-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N2SBHMX4V3a0rBok0WdiZK1Zpno/QU+wlzwYvW6lCvGq/s5hFutWEhi/VsR2/mJf 4pA2sWDIxBhErW/5EGWtiQ== 0000919574-10-006506.txt : 20101115 0000919574-10-006506.hdr.sgml : 20101115 20101115112037 ACCESSION NUMBER: 0000919574-10-006506 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101115 DATE AS OF CHANGE: 20101115 EFFECTIVENESS DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEWLAND CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001419027 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12797 FILM NUMBER: 101190028 BUSINESS ADDRESS: STREET 1: 350 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-329-0765 MAIL ADDRESS: STREET 1: 350 MADISON AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 d1145925_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Newland Capital Management, LLC Address: 350 Madison Avenue 11th Floor New York, NY 10017 13F File Number: 028-12797 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ken Brodkowitz Title: Managing Member Phone: (212) 329-0765 Signature, Place and Date of Signing: /s/ Ken Brodkowitz New York, NY November 15, 2010 - ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 99 Form 13F Information Table Value Total: $464,212 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 028-12803 Newland Master Fund, Ltd. FORM 13F INFORMATION TABLE September 30, 2010
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COL 7 COLUMN 8 VALUE SHS OR SH/ PUT INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MGRS SOLE SHARED NONE ACCO BRANDS CORP COM 00081T108 3,741 650,623 SH SHARED-DEFINED 1 650,623 AIRCASTLE LTD COM G0129K104 898 105,893 SH SHARED-DEFINED 1 105,893 AIRCASTLE LTD COM G0129K104 809 95,400 CALL SHARED-DEFINED 1 95,400 AMERICAN COMMERCIAL LINES COM PAR $0.01 025195405 279 10,000 SH SHARED-DEFINED 1 10,000 AMETEK INC NEW COM 031100100 11,666 244,203 SH SHARED-DEFINED 1 244,203 AMR CORP COM 001765106 785 125,188 SH SHARED-DEFINED 1 125,188 AMR CORP COM 001765106 34 5,400 CALL SHARED-DEFINED 1 5,400 ANALOGIC CORP COM PAR $0.05 032657207 11,959 266,474 SH SHARED-DEFINED 1 266,474 ARKANSAS BEST CORP DEL COM 040790107 708 29,221 SH SHARED-DEFINED 1 29,221 BARCLAYS BK PLC IPATH S&P ST ETN 06740C527 5,391 311,808 SH SHARED-DEFINED 1 311,808 BEACON ROOFING SUPPLY INC COM 073685109 4,293 294,661 SH SHARED-DEFINED 1 294,661 BEAZER HOMES USA INC COM 07556Q105 620 150,000 CALL SHARED-DEFINED 1 150,000 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 2,573 36,800 PUT SHARED-DEFINED 1 36,800 CENVEO INC COM 15670S105 155 30,741 SH SHARED-DEFINED 1 30,741 CHART INDS INC COM PAR $0.01 16115Q308 509 25,000 CALL SHARED-DEFINED 1 25,000 CISCO SYS INC COM 17275R102 11,752 536,600 CALL SHARED-DEFINED 1 536,600 CLARIENT INC COM 180489106 4,288 1,268,615 SH SHARED-DEFINED 1 1,268,615 CLEAN ENERGY FUELS CORP COM 184499101 853 60,000 SH SHARED-DEFINED 1 60,000 CLEAN HARBORS INC COM 184496107 4,651 68,643 SH SHARED-DEFINED 1 68,643 COEUR D ALENE MINES CORP IDA COM NEW 192108504 1,859 93,320 SH SHARED-DEFINED 1 93,320 COLFAX CORP COM 194014106 4,702 316,191 SH SHARED-DEFINED 1 316,191 COMMSCOPE INC COM 203372107 8,211 345,888 SH SHARED-DEFINED 1 345,888 COSAN LTD SHS A G25343107 3,294 284,228 SH SHARED-DEFINED 1 284,228 COVENANT TRANSN GROUP INC CL A 22284P105 4,035 540,305 SH SHARED-DEFINED 1 540,305 DANA HLDG CORP COM 235825205 1,351 109,698 SH SHARED-DEFINED 1 109,698 DARLING INTL INC COM 237266101 466 54,666 SH SHARED-DEFINED 1 54,666 DEERE & CO COM 244199105 2,065 29,600 PUT SHARED-DEFINED 1 29,600 DENISON MINES CORP COM 248356107 1,724 1,044,833 SH SHARED-DEFINED 1 1,044,833 DONNELLEY R R & SONS CO COM 257867101 9,570 564,266 SH SHARED-DEFINED 1 564,266 DRYSHIPS INC SHS Y2109Q101 1,617 336,200 CALL SHARED-DEFINED 1 336,200 EMCOR GROUP INC COM 29084Q100 492 20,000 SH SHARED-DEFINED 1 20,000 ENERGYSOLUTIONS INC COM 292756202 1,665 331,108 SH SHARED-DEFINED 1 331,108 ENERGYSOLUTIONS INC COM 292756202 680 135,200 CALL SHARED-DEFINED 1 135,200 ENGLOBAL CORP COM 293306106 1,773 706,550 SH SHARED-DEFINED 1 706,550 ENPRO INDS INC COM 29355X107 13,234 423,080 SH SHARED-DEFINED 1 423,080 ENTEGRIS INC COM 29362U104 15,880 3,400,416 SH SHARED-DEFINED 1 3,400,416 FEDERAL SIGNAL CORP COM 313855108 1,259 233,521 SH SHARED-DEFINED 1 233,521 FEDEX CORP COM 31428X106 1,060 12,400 SH SHARED-DEFINED 1 12,400 FREESEAS INC COM Y26496102 1,612 1,550,274 SH SHARED-DEFINED 1 1,550,274 FUELCELL ENERGY INC COM 35952H106 1,081 878,516 SH SHARED-DEFINED 1 878,516 GENERAL CABLE CORP DEL NEW COM 369300108 956 35,234 SH SHARED-DEFINED 1 35,234 GENERAL MARITIME CORP NEW SHS Y2693R101 1,053 214,405 SH SHARED-DEFINED 1 214,405 GENERAL MARITIME CORP NEW SHS Y2693R101 112 22,900 CALL SHARED-DEFINED 1 22,900 GIBRALTAR INDS INC COM 374689107 495 55,100 SH SHARED-DEFINED 1 55,100 GRACO INC COM 384109104 6,251 197,000 SH SHARED-DEFINED 1 197,000 GSE SYS INC COM 36227K106 6,397 1,909,676 SH SHARED-DEFINED 1 1,909,676 H & E EQUIPMENT SERVICES INC COM 404030108 155 19,483 SH SHARED-DEFINED 1 19,483 HEADWATERS INC COM 42210P102 5,285 1,468,116 SH SHARED-DEFINED 1 1,468,116 HEARTLAND EXPRESS INC COM 422347104 1,770 119,038 SH SHARED-DEFINED 1 119,038 HORIZON LINES INC COM 44044K101 187 44,575 SH SHARED-DEFINED 1 44,575 HUNTSMAN CORP COM 447011107 2,332 201,702 SH SHARED-DEFINED 1 201,702 ITT CORP NEW COM 450911102 3,320 70,891 SH SHARED-DEFINED 1 70,891 ITT CORP NEW COM 450911102 2,341 50,000 CALL SHARED-DEFINED 1 50,000 JOHNSON CTLS INC COM 478366107 1,191 39,033 SH SHARED-DEFINED 1 39,033 KODIAK OIL & GAS CORP COM 50015Q100 1,521 448,623 SH SHARED-DEFINED 1 448,623 LANDSTAR SYS INC COM 515098101 1,046 27,094 SH SHARED-DEFINED 1 27,094 MASCO CORP COM 574599106 321 29,200 SH SHARED-DEFINED 1 29,200 MCDERMOTT INTL INC COM 580037109 5,073 343,228 SH SHARED-DEFINED 1 343,228 MEASUREMENT SPECIALTIES INC COM 583421102 1,204 65,158 SH SHARED-DEFINED 1 65,158 MISTRAS GROUP INC COM 60649T107 23,160 2,000,025 SH SHARED-DEFINED 1 2,000,025 MODINE MFG CO COM 607828100 4,980 383,977 SH SHARED-DEFINED 1 383,977 MSC INDL DIRECT INC CL A 553530106 1,546 28,600 PUT SHARED-DEFINED 1 28,600 MUELLER WTR PRODS INC COM SER A 624758108 8,424 2,789,361 SH SHARED-DEFINED 1 2,789,361 NCI BUILDING SYS INC COM NEW 628852204 622 65,299 SH SHARED-DEFINED 1 65,299 NETSOL TECHNOLOGIES INC COM NEW 64115A204 4,981 3,093,599 SH SHARED-DEFINED 1 3,093,599 NORTH AMERN ENERGY PARTNERS COM 656844107 953 116,942 SH SHARED-DEFINED 1 116,942 OMNOVA SOLUTIONS INC COM 682129101 13,027 1,811,797 SH SHARED-DEFINED 1 1,811,797 ORTHOVITA INC COM 68750U102 582 256,376 SH SHARED-DEFINED 1 256,376 OSHKOSH CORP COM 688239201 10,010 363,985 SH SHARED-DEFINED 1 363,985 PATTERSON UTI ENERGY INC COM 703481101 1,976 115,700 SH SHARED-DEFINED 1 115,700 PENSKE AUTOMOTIVE GRP INC COM 70959W103 7,436 563,336 SH SHARED-DEFINED 1 563,336 POWER ONE INC NEW COM 73930R102 3,082 339,047 SH SHARED-DEFINED 1 339,047 QUALITY DISTR INC FLA COM 74756M102 6,843 1,074,181 SH SHARED-DEFINED 1 1,074,181 QUANTA SVCS INC COM 74762E102 11,134 583,540 SH SHARED-DEFINED 1 583,540 QUANTA SVCS INC COM 74762E102 477 25,000 CALL SHARED-DEFINED 1 25,000 RAILAMERICA INC COM 750753402 3,109 322,798 SH SHARED-DEFINED 1 322,798 ROADRUNNER TRNSN SVCS HLDG I COM 76973Q105 23,021 2,123,734 SH SHARED-DEFINED 1 2,123,734 ROBBINS & MYERS INC COM 770196103 402 15,000 SH SHARED-DEFINED 1 15,000 RSC HOLDINGS INC COM 74972L102 1,334 178,784 SH SHARED-DEFINED 1 178,784 SAIA INC COM 78709Y105 2,801 187,630 SH SHARED-DEFINED 1 187,630 SENSATA TECHNOLOGIES HLDG BV SHS N7902X106 2,921 147,810 SH SHARED-DEFINED 1 147,810 SHERWIN WILLIAMS CO COM 824348106 1,503 20,000 SH SHARED-DEFINED 1 20,000 SOLUTIA INC COM NEW 834376501 3,272 204,268 SH SHARED-DEFINED 1 204,268 SPDR S&P 500 ETF TR TR UNIT 78462F103 86,168 755,000 PUT SHARED-DEFINED 1 755,000 STILLWATER MNG CO COM 86074Q102 171 10,151 SH SHARED-DEFINED 1 10,151 TELVENT GIT SA SHS E90215109 21,416 946,751 SH SHARED-DEFINED 1 946,751 TEREX CORP NEW COM 880779103 688 30,000 SH SHARED-DEFINED 1 30,000 THOMAS & BETTS CORP COM 884315102 648 15,800 SH SHARED-DEFINED 1 15,800 TYCO INTERNATIONAL LTD SHS H89128104 5,751 156,565 SH SHARED-DEFINED 1 156,565 ULTRALIFE CORP COM 903899102 3,107 714,306 SH SHARED-DEFINED 1 714,306 ULTRAPETROL BAHAMAS LTD COM P94398107 990 154,207 SH SHARED-DEFINED 1 154,207 UNITED PARCEL SERVICE INC CL B 911312106 8,321 124,776 SH SHARED-DEFINED 1 124,776 UNIVERSAL TRUCKLOAD SVCS INC COM 91388P105 1,461 93,314 SH SHARED-DEFINED 1 93,314 URANIUM ENERGY CORP COM 916896103 412 125,496 SH SHARED-DEFINED 1 125,496 USA TRUCK INC COM 902925106 468 31,258 SH SHARED-DEFINED 1 31,258 UTI WORLDWIDE INC ORD G87210103 3,846 239,182 SH SHARED-DEFINED 1 239,182 VITRAN CORP INC COM 92850E107 4,500 410,933 SH SHARED-DEFINED 1 410,933 WATSCO INC COM 942622200 3,088 55,459 SH SHARED-DEFINED 1 55,459 YAMANA GOLD INC COM 98462Y100 979 85,849 SH SHARED-DEFINED 1 85,849
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