0001140361-14-021110.txt : 20140515 0001140361-14-021110.hdr.sgml : 20140515 20140515081227 ACCESSION NUMBER: 0001140361-14-021110 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GOLD FIELDS LTD CENTRAL INDEX KEY: 0001172724 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78350 FILM NUMBER: 14843931 BUSINESS ADDRESS: STREET 1: 24 ST ANDREWS ROAD CITY: PARKTOWN STATE: T3 ZIP: 00000 MAIL ADDRESS: STREET 1: POST NET SUITE 252 STREET 2: PRIVATE BAG X30500 CITY: HOUGHTON 2041 SOUTH AFRICA STATE: M3 ZIP: 00000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Investec Asset Management LTD CENTRAL INDEX KEY: 0001418329 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: WOOLGATE EXCHANGE STREET 2: 25 BASINGHALL STREET CITY: LONDON STATE: X0 ZIP: EC2V 5HA BUSINESS PHONE: 020 7597 2000 MAIL ADDRESS: STREET 1: WOOLGATE EXCHANGE STREET 2: 25 BASINGHALL STREET CITY: LONDON STATE: X0 ZIP: EC2V 5HA SC 13G/A 1 formsc13g.htm INVESTEC ASSET MANAGEMENT LIMITED SC 13G A NO 3 5-15-2014 (GOLD FIELDS LIMITED)
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
SCHEDULE 13G

Under the Securities Exchange Act of 1934
 
(Amendment No. 3)*

INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
Gold Fields Limited
(Name of Issuer)
 
Ordinary Shares of par value ZAR0.50
(Title of Class of Securities)
 
S31755101
(CUSIP Number)
 
May 15, 2014
(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
x
Rule 13d-1(b)
 
o
Rule 13d-1(c)
 
o
Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
SCHEDULE 13G
 
CUSIP S31755101
 
1)
NAME OF REPORTING PERSON
 
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
 
 
Investec Asset Management Limited
2)
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)      ¨
 
 
 
 
(b)      ¨
3)
SEC USE ONLY
      
4)
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United Kingdom
                
 
5)
SOLE VOTING POWER
 
NUMBER
0
  OF         
  SHARES
6)
SHARED VOTING POWER
  BENEFICIALLY
77,871,759
  OWNED BY        
  EACH
7)
SOLE DISPOSITIVE POWER
  REPORTING
0
  PERSON        
 
WITH
8)
SHARED DISPOSITIVE POWER
 
77,871,759
    
9)
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
77,871,759
    
10)
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
      
11)
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
10.05%
    
12)
TYPE OF REPORTING PERSON
 
FI 
     
 

Schedule 13G
 
Item 1(a). Name of Issuer:
 
Gold Fields Limited
 
Item 1(b). Address of Issuer’s Principal Executive Offices:
 
150 Helen Road
Sandown
Sandton 2196
South Africa

Item 2(a). Name of Person Filing:
 
Investec Asset Management Limited
 
Item 2(b). Address of Principal Business Office or, if None, Residence:
 
Investec Asset Management Limited
Woolgate Exchange
25 Basinghall Street
London
EC2V 5HA

Item 2(c). Citizenship:
 
United Kingdom
 
Item 2(d).
 Title of Class of Securities:
 
Ordinary Shares of Par Value ZAR0.50
 
Item 2(e). CUSIP Number:
 
S31755101 
 
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
 
(a) ¨ Broker or Dealer Registered Under Section 15 of the Act (15 U.S.C. 78o)
 
 
(b)
¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c)
 
 
(c)
¨ Insurance Company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c)
 
 
(d)
¨ Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8)
 
 
(e)
¨ Investment Adviser in accordance with § 240.13d-1(b)(1)(ii)(E)
 
(f) ¨ Employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F)
 
(g)
¨ Parent Holding Company or control person in accordance with §240.13d-1(b)(ii)(G)
 
 
(h)
¨ Savings Association as defined in §3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813)
 
(i) ¨ Church plan that is excluded from the definition of an investment company under §3(c)(15) of the Investment Company Act of 1940 (15 U.S.C. 80a-3)
 
(j) x A non-U.S. institution in accordance with §240.13d-1(b)(ii)(J)
 
 
(k)
¨ Group, in accordance with §240.13d-1(b)(ii)(K)
 
Item 4. Ownership.
 
 
 (a) Amount beneficially owned:
 
77,871,759
 
(b) Percent of class1:
 
10.05%
 
(c) Number of shares as to which such person has:
 
(i) Sole power to vote or to direct the vote:
 
0
 
(ii) Shared power to vote or to direct the vote:
 
77,871,759
 
(iii) Sole power to dispose or to direct the disposition of:
 
0
 
(iv) Shared power to dispose or to direct the disposition of:
 
77,871,759
 
Item 5. Ownership of Five Percent or Less of a Class.
 
Not Applicable.
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
 
Investec Asset Management, in its capacity as discretionary investment adviser to its various clients, may be deemed to be the beneficial owner of 77,871,759 shares owned by such clients or for such clients’ benefit, as Investec Asset Management, in its capacity as discretionary investment adviser, has the power to dispose, direct the disposition of, and vote the shares.  The clients are entitled to receive all dividends from and proceeds from any sale of, the shares.  To the knowledge of Investec Asset Management, no single client of Investec Asset Management owns 5% or more of the class.

Not Applicable.
 
1 Percentages are based on 774,508,626 shares of Common Stock outstanding as disclosed by the issuer.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
 
Not Applicable.
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable.
 
Item 9. Notice of Dissolution of Group.
 
Not Applicable.
 
Item 10. Certification.
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
 
After reasonable inquiry and to the best knowledge and belief of the undersigned, the undersigned certifies that the information set forth in this statement is true, complete and correct.
 
Date: 15 May 2014
 
 
 
 
 
 
· Investec Asset Management Limited
 
 
 
 
By:
Anne Gallagher
 
 
Name: Anne Gallagher
 
 
Title: Chief Compliance Officer
 
 
 EX-99.1 2 ex99_1.htm EXHIBIT 99.1
Exhibit 99.1
 
JOINT FILING AGREEMENT

Pursuant to Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree, as of February 5, 2014, that only one statement containing the information required by Schedule 13G, and each amendment thereto, need be filed with respect to the ownership by each of the undersigned of shares of Gold Fields Limited and such statement to which this Joint Filing Agreement is attached as Exhibit 99.1 is filed on behalf of each of the undersigned.

 
INVESTEC ASSET MANAGEMENT LIMITED
 
 
By:
Anne Gallagher
 
 
 
 
 
Managing Member
 
 
 
 
INVESEC ASSET MANAGEMENT (PTY)
 
 
By:
Adam Fletcher
 
 
 
 
 
Managing Member