0001209191-14-020431.txt : 20140313 0001209191-14-020431.hdr.sgml : 20140313 20140313190038 ACCESSION NUMBER: 0001209191-14-020431 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140309 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kior Inc CENTRAL INDEX KEY: 0001418862 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL ORGANIC CHEMICALS [2860] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 BUSINESS PHONE: 281-694-8700 MAIL ADDRESS: STREET 1: 13001 BAY PARK ROAD CITY: PASADENA STATE: TX ZIP: 77507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artzer Christopher A CENTRAL INDEX KEY: 0001456680 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35213 FILM NUMBER: 14692343 MAIL ADDRESS: STREET 1: 5151 SAN FELIPE STREET 2: SUITE 800 CITY: HOUSTON STATE: TX ZIP: 77056 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-03-09 0 0001418862 Kior Inc KIOR 0001456680 Artzer Christopher A 13001 BAY PARK ROAD PASADENA TX 77057 0 1 0 0 VP,General Counsel & Secretary CLASS A COMMON STOCK 2014-03-09 4 M 0 24517 0.00 A 69512 D CLASS A COMMON STOCK 2014-03-11 4 S 0 9823 1.2587 D 59689 D Restricted Stock Units 0.00 2014-03-09 4 M 0 24517 0.00 D Class A Common Stock 24517 24517 D Represents the conversion, upon vesting, of the restricted stock units reported on Table II into Class A Common Stock. These sales were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards. This price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.3003, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer. The reporting person previously reported the award of 73,550 restricted stock units on its Form 4 filed on March 13, 2012. One-third of the restricted stock units reported in the March 13, 2012 Form 4 vested on March 9, 2013 and March 9, 2014, respectively. The remaining one-third will vest on March 9, 2015. /s/ Christopher A. Artzer 2014-03-13