0000919574-12-006126.txt : 20121114 0000919574-12-006126.hdr.sgml : 20121114 20121113183626 ACCESSION NUMBER: 0000919574-12-006126 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121114 DATE AS OF CHANGE: 20121113 EFFECTIVENESS DATE: 20121114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SOUNDPOST PARTNERS, LP CENTRAL INDEX KEY: 0001418071 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12775 FILM NUMBER: 121200373 BUSINESS ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-920-8388 MAIL ADDRESS: STREET 1: 405 PARK AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 d1333413_13f-hr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: September 30, 2012 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entries. Institutional Manager Filing this Report: Name: Soundpost Partners, LP Address: 405 Park Avenue 6th Floor New York, New York 10022 13F File Number: 028-12775 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Howard Bloom Title: Chief Financial Officer Phone: (212) 920-8388 Signature, Place and Date of Signing: /s/ Howard Bloom New York, New York November 13, 2012 ----------------------- -------------------------- ---------------------- [Signature] [City, State] [Date] Report Type: (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $122,570 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1. 028-14225 Soundpost Capital, LP FORM 13F INFORMATION TABLE Soundpost Partners, LP September 30, 2012
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ---------------------------- ---------------- --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- 3-D SYS CORP DEL COM NEW 88554D205 654 19,900 PUT DEFINED 1 19,900 3-D SYS CORP DEL COM NEW 88554D205 168 5,100 PUT SOLE NONE 5,100 3-D SYS CORP DEL COM NEW 88554D205 917 27,900 PUT DEFINED 1 27,900 3-D SYS CORP DEL COM NEW 88554D205 233 7,100 PUT SOLE NONE 7,100 AGNICO EAGLE MINES LT COM 008474108 621 11,970 SH DEFINED 1 11,970 AGNICO EAGLE MINES LT COM 008474108 157 3,030 SH SOLE NONE 3,030 AMERCO COM 023586100 340 3,193 SH DEFINED 1 3,193 AMERCO COM 023586100 86 807 SH SOLE NONE 807 AV HOMES INC COM 00234P102 414 27,930 SH DEFINED 1 27,930 AV HOMES INC COM 00234P102 105 7,070 SH SOLE NONE 7,070 AVG TECHNOLOGIES N V SHS N07831105 192 19,950 SH DEFINED 1 19,950 AVG TECHNOLOGIES N V SHS N07831105 48 5,050 SH SOLE NONE 5,050 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 169 47,880 SH DEFINED 1 47,880 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 43 12,120 SH SOLE NONE 12,120 BECTON DICKINSON & CO COM 075887109 313 3,990 SH DEFINED 1 3,990 BECTON DICKINSON & CO COM 075887109 79 1,010 SH SOLE NONE 1,010 CAL DIVE INTL INC DEL COM 12802T101 61 39,900 SH DEFINED 1 39,900 CAL DIVE INTL INC DEL COM 12802T101 15 10,100 SH SOLE NONE 10,100 CARDIONET INC COM 14159L103 101 39,900 SH DEFINED 1 39,900 CARDIONET INC COM 14159L103 25 10,100 SH SOLE NONE 10,100 COLDWATER CREEK INC COM 193068103 461 555,194 SH DEFINED 1 555,194 COLDWATER CREEK INC COM 193068103 117 140,451 SH SOLE NONE 140,451 COLDWATER CREEK INC COM 193068103 245 294,986 SH DEFINED 1 294,986 COLDWATER CREEK INC COM 193068103 47 56,944 SH SOLE NONE 56,944 COMPLETE GENOMICS INC COM 20454K104 867 279,299 SH DEFINED 1 279,299 COMPLETE GENOMICS INC COM 20454K104 220 70,701 SH SOLE NONE 70,701 CSX CORP COM 126408103 745 35,910 SH DEFINED 1 35,910 CSX CORP COM 126408103 189 9,090 SH SOLE NONE 9,090 DELL INC COM 24702R101 1,573 159,600 SH DEFINED 1 159,600 DELL INC COM 24702R101 398 40,400 SH SOLE NONE 40,400 DELTA AIR LINES INC DEL COM NEW 247361702 548 59,850 SH DEFINED 1 59,850 DELTA AIR LINES INC DEL COM NEW 247361702 139 15,150 SH SOLE NONE 15,150 DEX ONE CORP COM 25212W100 336 268,918 SH DEFINED 1 268,918 DEX ONE CORP COM 25212W100 85 68,070 SH SOLE NONE 68,070 ENERSYS COM 29275Y102 282 7,980 SH DEFINED 1 7,980 ENERSYS COM 29275Y102 71 2,020 SH SOLE NONE 2,020 EXETER RES CORP COM 301835104 199 119,700 SH DEFINED 1 119,700 EXETER RES CORP COM 301835104 50 30,300 SH SOLE NONE 30,300 FACEBOOK INC CL A 30303M102 864 39,900 CALL DEFINED 1 39,900 FACEBOOK INC CL A 30303M102 219 10,100 CALL SOLE NONE 10,100 FACEBOOK INC CL A 30303M102 1,728 79,800 CALL DEFINED 1 79,800 FACEBOOK INC CL A 30303M102 438 20,200 CALL SOLE NONE 20,200 FIRST CTZNS BANCSHARES INC N CL A 31946M103 260 1,596 SH DEFINED 1 1,596 FIRST CTZNS BANCSHARES INC N CL A 31946M103 66 404 SH SOLE NONE 404 FIVE BELOW INC COM 33829M101 934 23,900 PUT DEFINED 1 23,900 FIVE BELOW INC COM 33829M101 238 6,100 PUT SOLE NONE 6,100 FLOW INTL CORP COM 343468104 44 11,970 SH DEFINED 1 11,970 FLOW INTL CORP COM 343468104 11 3,030 SH SOLE NONE 3,030 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 934 39,900 PUT DEFINED 1 39,900 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 236 10,100 PUT SOLE NONE 10,100 FRANCESCAS HLDGS CORP COM 351793104 734 23,900 PUT DEFINED 1 23,900 FRANCESCAS HLDGS CORP COM 351793104 187 6,100 PUT SOLE NONE 6,100 GARMIN LTD SHS H2906T109 167 4,000 PUT DEFINED 1 4,000 GARMIN LTD SHS H2906T109 42 1,000 PUT SOLE NONE 1,000 HAIN CELESTIAL GROUP INC COM 405217100 1,418 22,500 PUT DEFINED 1 22,500 HAIN CELESTIAL GROUP INC COM 405217100 359 5,700 PUT SOLE NONE 5,700 HEALTH NET INC COM 42222G108 1,571 69,800 CALL DEFINED 1 69,800 HEALTH NET INC COM 42222G108 398 17,700 CALL SOLE NONE 17,700 INGRAM MICRO INC CL A 457153104 911 59,795 SH DEFINED 1 59,795 INGRAM MICRO INC CL A 457153104 232 15,205 SH SOLE NONE 15,205 INSMED INC COM PAR $.01 457669307 91 19,950 SH DEFINED 1 19,950 INSMED INC COM PAR $.01 457669307 23 5,050 SH SOLE NONE 5,050 INTEROIL CORP COM 460951106 1,537 19,900 PUT DEFINED 1 19,900 INTEROIL CORP COM 460951106 394 5,100 PUT SOLE NONE 5,100 ISHARES TR FTSE CHINA25 IDX 464287184 6,903 199,500 PUT DEFINED 1 199,500 ISHARES TR FTSE CHINA25 IDX 464287184 1,747 50,500 PUT SOLE NONE 50,500 LEAP WIRELESS INTL INC COM NEW 521863308 543 79,800 SH DEFINED 1 79,800 LEAP WIRELESS INTL INC COM NEW 521863308 138 20,200 SH SOLE NONE 20,200 LEAPFROG ENTERPRISES INC CL A 52186N106 108 11,968 SH DEFINED 1 11,968 LEAPFROG ENTERPRISES INC CL A 52186N106 27 3,032 SH SOLE NONE 3,032 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 2,971 59,850 SH DEFINED 1 59,850 LIBERTY INTERACTIVE CORP LBT VENT COM A 53071M880 752 15,150 SH SOLE NONE 15,150 MARCHEX INC CL B 56624R108 31 7,980 SH DEFINED 1 7,980 MARCHEX INC CL B 56624R108 8 2,020 SH SOLE NONE 2,020 MGM RESORTS INTERNATIONAL COM 552953101 3,216 299,200 PUT DEFINED 1 299,200 MGM RESORTS INTERNATIONAL COM 552953101 815 75,800 PUT SOLE NONE 75,800 MICHAEL KORS HLDGS LTD SHS G60754101 2,122 39,900 PUT DEFINED 1 39,900 MICHAEL KORS HLDGS LTD SHS G60754101 537 10,100 PUT SOLE NONE 10,100 MONSTER BEVERAGE CORP COM 611740101 860 15,900 PUT DEFINED 1 15,900 MONSTER BEVERAGE CORP COM 611740101 222 4,100 PUT SOLE NONE 4,100 NAUTILUS INC COM 63910B102 261 99,750 SH DEFINED 1 99,750 NAUTILUS INC COM 63910B102 66 25,250 SH SOLE NONE 25,250 NOKIA CORP SPONSORED ADR 654902204 1,130 438,900 CALL DEFINED 1 438,900 NOKIA CORP SPONSORED ADR 654902204 286 111,100 CALL SOLE NONE 111,100 PHARMACYCLICS INC COM 716933106 903 14,000 PUT DEFINED 1 14,000 PHARMACYCLICS INC COM 716933106 226 3,500 PUT SOLE NONE 3,500 PHARMACYCLICS INC COM 716933106 2,051 31,800 PUT DEFINED 1 31,800 PHARMACYCLICS INC COM 716933106 529 8,200 PUT SOLE NONE 8,200 PRICELINE COM INC COM NEW 741503403 1,300 2,100 PUT DEFINED 1 2,100 PRICELINE COM INC COM NEW 741503403 248 400 PUT SOLE NONE 400 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 1,407 63,800 PUT DEFINED 1 63,800 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 357 16,200 PUT SOLE NONE 16,200 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 880 39,900 PUT DEFINED 1 39,900 QIHOO 360 TECHNOLOGY CO LTD ADS 74734M109 223 10,100 PUT SOLE NONE 10,100 RACKSPACE HOSTING INC COM 750086100 5,254 79,500 PUT DEFINED 1 79,500 RACKSPACE HOSTING INC COM 750086100 1,355 20,500 PUT SOLE NONE 20,500 RACKSPACE HOSTING INC COM 750086100 5,829 88,200 PUT DEFINED 1 88,200 RACKSPACE HOSTING INC COM 750086100 1,474 22,300 PUT SOLE NONE 22,300 RACKSPACE HOSTING INC COM 750086100 2,637 39,900 PUT DEFINED 1 39,900 RACKSPACE HOSTING INC COM 750086100 668 10,100 PUT SOLE NONE 10,100 RACKSPACE HOSTING INC COM 750086100 2,637 39,900 PUT DEFINED 1 39,900 RACKSPACE HOSTING INC COM 750086100 668 10,100 PUT SOLE NONE 10,100 RACKSPACE HOSTING INC COM 750086100 1,315 19,900 PUT DEFINED 1 19,900 RACKSPACE HOSTING INC COM 750086100 337 5,100 PUT SOLE NONE 5,100 RADIOSHACK CORP COM 750438103 950 399,001 SH DEFINED 1 399,001 RADIOSHACK CORP COM 750438103 240 100,999 SH SOLE NONE 100,999 RADIOSHACK CORP COM 750438103 570 239,400 CALL DEFINED 1 239,400 RADIOSHACK CORP COM 750438103 144 60,600 CALL SOLE NONE 60,600 REGIS CORP MINN COM 758932107 293 15,960 SH DEFINED 1 15,960 REGIS CORP MINN COM 758932107 74 4,040 SH SOLE NONE 4,040 REPUBLIC AWYS HLDGS INC COM 760276105 628 135,661 SH DEFINED 1 135,661 REPUBLIC AWYS HLDGS INC COM 760276105 159 34,339 SH SOLE NONE 34,339 RUSH ENTERPRISES INC CL A 781846209 768 39,900 SH DEFINED 1 39,900 RUSH ENTERPRISES INC CL A 781846209 195 10,100 SH SOLE NONE 10,100 SANOFI RIGHT 12/31/2020 80105N113 1,655 985,361 SH DEFINED 1 985,361 SANOFI RIGHT 12/31/2020 80105N113 419 249,432 SH SOLE NONE 249,432 SERVICENOW INC COM 81762P102 747 19,300 PUT DEFINED 1 19,300 SERVICENOW INC COM 81762P102 190 4,900 PUT SOLE NONE 4,900 SERVICENOW INC COM 81762P102 464 12,000 PUT DEFINED 1 12,000 SERVICENOW INC COM 81762P102 116 3,000 PUT SOLE NONE 3,000 SERVICENOW INC COM 81762P102 464 12,000 PUT DEFINED 1 12,000 SERVICENOW INC COM 81762P102 116 3,000 PUT SOLE NONE 3,000 SERVICENOW INC COM 81762P102 309 8,000 PUT DEFINED 1 8,000 SERVICENOW INC COM 81762P102 77 2,000 PUT SOLE NONE 2,000 SIGNET JEWELERS LIMITED SHS G81276100 584 11,970 SH DEFINED 1 11,970 SIGNET JEWELERS LIMITED SHS G81276100 148 3,030 SH SOLE NONE 3,030 SPDR GOLD TRUST GOLD SHS 78463V107 2,743 15,960 SH DEFINED 1 15,960 SPDR GOLD TRUST GOLD SHS 78463V107 694 4,040 SH SOLE NONE 4,040 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 5,007 79,800 PUT DEFINED 1 79,800 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1,268 20,200 PUT SOLE NONE 20,200 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 2,504 39,900 PUT DEFINED 1 39,900 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 634 10,100 PUT SOLE NONE 10,100 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 7,511 119,700 PUT DEFINED 1 119,700 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 1,901 30,300 PUT SOLE NONE 30,300 SUPERMEDIA INC COM 868447103 425 159,601 SH DEFINED 1 159,601 SUPERMEDIA INC COM 868447103 107 40,399 SH SOLE NONE 40,399 SYSCO CORP COM 871829107 749 23,940 SH DEFINED 1 23,940 SYSCO CORP COM 871829107 189 6,060 SH SOLE NONE 6,060 TESLA MTRS INC COM 88160R101 583 19,900 PUT DEFINED 1 19,900 TESLA MTRS INC COM 88160R101 149 5,100 PUT SOLE NONE 5,100 U S G CORP COM NEW 903293405 2,627 119,700 PUT DEFINED 1 119,700 U S G CORP COM NEW 903293405 665 30,300 PUT SOLE NONE 30,300 UNDER ARMOUR INC CL A 904311107 2,228 39,900 PUT DEFINED 1 39,900 UNDER ARMOUR INC CL A 904311107 564 10,100 PUT SOLE NONE 10,100 UNITED STATES OIL FUND LP UNITS 91232N108 1,372 40,200 SH DEFINED 1 40,200 UNITED STATES OIL FUND LP UNITS 91232N108 334 9,800 SH SOLE NONE 9,800 UNIVERSAL TECHNICAL INST INC COM 913915104 273 19,951 SH DEFINED 1 19,951 UNIVERSAL TECHNICAL INST INC COM 913915104 69 5,049 SH SOLE NONE 5,049 VICOR CORP COM 925815102 266 39,899 SH DEFINED 1 39,899 VICOR CORP COM 925815102 67 10,101 SH SOLE NONE 10,101 VISION-SCIENCES INC DEL COM 927912105 184 139,649 SH DEFINED 1 139,649 VISION-SCIENCES INC DEL COM 927912105 47 35,351 SH SOLE NONE 35,351 WEBMD HEALTH CORP COM 94770V102 280 19,950 SH DEFINED 1 19,950 WEBMD HEALTH CORP COM 94770V102 71 5,050 SH SOLE NONE 5,050 WESTERN DIGITAL CORP COM 958102105 773 19,950 SH DEFINED 1 19,950 WESTERN DIGITAL CORP COM 958102105 196 5,050 SH SOLE NONE 5,050 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 312 24,000 CALL DEFINED 1 24,000 YPF SOCIEDAD ANONIMA SPON ADR CL D 984245100 78 6,000 CALL SOLE NONE 6,000
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