-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N+EUM3r9Nqz0iYIKpSEeb+8y8iTANWgpgvv4hxcwPfldstOGnO6PhGPM08+vxio1 lJ32kGD8QbeVHj1YGhLDzg== 0001085146-08-000925.txt : 20080812 0001085146-08-000925.hdr.sgml : 20080812 20080811201847 ACCESSION NUMBER: 0001085146-08-000925 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080812 DATE AS OF CHANGE: 20080811 EFFECTIVENESS DATE: 20080812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAM Sustainable Asset Management Ltd. CENTRAL INDEX KEY: 0001418427 IRS NUMBER: 000000000 STATE OF INCORPORATION: V8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12627 FILM NUMBER: 081007942 BUSINESS ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 BUSINESS PHONE: 0041-44-397 10 45 MAIL ADDRESS: STREET 1: SEEFELDSTRASSE 215 CITY: ZURICH STATE: V8 ZIP: 8008 13F-HR 1 rsam2q08.txt SAM SUSTAINABLE ASSET MANAGEMENT LTD UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: SAM Sustainable Asset Management Ltd. Address: Seefeldstrasse 215 CH-8008 Zurich Switzerland 13F File Number: 028-12627 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jacques Engeli Title: Legal & Compliance Officer Phone: 41 44 397 10 45 Signature, Place, and Date of Signing: /s/ Jacques Engeli Zurich, Switzerland August 08, 2008 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-12635 Robeco Institutional Asset Management BV FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 2 Form13F Information Table Entry Total: 155 Form13F Information Table Value Total: $2,162,175 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-12635 Robeco Institutional Asset Management BV 02 28-12637 Robeco Groep NV FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 3102 44620 SH DEFINED 01 02 44620 0 0 ABBOTT LABS COM 002824100 1776 33500 SH DEFINED 01 02 33500 0 0 ADVANCED MICRO DEVICES INC COM 007903107 352 59100 SH DEFINED 01 02 59100 0 0 AETNA INC NEW COM 00817Y108 4930 122300 SH DEFINED 01 02 122300 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 459 12900 SH DEFINED 01 02 12900 0 0 AGRIUM INC COM 008916108 6295 59000 SH DEFINED 01 02 59000 0 0 AIR PRODS & CHEMS INC COM 009158106 1854 18800 SH DEFINED 01 02 18800 0 0 ALCOA INC COM 013817101 1454 41100 SH DEFINED 01 02 41100 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 701 11600 SH DEFINED 01 02 11600 0 0 ALLERGAN INC COM 018490102 227 4400 SH DEFINED 01 02 4400 0 0 AMERICAN STS WTR CO COM 029899101 10454 299100 SH DEFINED 01 02 299100 0 0 APOGEE ENTERPRISES INC COM 037598109 2839 166300 SH DEFINED 01 02 166300 0 0 APPLIED MATLS INC COM 038222105 220 11400 SH DEFINED 01 02 11400 0 0 ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 4198 56000 SH DEFINED 01 02 56000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 5083 154400 SH DEFINED 01 02 154400 0 0 AT&T INC COM 00206R102 200 6100 SH DEFINED 01 02 6100 0 0 AVON PRODS INC COM 054303102 230 6500 SH DEFINED 01 02 6500 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 387 8300 SH DEFINED 01 02 8300 0 0 BANK OF AMERICA CORPORATION COM 060505104 1783 72490 SH DEFINED 01 02 72490 0 0 BARE ESCENTUALS INC COM 067511105 4969 258000 SH DEFINED 01 02 258000 0 0 BAXTER INTL INC COM 071813109 730 11600 SH DEFINED 01 02 11600 0 0 BORGWARNER INC COM 099724106 3257 73200 SH DEFINED 01 02 73200 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 377 18550 SH DEFINED 01 02 18550 0 0 CALIFORNIA WTR SVC GROUP COM 130788102 17005 536600 SH DEFINED 01 02 536600 0 0 CANADIAN SOLAR INC COM 136635109 18979 470000 SH DEFINED 01 02 470000 0 0 CATERPILLAR INC DEL COM 149123101 715 9700 SH DEFINED 01 02 9700 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 381 6626 SH DEFINED 01 02 6626.06 0 0 CHESAPEAKE ENERGY CORP COM 165167107 19227 300000 SH DEFINED 01 02 300000 0 0 CHEVRON CORP NEW COM 166764100 8651 88452 SH DEFINED 01 02 88452 0 0 CIGNA CORP COM 125509109 2374 66490 SH DEFINED 01 02 66490 0 0 CISCO SYS INC COM 17275R102 2505 106080 SH DEFINED 01 02 106080 0 0 CITIGROUP INC COM 172967101 2308 133812 SH DEFINED 01 02 133812 0 0 COCA COLA CO COM 191216100 426 8210 SH DEFINED 01 02 8210 0 0 COLGATE PALMOLIVE CO COM 194162103 2981 43700 SH DEFINED 01 02 43700 0 0 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 72754 1456824 SH DEFINED 01 02 1456824 0 0 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 19473 805997 SH DEFINED 01 02 805997 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 372 4600 SH DEFINED 01 02 4600 0 0 CORNING INC COM 219350105 795 33900 SH DEFINED 01 02 33900 0 0 COVANTA HLDG CORP COM 22282E102 3243 123700 SH DEFINED 01 02 123700 0 0 CROCS INC COM 227046109 99 12000 SH DEFINED 01 02 12000 0 0 CUMMINS INC COM 231021106 1782 27700 SH DEFINED 01 02 27700 0 0 CYTEC INDS INC COM 232820100 2382 43230 SH DEFINED 01 02 43230 0 0 DANAHER CORP DEL COM 235851102 173818 2261200 SH DEFINED 01 02 2261200 0 0 DELL INC COM 24702R101 2563 115180 SH DEFINED 01 02 115180 0 0 DONALDSON INC COM 257651109 657 14400 SH DEFINED 01 02 14400 0 0 DOW CHEM CO COM 260543103 1127 32350 SH DEFINED 01 02 32350 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 886 20750 SH DEFINED 01 02 20750 0 0 DUKE ENERGY CORP NEW COM 26441C105 341 20000 SH DEFINED 01 02 20000 0 0 EASTMAN KODAK CO COM 277461109 325 22400 SH DEFINED 01 02 22400 0 0 ECOLAB INC COM 278865100 80113 1834100 SH DEFINED 01 02 1834100 0 0 EMCORE CORP COM 290846104 5061 700000 SH DEFINED 01 02 700000 0 0 ENBRIDGE INC COM 29250N105 8588 200000 SH DEFINED 01 02 200000 0 0 ENCANA CORP COM 292505104 3033 34200 SH DEFINED 01 02 34200 0 0 ENER1 INC COM NEW 29267A203 9672 1200000 SH DEFINED 01 02 1200000 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 42792 600000 SH DEFINED 01 02 600000 0 0 ENOVA SYSTEMS INC COM NEW 29355M200 337 71750 SH DEFINED 01 02 71750 0 0 ENTERGY CORP NEW COM 29364G103 989 8400 SH DEFINED 01 02 8400 0 0 EXELON CORP COM 30161N101 618 7100 SH DEFINED 01 02 7100 0 0 EXXON MOBIL CORP COM 30231G102 1342 15500 SH DEFINED 01 02 15500 0 0 FAIRCHILD SEMICONDUCTOR INTL COM 303726103 1062 90430 SH DEFINED 01 02 90430 0 0 FLUOR CORP NEW COM 343412102 1401 7600 SH DEFINED 01 02 7600 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 491 98600 SH DEFINED 01 02 98600 0 0 FPL GROUP INC COM 302571104 4351 68500 SH DEFINED 01 02 68500 0 0 GAP INC DEL COM 364760108 1389 83000 SH DEFINED 01 02 83000 0 0 GENERAL ELECTRIC CO COM 369604103 5631 214450 SH DEFINED 01 02 214450 0 0 GENZYME CORP COM 372917104 428 5900 SH DEFINED 01 02 5900 0 0 GLOBAL INDS LTD COM 379336100 2578 144100 SH DEFINED 01 02 144100 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 3527 20203 SH DEFINED 01 02 20203 0 0 HALLIBURTON CO COM 406216101 2024 38800 SH DEFINED 01 02 38800 0 0 HEALTH NET INC COM 42222G108 858 34580 SH DEFINED 01 02 34580 0 0 HEINZ H J CO COM 423074103 393 8150 SH DEFINED 01 02 8150 0 0 HEWLETT PACKARD CO COM 428236103 7497 168160 SH DEFINED 01 02 168160 0 0 HONEYWELL INTL INC COM 438516106 2220 45100 SH DEFINED 01 02 45100 0 0 HUMANA INC COM 444859102 1090 26400 SH DEFINED 01 02 26400 0 0 IDEX CORP COM 45167R104 67214 1884850 SH DEFINED 01 02 1884850 0 0 INSITUFORM TECHNOLOGIES INC CL A 457667103 11768 774695 SH DEFINED 01 02 774695 0 0 INTEL CORP COM 458140100 1739 80900 SH DEFINED 01 02 80900 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 5900 49150 SH DEFINED 01 02 49150 0 0 ITRON INC COM 465741106 89344 889700 SH DEFINED 01 02 889700 0 0 ITT CORP NEW COM 450911102 183871 2964700 SH DEFINED 01 02 2964700 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR 466090107 22776 1300000 SH DEFINED 01 02 1300000 0 0 JACOBS ENGR GROUP INC DEL COM 469814107 5097 62800 SH DEFINED 01 02 62800 0 0 JOHNSON & JOHNSON COM 478160104 7692 121000 SH DEFINED 01 02 121000 0 0 JOHNSON CTLS INC COM 478366107 4700 163950 SH DEFINED 01 02 163950 0 0 JP MORGAN CHASE & CO COM 46625H100 214 6100 SH DEFINED 01 02 6100 0 0 KAYDON CORP COM 486587108 3260 64300 SH DEFINED 01 02 64300 0 0 KIMBERLY CLARK CORP COM 494368103 838 14000 SH DEFINED 01 02 14000 0 0 KRAFT FOODS INC CL A 50075N104 373 13150 SH DEFINED 01 02 13150 0 0 LAYNE CHRISTENSEN CO COM 521050104 19502 421851 SH DEFINED 01 02 421851 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 5973 150000 SH DEFINED 01 02 150000 0 0 MATTEL INC COM 577081102 181 10200 SH DEFINED 01 02 10200 0 0 MCDONALDS CORP COM 580135101 373 6600 SH DEFINED 01 02 6600 0 0 MEADWESTVACO CORP COM 583334107 406 17500 SH DEFINED 01 02 17500 0 0 MERRILL LYNCH & CO INC COM 590188108 372 11370 SH DEFINED 01 02 11370 0 0 METTLER TOLEDO INTERNATIONAL COM 592688105 997 10600 SH DEFINED 01 02 10600 0 0 MICROSOFT CORP COM 594918104 1464 53000 SH DEFINED 01 02 53000 0 0 MILLER HERMAN INC COM 600544100 214 8500 SH DEFINED 01 02 8500 0 0 MOTOROLA INC COM 620076109 276 37600 SH DEFINED 01 02 37600 0 0 MUELLER WTR PRODS INC COM SER A 624758108 2265 260354 SH DEFINED 01 02 260354 0 0 MUELLER WTR PRODS INC COM SER B 624758207 34177 3635807 SH DEFINED 01 02 3635807 0 0 NALCO HOLDING COMPANY COM 62985Q101 67887 3070430 SH DEFINED 01 02 3070430 0 0 NEWMONT MINING CORP COM 651639106 1148 21800 SH DEFINED 01 02 21800 0 0 NEXEN INC COM 65334H102 1970 50677 SH DEFINED 01 02 50677.24 0 0 NIKE INC CL B 654106103 3479 57650 SH DEFINED 01 02 57650 0 0 NORTEL NETWORKS CORP NEW COM NEW 656568508 180 21600 SH DEFINED 01 02 21600 0 0 NUTRI SYS INC NEW COM 67069D108 340 22440 SH DEFINED 01 02 22440 0 0 ORMAT TECHNOLOGIES INC COM 686688102 14433 300000 SH DEFINED 01 02 300000 0 0 PALL CORP COM 696429307 147420 3734055 SH DEFINED 01 02 3734055 0 0 PENTAIR INC COM 709631105 49119 1450211 SH DEFINED 01 02 1450211 0 0 PEPSICO INC COM 713448108 326 5100 SH DEFINED 01 02 5100 0 0 PFIZER INC COM 717081103 4146 239953 SH DEFINED 01 02 239953 0 0 POLYPORE INTL INC COM 73179V103 3215 130000 SH DEFINED 01 02 130000 0 0 POTASH CORP SASK INC COM 73755L107 4350 19100 SH DEFINED 01 02 19100 0 0 PRAXAIR INC COM 74005P104 32201 340180 SH DEFINED 01 02 340180 0 0 PROCTER & GAMBLE CO COM 742718109 42642 704950 SH DEFINED 01 02 704950 0 0 QUANTA SVCS INC COM 74762E102 6448 196400 SH DEFINED 01 02 196400 0 0 ROBBINS & MYERS INC COM 770196103 49901 1214733 SH DEFINED 01 02 1214733 0 0 ROFIN SINAR TECHNOLOGIES INC COM 775043102 799 26300 SH DEFINED 01 02 26300 0 0 ROPER INDS INC NEW COM 776696106 149216 2254700 SH DEFINED 01 02 2254700 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 1973 43426 SH DEFINED 01 02 43426 0 0 SASOL LTD SPONSORED ADR 803866300 735 12500 SH DEFINED 01 02 12500 0 0 SCHLUMBERGER LTD COM 806857108 1662 15690 SH DEFINED 01 02 15690 0 0 SMITH INTL INC COM 832110100 1046 13100 SH DEFINED 01 02 13100 0 0 SOLARFUN POWER HOLDINGS CO L SPONSORED ADR 83415U108 19393 1075000 SH DEFINED 01 02 1075000 0 0 SPDR TR UNIT SER 1 78462F103 1849 14500 SH DEFINED 01 02 14500 0 0 STANTEC INC COM 85472N109 33726 1247000 SH DEFINED 01 02 1247000 0 0 STATE STR CORP COM 857477103 229 3570 SH DEFINED 01 02 3570 0 0 SUNCOR ENERGY INC COM 867229106 2130 36330 SH DEFINED 01 02 36330 0 0 SUNOPTA INC COM 8676EP108 26072 5042872 SH DEFINED 01 02 5042872 0 0 SUNPOWER CORP COM CL A 867652109 31556 434000 SH DEFINED 01 02 434000 0 0 SUPERVALU INC COM 868536103 318 10200 SH DEFINED 01 02 10200 0 0 TECK COMINCO LTD CL B 878742204 598 12700 SH DEFINED 01 02 12700 0 0 TETRA TECH INC NEW COM 88162G103 5717 254900 SH DEFINED 01 02 254900 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 4946 211000 SH DEFINED 01 02 211000 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 150798 2725920 SH DEFINED 01 02 2725920 0 0 TORO CO COM 891092108 42272 1255493 SH DEFINED 01 02 1255493 0 0 TRANSCANADA CORP COM 89353D107 365 9600 SH DEFINED 01 02 9600 0 0 TRINA SOLAR LIMITED SPON ADR 89628E104 38130 1241600 SH DEFINED 01 02 1241600 0 0 UNITED NAT FOODS INC COM 911163103 3956 196500 SH DEFINED 01 02 196500 0 0 UNITED PARCEL SERVICE INC CL B 911312106 332 5500 SH DEFINED 01 02 5500 0 0 UNITED TECHNOLOGIES CORP COM 913017109 477 7800 SH DEFINED 01 02 7800 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2144 82417 SH DEFINED 01 02 82417 0 0 URS CORP NEW COM 903236107 8785 203500 SH DEFINED 01 02 203500 0 0 VALMONT INDS INC COM 920253101 57369 558500 SH DEFINED 01 02 558500 0 0 VERENIUM CORPORATION COM 92340P100 1718 858900 SH DEFINED 01 02 858900 0 0 VERTEX PHARMACEUTICALS INC COM 92532F100 918 28260 SH DEFINED 01 02 28260 0 0 W-H ENERGY SVCS INC COM 92925E108 5624 60020 SH DEFINED 01 02 60020 0 0 WABTEC CORP COM 929740108 4784 100000 SH DEFINED 01 02 100000 0 0 WASTE MGMT INC DEL COM 94106L109 1096 29430 SH DEFINED 01 02 29430 0 0 WELLS FARGO & CO NEW COM 949746101 1827 76010 SH DEFINED 01 02 76010 0 0 WHIRLPOOL CORP COM 963320106 226 3550 SH DEFINED 01 02 3550 0 0 XCEL ENERGY INC COM 98389B100 1971 99740 SH DEFINED 01 02 99740 0 0 XEROX CORP COM 984121103 816 60300 SH DEFINED 01 02 60300 0 0 XTO ENERGY INC COM 98385X106 22275 330000 SH DEFINED 01 02 330000 0 0 YINGLI GREEN ENERGY HLDG CO ADR 98584B103 34605 2141400 SH DEFINED 01 02 2141400 0 0
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