0001415889-17-001655.txt : 20171012
0001415889-17-001655.hdr.sgml : 20171012
20171011174441
ACCESSION NUMBER: 0001415889-17-001655
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171012
DATE AS OF CHANGE: 20171011
EFFECTIVENESS DATE: 20171012
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sonora Investment Management, LLC
CENTRAL INDEX KEY: 0001418539
IRS NUMBER: 205656392
STATE OF INCORPORATION: AZ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17012
FILM NUMBER: 171133277
BUSINESS ADDRESS:
STREET 1: 2343 E BROADWAY BLVD, STE 116
CITY: TUCSON
STATE: AZ
ZIP: 85719
BUSINESS PHONE: (520) 624-4554
MAIL ADDRESS:
STREET 1: 2343 E BROADWAY BLVD, STE 116
CITY: TUCSON
STATE: AZ
ZIP: 85719
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001418539
XXXXXXXX
09-30-2017
09-30-2017
SONORA INVESTMENT MANAGEMENT, LLC
2343 E BROADWAY BLVD, STE 116
TUCSON
AZ
85719
13F HOLDINGS REPORT
028-17012
N
Sara S. Ramos
Director of Compliance
520-624-4554
Sara S. Ramos
Tucson
AZ
10-11-2017
0
1198
575960500
false
INFORMATION TABLE
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form13f-1507758270_infotable.xml
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Equities
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Equities
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Equities
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SH
SOLE
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Equities
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SOLE
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PFDs, REITs,
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SH
SOLE
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Equities
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SH
SOLE
108
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Equities
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SH
SOLE
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Equities
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SH
SOLE
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Equities
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SOLE
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Equities
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SOLE
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Equities
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SOLE
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Equities
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Equities
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SOLE
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SOLE
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PFDs, REITs,
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SOLE
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SOLE
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SOLE
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Equities
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0
Equities
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SOLE
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0
PFDs, REITs,
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SOLE
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Equities
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SH
SOLE
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Equities
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Equities
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SOLE
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Equities
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0
Equities
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SOLE
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0
PFDs, REITs,
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SH
SOLE
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0
Equities
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SH
SOLE
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Equities
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SOLE
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0
Equities
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SH
SOLE
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0
Equities
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SOLE
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Equities
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SOLE
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Equities
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Equities
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SOLE
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Equities
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SOLE
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Equities
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SOLE
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0
0
PFDs, REITs,
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18198
SH
SOLE
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0
0
Equities
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10
SH
SOLE
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0
0
Equities
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150
SH
SOLE
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0
0
Equities
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20
SH
SOLE
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0
0
PFDs, REITs,
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1000
SH
SOLE
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0
0
Equities
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SOLE
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0
Equities
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SOLE
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Equities
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SH
SOLE
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0
Equities
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SH
SOLE
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Equities
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SH
SOLE
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0
Equities
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SH
SOLE
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0
PFDs, REITs,
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SH
SOLE
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0
0
PFDs, REITs,
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345
SH
SOLE
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0
0
PFDs, REITs,
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SH
SOLE
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0
PFDs, REITs,
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SH
SOLE
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0
0
PFDs, REITs,
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SOLE
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SOLE
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0
Equities
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PFDs, REITs,
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SH
SOLE
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Equities
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Equities
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SH
SOLE
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PFDs, REITs,
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SH
SOLE
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0
PFDs, REITs,
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SH
SOLE
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Equities
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SOLE
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SOLE
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PFDs, REITs,
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SH
SOLE
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Equities
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SOLE
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PFDs, REITs,
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Equities
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Equities
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PFDs, REITs,
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SOLE
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Equities
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PFDs, REITs,
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Equities
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SH
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0
PFDs, REITs,
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Equities
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SH
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Convertible/
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Equities
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PFDs, REITs,
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SOLE
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SOLE
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SOLE
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SOLE
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0
PFDs, REITs,
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93
SH
SOLE
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0
0
Convertible/
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10000
SH
SOLE
10000
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Convertible/
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15000
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SOLE
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0
0
Convertible/
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75000
SH
SOLE
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0
0
Convertible/
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5000
SH
SOLE
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Convertible/
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5000
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SOLE
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Convertible/
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SOLE
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0
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20000
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30000
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10000
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SOLE
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Convertible/
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SH
SOLE
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0
Convertible/
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10000
SH
SOLE
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0
Convertible/
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10000
SH
SOLE
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0
Convertible/
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10000
SH
SOLE
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0
Convertible/
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10000
SH
SOLE
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0
Convertible/
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75000
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SOLE
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0
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10000
SH
SOLE
10000
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0
Equities
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600
SH
SOLE
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0
Equities
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45
SH
SOLE
45
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0
Equities
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202
SH
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0
Equities
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633
SH
SOLE
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0
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5000
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SOLE
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0
Convertible/
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7000
SH
SOLE
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SH
SOLE
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Convertible/
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SOLE
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Convertible/
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SH
SOLE
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SOLE
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Equities
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SOLE
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Convertible/
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SH
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SH
SOLE
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Equities
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SH
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Convertible/
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SOLE
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Convertible/
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SH
SOLE
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Equities
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SH
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Convertible/
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SOLE
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Equities
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SH
SOLE
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Equities
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SOLE
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PFDs, REITs,
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SH
SOLE
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0
Convertible/
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10000
SH
SOLE
10000
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Equities
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SOLE
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Convertible/
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25000
SH
SOLE
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0
Equities
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SOLE
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0
Equities
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Equities
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Equities
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100
SH
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Convertible/
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2410000
SH
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Convertible/
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SH
SOLE
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Equities
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SH
SOLE
1000
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Convertible/
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10000
SH
SOLE
10000
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0
Equities
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2172
40
SH
SOLE
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0
PFDs, REITs,
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57000
1000
SH
SOLE
1000
0
0
Equities
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SH
SOLE
52
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0
PFDs, REITs,
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SH
SOLE
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Convertible/
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Convertible/
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SOLE
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Convertible/
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SH
SOLE
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Convertible/
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Equities
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SH
SOLE
700
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Equities
13321L108
30944
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3200
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Equities
135086106
411
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PFDs, REITs,
134921105
21717
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SOLE
800
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Equities
136375102
7457
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90
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Equities
13645T100
38143
227
SH
SOLE
227
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Equities
13780R109
325500
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SOLE
0
0
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Equities
138035100
5461
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635
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14040H600
2678
101
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101
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14040H709
8368
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308
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Equities
14040H105
12699
150
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150
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PFDs, REITs,
14040H402
8636
342
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342
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Equities
140755109
5476
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400
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Equities
14149Y108
1052919
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SOLE
0
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Convertible/
14149YBA5
1563300
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SOLE
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Equities
142795202
1432
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Equities
143658300
3229
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SOLE
50
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Convertible/
14912L4D0
8407
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SOLE
8000
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Equities
149123101
62355
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SOLE
500
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Convertible/
149123BV2
10591
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SOLE
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Equities
124857202
1972
34
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SOLE
34
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0
Equities
150870103
20854
200
SH
SOLE
200
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Equities
151020104
419087
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SOLE
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Equities
15117F302
8350
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SOLE
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150837508
480
289
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SOLE
289
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Equities
15135U109
6232
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SOLE
622
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Equities
152312104
1522
60
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SOLE
60
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Convertible/
155839CN1
25442
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SOLE
0
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Equities
156700106
56870
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SOLE
3009
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Equities
159765106
696
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SOLE
800
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PFDs, REITs,
808513204
8379
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330
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Equities
808513105
107163
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808513600
917603
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Convertible/
16115QAC4
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SOLE
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16117M305
5451
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15
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16387P103
31756
2000
SH
SOLE
2000
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Equities
16411R208
26393
586
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SOLE
586
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Equities
166764100
1002826
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SOLE
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Convertible/
167723CV5
51459
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SOLE
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Equities
16934Q208
499488
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SOLE
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171232101
29936
210
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SOLE
210
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Equities
172062101
4044121
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SOLE
0
0
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Equities
17243V102
72420
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SOLE
2000
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17275RAE2
1741
1667
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SOLE
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17275RBD3
5027
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17275R102
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172967333
4231
157
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157
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172967358
3508
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Equities
172967424
33824
465
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465
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Convertible/
172967KD2
36380
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SOLE
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172967366
4047
157
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157
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172967341
14785
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510
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Equities
177376100
21510
280
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280
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Convertible/
7962533W0
17651
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PFDs, REITs,
178587101
55080
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4000
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Convertible/
180848GA5
25571
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Convertible/
18085PLL6
108272
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00089Y109
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156
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156
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184499101
133583
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SOLE
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185635109
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12572Q105
6784
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125896100
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Equities
208464883
163
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155048AY7
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189754104
16112
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400
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Equities
191098102
49763
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231
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Equities
191216100
439271
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Convertible/
191800CY5
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192422103
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192446102
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194162103
6484
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19625W104
9206
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197677107
13071
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100
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Equities
20030N606
1687
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20030N101
23011
598
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598
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Convertible/
20030NAR2
9142
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20030NBA8
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20369C106
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204319107
866
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20449X401
1513
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70
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205887102
48080
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1425
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20605P101
57957
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440
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Equities
206787103
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20825C104
1674482
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209034107
28238
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209115104
8068
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21036P108
119670
600
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600
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21077F100
188
10
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10
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Equities
210771200
1018
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20
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Equities
212015101
38610
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1000
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Convertible/
21226PKD9
27664
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SOLE
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21244X109
620
42
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217204106
13748
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400
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PFDs, REITs,
22002T108
65660
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2000
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218684108
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146
SH
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146
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Convertible/
21925YAB9
11217535
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SOLE
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219350105
6378585
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219350BB0
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2201125R3
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220874101
20800
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22160K105
3137189
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0
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22208A101
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2000
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2000
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12634H101
472
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Equities
22544F103
259200
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PFDs, REITs,
22758A105
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228227104
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Convertible/
126349AF6
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126408103
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229905302
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150
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150
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Equities
23131C107
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1178
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SOLE
1178
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Equities
23129V109
97710
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SOLE
1000
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Equities
12663P107
299450
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SOLE
0
0
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Convertible/
126650BJ8
12124
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SOLE
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Equities
126650100
1125306
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SOLE
0
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Convertible/
126650BW9
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SOLE
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Equities
232806109
322930
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SOLE
0
0
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PFDs, REITs,
12673A108
432000
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0
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Equities
234062206
2442
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70
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Convertible/
235416Z56
27816
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SOLE
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Equities
237545108
15126
150
SH
SOLE
150
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Equities
239360100
77
17
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SOLE
17
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Equities
23304Y100
1232
20
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20
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Convertible/
25477GEK7
16268
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SOLE
0
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Equities
244199105
4647
37
SH
SOLE
37
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Convertible/
240685GS0
25247
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SOLE
0
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Equities
24703L103
8570
111
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SOLE
111
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Convertible/
249164MU5
21452
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SH
SOLE
0
0
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Convertible/
24919PJK1
103536
100000
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SOLE
0
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Convertible/
249174SM6
107333
100000
SH
SOLE
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PFDs, REITs,
25153X208
8646
338
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338
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Convertible/
25179MAV5
2304
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2000
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Convertible/
25179MAH6
5198
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SOLE
5000
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25243Q205
44396
336
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336
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Equities
252592100
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3000
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25375L206
37
100
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100
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253868871
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253868889
1132
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25659T107
3624
63
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63
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Equities
25746U109
1462
19
SH
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19
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Equities
25787G100
2156
100
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SOLE
100
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Convertible/
258887CQ9
21028
20000
SH
SOLE
0
0
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Equities
260003108
1234588
13509
SH
SOLE
0
0
0
Convertible/
260003AC2
169358
135000
SH
SOLE
0
0
0
Convertible/
260543CF8
10606
10000
SH
SOLE
10000
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Equities
26078J100
56353
814
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814
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525ESC711
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20092
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Convertible/
262061NX8
11247
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233331701
708
28
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28
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Equities
26441C303
1860
73
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SOLE
73
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26441C105
49093
585
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SOLE
585
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Equities
265504100
15924
300
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SOLE
300
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Equities
26841Y103
1
300
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300
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Equities
27032F200
0
44
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44
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PFDs, REITs,
27616P103
20670
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1000
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Equities
277432100
2624
29
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29
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Convertible/
278062AC8
6027
6000
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SOLE
6000
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Equities
278058102
88001
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1146
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Equities
27829M103
91679
8035
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SOLE
8035
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Equities
27828Y108
14232
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SOLE
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27828N102
4897
420
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SOLE
420
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Equities
278642103
5538
144
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SOLE
144
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Equities
278715206
6525
100
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SOLE
100
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Convertible/
27875TAA9
2553955
2664000
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SOLE
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278865100
22507
175
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175
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27922Y202
0
833
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833
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281020107
91755
1189
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SOLE
1189
0
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28226B104
2560
2000
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SOLE
2000
0
0
Equities
268461845
42420
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SOLE
3000
0
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Convertible/
283365JS4
20128
20000
SH
SOLE
0
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283365KB9
30180
30000
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SOLE
0
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Equities
532457108
145810
1705
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SOLE
1705
0
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29082A107
11305
500
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SOLE
500
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Equities
291011104
6709113
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SOLE
0
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29250R106
6392
400
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400
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Equities
29250N105
25564
611
SH
SOLE
611
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Convertible/
29270CWA9
10305
10000
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SOLE
10000
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29273R109
94267
5154
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5154
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29273V100
72996
4200
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4200
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29364D761
680
27
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27
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Equities
29364D753
701
28
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28
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29364G103
3054
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40
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PFDs, REITs,
293792107
351736
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0
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Convertible/
29404KAA4
9774065
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Equities
268785102
9780
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26884U109
5998
86
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86
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294628102
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29476L107
15362
233
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233
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296423106
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148
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148
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518439104
86272
800
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800
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297425100
18030
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SOLE
200
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Convertible/
299398BK2
33155
30000
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SOLE
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G3223R108
2284
10
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10
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94987B105
503764
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0
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30040W108
9187
152
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152
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30063P105
131936
2800
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2800
0
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300763208
29080
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0
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30161Q104
145380
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6000
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30212PAB1
7312
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7000
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30212PAH8
7648
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7000
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Equities
302182100
23048
364
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364
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30225T102
61445
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30231G102
4140663
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30303M102
258697
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303075105
9006
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303901607
9052
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303901102
51900
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100
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3135G0F73
21852
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Equities
307305102
690
34
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34
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Convertible/
31200CAM8
5642
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31428X106
146853
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651
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31502A105
1655
250
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250
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316773100
3162
113
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113
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Equities
81369Y605
79623
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3079
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Convertible/
320517AB1
3085
3000
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3000
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Unit Trusts
33735N730
26603
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30
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Equities
337932107
10791
350
SH
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350
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Equities
33812L102
2088
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300
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Convertible/
34061MAS5
25087
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0
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Convertible/
33938EAS6
2261813
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343412102
4968
118
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118
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Convertible/
345277AE7
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SOLE
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Equities
345370860
4447
371
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371
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Convertible/
345397VM2
14625
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SOLE
0
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34959J108
21237
300
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300
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Convertible/
3137EACA5
21696
21000
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SOLE
0
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Equities
35671D857
3075
219
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219
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Equities
35804M105
1216
60
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SOLE
60
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Convertible/
358240FC8
52917
40000
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SOLE
0
0
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Convertible/
347753CR4
108932
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SOLE
0
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Equities
35952H106
88
50
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50
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364760AK4
13809615
12745000
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369622428
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1456
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37045XAB2
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Equities
369550108
10279
50
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SOLE
50
0
0
Convertible/
36962G3P7
26101
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0
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Convertible/
36962G3U6
51232
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PFDs, REITs,
369622394
4909
192
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192
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Convertible/
36962G6S8
12489
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12000
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Convertible/
36966R4C7
21088
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PFDs, REITs,
369622410
30229
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1185
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Convertible/
36962G4D3
9683
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9000
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Convertible/
369604BC6
15102
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Equities
369604103
913488
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SOLE
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Convertible/
369604BQ5
37740
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Equities
370334104
84576
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Equities
370373102
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Equities
370442105
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Equities
37045V126
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370ESCBW4
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370ESC9S6
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Equities
372309104
3852
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Equities
372460105
5739
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60
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Equities
375558103
10128
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125
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Equities
37733W105
6090
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150
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PFDs, REITs,
38145G209
1303
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PFDs, REITs,
37954A204
17960
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PFDs, REITs,
379378102
1115952
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Equities
38045R107
169
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Equities
380956409
2592
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200
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Equities
38079K101
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4000
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4000
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PFDs, REITs,
38148B108
5210
178
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178
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PFDs, REITs,
38145G308
7821
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287
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Convertible/
38141GGS7
55975
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38148BAB4
37260
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38141E2V0
22426
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38141ED48
27689
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Convertible/
38143VAA7
62495
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Equities
38141G104
242408
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SOLE
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38148B504
1325335
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0
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Equities
382550101
25769
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775
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PFDs, REITs,
38376A103
1007104
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0
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PFDs, REITs,
385002100
45375
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SH
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1500
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Equities
387328107
211518
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3650
0
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Convertible/
392274ZX7
27051
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SH
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Equities
393036108
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165
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165
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39303X109
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Convertible/
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10120
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Convertible/
362320BA0
55091
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Equities
78355W106
53980
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565
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Convertible/
402892CV3
89354
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Equities
40449J103
2610
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200
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Equities
406216101
17349
377
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377
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Equities
412822108
43389
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Convertible/
414005QD3
17262
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PFDs, REITs,
416518504
3157
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416518AB4
55243
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Equities
418056107
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419870100
16685
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421946104
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81369Y209
27788
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340
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423452101
1858503
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806407102
22137
270
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270
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428040BJ7
7320
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26545
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431284108
15471
297
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297
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Convertible/
432841NM2
31446
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Equities
436440101
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436440AC5
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437076102
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43739QAB6
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438516106
299497
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440894103
16950
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44106M102
1533075
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44106MAQ5
112500
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428236103
2435
122
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40434H104
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444859102
127175
522
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522
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Equities
447011107
2542218
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7652
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7000
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448579AD4
2006652
1835000
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G47567105
3130
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452308109
22194
150
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150
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Convertible/
455057XG9
10534
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PFDs, REITs,
45378A106
20340
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2000
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45378C102
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62
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45385LHC0
50455
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45656TCG1
15198
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45672B305
918
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456837400
1449
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456837509
2490
96
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456837608
3572
139
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139
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G4766G101
17834
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200
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45824V209
5328
600
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600
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45822P204
7583
267
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267
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458140100
3308707
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45865V100
9618
140
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140
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459200101
12332
85
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Equities
460146103
80212
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1412
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Equities
46122T102
5703
300
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300
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PFDs, REITs,
46131B100
395960
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Equities
46131M106
198695
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464337AJ3
17946697
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462222100
5986605
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06738C786
5380
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Equities
44980X109
380853
2058
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2058
0
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46360TDV2
24801
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463831KM8
10538
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464287200
70315
278
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278
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464287507
6083
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34
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Equities
464288208
20805
119
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119
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Equities
464288273
7688
124
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124
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464287234
2689
60
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60
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464287622
7274
52
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52
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464287630
593
4
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4
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464287630
23210
187
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187
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464287481
31693
280
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280
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46428Q109
20462
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464287176
5386
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47
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47215P106
15280
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400
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46613C2F1
11654
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472319AK8
8135
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8000
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473143DQ5
5081
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478160104
5987879
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478366107
220870
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5789
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48126E750
8764
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346
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481246700
3393
127
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127
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48127A161
4170
155
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155
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48127X542
1412030
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Equities
46625H100
707113
7404
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7404
0
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Convertible/
46625HGY0
101243
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SH
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46625HJF8
10024
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Convertible/
46625HKK5
124200
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PFDs, REITs,
48127R461
8908
333
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333
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48203R104
60530
2175
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2175
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48203RAH7
742331
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48203RAG9
7031739
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485170302
7282
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485537302
589
10
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10
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48660Q102
1889
109
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109
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48241F104
679
16
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16
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48667L106
921
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70
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J32491102
2125
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4
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49338L103
5249
126
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126
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494368103
2341244
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0
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Convertible/
494368AS2
100214
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49446R745
1169
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49446R794
1344
53
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53
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49446R109
9892
506
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506
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49446R778
1116
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49456B101
244641
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Convertible/
494619BR9
10038
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Convertible/
482480AC4
802230
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0
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Equities
482480100
11200
106
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106
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498531FE7
11892
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500255104
1826
40
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40
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500458401
1020
36
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36
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500600101
25854
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6200
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Equities
500754106
315551
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4069
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501797104
3828
92
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92
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Convertible/
532716AU1
133438
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532716AT4
4323000
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532716AS6
9279363
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502424104
6595
35
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35
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50540R409
47857
317
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317
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505743104
20670
1500
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1500
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Equities
512807108
6291
34
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34
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Equities
513272104
15614
333
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333
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Convertible/
514045M34
22783
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SOLE
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516806106
18102
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1400
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517924304
0
2
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2
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Equities
52171N103
5
2500
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2500
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Equities
524660107
2943461
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SOLE
0
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Convertible/
525ESCGU7
1150
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SOLE
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524ESC100
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526107107
8949
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50
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530307107
283
3
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3
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Equities
530307305
477
5
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5
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Equities
53071M104
3300
140
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140
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Convertible/
530715AJ0
18870
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53071M880
576
10
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10
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531229706
25
1
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1
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Equities
531229888
25
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531229870
219
6
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6
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531229854
267
7
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531229409
838
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20
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531229607
1675
40
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795
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538034109
3179
73
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73
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538034AJ8
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539830109
2043260
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539830BF5
426100
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54142L109
5503
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Convertible/
544495WB6
56200
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54755T100
1271
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54811GZS2
11956
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54810CP53
20364
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548661AH0
743430
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548661107
35893
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502175102
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55068R202
33438
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600
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55292PAB1
8132947
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55608BAA3
1975688
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55608BAB1
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G5785G107
11323
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303
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563571108
1818
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202
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56501R106
20290
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565849106
1356
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100
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56585A102
298716
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566795LB4
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570535104
16020
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57060U100
17220
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57061R551
46811
825
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11757
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350
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571903202
26462
240
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240
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210
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210
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57636Q104
117196
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338574
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58013MEG5
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29766
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580135101
111768
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713
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58013MEX8
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629584
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7563
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58733R102
12947
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50
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Equities
589331107
3005166
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SOLE
0
0
0
Convertible/
59001AAN2
737000
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SH
SOLE
0
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Convertible/
59001AAY8
1154250
1080000
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SOLE
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Convertible/
59001AAQ5
5304420
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Convertible/
59001AAT9
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Convertible/
043353AH4
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PFDs, REITs,
59025D207
28000
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SOLE
1055
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Equities
590660106
3322
215
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SOLE
215
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Equities
59156R108
8728
168
SH
SOLE
168
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Convertible/
592573AT6
165228
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SOLE
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Equities
59318R103
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SOLE
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55303A105
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SOLE
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Equities
552953101
2610459
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SOLE
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Convertible/
552953BW0
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SH
SOLE
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594615BA3
11293
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SH
SOLE
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Convertible/
59333NQM8
5285
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SH
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Convertible/
59333FKF6
36506
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SH
SOLE
0
0
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Equities
59410T106
1168
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SH
SOLE
40
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Equities
59507Q106
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3000
SH
SOLE
3000
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Convertible/
594918AH7
20732
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SH
SOLE
0
0
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Convertible/
594918AW4
53168
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SH
SOLE
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Equities
594918104
8852971
118848
SH
SOLE
0
0
0
Equities
594960106
9174
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SH
SOLE
3300
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Equities
596278101
38451
300
SH
SOLE
300
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Convertible/
603827UN4
22290
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SH
SOLE
0
0
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PFDs, REITs,
604675991
0
374
SH
SOLE
374
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Equities
57060U878
125240
4000
SH
SOLE
4000
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Convertible/
6069017U4
10411
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SH
SOLE
10000
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Convertible/
60636WJH9
10534
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SH
SOLE
10000
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Equities
60871R209
20410
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SH
SOLE
250
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Equities
609207105
212652
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SH
SOLE
5230
0
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Equities
610236101
648218
11565
SH
SOLE
11565
0
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Equities
61166W101
154208
1287
SH
SOLE
1287
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Equities
615394202
50058
600
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SOLE
600
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PFDs, REITs,
61762V200
6279
214
SH
SOLE
214
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PFDs, REITs,
61762V507
5911
219
SH
SOLE
219
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Equities
617446448
2409
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SOLE
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Convertible/
61760LFF7
13249
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SOLE
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PFDs, REITs,
61747S504
2237
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SH
SOLE
97
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Equities
61945A107
1037205
48041
SH
SOLE
0
0
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Equities
620076307
2716
32
SH
SOLE
32
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Convertible/
606432BT8
10159
10000
SH
SOLE
10000
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Equities
62472C102
0
400
SH
SOLE
400
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Convertible/
605699JB4
25615
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SH
SOLE
0
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Convertible/
626388QL9
30788
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SH
SOLE
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0
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Equities
N59465109
627
20
SH
SOLE
20
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Equities
628703100
0
311
SH
SOLE
311
0
0
Convertible/
637432LR4
8708
8000
SH
SOLE
8000
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Equities
636180101
2831
50
SH
SOLE
50
0
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PFDs, REITs,
636220808
25330
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SH
SOLE
1000
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Equities
637071101
2322
65
SH
SOLE
65
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PFDs, REITs,
637417809
2324
91
SH
SOLE
91
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Convertible/
63946BAD2
53999
50000
SH
SOLE
0
0
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Convertible/
658196PP9
5958
5000
SH
SOLE
5000
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Convertible/
658203X82
12039
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SH
SOLE
10000
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Convertible/
65829QAR5
25596
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SH
SOLE
0
0
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Equities
641069406
42005
500
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SOLE
500
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Equities
H57312649
6702
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SH
SOLE
80
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Equities
64110D104
13128
300
SH
SOLE
300
0
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Equities
64110L106
55130
304
SH
SOLE
304
0
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Equities
64111Q104
11424
240
SH
SOLE
240
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Equities
64125C109
6128
100
SH
SOLE
100
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Convertible/
646556AK6
21372
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SH
SOLE
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Equities
64704V106
10664
721
SH
SOLE
721
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PFDs, REITs,
64828T102
250950
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SH
SOLE
0
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Equities
648691103
15244
1666
SH
SOLE
1666
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PFDs, REITs,
64944P307
642998
12645
SH
SOLE
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PFDs, REITs,
649604808
25430
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SH
SOLE
1000
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Convertible/
64966LS77
11906
10000
SH
SOLE
10000
0
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Equities
651639106
10315
275
SH
SOLE
275
0
0
Equities
65333Q202
0
1
SH
SOLE
1
0
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PFDs, REITs,
65339K704
1081
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SH
SOLE
43
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PFDs, REITs,
65339K803
2238
89
SH
SOLE
89
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PFDs, REITs,
65339K886
932
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SH
SOLE
37
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PFDs, REITs,
65339K605
1083
43
SH
SOLE
43
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Equities
65339F101
149481
1020
SH
SOLE
1020
0
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Equities
65370G109
612500
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SH
SOLE
0
0
0
Equities
654106103
619348
11945
SH
SOLE
11945
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Convertible/
646136XS5
5598
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SH
SOLE
5000
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Convertible/
646136XR7
127450
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SH
SOLE
0
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Equities
655044105
13896
490
SH
SOLE
490
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Equities
65557A206
680
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SH
SOLE
50
0
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Equities
655663102
17775
150
SH
SOLE
150
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Equities
655664100
56580
1200
SH
SOLE
1200
0
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Equities
655844108
86337
653
SH
SOLE
653
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Equities
665859104
27579
300
SH
SOLE
300
0
0
Convertible/
666807BE1
212461
205000
SH
SOLE
0
0
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Equities
66980B100
0
100
SH
SOLE
100
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Equities
66987V109
17342
202
SH
SOLE
202
0
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Convertible/
66988TBB8
25010
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SH
SOLE
0
0
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Equities
67011P100
2141
155
SH
SOLE
155
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Equities
67020Y100
1336
85
SH
SOLE
85
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Convertible/
67020YAG5
5886360
5910000
SH
SOLE
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Convertible/
67020YAF7
10538133
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SOLE
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Equities
670346105
3923
70
SH
SOLE
70
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Equities
67066V101
154103
10860
SH
SOLE
10860
0
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Equities
6706ER101
7577
542
SH
SOLE
542
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Equities
67066G104
159999
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SH
SOLE
895
0
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Convertible/
64990EUT2
12165
10000
SH
SOLE
10000
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Convertible/
64990ADN2
11576
10000
SH
SOLE
10000
0
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Convertible/
64972CCX9
10249
10000
SH
SOLE
10000
0
0
Equities
674599015
33026
514
SH
SOLE
514
0
0
Convertible/
674599BY0
10562
10000
SH
SOLE
10000
0
0
Equities
67555N107
121
14
SH
SOLE
14
0
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Convertible/
677659W34
22062
20000
SH
SOLE
0
0
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Convertible/
67766WVL3
11511
10000
SH
SOLE
10000
0
0
Equities
67087W203
0
1
SH
SOLE
1
0
0
PFDs, REITs,
681936100
253685
7950
SH
SOLE
7950
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Equities
681919106
7703
104
SH
SOLE
104
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Equities
682189105
21942
1188
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SOLE
1188
0
0
Equities
68230M209
0
1250
SH
SOLE
1250
0
0
Equities
682680103
5763
104
SH
SOLE
104
0
0
Equities
68375N103
13720
2000
SH
SOLE
2000
0
0
Equities
68389X105
3148909
65127
SH
SOLE
0
0
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Convertible/
68389XAS4
1167176
1100000
SH
SOLE
0
0
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68389XBK0
4958
5000
SH
SOLE
5000
0
0
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68556C108
0
100000
SH
SOLE
0
0
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Convertible/
68641HGQ1
109562
100000
SH
SOLE
0
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PFDs, REITs,
69007J106
12590
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SH
SOLE
500
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Convertible/
708692BC1
14993
15000
SH
SOLE
0
0
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Convertible/
709224FX2
11886
10000
SH
SOLE
10000
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Equities
69404A104
0
1000
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SOLE
1000
0
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Convertible/
880394AE1
5713
5000
SH
SOLE
5000
0
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Equities
697435105
21039
146
SH
SOLE
146
0
0
Equities
697900108
11935
700
SH
SOLE
700
0
0
Equities
698354107
770
100
SH
SOLE
100
0
0
Equities
698814100
2083
350
SH
SOLE
350
0
0
PFDs, REITs,
700517105
55120
2000
SH
SOLE
2000
0
0
Equities
701094104
62307
356
SH
SOLE
356
0
0
PFDs, REITs,
G68603128
560
22
SH
SOLE
20
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0
Equities
70337F103
40
500
SH
SOLE
500
0
0
Equities
704326107
600263
10011
SH
SOLE
10011
0
0
Equities
70450Y103
9220
144
SH
SOLE
144
0
0
PFDs, REITs,
70931T103
139120
8000
SH
SOLE
8000
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Equities
H6169Q108
2379
35
SH
SOLE
35
0
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Convertible/
712851AJ3
36685
35000
SH
SOLE
0
0
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Equities
713448108
3553057
31886
SH
SOLE
0
0
0
Convertible/
713448BH0
52904
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SOLE
0
0
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Convertible/
713448CS5
10008
10000
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SOLE
10000
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0
Equities
717081103
4345484
121722
SH
SOLE
0
0
0
Equities
718172109
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SH
SOLE
8450
0
0
Equities
718546104
1643850
17944
SH
SOLE
0
0
0
Convertible/
718849BD3
11038
10000
SH
SOLE
10000
0
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Convertible/
71883PJP3
12052
10000
SH
SOLE
10000
0
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Convertible/
71883RJQ7
10692
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SH
SOLE
10000
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Convertible/
71883RNK5
11953
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SH
SOLE
10000
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PFDs, REITs,
71943U104
37233
2100
SH
SOLE
2100
0
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Convertible/
72177MLE5
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SH
SOLE
10000
0
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Convertible/
72177LAS8
50643
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SH
SOLE
0
0
0
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721876RH5
11371
10000
SH
SOLE
10000
0
0
Equities
72201R205
36540
700
SH
SOLE
700
0
0
Equities
72201H108
790418
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SH
SOLE
0
0
0
Equities
72201J104
741510
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SH
SOLE
0
0
0
Equities
72200W106
152932
11621
SH
SOLE
11621
0
0
Equities
72201A103
56039
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SH
SOLE
4725
0
0
Equities
723787107
73770
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SH
SOLE
500
0
0
Equities
69343T107
958
25
SH
SOLE
25
0
0
PFDs, REITs,
726503105
64290
3034
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SOLE
3034
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PFDs, REITs,
693475832
3089
120
SH
SOLE
120
0
0
Equities
693475105
4589862
34057
SH
SOLE
0
0
0
PFDs, REITs,
693475857
1427633
49726
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SOLE
0
0
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Equities
736508847
22820
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SOLE
500
0
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Equities
73755L107
21202
1102
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SOLE
1102
0
0
Equities
73935A104
4364
30
SH
SOLE
30
0
0
Equities
73935X872
26537
860
SH
SOLE
860
0
0
Equities
693506107
16734
154
SH
SOLE
154
0
0
PFDs, REITs,
69352P202
720
28
SH
SOLE
28
0
0
Equities
74005P104
4192
30
SH
SOLE
30
0
0
Equities
74112D101
10018
200
SH
SOLE
200
0
0
Equities
74251V102
6434
100
SH
SOLE
100
0
0
Equities
742718109
3286673
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SH
SOLE
0
0
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PFDs, REITs,
74340W103
215764
3400
SH
SOLE
3400
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Equities
74347R701
3310
200
SH
SOLE
200
0
0
Equities
74347B201
35580
1000
SH
SOLE
1000
0
0
Equities
74348A590
10720
1000
SH
SOLE
1000
0
0
Equities
74347R883
11709
251
SH
SOLE
251
0
0
Equities
74347W841
13260
400
SH
SOLE
400
0
0
Equities
743713109
17666
220
SH
SOLE
220
0
0
Equities
74435K204
2635
55
SH
SOLE
55
0
0
Equities
744320607
2329
91
SH
SOLE
91
0
0
PFDs, REITs,
744320706
13339
518
SH
SOLE
518
0
0
Equities
744320102
59022
555
SH
SOLE
555
0
0
PFDs, REITs,
G7293H114
5314
200
SH
SOLE
200
0
0
PFDs, REITs,
69360J685
3145
125
SH
SOLE
125
0
0
PFDs, REITs,
69360J669
3571
142
SH
SOLE
142
0
0
Equities
744573106
2775
60
SH
SOLE
60
0
0
PFDs, REITs,
74460W842
1482
55
SH
SOLE
55
0
0
PFDs, REITs,
74460W107
678
27
SH
SOLE
27
0
0
PFDs, REITs,
74460W602
1058
42
SH
SOLE
42
0
0
PFDs, REITs,
74460W800
1063
42
SH
SOLE
42
0
0
PFDs, REITs,
74460W826
2014
77
SH
SOLE
77
0
0
PFDs, REITs,
74460W792
803
30
SH
SOLE
30
0
0
PFDs, REITs,
74460D109
14337
67
SH
SOLE
67
0
0
Equities
746922103
126300
10000
SH
SOLE
10000
0
0
Equities
N72482123
1922
61
SH
SOLE
61
0
0
Equities
747525103
8066687
155607
SH
SOLE
0
0
0
Convertible/
747525AE3
1294355
1260000
SH
SOLE
0
0
0
Equities
74834L100
4732
51
SH
SOLE
51
0
0
Equities
74838J101
12062
275
SH
SOLE
275
0
0
Convertible/
74838JAA9
17064568
11240000
SH
SOLE
0
0
0
Equities
749121109
104577
1100
SH
SOLE
1100
0
0
Equities
74913G303
1017
40
SH
SOLE
40
0
0
PFDs, REITs,
74913G501
1039
41
SH
SOLE
41
0
0
Convertible/
751212AA9
10036
10000
SH
SOLE
10000
0
0
PFDs, REITs,
754907103
9100
315
SH
SOLE
315
0
0
Equities
755111507
3870244
20743
SH
SOLE
0
0
0
Convertible/
755111AF8
107584
80000
SH
SOLE
0
0
0
PFDs, REITs,
756109104
265934
4650
SH
SOLE
4650
0
0
Equities
75629F109
17960
2000
SH
SOLE
2000
0
0
Equities
756568101
1146
110
SH
SOLE
110
0
0
PFDs, REITs,
7591EP506
3715
130
SH
SOLE
130
0
0
Equities
7591EP100
30460
2000
SH
SOLE
2000
0
0
Convertible/
75913TJE5
11025
10000
SH
SOLE
10000
0
0
Equities
75915K101
250
200
SH
SOLE
200
0
0
PFDs, REITs,
759351703
1451
51
SH
SOLE
51
0
0
PFDs, REITs,
G7498P119
2343
93
SH
SOLE
93
0
0
PFDs, REITs,
G7498P309
463
18
SH
SOLE
18
0
0
Equities
760759100
5160227
78114
SH
SOLE
0
0
0
Convertible/
760761AB2
159851
150000
SH
SOLE
0
0
0
Convertible/
760759AH3
3738662
3510000
SH
SOLE
0
0
0
Equities
761152107
30784
400
SH
SOLE
400
0
0
PFDs, REITs,
76131V202
13248
1009
SH
SOLE
1009
0
0
Equities
759530108
1386
62
SH
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62
0
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Equities
761330109
5510
200
SH
SOLE
200
0
0
Convertible/
544152AA9
27236
25000
SH
SOLE
0
0
0
Equities
74967X103
82978
1180
SH
SOLE
1180
0
0
Equities
74967R106
514
10
SH
SOLE
10
0
0
Convertible/
777543SS9
10578
10000
SH
SOLE
10000
0
0
Equities
778296103
2906
45
SH
SOLE
45
0
0
PFDs, REITs,
78013G402
935
37
SH
SOLE
37
0
0
Convertible/
78012KKU0
10093
10000
SH
SOLE
10000
0
0
PFDs, REITs,
780097739
1952
76
SH
SOLE
76
0
0
PFDs, REITs,
780259107
6442
103
SH
SOLE
103
0
0
Equities
780259206
43254
714
SH
SOLE
714
0
0
Convertible/
780287AA6
54789
50000
SH
SOLE
0
0
0
Equities
780287108
34588
402
SH
SOLE
402
0
0
Equities
780641205
656
190
SH
SOLE
190
0
0
Equities
749685103
1403122
27330
SH
SOLE
0
0
0
Convertible/
749685AT0
167166
145000
SH
SOLE
0
0
0
Convertible/
74973WAB3
6354128
5785000
SH
SOLE
0
0
0
Equities
783513203
843
8
SH
SOLE
8
0
0
Equities
78392U105
1776
30
SH
SOLE
30
0
0
Convertible/
84059QBX3
5055
5000
SH
SOLE
5000
0
0
PFDs, REITs,
78573L106
24639
1123
SH
SOLE
1123
0
0
Convertible/
786514BA6
24650
29000
SH
SOLE
0
0
0
Equities
79466L302
31202
334
SH
SOLE
334
0
0
Convertible/
79575DXA3
25261
25000
SH
SOLE
0
0
0
Convertible/
79575DA59
15735
15000
SH
SOLE
0
0
0
Convertible/
79575EAJ7
40106
35000
SH
SOLE
0
0
0
Convertible/
79575EAK4
58014
50000
SH
SOLE
0
0
0
Convertible/
79575EAP3
60241
50000
SH
SOLE
0
0
0
Convertible/
79575EAS7
59815
50000
SH
SOLE
0
0
0
Convertible/
79575EAR9
71698
60000
SH
SOLE
0
0
0
Equities
79588J102
1985
75
SH
SOLE
75
0
0
Convertible/
798136TS6
61984
55000
SH
SOLE
0
0
0
Convertible/
799022BY3
15107
15000
SH
SOLE
0
0
0
Equities
80105N105
49790
1000
SH
SOLE
1000
0
0
Equities
80105N113
365
1014
SH
SOLE
1014
0
0
Convertible/
803301CQ1
10569
10000
SH
SOLE
10000
0
0
Equities
803866300
1377
50
SH
SOLE
50
0
0
Equities
80589M102
48490
1000
SH
SOLE
1000
0
0
Equities
806857108
2792536
40031
SH
SOLE
0
0
0
Equities
808524797
9360
200
SH
SOLE
200
0
0
Equities
808524201
1201
20
SH
SOLE
20
0
0
Equities
808524409
1036
20
SH
SOLE
20
0
0
Equities
808524847
12833
312
SH
SOLE
312
0
0
Equities
808524607
1684
25
SH
SOLE
25
0
0
Equities
811916105
18605
1525
SH
SOLE
1525
0
0
Equities
G7945J104
4378
132
SH
SOLE
132
0
0
Equities
812578102
21764
400
SH
SOLE
400
0
0
Equities
814785309
2101
412
SH
SOLE
412
0
0
PFDs, REITs,
81618T100
2443877
104350
SH
SOLE
0
0
0
Equities
816851109
22255
195
SH
SOLE
195
0
0
PFDs, REITs,
81721M208
2310
91
SH
SOLE
91
0
0
Convertible/
817609AB6
5400
5000
SH
SOLE
5000
0
0
PFDs, REITs,
818ESC998
0
50
SH
SOLE
50
0
0
Equities
G81075106
8700
600
SH
SOLE
600
0
0
Equities
82481R106
5972
39
SH
SOLE
39
0
0
Equities
82509L107
27375
235
SH
SOLE
235
0
0
Equities
826197501
14150
200
SH
SOLE
200
0
0
Equities
828806109
11593
72
SH
SOLE
72
0
0
Convertible/
828807CK1
12290
12000
SH
SOLE
12000
0
0
Equities
82966U103
1656
300
SH
SOLE
300
0
0
Equities
830566105
37635
1500
SH
SOLE
1500
0
0
Equities
83088M102
10190
100
SH
SOLE
100
0
0
Equities
83304A106
28644
1970
SH
SOLE
1970
0
0
Equities
83404D109
1057
26
SH
SOLE
26
0
0
Equities
83417L106
2162
550
SH
SOLE
550
0
0
Equities
835495102
429863
8521
SH
SOLE
8521
0
0
Equities
84473L105
142
11
SH
SOLE
11
0
0
Equities
842587107
9828
200
SH
SOLE
200
0
0
PFDs, REITs,
842587206
1096
40
SH
SOLE
40
0
0
Equities
84265V105
15904
400
SH
SOLE
400
0
0
Equities
844544809
0
124
SH
SOLE
124
0
0
Equities
844741108
1105717
19752
SH
SOLE
0
0
0
Equities
252787106
2238
10
SH
SOLE
10
0
0
Equities
863307104
14711
121
SH
SOLE
121
0
0
Equities
78462F103
192442
766
SH
SOLE
766
0
0
Equities
78464A763
38359
420
SH
SOLE
420
0
0
Equities
78464A698
42513
749
SH
SOLE
749
0
0
Equities
84761T109
352
1000
SH
SOLE
1000
0
0
Equities
84763A108
3778667
268562
SH
SOLE
0
0
0
Convertible/
84763AAB4
14097858
10305000
SH
SOLE
0
0
0
Equities
84920D102
0
50
SH
SOLE
50
0
0
Equities
85207U105
14307
1839
SH
SOLE
1839
0
0
Equities
85209D101
368
3000
SH
SOLE
3000
0
0
Equities
85208M102
17625
939
SH
SOLE
939
0
0
Equities
852234103
14405
500
SH
SOLE
500
0
0
Convertible/
791676BK4
5062
5000
SH
SOLE
5000
0
0
PFDs, REITs,
85254J102
81037
2950
SH
SOLE
2950
0
0
Equities
853666105
19300
400
SH
SOLE
400
0
0
PFDs, REITs,
854502705
4198
165
SH
SOLE
165
0
0
Convertible/
855244AJ8
10011
10000
SH
SOLE
10000
0
0
Equities
855244109
811773
15114
SH
SOLE
0
0
0
PFDs, REITs,
85571B105
488700
22500
SH
SOLE
0
0
0
PFDs, REITs,
85572F105
72740
2000
SH
SOLE
2000
0
0
Convertible/
882722JS1
20801
20000
SH
SOLE
0
0
0
Convertible/
882722GF2
32135
30000
SH
SOLE
0
0
0
PFDs, REITs,
857477509
3999
159
SH
SOLE
159
0
0
PFDs, REITs,
857477608
3959
142
SH
SOLE
142
0
0
PFDs, REITs,
857477889
7468
280
SH
SOLE
280
0
0
Equities
85771P102
904
45
SH
SOLE
45
0
0
Equities
858912108
2435
34
SH
SOLE
34
0
0
Equities
861012102
971
50
SH
SOLE
50
0
0
Convertible/
86181SAP3
91967
90000
SH
SOLE
0
0
0
Equities
863667101
63909
450
SH
SOLE
450
0
0
Equities
86562M209
1511
196
SH
SOLE
196
0
0
Equities
865634109
133100
60500
SH
SOLE
0
0
0
Equities
867229106
8057
230
SH
SOLE
230
0
0
PFDs, REITs,
867914889
1043
41
SH
SOLE
41
0
0
Equities
867914103
4395546
73541
SH
SOLE
0
0
0
Equities
00210R106
0
153
SH
SOLE
153
0
0
Convertible/
86888YAD3
30240
30000
SH
SOLE
0
0
0
Equities
87165B103
6893
222
SH
SOLE
222
0
0
Equities
871829107
40678
754
SH
SOLE
754
0
0
Convertible/
871829AL1
15202
15000
SH
SOLE
0
0
0
Equities
874039100
30040
800
SH
SOLE
800
0
0
Equities
876568502
12508
400
SH
SOLE
400
0
0
PFDs, REITs,
872277207
2570
102
SH
SOLE
102
0
0
Equities
81369Y803
12529
212
SH
SOLE
212
0
0
Equities
878742204
72275
3427
SH
SOLE
3427
0
0
PFDs, REITs,
872382106
0
10008
SH
SOLE
10008
0
0
Equities
87929A102
48
3
SH
SOLE
3
0
0
Equities
879382208
10661
988
SH
SOLE
988
0
0
Equities
87944W105
1270
60
SH
SOLE
60
0
0
Convertible/
879709X99
62654
55000
SH
SOLE
0
0
0
Convertible/
880541MN4
10241
10000
SH
SOLE
10000
0
0
PFDs, REITs,
881005201
8175
100
SH
SOLE
100
0
0
Equities
88160R101
59693
175
SH
SOLE
175
0
0
Equities
881624209
2640
150
SH
SOLE
150
0
0
Equities
882508104
101472
1132
SH
SOLE
1132
0
0
Equities
882681109
1426289
29025
SH
SOLE
0
0
0
Equities
883556102
5298
28
SH
SOLE
28
0
0
PFDs, REITs,
885218800
0
15
SH
SOLE
15
0
0
Convertible/
887315AM1
25701
20000
SH
SOLE
0
0
0
Equities
872540109
12460
169
SH
SOLE
169
0
0
Equities
872590104
3330
54
SH
SOLE
54
0
0
Convertible/
880443BN5
5640
5000
SH
SOLE
5000
0
0
Convertible/
880461FM5
5054
5000
SH
SOLE
5000
0
0
Equities
889110102
1001
26
SH
SOLE
26
0
0
Convertible/
88947EAQ3
109500
100000
SH
SOLE
0
0
0
Convertible/
88947EAK6
5078515
4600000
SH
SOLE
0
0
0
Convertible/
88947EAP5
7746755
7615000
SH
SOLE
0
0
0
PFDs, REITs,
891027302
659
26
SH
SOLE
26
0
0
Convertible/
89236TAY1
10047
10000
SH
SOLE
10000
0
0
Equities
89324A109
0
5
SH
SOLE
5
0
0
Equities
89353D107
9886
200
SH
SOLE
200
0
0
Equities
89400J107
2836
60
SH
SOLE
60
0
0
Equities
89686D105
10308
950
SH
SOLE
950
0
0
Equities
74144T108
12147
134
SH
SOLE
134
0
0
Convertible/
898797CG8
12262
10000
SH
SOLE
10000
0
0
Equities
90184L102
4133
245
SH
SOLE
245
0
0
PFDs, REITs,
90187B101
597069
59233
SH
SOLE
0
0
0
Convertible/
88256CEX3
12202
10000
SH
SOLE
10000
0
0
Convertible/
88283LJW7
12162
10000
SH
SOLE
10000
0
0
Equities
H8912P106
35217
424
SH
SOLE
424
0
0
Convertible/
91159HHH6
10061
10000
SH
SOLE
10000
0
0
Equities
90347A100
3921
70
SH
SOLE
70
0
0
Equities
902681105
87863
1875
SH
SOLE
1875
0
0
Equities
904311107
3296
200
SH
SOLE
200
0
0
Equities
904311206
3004
200
SH
SOLE
200
0
0
Equities
904767704
2318
40
SH
SOLE
40
0
0
Equities
904784709
29520
500
SH
SOLE
500
0
0
Convertible/
905572AD5
30530
25000
SH
SOLE
0
0
0
Equities
907818108
7548603
65091
SH
SOLE
0
0
0
Equities
911312106
45034
375
SH
SOLE
375
0
0
Equities
913017109
99672
859
SH
SOLE
859
0
0
Equities
91324P102
19977
102
SH
SOLE
102
0
0
Equities
913991006
0
1
SH
SOLE
1
0
0
Convertible/
914062EC4
30402
25000
SH
SOLE
0
0
0
Convertible/
91480QDS6
20985
20000
SH
SOLE
0
0
0
Convertible/
915137W90
25937
25000
SH
SOLE
0
0
0
Equities
91347P105
12885
100
SH
SOLE
100
0
0
PFDs, REITs,
902973791
1911
74
SH
SOLE
74
0
0
PFDs, REITs,
902973833
4314
148
SH
SOLE
148
0
0
Equities
902973304
3337210
62273
SH
SOLE
0
0
0
PFDs, REITs,
902973155
867
37
SH
SOLE
37
0
0
Equities
90341L102
0
40
SH
SOLE
40
0
0
Equities
90341K104
0
162
SH
SOLE
162
0
0
Convertible/
927781K45
21060
20000
SH
SOLE
0
0
0
Convertible/
928172ZA6
22151
20000
SH
SOLE
0
0
0
Equities
91911X104
860
60
SH
SOLE
60
0
0
Equities
919134304
2047
55
SH
SOLE
55
0
0
Equities
91913Y100
2409525
31321
SH
SOLE
0
0
0
Convertible/
91913YAR1
6149132
5660000
SH
SOLE
0
0
0
Equities
921908844
29764
314
SH
SOLE
314
0
0
Equities
922042858
2876
66
SH
SOLE
66
0
0
Equities
922042775
14706
279
SH
SOLE
279
0
0
Unit Trusts
922042874
82362
1412
SH
SOLE
1412
0
0
Equities
921946406
7377
91
SH
SOLE
91
0
0
Equities
922908637
84652
734
SH
SOLE
734
0
0
Equities
922908512
38030
360
SH
SOLE
360
0
0
Equities
921910873
4745
55
SH
SOLE
0
0
0
Equities
922908538
7305
60
SH
SOLE
60
0
0
Unit Trusts
922908611
14662
115
SH
SOLE
115
0
0
Equities
922908769
123515
954
SH
SOLE
954
0
0
Equities
92210H105
2850793
40454
SH
SOLE
0
0
0
Convertible/
92240MBC1
7048546
6170000
SH
SOLE
0
0
0
Equities
922475108
2256
40
SH
SOLE
40
0
0
PFDs, REITs,
92276F100
13938
214
SH
SOLE
214
0
0
Equities
92276M204
2139
84
SH
SOLE
84
0
0
PFDs, REITs,
92339V100
43315
5225
SH
SOLE
5225
0
0
Equities
92343X100
5859
140
SH
SOLE
140
0
0
Convertible/
92343XAA8
15913687
16270000
SH
SOLE
0
0
0
Equities
92345Y106
5990
72
SH
SOLE
72
0
0
Equities
92343V104
3263958
65952
SH
SOLE
0
0
0
PFDs, REITs,
92343V302
5710
210
SH
SOLE
210
0
0
Convertible/
92343VBR4
190720
170000
SH
SOLE
0
0
0
Equities
923725105
28464
800
SH
SOLE
800
0
0
Equities
92532F100
7298
48
SH
SOLE
48
0
0
Equities
918204108
27144
427
SH
SOLE
427
0
0
Equities
925550105
66
7
SH
SOLE
7
0
0
Equities
927320101
1780
75
SH
SOLE
75
0
0
Equities
92826C839
57145
543
SH
SOLE
543
0
0
Convertible/
92826CAB8
10089
10000
SH
SOLE
10000
0
0
Equities
92851M108
0
500
SH
SOLE
500
0
0
Equities
92857W209
22768
800
SH
SOLE
800
0
0
PFDs, REITs,
929042844
1194
47
SH
SOLE
47
0
0
PFDs, REITs,
929042851
1460
58
SH
SOLE
58
0
0
PFDs, REITs,
939ESC968
0
2500
SH
SOLE
2500
0
0
Equities
92927K102
7400
50
SH
SOLE
50
0
0
Equities
929740108
7575
100
SH
SOLE
100
0
0
Equities
931427108
247645
3207
SH
SOLE
3207
0
0
Equities
93148P102
31398
600
SH
SOLE
600
0
0
Equities
931142103
228753
2927
SH
SOLE
2927
0
0
Equities
254687106
183734
1864
SH
SOLE
1864
0
0
Convertible/
93974CGB0
21068
20000
SH
SOLE
0
0
0
Equities
94106L109
900731
11508
SH
SOLE
11508
0
0
Convertible/
94106LAG4
270944
205000
SH
SOLE
0
0
0
Equities
942622200
4027
25
SH
SOLE
25
0
0
Convertible/
942830ST8
104279
100000
SH
SOLE
0
0
0
Convertible/
942860MY0
15138
15000
SH
SOLE
0
0
0
Equities
948626106
8710
200
SH
SOLE
200
0
0
Equities
949746101
1297183
23521
SH
SOLE
0
0
0
Convertible/
949746NX5
100772
100000
SH
SOLE
0
0
0
PFDs, REITs,
949746879
2270
89
SH
SOLE
89
0
0
PFDs, REITs,
949746366
26210
1000
SH
SOLE
1000
0
0
PFDs, REITs,
949746556
642417
23549
SH
SOLE
0
0
0
PFDs, REITs,
949746465
1304593
45126
SH
SOLE
0
0
0
Convertible/
949746RN3
167063
150000
SH
SOLE
0
0
0
Convertible/
94974BFR6
5110
5000
SH
SOLE
5000
0
0
Convertible/
949746SA0
11858
12000
SH
SOLE
12000
0
0
Equities
955306105
219473
2280
SH
SOLE
2280
0
0
Equities
957638109
47772
900
SH
SOLE
900
0
0
Equities
95766J102
428764
59468
SH
SOLE
0
0
0
Equities
95768B107
295450
19000
SH
SOLE
0
0
0
Equities
958102105
3629
42
SH
SOLE
42
0
0
PFDs, REITs,
95931Q205
36120
1400
SH
SOLE
1400
0
0
Equities
959802109
157363
8196
SH
SOLE
8196
0
0
Equities
96145D105
44249
780
SH
SOLE
780
0
0
PFDs, REITs,
962166104
65338
1920
SH
SOLE
1920
0
0
Equities
962879102
141400
7407
SH
SOLE
7407
0
0
Convertible/
963320AQ9
291496
290000
SH
SOLE
0
0
0
Convertible/
97710B4W9
17030
15000
SH
SOLE
0
0
0
Convertible/
97122PBJ1
111727
100000
SH
SOLE
0
0
0
Equities
D22359133
9147
100
SH
SOLE
100
0
0
Convertible/
97705MAJ4
22654
20000
SH
SOLE
0
0
0
Equities
97717W422
35238
1400
SH
SOLE
1400
0
0
Equities
977874205
1854
40
SH
SOLE
40
0
0
Convertible/
97989DAX0
56794
50000
SH
SOLE
0
0
0
Equities
981560105
1029
62
SH
SOLE
62
0
0
PFDs, REITs,
92936U109
40434
600
SH
SOLE
600
0
0
Equities
98310W108
39529
375
SH
SOLE
375
0
0
Equities
984121103
1425478
42820
SH
SOLE
0
0
0
Equities
983793100
10167
150
SH
SOLE
150
0
0
Equities
98462Y100
1325
500
SH
SOLE
500
0
0
Equities
985572114
438
827
SH
SOLE
827
0
0
Equities
98850P109
19985
500
SH
SOLE
500
0
0
Equities
988498101
36805
500
SH
SOLE
500
0
0
Equities
98919V105
3821
111
SH
SOLE
111
0
0
Equities
98954M101
4015
100
SH
SOLE
100
0
0
Equities
98954M200
8042
200
SH
SOLE
200
0
0
Equities
98956P102
37469
320
SH
SOLE
320
0
0
Equities
98978V103
143651
2253
SH
SOLE
2253
0
0
Equities
2083E1080
2400
15000
SH
SOLE
0
0
0
Equities
3073E1110
4551
55
SH
SOLE
55
0
0
Convertible/
40588E310
17956
15000
SH
SOLE
0
0
0
Equities
9075E1030
2625
46
SH
SOLE
46
0
0
Equities
9254E1060
143300
10000
SH
SOLE
10000
0
0
Equities
1248E1110
27775
12024
SH
SOLE
0
0
0
PFDs, REITs,
5252E2040
55
600
SH
SOLE
600
0
0
Equities
12507E205
0
200
SH
SOLE
200
0
0
Equities
26138E113
2477
28
SH
SOLE
28
0
0
Equities
42727E107
25
50
SH
SOLE
50
0
0
Equities
46132E107
156571
13603
SH
SOLE
0
0
0
PFDs, REITs,
61763E211
3120
108
SH
SOLE
108
0
0
Equities
87612E110
627335
10631
SH
SOLE
10631
0
0
Equities
89151E113
32112
600
SH
SOLE
600
0
0
Equities
89417E113
15315
125
SH
SOLE
125
0
0
Equities
91912E109
13595
1350
SH
SOLE
1350
0
0