0001085146-11-001067.txt : 20111101 0001085146-11-001067.hdr.sgml : 20111101 20111031211413 ACCESSION NUMBER: 0001085146-11-001067 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111101 DATE AS OF CHANGE: 20111031 EFFECTIVENESS DATE: 20111101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: K.J. Harrison & Partners Inc CENTRAL INDEX KEY: 0001418359 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12625 FILM NUMBER: 111169610 BUSINESS ADDRESS: STREET 1: 60 BEDFORD ROAD CITY: TORONTO STATE: A6 ZIP: M5R2K2 BUSINESS PHONE: 4168678252 MAIL ADDRESS: STREET 1: 60 BEDFORD ROAD CITY: TORONTO STATE: A6 ZIP: M5R2K2 13F-HR 1 hp3q2011.txt K.J. HARRISON & PARTNERS INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: K.J. Harrison & Partners Inc. Address: 60 Bedford Road Toronto, Ontario, M5R 2K2 13F File Number: 028-12625 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Sindy Jagger Title: Chief Compliance Officer Phone: 416-867-8252 Signature, Place, and Date of Signing: /s/ Sindy Jagger Toronto, Canada October 28, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: $122,750 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 948 18535 SH SOLE 18535 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 464 5000 SH SOLE 5000 0 0 ALTRIA GROUP INC COM 02209S103 4173 155640 SH SOLE 155640 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 3772 71200 SH SOLE 71200 0 0 APPLE INC COM 037833100 3051 8000 SH SOLE 8000 0 0 ARROW ELECTRS INC COM 042735100 695 25000 SH SOLE 25000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 207 4400 SH SOLE 4400 0 0 AVNET INC COM 053807103 1226 47000 SH SOLE 47000 0 0 BANK MONTREAL QUE COM 063671101 593 10502 SH SOLE 10502 0 0 BANK OF AMERICA CORPORATION COM 060505104 971 158670 SH SOLE 158670 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 5067 272590 SH SOLE 272590 0 0 BARRICK GOLD CORP COM 067901108 5752 121690 SH SOLE 121690 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1495 14 SH SOLE 14 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 5348 75282 SH SOLE 75282 0 0 CAMECO CORP COM 13321L108 567 30600 SH SOLE 30600 0 0 CITIGROUP INC UNIT 99/99/9999 172967416 796 10000 SH SOLE 10000 0 0 COPART INC COM 217204106 587 15000 SH SOLE 15000 0 0 CVS CAREMARK CORPORATION COM 126650100 2079 61920 SH SOLE 61920 0 0 DREAMWORKS ANIMATION SKG INC CL A 26153C103 364 20000 SH SOLE 20000 0 0 E M C CORP MASS COM 268648102 462 22000 SH SOLE 22000 0 0 E TRADE FINANCIAL CORP COM NEW 269246401 1608 176500 SH SOLE 176500 0 0 EXXON MOBIL CORP COM 30231G102 275 3790 SH SOLE 3790 0 0 FIFTH THIRD BANCORP COM 316773100 162 16000 SH SOLE 16000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1269 131200 SH SOLE 131200 0 0 GENERAL ELECTRIC CO COM 369604103 3783 248240 SH SOLE 248240 0 0 GOOGLE INC CL A 38259P508 5653 10976 SH SOLE 10976 0 0 HARMAN INTL INDS INC COM 413086109 286 10000 SH SOLE 10000 0 0 HUNTINGTON BANCSHARES INC COM 446150104 58 12000 SH SOLE 12000 0 0 INTEL CORP COM 458140100 4142 193990 SH SOLE 193990 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 463 2648 SH SOLE 2648 0 0 JOHNSON & JOHNSON COM 478160104 3589 56335 SH SOLE 56335 0 0 JPMORGAN CHASE & CO COM 46625H100 2025 67230 SH SOLE 67230 0 0 KAR AUCTION SVCS INC COM 48238T109 234 19300 SH SOLE 19300 0 0 KIMBERLY CLARK CORP COM 494368103 1687 23760 SH SOLE 23760 0 0 KRAFT FOODS INC CL A 50075N104 329 9792 SH SOLE 9792 0 0 M & T BK CORP COM 55261F104 468 6700 SH SOLE 6700 0 0 MAGNA INTL INC COM 559222401 2667 80898 SH SOLE 80898 0 0 MICROSOFT CORP COM 594918104 5637 226474 SH SOLE 226474 0 0 MONSANTO CO NEW COM 61166W101 602 10030 SH SOLE 10030 0 0 MORGAN STANLEY COM NEW 617446448 790 58500 SH SOLE 58500 0 0 PATTERSON COMPANIES INC COM 703395103 286 10000 SH SOLE 10000 0 0 PEPSICO INC COM 713448108 2469 39890 SH SOLE 39890 0 0 PFIZER INC COM 717081103 2509 141915 SH SOLE 141915 0 0 PHILIP MORRIS INTL INC COM 718172109 1248 20000 SH SOLE 20000 0 0 PNC FINL SVCS GROUP INC COM 693475105 289 6000 SH SOLE 6000 0 0 POTASH CORP SASK INC COM 73755L107 455 10000 SH SOLE 10000 0 0 PROCTER & GAMBLE CO COM 742718109 238 3770 SH SOLE 3770 0 0 PROGRESSIVE WASTE SOLUTIONS COM 74339G101 1978 91700 SH SOLE 91700 0 0 PROSHARES TR PSHS ULSHT SP500 74347R883 2919 115000 SH SOLE 115000 0 0 PROSHARES TR PSHS ULTSHT FINL 74347X146 422 5000 SH SOLE 5000 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 1928 100000 SH SOLE 100000 0 0 RAYMOND JAMES FINANCIAL INC COM 754730109 1064 41000 SH SOLE 41000 0 0 RESEARCH IN MOTION LTD COM 760975102 212 10430 SH SOLE 10430 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 307 15000 SH SOLE 15000 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 326 7044 SH SOLE 7044 0 0 SCHWAB CHARLES CORP NEW COM 808513105 1916 170000 SH SOLE 170000 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 3899 183390 SH SOLE 183390 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1367 8650 SH SOLE 8650 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 475 4200 SH SOLE 4200 0 0 STATE STR CORP COM 857477103 617 19200 SH SOLE 19200 0 0 STIFEL FINL CORP COM 860630102 398 15000 SH SOLE 15000 0 0 SUN LIFE FINL INC COM 866796105 418 17335 SH SOLE 17335 0 0 TD AMERITRADE HLDG CORP COM 87236Y108 5542 377000 SH SOLE 377000 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3562 95700 SH SOLE 95700 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 4574 63708 SH SOLE 63708 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 205 3000 SH SOLE 3000 0 0 TRANSCANADA CORP COM 89353D107 5698 139149 SH SOLE 139149 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1411 20050 SH SOLE 20050 0 0 WAL MART STORES INC COM 931142103 1674 32251 SH SOLE 32251 0 0