-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K6fYIsyheI222LXQYcGe6DhJeyz3cH1onH4hNzlOOt5Z0enMmyVtLwwmX9NsneIV uMDk40XHbg++kzxLlGzA6A== 0001172661-09-000218.txt : 20090211 0001172661-09-000218.hdr.sgml : 20090211 20090211150201 ACCESSION NUMBER: 0001172661-09-000218 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081231 FILED AS OF DATE: 20090211 DATE AS OF CHANGE: 20090211 EFFECTIVENESS DATE: 20090211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Zephyr Management, L.P. CENTRAL INDEX KEY: 0001418047 IRS NUMBER: 133799208 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12598 FILM NUMBER: 09589391 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.508.9400 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 28TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 zep4q08.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zephyr Management, L.P. Address: 320 Park Avenue New York, NY 10022 13F File Number: 28-12598 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Roy S. Kelvin Title: Chief Financial Officer Phone: 212-508-9425 Signature, Place, and Date of Signing: /s/ Roy S. Kelvin New York, NY/USA February 11, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 57 Form13F Information Table Value Total: $50,357 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 5885 189900 SOLE NONE 189900 0 0 ANNALY CAP MGMT INC COM 035710409 520 32760 SOLE NONE 32760 0 0 ASSOCIATED BANC CORP COM 045487105 343 16400 SOLE NONE 16400 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 369 9000 SOLE NONE 9000 0 0 AVERY DENNISON CORP COM 053611109 380 11600 SOLE NONE 11600 0 0 BANCO BRADESCO S A SP ADR PFD NEW 059460303 2359 239000 SOLE NONE 239000 0 0 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 376 32400 SOLE NONE 32400 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 571 32110 SOLE NONE 32110 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 522 48500 SOLE NONE 48500 0 0 CATERPILLAR INC DEL COM 149123101 375 8400 SOLE NONE 8400 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 4127 190000 SOLE NONE 190000 0 0 COCA COLA CO COM 191216100 335 7400 SOLE NONE 7400 0 0 CPFL ENERGIA S A SPONSORED ADR 126153105 359 9200 SOLE NONE 9200 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 437 7700 SOLE NONE 7700 0 0 DOUGLAS EMMETT INC COM 25960P109 354 27100 SOLE NONE 27100 0 0 DTE ENERGY CO COM 233331107 432 12100 SOLE NONE 12100 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 319 12600 SOLE NONE 12600 0 0 EATON CORP COM 278058102 363 7300 SOLE NONE 7300 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 646 19000 SOLE NONE 19000 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 642 32800 SOLE NONE 32800 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 692 33400 SOLE NONE 33400 0 0 ENTERTAINMENT PPTYS TR COM SH BEN INT 29380T105 352 11800 SOLE NONE 11800 0 0 EXTRA SPACE STORAGE INC COM 30225T102 530 51400 SOLE NONE 51400 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 504 34360 SOLE NONE 34360 0 0 FIRSTMERIT CORP COM 337915102 387 18800 SOLE NONE 18800 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 488 17400 SOLE NONE 17400 0 0 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 11332 758500 SOLE NONE 758500 0 0 HATTERAS FINL CORP COM 41902R103 673 25300 SOLE NONE 25300 0 0 HOME DEPOT INC COM 437076102 315 13700 SOLE NONE 13700 0 0 HOME PROPERTIES INC COM 437306103 349 8600 SOLE NONE 8600 0 0 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 2580 105000 SOLE NONE 105000 0 0 INTEL CORP COM 458140100 339 23100 SOLE NONE 23100 0 0 ISHARES TR US PFD STK IDX 464288687 353 12100 SOLE NONE 12100 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 572 12502 SOLE NONE 12502 0 0 KRAFT FOODS INC CL A 50075N104 444 16550 SOLE NONE 16550 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 559 60000 SOLE NONE 60000 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 611 40800 SOLE NONE 40800 0 0 MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907R108 597 43050 SOLE NONE 43050 0 0 MCDONALDS CORP COM 580135101 417 6700 SOLE NONE 6700 0 0 NUSTAR ENERGY LP UNIT COM 67058H102 489 11900 SOLE NONE 11900 0 0 NUSTAR GP HOLDINGS LLC UNIT RESTG LLC 67059L102 318 18000 SOLE NONE 18000 0 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 500 10975 SOLE NONE 10975 0 0 PEARSON PLC SPONSORED ADR 705015105 407 42700 SOLE NONE 42700 0 0 PFIZER INC COM 717081103 434 24500 SOLE NONE 24500 0 0 PHILIP MORRIS INTL INC COM 718172109 453 10400 SOLE NONE 10400 0 0 PINNACLE WEST CAP CORP COM 723484101 353 11000 SOLE NONE 11000 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 739 21300 SOLE NONE 21300 0 0 PROGRESS ENERGY INC COM 743263105 410 10300 SOLE NONE 10300 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 452 14040 SOLE NONE 14040 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 794 22400 SOLE NONE 22400 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 492 10900 SOLE NONE 10900 0 0 SUSQUEHANNA BANCSHARES INC P COM 869099101 498 31300 SOLE NONE 31300 0 0 TELEFONICA S A SPONSORED ADR 879382208 364 5400 SOLE NONE 5400 0 0 UNILEVER N V N Y SHS NEW 904784709 498 20300 SOLE NONE 20300 0 0 V F CORP COM 918204108 438 8000 SOLE NONE 8000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 485 14300 SOLE NONE 14300 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 425 20800 SOLE NONE 20800 0 0
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