 SH SHARED-DEFINED 1 95,000 HEADWATERS INC COM 42210P102 1,798 809,904 SH SHARED-DEFINED 1 809,904 HECLA MNG CO COM 422704106 787 150,488 SH SHARED-DEFINED 1 150,488 HILLENBRAND INC COM 431571108 1,099 49,246 SH SHARED-DEFINED 1 49,246 IDEX CORP COM 45167R104 20,148 542,922 SH SHARED-DEFINED 1 542,922 INGERSOLL-RAND PLC SHS G47791101 5,312 174,350 SH SHARED-DEFINED 1 174,350 ION GEOPHYSICAL CORP COM 462044108 490 80,000 SH SHARED-DEFINED 1 80,000 ISHARES TR MSCI EMERG MKT 464287234 7,588 200,000 PUT SHARED-DEFINED 1 200,000 ISHARES TR RUSSELL 2000 464287655 88,500 1,200,000 PUT SHARED-DEFINED 1 1,200,000 ISHARES TR TRANSP AVE IDX 464287192 8,947 100,000 PUT SHARED-DEFINED 1 100,000 JOHNSON CTLS INC COM 478366107 782 25,029 SH SHARED-DEFINED 1 25,029 KEMET CORP COM NEW 488360207 1,410 200,000 CALL SHARED-DEFINED 1 200,000 KEMET CORP COM NEW 488360207 2,634 373,565 SH SHARED-DEFINED 1 373,565 KINROSS GOLD CORP COM NO PAR 496902404 2,280 200,000 CALL SHARED-DEFINED 1 200,000 KINROSS GOLD CORP COM NO PAR 496902404 1,481 129,900 SH SHARED-DEFINED 1 129,900 KODIAK OIL & GAS CORP COM 50015Q100 860 90,481 SH SHARED-DEFINED 1 90,481 KRATON PERFORMANCE POLYMERS COM 50077C106 305 15,000 SH SHARED-DEFINED 1 15,000 LENNOX INTL INC COM 526107107 2,604 77,145 SH SHARED-DEFINED 1 77,145 MERCURY COMPUTER SYS COM 589378108 4,696 353,329 SH SHARED-DEFINED 1 353,329 MODINE MFG CO COM 607828100 2,705 285,966 SH SHARED-DEFINED 1 285,966 MUELLER WTR PRODS INC COM SER A 624758108 8,222 3,369,750 SH SHARED-DEFINED 1 3,369,750 NAVISTAR INTL CORP NEW COM 63934E108 2,527 66,700 CALL SHARED-DEFINED 1 66,700 NAVISTAR INTL CORP NEW COM 63934E108 10,255 270,728 SH SHARED-DEFINED 1 270,728 NETSOL TECHNOLOGIES INC COM NEW 64115A204 1,004 2,419,462 SH SHARED-DEFINED 1 2,419,462 OM GROUP INC COM 670872100 3,720 166,133 SH SHARED-DEFINED 1 166,133 OMNOVA SOLUTIONS INC COM 682129101 4,956 1,075,095 SH SHARED-DEFINED 1 1,075,095 OWENS CORNING NEW COM 690742101 7,617 265,232 SH SHARED-DEFINED 1 265,232 OWENS ILL INC COM NEW 690768403 9,623 496,519 SH SHARED-DEFINED 1 496,519 QUANTA SVCS INC COM 74762E102 6,925 321,497 SH SHARED-DEFINED 1 321,497 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 32,695 2,313,838 SH SHARED-DEFINED 1 2,313,838 ROCK-TENN CO CL A 772739207 577 10,000 SH SHARED-DEFINED 1 10,000 SEALED AIR CORP NEW COM 81211K100 8,762 509,100 SH SHARED-DEFINED 1 509,100 SOLUTIA INC COM NEW 834376501 30,311 1,754,104 SH SHARED-DEFINED 1 1,754,104 SPDR S&P 500 ETF TR TR UNIT 78462F103 257,275 2,050,000 PUT SHARED-DEFINED 1 2,050,000 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 1,039 50,000 CALL SHARED-DEFINED 1 50,000 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 11,858 570,644 SH SHARED-DEFINED 1 570,644 SPX CORP COM 784635104 603 10,000 SH SHARED-DEFINED 1 10,000 STONERIDGE INC COM 86183P102 1,784 211,597 SH SHARED-DEFINED 1 211,597 SWIFT TRANSN CO CL A 87074U101 185 22,500 CALL SHARED-DEFINED 1 22,500 SWIFT TRANSN CO CL A 87074U101 36,926 4,481,290 SH SHARED-DEFINED 1 4,481,290 SYNERGY RES CORP COM 87164P103 100 35,000 SH SHARED-DEFINED 1 35,000 TESCO CORP COM 88157K101 1,393 110,196 SH SHARED-DEFINED 1 110,196 THOMPSON CREEK METALS CO INC COM 884768102 1,914 275,000 CALL SHARED-DEFINED 1 275,000 THOMPSON CREEK METALS CO INC COM 884768102 1,773 254,779 SH SHARED-DEFINED 1 254,779 TITANIUM METALS CORP COM NEW 888339207 4,200 280,381 SH SHARED-DEFINED 1 280,381 TMS INTL CORP CL A 87261Q103 2,823 285,776 SH SHARED-DEFINED 1 285,776 TOWER INTL INC COM 891826109 758 70,592 SH SHARED-DEFINED 1 70,592 TRIUMPH GROUP INC NEW COM 896818101 2,338 40,001 SH SHARED-DEFINED 1 40,001 ULTRAPETROL BAHAMAS LTD COM P94398107 6,182 2,074,560 SH SHARED-DEFINED 1 2,074,560 UNITED TECHNOLOGIES CORP COM 913017109 7,722 105,651 SH SHARED-DEFINED 1 105,651 WABASH NATL CORP COM 929566107 211 26,890 SH SHARED-DEFINED 1 26,890 WALTER ENERGY INC COM 93317Q105 1,575 26,000 SH SHARED-DEFINED 1 26,000 WATTS WATER TECHNOLOGIES INC CL A 942749102 2,566 75,000 CALL SHARED-DEFINED 1 75,000 WATTS WATER TECHNOLOGIES INC CL A 942749102 5,724 167,329 SH SHARED-DEFINED 1 167,329 WHITING PETE CORP NEW COM 966387102 1,900 40,685 SH SHARED-DEFINED 1 40,685 XYLEM INC COM 98419M100 10,846 422,195 SH SHARED-DEFINED 1 422,195 YAMANA GOLD INC COM 98462Y100 3,452 235,000 SH SHARED-DEFINED 1 235,000
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