SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
STAHL JACK L

(Last) (First) (Middle)
5301 LEGACY DR.

(Street)
PLANO TX 75024

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Dr Pepper Snapple Group, Inc. [ DPS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
07/23/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/23/2014 M 2,320(1) A $0.00(1) 25,391 D
Common Stock 07/23/2014 J(2) 190 A $0.00(2) 25,581 D
Common Stock 07/23/2014 M 1,264(3) A $0.00(3) 26,845 D
Common Stock 07/23/2014 J(4) 61(4) A $0.00(4) 26,906 D
Common Stock 07/23/2014 M 300(5) A $0.00(5) 27,206 D
Common Stock 07/23/2014 J(6) 4 A $0.00(6) 27,210 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (7) 07/23/2014 D 590(1) (1) (1) Common Stock 590 $0.00(1) 2,320 D
Restricted Stock Units (7) 07/23/2014 M 2,320(1) (1) (1) Common Stock 2,320 $0.00(1) 0 D
Restricted Stock Units (7) 07/23/2014 D 1,474(3) (3) (3) Common Stock 1,474 $0.00(3) 1,264 D
Restricted Stock Units (7) 07/23/2014 M 1,264(3) (3) (3) Common Stock 1,264 $0.00(3) 0 D
Restricted Stock Units (7) 07/23/2014 D 2,021(5) (5) (5) Common Stock 2,020 $0.00(5) 301 D
Restricted Stock Units (7) 07/23/2014 M 301(5) (5) (5) Common Stock 300 $0.00(5) 0 D
Explanation of Responses:
1. Reporting Person resigned as a Director of the Issuer on July 23, 2014 (the "Separation Date"). The Board of Directors approved the vesting on the Separation Date of a prorata number of restricted stock units based on the number of days between the award date of March 2, 2012 (2012 award) and the Separation Date. On the Separation Date 2,320 restricted stock units vested and shares in that amount were issued to the Reporting Person on the day of vesting. The remaining unvested 590 restricted stock units (that were made a part of the 2012 award) were forfeited.
2. These shares are dividend equivalents payments made under the Issuer's dividend reinvestment plan with respect to the 2,320 shares being reported on this Form 4.
3. The Board of Directors approved the vesting on the Separation Date of a prorata number of restricted stock units based on the number of days between the award date of March 4, 2013 (2013 award) and the Separation Date. On the Separation Date 1,264 restricted stock units vested and shares in that amount were issued to the Reporting Person on the day of vesting. The remaining unvested 1,474 restricted stock units (that were made a part of the 2013 award) were forfeited.
4. These shares are dividend equivalents payments made under the Issuer's dividend reinvestment plan with respect to the 1,264 shares being reported on this Form 4.
5. The Board of Directors approved the vesting on the Separation Date of a prorata number of restricted stock units based on the number of days between the award date of March 3, 2014 (2014 award) and the Separation Date. On the Separation Date 300 restricted stock units vested and shares in that amount were issued to the Reporting Person on the day of vesting. The remaining unvested 2,021 restricted stock units (that were made a part of the 2014 award) were forfeited.
6. These shares are dividend equivalents payments made under the Issuer's dividend reinvestment plan with respect to the 300 shares being reported on this Form 4.
7. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009.
Remarks:
Wayne R. Lewis, attorney in fact 07/24/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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