0001140361-12-052182.txt : 20121220 0001140361-12-052182.hdr.sgml : 20121220 20121220170549 ACCESSION NUMBER: 0001140361-12-052182 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20121219 FILED AS OF DATE: 20121220 DATE AS OF CHANGE: 20121220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landy Joseph P. CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277936 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LANDY JOSEPH DATE OF NAME CHANGE: 20030225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277944 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fidelity National Information Services, Inc. CENTRAL INDEX KEY: 0001136893 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 371490331 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32204 BUSINESS PHONE: 904-854-8547 MAIL ADDRESS: STREET 1: 601 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32204 FORMER COMPANY: FORMER CONFORMED NAME: CERTEGY INC DATE OF NAME CHANGE: 20010607 FORMER COMPANY: FORMER CONFORMED NAME: EQUIFAX PS INC DATE OF NAME CHANGE: 20010315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277938 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277937 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277939 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity IX, L.P. CENTRAL INDEX KEY: 0001332737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277941 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus IX LLC CENTRAL INDEX KEY: 0001342445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277940 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPM, L.P. CENTRAL INDEX KEY: 0001417111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277943 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPM GP, LLC CENTRAL INDEX KEY: 0001417131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 121277942 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 doc1.xml FORM 4 X0306 4 2012-12-19 1 0001136893 Fidelity National Information Services, Inc. FIS 0001417111 WPM, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001417131 WPM GP, LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001332737 Warburg Pincus Private Equity IX, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001342445 Warburg Pincus IX LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0000929408 WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001162870 WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001220638 Landy Joseph P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 per share 2012-12-19 4 D 0 5709929 35.03 D 27093397 D See Exhibit 99.1 See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures *Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of WPM, L.P., WPM GP, LLC, Warburg Pincus Private Equity IX, L.P., Warburg Pincus IX LLC, Warburg Pincus Partners LLC and Warburg Pincus & Co. are directors-by-deputization by virtue of their contractual right to designate a representative to serve on the board of directors of Fidelity National Information Services, Inc. ("FIS"). **Information with respect to each of the Warburg Pincus Reporting Persons, as defined in footnote one of Exhibit 99.1, is given solely by such Warburg Pincus Reporting Person, and no Warburg Pincus Reporting Person has responsibility for the accuracy or completeness of information supplied by another Warburg Pincus Reporting Person. WPM, L.P., By: WPM GP, LLC, its general partner, By: /s/ Timothy J. Curt, Managing Director and Treasurer 2012-12-20 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement:  December 19, 2012

 
Explanation of Responses
 

 
(1)  
This Form 4 is being filed on behalf of WPM, L.P., a Delaware limited partnership (“WPM”), WPM GP, LLC, a Delaware limited liability company (“WPM GP”), Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (“WP IX”), Warburg Pincus IX LLC, a New York limited liability company (“WP IX LLC”), Warburg Pincus Partners LLC, a New York limited liability company (“WP Partners”), Warburg Pincus & Co., a New York general partnership (“WP”), Warburg Pincus LLC, a New York limited liability company (“WP LLC”), and Messrs. Charles R. Kaye and Joseph P. Landy (collectively, the “Warburg Pincus Reporting Persons”).  WPM GP, the sole general partner of WPM, is a wholly-owned subsidiary of its sole member WP IX. WP IX LLC is the sole general partner of WP IX. WP Partners is the sole member of WP IX LLC. WP is the managing member of WP Partners. WP LLC manages WP IX. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC and may be deemed to control the other Warburg Pincus Reporting Persons. Each of WPM GP, WP IX, WP IX LLC, WP Partners, WP, WP LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of common stock (the “Common Stock”) of Fidelity National Information Services, Inc. (“FIS”) except to the extent of any indirect pecuniary interest therein.
 
By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), WPM GP, WP IX, WP IX LLC, WP Partners, WP, WP LLC and Messrs. Kaye and Landy may be deemed to be beneficial owners of the Common Stock of FIS held by WPM.  Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WPM, herein states that this Form 4 shall not be deemed an admission that it or he is the beneficial owner of any of the Common Stock or any other securities of FIS reported in this Form 4.
 

 
(2)  
On December 19, 2012, WPM, L.P. (“WPM”) disposed of 5,709,929 shares of Common Stock pursuant to that certain Share Repurchase Agreement, dated as of December 12, 2012, by and between FIS and WPM (the “December 2012 Share Repurchase Agreement”) pursuant to which WPM agreed to sell 5,709,929 shares of Common Stock to FIS at a price of $35.0267 per share of Common Stock, for an aggregate cash purchase price of $199,999,970.10.  The December 2012 Share Repurchase Agreement was included as Exhibit 99.4 to the Schedule 13D/A, filed by the Warburg Pincus Reporting Persons on December 13, 2012 with the U.S. Securities and Exchange Commission.
 

 

 EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 19, 2012
 
 
 
 
JOINT FILERS’ NAMES AND ADDRESSES
       
       
1.
Name:
WPM GP, LLC
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
2.
Name:
Warburg Pincus Private Equity IX, L.P.
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
3.
Name:
Warburg Pincus IX LLC
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
4.
Name:
Warburg Pincus Partners LLC
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
5.
Name:
Warburg Pincus & Co.
  
 
Address:
450 Lexington Avenue
  
   
New York, NY 10017
  
       
6.
Name:
Warburg Pincus LLC
  
 
Address:
450 Lexington Avenue
  
   
New York, NY 10017
  
       
7.
Name:
Charles R. Kaye
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
8.
Name:
Joseph P. Landy
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
EX-99.3 4 misc3.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 19, 2012

 
JOINT FILERS’ SIGNATURES
 
 
WPM GP, LLC
    
       
       
 
By: /s/ Timothy J. Curt                                                    
Date: December 20, 2012
  
   
Name:  Timothy J. Curt
Title:    Managing Director and Treasurer
    
       
       
 
WARBURG PINCUS PRIVATE EQUITY IX, L.P.
    
       
       
 
By:  Warburg Pincus IX LLC, its General Partner
    
 
   By:  Warburg Pincus Partners LLC, its Sole Member
    
 
      By:  Warburg Pincus & Co., its Managing Member
    
       
 
By: /s/ Timothy J. Curt                                                   
Date: December 20, 2012
  
   
Name:  Timothy J. Curt
Title:    Partner
    
       
       
 
WARBURG PINCUS IX LLC
    
       
       
 
By:  Warburg Pincus Partners LLC, its Sole Member
    
 
    By:  Warburg Pincus & Co., its Managing Member
    
       
 
By: /s/ Timothy J. Curt                                                    
Date: December 20, 2012
  
   
Name:  Timothy J. Curt
Title:    Partner
    
       
       
 
WARBURG PINCUS PARTNERS LLC
    
       
 
By:  Warburg Pincus & Co., its Managing Member
    
       
 
By: /s/ Timothy J. Curt                                                   
Date: December 20, 2012
  
   
Name:  Timothy J. Curt
Title:    Partner
    
       
       
 
 
 
 
 
 
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 19, 2012

 
 
WARBURG PINCUS & CO.
    
       
 
By: /s/ Timothy J. Curt                                                   
Date: December 20, 2012
  
   
Name:  Timothy J. Curt
Title:    Partner
    
       
       
 
WARBURG PINCUS LLC
    
       
 
By: /s/ Timothy J. Curt                                                   
Date: December 20, 2012
  
   
Name:  Timothy J. Curt
Title:    Managing Director
    
       
       
 
CHARLES R. KAYE
    
       
 
By:  /s/ Timothy J. Curt                                                    
Date: December 20, 2012
  
   
Name:  Charles R. Kaye
By:       Timothy J. Curt, Attorney-in-Fact*
    
       
       
 
JOSEPH P. LANDY
    
       
 
By:  /s/ Timothy J. Curt                                                   
Date: December 20, 2012
  
   
Name:  Joseph P. Landy
By:       Timothy J. Curt, Attorney-in-Fact*
    

 
* The Powers of Attorney given by Mr. Kaye and Mr. Landy were previously filed with the U.S. Securities and Exchange Commission on October 4, 2012 as exhibits to the Schedule 13D/A filed by Warburg Pincus Private Equity X, L.P. with respect to Primerica, Inc. and are hereby incorporated by reference.