0000919574-12-006126.txt : 20121114
0000919574-12-006126.hdr.sgml : 20121114
20121113183626
ACCESSION NUMBER: 0000919574-12-006126
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121114
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SOUNDPOST PARTNERS, LP
CENTRAL INDEX KEY: 0001418071
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12775
FILM NUMBER: 121200373
BUSINESS ADDRESS:
STREET 1: 405 PARK AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-920-8388
MAIL ADDRESS:
STREET 1: 405 PARK AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
13F-HR
1
d1333413_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment: |_|; Amendment Number: ____
This Amendment (Check only one): |_| is a restatement
|_| adds new holding entries.
Institutional Manager Filing this Report:
Name: Soundpost Partners, LP
Address: 405 Park Avenue
6th Floor
New York, New York 10022
13F File Number: 028-12775
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Howard Bloom
Title: Chief Financial Officer
Phone: (212) 920-8388
Signature, Place and Date of Signing:
/s/ Howard Bloom New York, New York November 13, 2012
----------------------- -------------------------- ----------------------
[Signature] [City, State] [Date]
Report Type: (Check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report).
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager: NONE
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 158
Form 13F Information Table Value Total: $122,570
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
1. 028-14225 Soundpost Capital, LP
FORM 13F INFORMATION TABLE
Soundpost Partners, LP
September 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
---------------------------- ---------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ----
3-D SYS CORP DEL COM NEW 88554D205 654 19,900 PUT DEFINED 1 19,900
3-D SYS CORP DEL COM NEW 88554D205 168 5,100 PUT SOLE NONE 5,100
3-D SYS CORP DEL COM NEW 88554D205 917 27,900 PUT DEFINED 1 27,900
3-D SYS CORP DEL COM NEW 88554D205 233 7,100 PUT SOLE NONE 7,100
AGNICO EAGLE MINES LT COM 008474108 621 11,970 SH DEFINED 1 11,970
AGNICO EAGLE MINES LT COM 008474108 157 3,030 SH SOLE NONE 3,030
AMERCO COM 023586100 340 3,193 SH DEFINED 1 3,193
AMERCO COM 023586100 86 807 SH SOLE NONE 807
AV HOMES INC COM 00234P102 414 27,930 SH DEFINED 1 27,930
AV HOMES INC COM 00234P102 105 7,070 SH SOLE NONE 7,070
AVG TECHNOLOGIES N V SHS N07831105 192 19,950 SH DEFINED 1 19,950
AVG TECHNOLOGIES N V SHS N07831105 48 5,050 SH SOLE NONE 5,050
BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 169 47,880 SH DEFINED 1 47,880
BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 43 12,120 SH SOLE NONE 12,120
BECTON DICKINSON & CO COM 075887109 313 3,990 SH DEFINED 1 3,990
BECTON DICKINSON & CO COM 075887109 79 1,010 SH SOLE NONE 1,010
CAL DIVE INTL INC DEL COM 12802T101 61 39,900 SH DEFINED 1 39,900
CAL DIVE INTL INC DEL COM 12802T101 15 10,100 SH SOLE NONE 10,100
CARDIONET INC COM 14159L103 101 39,900 SH DEFINED 1 39,900
CARDIONET INC COM 14159L103 25 10,100 SH SOLE NONE 10,100
COLDWATER CREEK INC COM 193068103 461 555,194 SH DEFINED 1 555,194
COLDWATER CREEK INC COM 193068103 117 140,451 SH SOLE NONE 140,451
COLDWATER CREEK INC COM 193068103 245 294,986 SH DEFINED 1 294,986
COLDWATER CREEK INC COM 193068103 47 56,944 SH SOLE NONE 56,944
COMPLETE GENOMICS INC COM 20454K104 867 279,299 SH DEFINED 1 279,299
COMPLETE GENOMICS INC COM 20454K104 220 70,701 SH SOLE NONE 70,701
CSX CORP COM 126408103 745 35,910 SH DEFINED 1 35,910
CSX CORP COM 126408103 189 9,090 SH SOLE NONE 9,090
DELL INC COM 24702R101 1,573 159,600 SH DEFINED 1 159,600
DELL INC COM 24702R101 398 40,400 SH SOLE NONE 40,400
DELTA AIR LINES INC DEL COM NEW 247361702 548 59,850 SH DEFINED 1 59,850
DELTA AIR LINES INC DEL COM NEW 247361702 139 15,150 SH SOLE NONE 15,150
DEX ONE CORP COM 25212W100 336 268,918 SH DEFINED 1 268,918
DEX ONE CORP COM 25212W100 85 68,070 SH SOLE NONE 68,070
ENERSYS COM 29275Y102 282 7,980 SH DEFINED 1 7,980
ENERSYS COM 29275Y102 71 2,020 SH SOLE NONE 2,020
EXETER RES CORP COM 301835104 199 119,700 SH DEFINED 1 119,700
EXETER RES CORP COM 301835104 50 30,300 SH SOLE NONE 30,300
FACEBOOK INC CL A 30303M102 864 39,900 CALL DEFINED 1 39,900
FACEBOOK INC CL A 30303M102 219 10,100 CALL SOLE NONE 10,100
FACEBOOK INC CL A 30303M102 1,728 79,800 CALL DEFINED 1 79,800
FACEBOOK INC CL A 30303M102 438 20,200 CALL SOLE NONE 20,200
FIRST CTZNS BANCSHARES INC N CL A 31946M103 260 1,596 SH DEFINED 1 1,596
FIRST CTZNS BANCSHARES INC N CL A 31946M103 66 404 SH SOLE NONE 404
FIVE BELOW INC COM 33829M101 934 23,900 PUT DEFINED 1 23,900
FIVE BELOW INC COM 33829M101 238 6,100 PUT SOLE NONE 6,100
FLOW INTL CORP COM 343468104 44 11,970 SH DEFINED 1 11,970
FLOW INTL CORP COM 343468104 11 3,030 SH SOLE NONE 3,030
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 934 39,900 PUT DEFINED 1 39,900
FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 236 10,100 PUT SOLE NONE 10,100
FRANCESCAS HLDGS CORP COM 351793104 734 23,900 PUT DEFINED 1 23,900
FRANCESCAS HLDGS CORP COM 351793104 187 6,100 PUT SOLE NONE 6,100
GARMIN LTD SHS H2906T109 167 4,000 PUT DEFINED 1 4,000
GARMIN LTD SHS H2906T109 42 1,000 PUT SOLE NONE 1,000
HAIN CELESTIAL GROUP INC COM 405217100 1,418 22,500 PUT DEFINED 1 22,500
HAIN CELESTIAL GROUP INC COM 405217100 359 5,700 PUT SOLE NONE 5,700
HEALTH NET INC COM 42222G108 1,571 69,800 CALL DEFINED 1 69,800
HEALTH NET INC COM 42222G108 398 17,700 CALL SOLE NONE 17,700
INGRAM MICRO INC CL A 457153104 911 59,795 SH DEFINED 1 59,795
INGRAM MICRO INC CL A 457153104 232 15,205 SH SOLE NONE 15,205
INSMED INC COM PAR $.01 457669307 91 19,950 SH DEFINED 1 19,950
INSMED INC COM PAR $.01 457669307 23 5,050 SH SOLE NONE 5,050
INTEROIL CORP COM 460951106 1,537 19,900 PUT DEFINED 1 19,900
INTEROIL CORP COM 460951106 394 5,100 PUT SOLE NONE 5,100
ISHARES TR FTSE CHINA25 IDX 464287184 6,903 199,500 PUT DEFINED 1 199,500
ISHARES TR FTSE CHINA25 IDX 464287184 1,747 50,500 PUT SOLE NONE 50,500
LEAP WIRELESS INTL INC COM NEW 521863308 543 79,800 SH DEFINED 1 79,800
LEAP WIRELESS INTL INC COM NEW 521863308 138 20,200 SH SOLE NONE 20,200
LEAPFROG ENTERPRISES INC CL A 52186N106 108 11,968 SH DEFINED 1 11,968
LEAPFROG ENTERPRISES INC CL A 52186N106 27 3,032 SH SOLE NONE 3,032
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 2,971 59,850 SH DEFINED 1 59,850
LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 752 15,150 SH SOLE NONE 15,150
MARCHEX INC CL B 56624R108 31 7,980 SH DEFINED 1 7,980
MARCHEX INC CL B 56624R108 8 2,020 SH SOLE NONE 2,020
MGM RESORTS INTERNATIONAL COM 552953101 3,216 299,200 PUT DEFINED 1 299,200
MGM RESORTS INTERNATIONAL COM 552953101 815 75,800 PUT SOLE NONE 75,800
MICHAEL KORS HLDGS LTD SHS G60754101 2,122 39,900 PUT DEFINED 1 39,900
MICHAEL KORS HLDGS LTD SHS G60754101 537 10,100 PUT SOLE NONE 10,100
MONSTER BEVERAGE CORP COM 611740101 860 15,900 PUT DEFINED 1 15,900
MONSTER BEVERAGE CORP COM 611740101 222 4,100 PUT SOLE NONE 4,100
NAUTILUS INC COM 63910B102 261 99,750 SH DEFINED 1 99,750
NAUTILUS INC COM 63910B102 66 25,250 SH SOLE NONE 25,250
NOKIA CORP SPONSORED ADR 654902204 1,130 438,900 CALL DEFINED 1 438,900
NOKIA CORP SPONSORED ADR 654902204 286 111,100 CALL SOLE NONE 111,100
PHARMACYCLICS INC COM 716933106 903 14,000 PUT DEFINED 1 14,000
PHARMACYCLICS INC COM 716933106 226 3,500 PUT SOLE NONE 3,500
PHARMACYCLICS INC COM 716933106 2,051 31,800 PUT DEFINED 1 31,800
PHARMACYCLICS INC COM 716933106 529 8,200 PUT SOLE NONE 8,200
PRICELINE COM INC COM NEW 741503403 1,300 2,100 PUT DEFINED 1 2,100
PRICELINE COM INC COM NEW 741503403 248 400 PUT SOLE NONE 400
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1,407 63,800 PUT DEFINED 1 63,800
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 357 16,200 PUT SOLE NONE 16,200
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 880 39,900 PUT DEFINED 1 39,900
QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 223 10,100 PUT SOLE NONE 10,100
RACKSPACE HOSTING INC COM 750086100 5,254 79,500 PUT DEFINED 1 79,500
RACKSPACE HOSTING INC COM 750086100 1,355 20,500 PUT SOLE NONE 20,500
RACKSPACE HOSTING INC COM 750086100 5,829 88,200 PUT DEFINED 1 88,200
RACKSPACE HOSTING INC COM 750086100 1,474 22,300 PUT SOLE NONE 22,300
RACKSPACE HOSTING INC COM 750086100 2,637 39,900 PUT DEFINED 1 39,900
RACKSPACE HOSTING INC COM 750086100 668 10,100 PUT SOLE NONE 10,100
RACKSPACE HOSTING INC COM 750086100 2,637 39,900 PUT DEFINED 1 39,900
RACKSPACE HOSTING INC COM 750086100 668 10,100 PUT SOLE NONE 10,100
RACKSPACE HOSTING INC COM 750086100 1,315 19,900 PUT DEFINED 1 19,900
RACKSPACE HOSTING INC COM 750086100 337 5,100 PUT SOLE NONE 5,100
RADIOSHACK CORP COM 750438103 950 399,001 SH DEFINED 1 399,001
RADIOSHACK CORP COM 750438103 240 100,999 SH SOLE NONE 100,999
RADIOSHACK CORP COM 750438103 570 239,400 CALL DEFINED 1 239,400
RADIOSHACK CORP COM 750438103 144 60,600 CALL SOLE NONE 60,600
REGIS CORP MINN COM 758932107 293 15,960 SH DEFINED 1 15,960
REGIS CORP MINN COM 758932107 74 4,040 SH SOLE NONE 4,040
REPUBLIC AWYS HLDGS INC COM 760276105 628 135,661 SH DEFINED 1 135,661
REPUBLIC AWYS HLDGS INC COM 760276105 159 34,339 SH SOLE NONE 34,339
RUSH ENTERPRISES INC CL A 781846209 768 39,900 SH DEFINED 1 39,900
RUSH ENTERPRISES INC CL A 781846209 195 10,100 SH SOLE NONE 10,100
SANOFI RIGHT 12/31/2020 80105N113 1,655 985,361 SH DEFINED 1 985,361
SANOFI RIGHT 12/31/2020 80105N113 419 249,432 SH SOLE NONE 249,432
SERVICENOW INC COM 81762P102 747 19,300 PUT DEFINED 1 19,300
SERVICENOW INC COM 81762P102 190 4,900 PUT SOLE NONE 4,900
SERVICENOW INC COM 81762P102 464 12,000 PUT DEFINED 1 12,000
SERVICENOW INC COM 81762P102 116 3,000 PUT SOLE NONE 3,000
SERVICENOW INC COM 81762P102 464 12,000 PUT DEFINED 1 12,000
SERVICENOW INC COM 81762P102 116 3,000 PUT SOLE NONE 3,000
SERVICENOW INC COM 81762P102 309 8,000 PUT DEFINED 1 8,000
SERVICENOW INC COM 81762P102 77 2,000 PUT SOLE NONE 2,000
SIGNET JEWELERS LIMITED SHS G81276100 584 11,970 SH DEFINED 1 11,970
SIGNET JEWELERS LIMITED SHS G81276100 148 3,030 SH SOLE NONE 3,030
SPDR GOLD TRUST GOLD SHS 78463V107 2,743 15,960 SH DEFINED 1 15,960
SPDR GOLD TRUST GOLD SHS 78463V107 694 4,040 SH SOLE NONE 4,040
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 5,007 79,800 PUT DEFINED 1 79,800
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1,268 20,200 PUT SOLE NONE 20,200
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2,504 39,900 PUT DEFINED 1 39,900
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 634 10,100 PUT SOLE NONE 10,100
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 7,511 119,700 PUT DEFINED 1 119,700
SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1,901 30,300 PUT SOLE NONE 30,300
SUPERMEDIA INC COM 868447103 425 159,601 SH DEFINED 1 159,601
SUPERMEDIA INC COM 868447103 107 40,399 SH SOLE NONE 40,399
SYSCO CORP COM 871829107 749 23,940 SH DEFINED 1 23,940
SYSCO CORP COM 871829107 189 6,060 SH SOLE NONE 6,060
TESLA MTRS INC COM 88160R101 583 19,900 PUT DEFINED 1 19,900
TESLA MTRS INC COM 88160R101 149 5,100 PUT SOLE NONE 5,100
U S G CORP COM NEW 903293405 2,627 119,700 PUT DEFINED 1 119,700
U S G CORP COM NEW 903293405 665 30,300 PUT SOLE NONE 30,300
UNDER ARMOUR INC CL A 904311107 2,228 39,900 PUT DEFINED 1 39,900
UNDER ARMOUR INC CL A 904311107 564 10,100 PUT SOLE NONE 10,100
UNITED STATES OIL FUND LP UNITS 91232N108 1,372 40,200 SH DEFINED 1 40,200
UNITED STATES OIL FUND LP UNITS 91232N108 334 9,800 SH SOLE NONE 9,800
UNIVERSAL TECHNICAL INST INC COM 913915104 273 19,951 SH DEFINED 1 19,951
UNIVERSAL TECHNICAL INST INC COM 913915104 69 5,049 SH SOLE NONE 5,049
VICOR CORP COM 925815102 266 39,899 SH DEFINED 1 39,899
VICOR CORP COM 925815102 67 10,101 SH SOLE NONE 10,101
VISION-SCIENCES INC DEL COM 927912105 184 139,649 SH DEFINED 1 139,649
VISION-SCIENCES INC DEL COM 927912105 47 35,351 SH SOLE NONE 35,351
WEBMD HEALTH CORP COM 94770V102 280 19,950 SH DEFINED 1 19,950
WEBMD HEALTH CORP COM 94770V102 71 5,050 SH SOLE NONE 5,050
WESTERN DIGITAL CORP COM 958102105 773 19,950 SH DEFINED 1 19,950
WESTERN DIGITAL CORP COM 958102105 196 5,050 SH SOLE NONE 5,050
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 312 24,000 CALL DEFINED 1 24,000
YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 78 6,000 CALL SOLE NONE 6,000
SK 25147 0001 1333413