-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJZA/aJ2G8FCMwP3YcVwacuhvWY7Vz7ao+dE17/27l13tWi7vCfzVVxYWKL1MnyB 3dfPDqHh615KRriHukJrAA== 0001047469-09-007449.txt : 20090810 0001047469-09-007449.hdr.sgml : 20090810 20090810110816 ACCESSION NUMBER: 0001047469-09-007449 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090810 DATE AS OF CHANGE: 20090810 EFFECTIVENESS DATE: 20090810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACQUARIE GROUP LTD CENTRAL INDEX KEY: 0001418333 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13120 FILM NUMBER: 09998207 BUSINESS ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 MAIL ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 13F-HR 1 a2193657z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2009 Check here if Amendment |_|; Amendment Number: _____ This Amendment(Check only one): |_| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Macquarie Group Limited Address: 1 Martin Place Sydney, NSW 2000 Australia Form 13F File Number: 028-13120 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin O'Neill Title: Executive Director, Risk Management Group Phone: 61 2 8232 7386 Signature, Place, and Date of Signing /s/ Kevin O'Neill Sydney, Australia August 6, 2009 - ------------------------- ----------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 475 Form 13F Information Table Value Total: $940,603 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. 13F FILE # NAME - --- ---------- -------------------------------------------------------- 01 28-13122 Macquarie Bank Limited 02 28-13124 Macquarie Investment Management Limited 03 28-13126 Macquarie Capital Investment Management (Australia) Ltd. 04 28-11525 Macquarie Capital Investment Management LLC
AMOUNT AND TYPE VOTING AUTHORITY OF SECURITY (SOLE, SHARED, OR NONE) ------------------ ----------------------- TYPE TITLE CUSIP MARKET VALUE OF INVESTMENT OTHER NAME OF ISSUER OF CLASS NUMBER (x$1000) AMOUNT SECURITY DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------------------------------------------------------------------------------------------------------- 3M Co COM 88579Y101 240 4,000 SHS Defined 2 4,000 Abbott Laboratories COM 2824100 636 13,300 SHS Defined 2 13,300 Acadia Realty Trust COM 4239109 385 29,520 SHS Defined 2 29,520 AES CORP COM COM 00130H105 151 12,393 SHS Defined 1 12,393 AES Corp/The COM 00130H105 54 4,700 SHS Defined 2 4,700 AirMedia Group Inc COM 009411109 2,908 439,290 SHS Sole 439,290 Alexander's Inc COM 14752109 306 1,020 SHS Defined 2 1,020 Alexandria Real Estate Equities Inc COM 15271109 598 16,761 SHS Defined 2 16,761 Altria Group Inc COM 02209S103 305 18,500 SHS Defined 2 18,500 ALTRIA GROUP INC COM COM 02209S103 872 50,700 SHS Defined 1 50,700 ALUMINUM CORP CHINA LTD SPON ADR H SHS SPON ADR 022276109 8,984 338,648 SHS Defined 1 338,648 Amazon.Com Inc COM 023135106 291 3,500 SHS Defined 2 3,500 AMB Property Corp COM 00163T109 214 11,500 SHS Defined 4 11,500 AMB Property Corp COM 00163T109 3,209 172,041 SHS Defined 2 172,041 America Movil SAB de CV COM 02364W105 2,413 61,750 SHS Defined 3 61,750 America Movil SAB de CV COM 02364W105 776 19,870 SHS Defined 2 19,870 AMERICA MOVIL SAB DE CV SPON ADR L SHS SPON ADR 02364W105 1,793 42,680 SHS Defined 1 42,680 American Campus Communities COM 024835100 340 15,600 SHS Defined 4 15,600 American Campus Communities COM 024835100 1,749 80,165 SHS Defined 2 80,165 American Capital Ltd COM 02503Y103 54 17,546 SHS Defined 2 17,546 AMERICAN ELEC PWR INC COM COM 025537101 263 8,847 SHS Defined 1 8,847 AMERICAN ELEC PWR INC COM COM 025537101 29 1,000 SHS Sole 1,000 American Electric Power Co Inc COM 025537101 163 5,600 SHS Defined 2 5,600 American Express Co COM 025816109 218 9,100 SHS Defined 2 9,100 American International Group Inc COM 026874107 24 17,900 SHS Defined 2 17,900 Amerigas Partners LP COM 030975106 1,272 37,713 SHS Defined 4 37,713 AmerisourceBergen Corp COM 03073E105 69 3,800 SHS Defined 2 3,800 AMERISOURCEBERGEN CORP COM COM 03073E105 597 32,000 SHS Defined 1 32,000 Amgen Inc COM 031162100 474 8,934 SHS Defined 2 8,934 ANGLOGOLD ASHANTI LTD SPONSORED ADR SPON ADR 035128206 246 6,336 SHS Defined 1 6,336 APOLLO GOLD CORP COM 03761E102 1,720 4,000,000 SHS Sole 4,000,000 Apollo Investment Corp COM 03761U106 95 16,083 SHS Defined 2 16,083 Apple Inc COM 037833100 1,022 7,200 SHS Defined 2 7,200 APPLE INC COM COM 037833100 1,177 7,655 SHS Defined 1 7,655 Apple Incorporated Leap10 CALL 037833100 570 40 Call Defined 1 40 Applied Materials Inc COM 038222105 117 10,600 SHS Defined 2 10,600 ARCHER DANIELS MIDLAND CO COM COM 039483102 39 1,353 SHS Defined 1 1,353 Archer-Daniels-Midland Co COM 039483102 210 7,700 SHS Defined 2 7,700 AT&T Inc COM 00206R102 1,198 47,521 SHS Defined 2 47,521 Autozone Inc COM 053332102 288 1,900 SHS Defined 2 1,900 AvalonBay Communities Inc COM 053484101 3,355 60,024 SHS Defined 2 60,024 BANCO BRADESCO S A SP ADR PFD NEW SPON ADR 059460303 1,006 65,481 SHS Defined 1 65,481 Bank of America Corp COM 060505104 874 66,237 SHS Defined 2 66,237 Bank of New York Mellon Corp/The COM 064058100 282 9,483 SHS Defined 2 9,483 Baxter International Inc COM 071813109 275 5,200 SHS Defined 2 5,200 BB&T Corp COM 054937107 108 4,800 SHS Defined 2 4,800 BB&T CORP COM COM 054937107 617 29,900 SHS Defined 1 29,900 Berkshire Hathaway Inc COM 084670207 285 100 SHS Defined 2 100 BHP BILLITON LTD SPONSORED ADR SPON ADR 088606108 45,529 771,280 SHS Defined 1 771,280 BioMed Realty Trust Inc COM 09063H107 732 72,735 SHS Defined 2 72,735 BLACKSTONE GROUP L P COM UNIT LTD COM 09253U108 1,939 182,040 SHS Defined 1 182,040 Blackstone Group LP/The COM 09253U108 208 19,160 SHS Defined 2 19,160 BLUE COAT SYSTEMS INC COM NEW COM 09534T508 192 10,509 SHS Defined 1 10,509 Boeing Co COM 097023105 230 5,400 SHS Defined 2 5,400 Boston Properties Inc COM 101121101 5,389 115,759 SHS Defined 2 115,759 Boston Scientific Corp COM 101137107 137 13,195 SHS Defined 2 13,195 BRE Properties Inc COM 05564E106 481 20,138 SHS Defined 2 20,138 Bristol-Myers Squibb Co COM 110122108 317 15,400 SHS Defined 2 15,400 Broadcom Corp COM 111320107 207 8,300 SHS Defined 2 8,300 Brookfield Properties Corp COM 112900105 268 34,500 SHS Defined 4 34,500 Brookfield Properties Corp COM 112900105 56 7,200 SHS Defined 2 7,200 Burlington Northern Santa Fe Corp COM 12189T104 254 3,400 SHS Defined 2 3,400 BURLINGTON NORTHN SANTA FE C COM COM 12189T104 9 123 SHS Defined 1 123 Camden Property Trust COM 133131102 1,353 48,835 SHS Defined 2 48,835 CANON INC ADR SPON ADR 138006309 244 7,300 SHS Defined 1 7,300 CBS Corp COM 124857202 34 4,700 SHS Defined 2 4,700 CBS CORP NEW CL B COM 124857202 920 126,800 SHS Defined 1 126,800 Celgene Corp COM 151020104 266 5,500 SHS Defined 2 5,500 CEMEX SAB DE CV SPON ADR NEW SPON ADR 151290889 428 46,925 SHS Defined 1 46,925 Centerpoint Energy Inc COM 15189T107 106 9,400 SHS Defined 2 9,400 CENTERPOINT ENERGY INC COM COM 15189T107 74 6,501 SHS Defined 1 6,501 CENTERPOINT ENERGY INC COM COM 15189T107 23 2,100 SHS Sole 2,100 Centrais Eletricas Brasileiras SA COM 15234Q207 190 13,000 SHS Defined 2 13,000 Charles Schwab Corp/The COM 808513105 238 13,300 SHS Defined 2 13,300 Chemspec International Ltd COM 163868102 760 95,000 SHS Sole 95,000 Chevron Corp COM 166764100 1,259 18,821 SHS Defined 2 18,821 China Digital TV Holding Co Ltd COM 16938G107 1,221 142,000 SHS Sole 142,000 CHINA LIFE INS CO LTD SPON ADR REP H SPON ADR 16939P106 10,182 158,198 SHS Defined 1 158,198 CHINA MOBILE LIMITED SPONSORED ADR SPON ADR 16941M109 19,472 381,511 SHS Defined 1 381,511 China Nepstar Chain Drugstore Ltd COM 16943C109 4,787 859,450 SHS Sole 859,450 CHINA NETCOM GROUP CORP HK L SPONSORED ADR ADR 16940Q101 0 16,000 SHS Sole 16,000 CHINA TELECOM CORP LTD SPON ADR H SHS SPON ADR 169426103 4,238 80,888 SHS Defined 1 80,888 CHINA UNICOM (HONG KONG) LTD SPONSORED ADR SPON ADR 16945R104 2,087 139,663 SHS Defined 1 139,663 Cia Energetica de Minas Gerais COM 204409601 430 31,387 SHS Defined 2 31,387 Cisco Systems Inc COM 17275R102 960 50,530 SHS Defined 2 50,530 Citigroup Inc COM 172967101 131 43,406 SHS Defined 2 43,406 CITIGROUP INC COM COM 172967101 1,909 686,760 SHS Defined 1 686,760 Citigroup Inc Leap10 CALL 172967101 2,413 8,123 Call Defined 1 8,123 CNINSURE INC SPONSORED ADR COM 18976M103 5,479 415,640 SHS Sole 415,640 CNOOC LTD SPONSORED ADR SPON ADR 126132109 3,273 24,613 SHS Defined 1 24,613 Coca-Cola Co/The COM 191216100 811 16,800 SHS Defined 2 16,800 Colgate-Palmolive Co COM 194162103 308 4,300 SHS Defined 2 4,300 Comcast Corp COM 20030N101 173 12,050 SHS Defined 2 12,050 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD SPON ADR 204409601 358 26,095 SHS Defined 1 26,095 Companhia Paranaense de Energi CALL 20441B407 424 300 Call Defined 1 300 COMPANHIA SIDERURGICA NACION SPONSORED ADR SPON ADR 20440W105 2,275 96,328 SHS Defined 1 96,328 ConocoPhillips COM 20825C104 637 15,100 SHS Defined 2 15,100 CONOCOPHILLIPS COM COM 20825C104 2,646 61,496 SHS Defined 1 61,496 Consolidated Edison Inc COM 209115104 135 3,600 SHS Defined 2 3,600 CONSOLIDATED EDISON INC COM COM 209115104 192 5,121 SHS Defined 1 5,121 CONSOLIDATED EDISON INC COM COM 209115104 34 900 SHS Sole 900 Continental Resources Inc/OK COM 212015101 406 14,400 SHS Sole 14,400 Corning Inc COM 219350105 190 11,700 SHS Defined 2 11,700 Corporate Office Properties Trust SBI MD COM 22002T108 443 15,200 SHS Defined 4 15,200 Corporate Office Properties Trust SBI MD COM 22002T108 2,729 93,680 SHS Defined 2 93,680 Corrections Corp of America COM 22025Y407 1,124 65,827 SHS Defined 2 65,827 Cousins Properties Inc COM 222795106 174 21,033 SHS Defined 2 21,033 Coventry Health Care Inc COM 222862104 35 1,850 SHS Defined 2 1,850 COVENTRY HEALTH CARE INC COM COM 222862104 281 14,800 SHS Defined 1 14,800 CVS Caremark Corp COM 126650100 460 14,309 SHS Defined 2 14,309 CYPRESS SEMICONDUCTOR CORP COM 232806109 95 10,500 SHS Defined 2 10,500 CYPRESS SEMICONDUCTOR CORP COM COM 232806109 16 1,535 SHS Defined 1 1,535 DCT Industrial Trust Inc COM 233153105 270 65,000 SHS Defined 4 65,000 DCT Industrial Trust Inc COM 233153105 151 36,262 SHS Defined 2 36,262 Dean Foods Co COM 242370104 71 3,700 SHS Defined 2 3,700 DEAN FOODS CO NEW COM COM 242370104 778 38,500 SHS Defined 1 38,500 Deere & Co COM 244199105 194 4,600 SHS Defined 2 4,600 DEERE & CO COM COM 244199105 10 265 SHS Defined 1 265 Dell Inc COM 24702R101 209 15,100 SHS Defined 2 15,100 DELL INC COM COM 24702R101 340 26,462 SHS Defined 1 26,462 Digital Realty Trust Inc COM 253868103 740 21,300 SHS Defined 4 21,300 Digital Realty Trust Inc COM 253868103 4,095 117,953 SHS Defined 2 117,953 DOMINION RES INC VA NEW COM COM 25746U109 356 10,880 SHS Defined 1 10,880 DOMINION RES INC VA NEW COM COM 25746U109 17 500 SHS Sole 500 Dominion Resources Inc/VA COM 25746U109 234 6,900 SHS Defined 2 6,900 DONNELLEY R R & SONS CO COM COM 257867101 304 24,300 SHS Defined 1 24,300 RR Donnelley & Sons Co COM 257867101 45 3,800 SH Defined 2 3,800 Douglas Emmett Inc COM 25960P109 197 22,500 SHS Defined 4 22,500 Douglas Emmett Inc COM 25960P109 1,028 117,205 SHS Defined 2 117,205 DOW CHEM CO COM COM 260543103 1,108 63,100 SHS Defined 1 63,100 Dow Chemical Co/The COM 260543103 130 8,100 SHS Defined 2 8,100 DU PONT E I DE NEMOURS & CO COM COM 263534109 12 419 SHS Defined 1 419 Duke Energy Corp COM 26441C105 269 18,428 SHS Defined 2 18,428 DUKE ENERGY CORP NEW COM COM 26441C105 349 23,772 SHS Defined 1 23,772 DUKE ENERGY CORP NEW COM COM 26441C105 39 2,700 SHS Sole 2,700 Duke Realty Corp COM 264411505 127 14,748 SHS Defined 2 14,748 EastGroup Properties Inc COM 277276101 723 21,861 SHS Defined 2 21,861 Edison International COM 281020107 83 2,600 SHS Defined 2 2,600 EDISON INTL COM COM 281020107 200 6,442 SHS Defined 1 6,442 EI Du Pont de Nemours & Co COM 263534109 224 8,600 SHS Defined 2 8,600 El Paso Corp COM 28336L109 107 11,700 SHS Defined 2 11,700 EL PASO CORP COM COM 28336L109 129 13,069 SHS Defined 1 13,069 Eli Lilly & Co COM 532457108 270 7,700 SHS Defined 2 7,700 EMC Corp/Massachusetts COM 268648102 226 16,800 SHS Defined 2 16,800 Emerson Electric Co COM 291011104 213 6,400 SHS Defined 2 6,400 EMPRESA NACIONAL DE ELCTRCID SPONSORED ADR SPON ADR 29244T101 200 3,954 SHS Defined 1 3,954 Enbridge Energy Partners LP COM 29250R106 4,248 109,649 SHS Defined 4 109,649 Enbridge Energy Partners LP COM 29250R106 6,360 164,168 SHS Defined 3 164,168 Energy Transfer Partners LP COM 29273R109 12,028 298,083 SHS Defined 4 298,083 Energy Transfer Partners LP COM 29273R109 32,130 796,236 SHS Defined 3 796,236 Entergy Corp COM 29364G103 125 1,600 SHS Defined 2 1,600 ENTERGY CORP NEW COM COM 29364G103 273 3,638 SHS Defined 1 3,638 ENTERPRISE PRODS PARTNERS L COM COM 293792107 1,165 41,700 SHS Defined 1 41,700 Enterprise Products Partners LP COM 293792107 11,473 459,655 SHS Defined 4 459,655 Enterprise Products Partners LP COM 293792107 29,517 1,182,480 SHS Defined 3 1,182,480 Entertainment Properties Trust COM 29380T105 501 24,603 SHS Defined 2 24,603 Equity Lifestyle Properties Inc COM 29472R108 183 5,000 SHS Defined 4 5,000 Equity Lifestyle Properties Inc COM 29472R108 688 18,775 SHS Defined 2 18,775 Equity Residential COM 29476L107 4,686 211,641 SHS Defined 2 211,641 Essex Property Trust Inc COM 297178105 2,077 33,442 SHS Defined 2 33,442 Exelon Corp COM 30161N101 14,529 287,820 SHS Defined 4 287,820 Exelon Corp COM 30161N101 32,653 646,890 SHS Defined 3 646,890 Exelon Corp COM 30161N101 298 5,900 SHS Defined 2 5,900 EXELON CORP COM COM 30161N101 630 12,245 SHS Defined 1 12,245 Expedia Inc COM 30212P105 177 11,100 SHS Defined 2 11,100 Exxon Mobil Corp COM 30231G102 3,226 45,700 SHS Defined 2 45,700 FEDERAL HOME LN MTG CORP COM COM 313400301 599 981,873 SHS Defined 1 981,873 Federal Realty Invs Trust COM 313747206 535 10,400 SHS Defined 4 10,400 Federal Realty Invs Trust COM 313747206 3,402 66,147 SHS Defined 2 66,147 First Industrial Realty Trust Inc COM 32054K103 110 23,282 SHS Defined 2 23,282 First Potomac Realty Trust COM 33610F109 141 14,430 SHS Defined 2 14,430 FirstEnergy Corp COM 337932107 99 2,500 SHS Defined 2 2,500 FIRSTENERGY CORP COM COM 337932107 231 5,705 SHS Defined 1 5,705 Fluor Corp COM 343412102 214 4,100 SHS Defined 2 4,100 Ford Motor Co COM 345370860 141 24,392 SHS Defined 2 24,392 FPL Group Inc COM 302571104 426 7,400 SHS Defined 2 7,400 FPL GROUP INC COM COM 302571104 448 7,792 SHS Defined 1 7,792 FREEPORT-MCMORAN COPPER & GO COM COM 35671D857 218 3,899 SHS Defined 1 3,899 Freeport-McMoRan Copper & Gold Inc COM 35671D857 163 3,238 SHS Defined 2 3,238 FUJIFILM HLDGS CORP ADR 2 ORD SPON ADR 35958N107 233 7,600 SHS Defined 1 7,600 GANNETT INC COM COM 364730101 398 79,000 SHS Defined 1 79,000 Gazprom OAO COM 368287207 1,325 66,000 SHS Defined 2 66,000 General Electric Co COM 369604103 1,048 89,100 SHS Defined 2 89,100 General Mills Inc COM 370334104 223 4,000 SHS Defined 2 4,000 GENPACT LTD COM G3922B107 128 11,100 SHS Sole 11,100 Gerdau S A - ADR CALL 373737105 300 287 Call Defined 1 287 GERDAU S A SPONSORED ADR SPON ADR 373737105 2,224 196,258 SHS Defined 1 196,258 Giant Interactive Group Inc COM 374511103 1,478 179,100 SHS Sole 179,100 Gilead Sciences Inc COM 375558103 346 7,300 SHS Defined 2 7,300 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD SPON ADR 38045R107 998 131,181 SHS Defined 1 131,181 Goldman Sachs Group Inc/The COM 38141G104 747 5,000 SHS Defined 2 5,000 Goodyear Tire & Rubber Co/The COM 382550101 21 1,800 SHS Defined 2 1,800 GOODYEAR TIRE & RUBR CO COM COM 382550101 778 58,300 SHS Defined 1 58,300 Google Inc COM 38259P508 848 2,000 SHS Defined 2 2,000 GOOGLE INC CL A COM 38259P508 1,347 3,135 SHS Defined 1 3,135 Google Incorporated Lp10 Wrap CALL 38259P508 211 5 Call Defined 1 5 Harris & Harris Group Inc COM 413833104 175 30,490 SHS Defined 2 30,490 Health Care Property Investors Inc COM 40414L109 164 7,800 SHS Defined 4 7,800 Health Care Property Investors Inc COM 40414L109 4,819 228,618 SHS Defined 2 228,618 Health Care REIT Inc COM 42217K106 1,570 46,203 SHS Defined 2 46,203 HEALTH NET INC COM COM 42222G108 210 15,900 SHS Defined 1 15,900 Healthcare Realty Trust Inc COM 421946104 276 16,400 SHS Defined 4 16,400 Healthcare Realty Trust Inc COM 421946104 1,191 70,805 SHS Defined 2 70,805 HERTZ GLOBAL HOLDINGS INC COM COM 42805T105 328 36,200 SHS Defined 1 36,200 Hess Corp COM 42809H107 65 1,200 SHS Defined 2 1,200 HESS CORP COM COM 42809H107 582 11,300 SHS Defined 1 11,300 Hewlett-Packard Co COM 428236103 791 20,300 SHS Defined 2 20,300 Highwoods Properties Inc COM 431284108 433 19,500 SHS Defined 4 19,500 Highwoods Properties Inc COM 431284108 1,117 50,289 SHS Defined 2 50,289 Home Depot Inc COM 437076102 277 11,600 SHS Defined 2 11,600 Home Properties Inc COM 437306103 229 6,900 SHS Defined 4 6,900 Home Properties Inc COM 437306103 1,611 48,558 SHS Defined 2 48,558 Honeywell International Inc COM 438516106 216 6,700 SHS Defined 2 6,700 Hospitality Properties Trust COM 44106M102 584 49,592 SHS Defined 2 49,592 Host Hotels & Resorts Inc COM 44107P104 3,701 450,275 SHS Defined 2 450,275 HRPT Properties Trust COM 40426W101 507 120,389 SHS Defined 2 120,389 HUANENG PWR INTL INC SPON ADR H SHS SPON ADR 443304100 1,923 67,996 SHS Defined 1 67,996 HUTCHISON TELECOMM INTL LTD SPONSORED ADR SPON ADR 44841T107 227 60,000 SHS Defined 1 60,000 ICICI BK LTD ADR SPON ADR 45104G104 11,080 334,754 SHS Defined 1 334,754 IMA EXPLORATION INC COM 449664101 32 128,000 SHS Sole 128,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR SPON ADR 456788108 16,968 417,526 SHS Defined 1 417,526 INGRAM MICRO INC CL A COM 457153104 1,166 63,200 SHS Defined 1 63,200 Inland Real Estate Corp COM 457461200 428 62,096 SHS Defined 2 62,096 Intel Corp COM 458140100 786 48,000 SHS Defined 2 48,000 INTERACTIVE BROKERS GRO-CL A COM 45841N107 491 31,700 SHS Sole 31,700 International Business Machines Corp COM 459200101 1,302 12,300 SHS Defined 2 12,300 INTL PAPER CO COM COM 460146103 820 49,553 SHS Defined 1 49,553 INTREPID POTASH INC COM 46121Y102 551 19,200 SHS Sole 19,200 INVESTORS REAL ESTATE TRUST COM 461730103 270 30,710 SHS Defined 2 30,710 IPATH MSCI INDIA INDEX ETN COM 06739F291 2,540 50,000 SHS Defined 2 50,000 iShares FTSE/Xinhua China 25 Index Fund COM 464287184 6,980 180,000 SHS Defined 2 180,000 ISHARES INC MSCI BRAZIL COM 464286400 1,377 24,704 SHS Defined 1 24,704 ISHARES INC MSCI S KOREA COM 464286772 10,132 260,664 SHS Defined 1 260,664 ISHARES INC MSCI TAIWAN COM 464286731 29,444 2,640,693 SHS Defined 1 2,640,693 iShares MSCI Brazil Index Fund COM 464286400 5,344 100,000 SHS Defined 2 100,000 iShares MSCI Emerging Markets Index Fund COM 464287234 3,321 102,000 SHS Defined 2 102,000 iShares MSCI Hong Kong Index Fund COM 464286871 2,536 180,000 SHS Defined 2 180,000 iShares MSCI Mexico Index Fund COM 464286822 5,922 160,000 SHS Defined 2 160,000 iShares MSCI South Korea Index Fund COM 464286772 6,132 175,000 SHS Defined 2 175,000 iShares MSCI Taiwan Index Fund COM 464286731 3,873 385,000 SHS Defined 2 385,000 ISHARES TR RUSL 2000 GROW COM 464287648 7,123 123,023 SHS Defined 1 123,023 ITAU UNIBANCO BANCO MULTIPL SPONS ADR ADDED SPON ADR 465562106 2,585 152,231 SHS Defined 1 152,231 ITC Holdings Corp COM 465685105 14,492 320,264 SHS Defined 4 320,264 ITC Holdings Corp COM 465685105 29,403 649,764 SHS Defined 3 649,764 Johnson & Johnson COM 478160104 1,321 23,184 SHS Defined 2 23,184 JPMorgan Chase & Co COM 46625H100 1,104 31,900 SHS Defined 2 31,900 JPMORGAN CHASE & CO COM COM 46625H100 128 3,485 SHS Defined 1 3,485 KBR Inc COM 48242W106 187 10,000 SHS Defined 2 10,000 Kilroy Realty Corp COM 49427F108 509 24,771 SHS Defined 2 24,771 KIMBERLY CLARK CORP COM COM 494368103 289 5,300 SHS Defined 1 5,300 Kimberly-Clark Corp COM 494368103 181 3,400 SHS Defined 2 3,400 Kimco Realty Corp COM 49446R109 2,807 284,160 SHS Defined 2 284,160 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER COM 494550106 809 15,000 SHS Defined 1 15,000 Kinder Morgan Energy Partners LP COM 494550106 8,495 167,615 SHS Defined 4 167,615 Kinder Morgan Energy Partners LP COM 494550106 20,893 412,252 SHS Defined 3 412,252 Kraft Foods Inc COM 50075N104 295 11,518 SHS Defined 2 11,518 KRAFT FOODS INC CL A COM 50075N104 5 198 SHS Defined 1 198 Las Vegas Sands Corp COM 517834107 5 600 SHS Defined 2 600 LAS VEGAS SANDS CORP COM COM 517834107 1,415 141,458 SHS Defined 1 141,458 LaSalle Hotel Properties COM 517942108 1,557 128,330 SHS Defined 2 128,330 Lexington Realty Trust COM 529043101 174 52,240 SHS Defined 2 52,240 Liberty Media Corp - Interactive COM 53071M104 19 3,900 SHS Defined 2 3,900 LIBERTY MEDIA CORP NEW INT COM SER A COM 53071M104 290 48,600 SHS Defined 1 48,600 Liberty Property Trust COM 531172104 342 15,000 SHS Defined 4 15,000 Liberty Property Trust COM 531172104 1,737 76,304 SHS Defined 2 76,304 Lincoln National Corp COM 534187109 26 1,518 SHS Defined 2 1,518 LINCOLN NATL CORP IND COM COM 534187109 1,056 62,000 SHS Defined 1 62,000 LLOYDS BANKING GROUP PLC SPONSORED ADR SPON ADR 539439109 64 13,149 SHS Defined 1 13,149 Lockheed Martin Corp COM 539830109 254 3,100 SHS Defined 2 3,100 Loews Corp COM 540424108 88 3,200 SHS Defined 2 3,200 LOEWS CORP COM COM 540424108 283 10,200 SHS Defined 1 10,200 Longtop Financial Techno ADR COM 54318P108 3,387 137,056 SHS Sole 137,056 Macerich Co/The COM 554382101 227 13,034 SHS Defined 4 13,034 Macerich Co/The COM 554382101 1,465 84,219 SHS Defined 2 84,219 Mack-Cali Realty Corp COM 554489104 447 19,800 SHS Defined 4 19,800 Mack-Cali Realty Corp COM 554489104 1,476 65,309 SHS Defined 2 65,309 Macquarie Infrastructure Membership Company LLC Interest 55608B105 13,121 3,192,247 SHS Sole 3,192,247 Magellan Midstream Partners LP COM 559080106 13,946 402,029 SHS Defined 4 402,029 Magellan Midstream Partners LP COM 559080106 31,166 898,378 SHS Defined 3 898,378 MANPOWER INC COM COM 56418H100 344 8,000 SHS Defined 1 8,000 Marathon Oil Corp COM 565849106 349 11,719 SHS Defined 2 11,719 MARKET VECTORS ETF TR AGRIBUS ETF COM 57060U605 931 26,170 SHS Defined 1 26,170 MAXIM INTEGRATED PRODS INC COM COM 57772K101 306 17,500 SHS Defined 1 17,500 Maxim Integrated Products Inc COM 57772K101 49 3,100 SHS Defined 2 3,100 McDonald's Corp COM 580135101 618 10,800 SHS Defined 2 10,800 Medical Properties Trust Inc COM 58463J304 250 41,401 SHS Defined 2 41,401 Medtronic Inc COM 585055106 564 16,200 SHS Defined 2 16,200 MEMC ELECTR MATLS INC COM COM 552715104 512 26,486 SHS Defined 1 26,486 MEMC Electronic Materials Inc COM 552715104 101 5,700 SHS Defined 2 5,700 Merck & Co Inc COM 589331107 501 18,000 SHS Defined 2 18,000 Microsoft Corp COM 594918104 1,603 67,200 SHS Defined 2 67,200 MICROSOFT CORP COM COM 594918104 952 39,201 SHS Defined 1 39,201 Mid-America Apartment Communities Inc COM 59522J103 2,080 58,816 SHS Defined 2 58,816 Mindray Medical International Ltd COM 602675100 5,892 204,000 SHS Sole 204,000 Mobile Telesystems OJSC COM 607409109 681 18,100 SHS Defined 3 18,100 Mobile Telesystems OJSC COM 607409109 1,182 31,404 SHS Defined 2 31,404 MOBILE TELESYSTEMS OJSC SPONSORED ADR SPON ADR 607409109 577 15,027 SHS Defined 1 15,027 Monsanto Co COM 61166W101 610 8,000 SHS Defined 2 8,000 Morgan Stanley COM 617446448 300 10,300 SHS Defined 2 10,300 MORGAN STANLEY COM NEW COM 617446448 348 12,267 SHS Defined 1 12,267 MOSAIC CO COM COM 61945A107 121 2,478 SHS Defined 1 2,478 Mosaic Co/The COM 61945A107 276 6,000 SHS Defined 2 6,000 Motorola Inc COM 620076109 108 16,300 SHS Defined 2 16,300 MOTOROLA INC COM COM 620076109 652 104,096 SHS Defined 1 104,096 MSCI INC CL A COM 55354G100 368 13,700 SHS Defined 1 13,700 National Oilwell Varco Inc COM 637071101 285 8,564 SHS Defined 2 8,564 National Retail Properties Inc COM 637417106 707 41,409 SHS Defined 2 41,409 Nationwide Health Properties Inc COM 638620104 302 11,700 SHS Defined 4 11,700 Nationwide Health Properties Inc COM 638620104 2,487 96,375 SHS Defined 2 96,375 News Corp COM 65248E104 168 18,100 SHS Defined 2 18,100 News Corp COM 65248E203 34 3,200 SHS Defined 2 3,200 NEWS CORP CL A COM 65248E104 1,504 157,137 SHS Defined 1 157,137 NEWS CORP CL B COM 65248E203 2,937 263,035 SHS Defined 1 263,035 NOAH ED HLDGS LTD ADR ADR 65487R303 0 20,200 SHS Sole 20,200 NORTHEAST UTILITIES COM 664397106 13,293 593,448 SHS Defined 4 593,448 NORTHEAST UTILITIES COM 664397106 29,987 1,338,792 SHS Defined 3 1,338,792 NORTHEAST UTILITIES COM 664397106 27 1,200 SHS Defined 2 1,200 NORTHEAST UTILS COM COM 664397106 71 3,249 SHS Defined 1 3,249 NYSE Euronext COM 629491101 36 1,293 SHS Defined 2 1,293 NYSE EURONEXT COM COM 629491101 416 15,577 SHS Defined 1 15,577 Occidental Petroleum Corp COM 674599105 436 6,600 SHS Defined 2 6,600 OCH-ZIFF CAPITAL MANAGEMEN-A COM 67551U105 433 47,300 SHS Sole 47,300 OIL SVC HOLDRS TR DEPOSTRY RCPT COM 678002106 543 5,355 SHS Defined 1 5,355 Omega Healthcare Investors Inc COM 681936100 676 43,493 SHS Defined 2 43,493 Oracle Corp COM 68389X105 736 34,231 SHS Defined 2 34,231 PACIFIC RIM MINING CORP COM NEW 694915208 533 2,000,000 SHS Sole 2,000,000 Parkway Properties Inc/Md COM 70159Q104 140 11,340 SHS Defined 2 11,340 People's United Financial Inc COM 712704105 55 3,600 SHS Defined 2 3,600 PEOPLES UNITED FINANCIAL INC COM COM 712704105 733 48,315 SHS Defined 1 48,315 PepsiCo Inc COM 713448108 647 11,800 SHS Defined 2 11,800 PETROCHINA CO LTD SPONSORED ADR SPON ADR 71646E100 27,526 242,499 SHS Defined 1 242,499 Petroleo Brasileiro SA COM 71654V408 2,027 49,000 SHS Defined 2 49,000 Petroleo Brasileiro SA ADR CALL 71654V408 3,893 950 Call Defined 1 950 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR SPON ADR 71654V408 1,060 25,544 SHS Defined 1 25,544 PetSmart Inc COM 716768106 255 12,000 SHS Defined 2 12,000 Pfizer Inc COM 717081103 875 57,330 SHS Defined 2 57,330 PFIZER INC COM COM 717081103 1,032 68,272 SHS Defined 1 68,272 PG&E Corp COM 69331C108 268 7,000 SHS Defined 2 7,000 PG&E CORP COM COM 69331C108 268 7,123 SHS Defined 1 7,123 PG&E CORP COM COM 69331C108 35 900 SHS Sole 900 Philip Morris International Inc COM 718172109 694 16,000 SHS Defined 2 16,000 Plains All American Pipeline LP COM 726503105 5,968 141,448 SHS Defined 3 141,448 Post Properties Inc COM 737464107 189 13,975 SHS Defined 2 13,975 POWERSHARES ETF TRUST WNDRHLL CLN EN COM 73935X500 127 12,933 SHS Defined 1 12,933 PPL CORP COM COM 69351T106 225 6,965 SHS Defined 1 6,965 PPL Corporation COM 69351T106 167 5,000 SHS Defined 2 5,000 Praxair Inc COM 74005P104 202 2,800 SHS Defined 2 2,800 Procter & Gamble Co COM 742718109 1,251 23,957 SHS Defined 2 23,957 Progress Energy Inc COM 743263105 175 4,600 SHS Defined 2 4,600 PROGRESS ENERGY INC COM COM 743263105 194 5,159 SHS Defined 1 5,159 PROGRESS ENERGY INC COM COM 743263105 30 800 SHS Sole 800 Prologis COM 743410102 293 35,300 SHS Defined 4 35,300 Prologis COM 743410102 3,490 419,935 SHS Defined 2 419,935 PROLOGIS SH BEN INT COM 743410102 230 28,900 SHS Defined 1 28,900 Public Storage Inc COM 74460D109 7,062 109,390 SHS Defined 2 109,390 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 303 9,436 SHS Defined 1 9,436 PUBLIC SVC ENTERPRISE GROUP COM COM 744573106 29 900 SHS Sole 900 Public Service Enterprise Group Inc COM 744573106 124 3,800 SH Defined 2 3,800 Qualcomm Inc COM 747525103 664 14,400 SHS Defined 2 14,400 Qwest Communications International Inc COM 749121109 70 17,000 SHS Defined 2 17,000 QWEST COMMUNICATIONS INTL IN COM COM 749121109 248 61,800 SHS Defined 1 61,800 REDWOOD TR INC COM COM 758075402 353 21,974 SHS Defined 1 21,974 Regency Centers Corp COM 758849103 311 9,000 SHS Defined 4 9,000 Regency Centers Corp COM 758849103 3,476 100,524 SHS Defined 2 100,524 Reynolds American Inc COM 761713106 58 1,500 SHS Defined 2 1,500 REYNOLDS AMERICAN INC COM COM 761713106 575 14,200 SHS Defined 1 14,200 Safeguard Scientifics Inc COM 786449108 235 171,670 SHS Defined 2 171,670 Sara Lee Corp COM 803111103 57 5,900 SHS Defined 2 5,900 SARA LEE CORP COM COM 803111103 293 28,100 SHS Defined 1 28,100 SASOL LTD SPONSORED ADR SPON ADR 803866300 306 8,525 SHS Defined 1 8,525 SATYAM COMPUTER SERVICES LTD ADR SPON ADR 804098101 7,304 1,560,707 SHS Defined 1 1,560,707 Saul Centers Inc COM 804395101 207 6,980 SHS Defined 2 6,980 Schering-Plough Corp COM 806605101 301 12,000 SHS Defined 2 12,000 Schlumberger Ltd COM 806857108 616 11,200 SHS Defined 2 11,200 SEARS HLDGS CORP COM COM 812350106 1,233 19,100 SHS Defined 1 19,100 SELECT SECTOR SPDR TR SBI CONS DISCR COM 81369Y407 4,600 189,993 SHS Defined 1 189,993 SEMICONDUCTOR HLDRS TR DEP RCPT COM 816636203 1,773 74,885 SHS Defined 1 74,885 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR SPON ADR 81663N206 406 150,970 SHS Defined 1 150,970 Sempra Energy COM 816851109 249 4,900 SHS Defined 2 4,900 SEMPRA ENERGY COM COM 816851109 238 4,850 SHS Defined 1 4,850 Senior Housing Properties Trust COM 81721M109 821 50,427 SHS Defined 2 50,427 Simon Property Group Inc COM 828806109 283 5,500 SHS Defined 4 5,500 Simon Property Group Inc COM 828806109 13,071 254,198 SHS Defined 2 254,198 SIMS METAL MANAGEMENT LTD SPONS ADR SPON ADR 829160100 4,622 208,673 SHS Defined 1 208,673 SL Green Realty Corp COM 78440X101 1,361 59,220 SHS Defined 2 59,220 SMITHFIELD FOODS INC COM 832248108 35 2,500 SHS Defined 2 2,500 SMITHFIELD FOODS INC COM COM 832248108 261 19,800 SHS Defined 1 19,800 Solarfun Power Holdings Co Ltd COM 83415U108 136 20,725 SHS Sole 20,725 Southern Co COM 842587107 312 9,800 SHS Defined 2 9,800 SOUTHERN CO COM COM 842587107 459 14,518 SHS Defined 1 14,518 SOUTHERN CO COM COM 842587107 31 1,000 SHS Sole 1,000 SOUTHERN COPPER CORP COM COM 84265V105 564 24,100 SHS Defined 1 24,100 Sovran Self Storage Inc COM 84610H108 278 11,463 SHS Defined 2 11,463 SPDR GOLD TRUST GOLD SHS COM 78463V107 1,245 13,366 SHS Defined 1 13,366 SPDR Leap10 CALL 78462F103 11,494 1,250 Call Defined 1 1,250 SPDR SERIES TRUST S&P RETAIL ETF COM 78464A714 3,037 103,171 SHS Defined 1 103,171 Spectra Energy Corp COM 847560109 84 4,964 SHS Defined 2 4,964 SPECTRA ENERGY CORP COM COM 847560109 207 11,937 SHS Defined 1 11,937 SPECTRA ENERGY CORP COM COM 847560109 2 100 SHS Sole 100 Spreadtrum Communications Inc COM 849415203 189 64,200 SHS Sole 64,200 Sprint Nextel Corp COM 852061100 88 17,850 SHS Defined 2 17,850 Starwood Hotels & Resorts Worldwide Inc COM 85590A401 278 12,300 SHS Defined 4 12,300 Starwood Hotels & Resorts Worldwide Inc COM 85590A401 466 20,580 SHS Defined 2 20,580 Sunoco Inc COM 86764P109 49 2,100 SHS Defined 2 2,100 SUNOCO INC COM COM 86764P109 514 21,900 SHS Defined 1 21,900 Suntech Power Holdings Co Ltd COM 86800C104 199 11,200 SHS Defined 2 11,200 SUNTECH PWR HLDGS CO LTD ADR SPON ADR 86800C104 15 912 SHS Defined 1 912 SUPERVALU Inc COM 868536103 173 13,145 SHS Defined 2 13,145 SUPERVALU INC COM COM 868536103 234 17,100 SHS Defined 1 17,100 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR SPON ADR 874039100 1,866 185,291 SHS Defined 1 185,291 TAM SA SP ADR REP PFD SPON ADR 87484D103 1,441 107,717 SHS Defined 1 107,717 Tanger Factory Outlet Center COM 875465106 1,838 57,444 SHS Defined 2 57,444 Target Corp COM 87612E106 262 6,600 SHS Defined 2 6,600 TATA MTRS LTD SPONSORED ADR SPON ADR 876568502 1,441 158,648 SHS Defined 1 158,648 Taubman Centers Inc COM 876664103 407 15,180 SHS Defined 2 15,180 TD AMERITRADE HLDG CORP COM COM 87236Y108 814 45,900 SHS Defined 1 45,900 TD Ameritrade Holding Corp COM 87236Y108 40 2,200 SHS Defined 2 2,200 TELECOM CORP NEW ZEALAND LTD SPONSORED ADR SPON ADR 879278208 2,931 330,400 SHS Defined 1 330,400 TEMPLE INLAND INC COM COM 879868107 820 57,900 SHS Defined 1 57,900 Texas Instruments Inc COM 882508104 288 13,500 SHS Defined 2 13,500 Textron Inc COM 883203101 17 1,700 SHS Defined 2 1,700 TEXTRON INC COM COM 883203101 355 34,100 SHS Defined 1 34,100 Time Warner Cable Inc COM 88732J207 110 3,484 SHS Defined 2 3,484 TIME WARNER CABLE INC COM COM 88732J207 287 9,300 SHS Defined 1 9,300 Time Warner Inc COM 887317303 251 9,900 SHS Defined 2 9,900 TIME WARNER INC COM NEW ADDED COM 887317303 927 34,300 SHS Defined 1 34,300 TIMKEN CO COM COM 887389104 478 25,600 SHS Defined 1 25,600 TOYOTA MOTOR CORP SP ADR REP2COM SPON ADR 892331307 267 3,500 SHS Defined 1 3,500 Transocean Ltd COM 004826551 355 4,692 SHS Defined 2 4,692 TRAVELERS COMPANIES INC COM COM 89417E109 513 12,700 SHS Defined 1 12,700 Travelers Cos Inc/The COM 89417E109 209 5,100 SHS Defined 2 5,100 Trina Solar Ltd COM 89628E104 48 2,000 SHS Defined 2 2,000 Trina Solar Ltd COM 89628E104 170 7,100 SHS Sole 7,100 UDR Inc COM 902653104 1,130 112,599 SHS Defined 2 112,599 Union Pacific Corp COM 907818108 311 5,900 SH Defined 2 5,900 United Parcel Service Inc COM 911312106 282 5,600 SHS Defined 2 5,600 United Technologies Corp COM 913017109 420 8,000 SHS Defined 2 8,000 UNITED TECHNOLOGIES CORP COM COM 913017109 11 209 SHS Defined 1 209 UnitedHealth Group Inc COM 91324P102 234 9,300 SHS Defined 2 9,300 US Bancorp COM 902973304 262 14,400 SHS Defined 2 14,400 U-Store-It Trust COM 91274F104 150 30,440 SHS Defined 2 30,440 VALE S A ADR ADDED SPON ADR 91912E105 4,177 220,989 SHS Defined 1 220,989 Vale SA COM 91912E105 1,875 105,200 SHS Defined 2 105,200 VALE SA-SP ADR CALL 91912E105 1,234 700 Call Defined 1 700 Valero Energy Corp COM 91913Y100 125 7,488 SHS Defined 2 7,488 VALERO ENERGY CORP NEW COM COM 91913Y100 844 47,400 SHS Defined 1 47,400 Ventas Inc COM 92276F100 3,316 112,375 SHS Defined 2 112,375 Verizon Communications Inc COM 92343V104 803 25,600 SHS Defined 2 25,600 Vimpel-Communications COM 68370R109 1,076 90,171 SHS Defined 2 90,171 Visa Inc COM 92826C839 265 4,200 SHS Defined 2 4,200 Visa Inc COM 92826C839 1,096 17,400 SHS Sole 17,400 Vornado Realty Trust COM 929042109 6,233 140,225 SHS Defined 2 140,225 WAL MART STORES INC COM COM 931142103 0 7 SHS Defined 1 7 Walgreen Co COM 931422109 278 9,300 SHS Defined 2 9,300 Wal-Mart Stores Inc COM 931142103 912 18,700 SHS Defined 2 18,700 Walt Disney Co/The COM 254687106 319 13,500 SHS Defined 2 13,500 Washington Real Estate Investment Trust COM 939653101 450 20,381 SHS Defined 2 20,381 Weingarten Realty Investors COM 948741103 1,078 74,180 SHS Defined 2 74,180 WellPoint Inc COM 94973V107 206 4,000 SHS Defined 2 4,000 Wells Fargo & Co COM 949746101 884 36,020 SHS Defined 2 36,020 WESTPAC BKG CORP SPONSORED ADR SPON ADR 961214301 5,004 60,609 SHS Defined 1 60,609 Williams Cos Inc COM 969457100 36 2,300 SHS Defined 2 2,300 WILLIAMS COS INC DEL COM COM 969457100 185 11,554 SHS Defined 1 11,554 Wyeth COM 983024100 476 10,500 SHS Defined 2 10,500 Xcel Energy Inc COM 98389B100 9,196 498,690 SHS Defined 4 498,690 Xcel Energy Inc COM 98389B100 18,092 981,200 SHS Defined 3 981,200 Xcel Energy Inc COM 98389B100 140 7,600 SHS Defined 2 7,600 XCEL ENERGY INC COM COM 98389B100 158 8,403 SHS Defined 1 8,403 XCEL ENERGY INC COM COM 98389B100 31 1,700 SHS Sole 1,700 Xerox Corp COM 984121103 43 6,500 SHS Defined 2 6,500 XEROX CORP COM COM 984121103 319 46,100 SHS Defined 1 46,100 XL CAP LTD CL A COM G98255105 852 66,700 SHS Defined 1 66,700 XTO Energy Inc COM 98385X106 237 6,250 SHS Defined 2 6,250 Yahoo! Inc COM 984332106 162 10,200 SHS Defined 2 10,200 YANZHOU COAL MNG CO LTD SPON ADR H SHS SPON ADR 984846105 1,334 93,700 SHS Defined 1 93,700
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