0001140361-12-026775.txt : 20120522 0001140361-12-026775.hdr.sgml : 20120522 20120522161246 ACCESSION NUMBER: 0001140361-12-026775 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20120521 FILED AS OF DATE: 20120522 DATE AS OF CHANGE: 20120522 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Landy Joseph P. CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861791 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 FORMER NAME: FORMER CONFORMED NAME: LANDY JOSEPH DATE OF NAME CHANGE: 20030225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861792 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fidelity National Information Services, Inc. CENTRAL INDEX KEY: 0001136893 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 371490331 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32204 BUSINESS PHONE: 904-854-8547 MAIL ADDRESS: STREET 1: 601 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32204 FORMER COMPANY: FORMER CONFORMED NAME: CERTEGY INC DATE OF NAME CHANGE: 20010607 FORMER COMPANY: FORMER CONFORMED NAME: EQUIFAX PS INC DATE OF NAME CHANGE: 20010315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO. CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861789 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 FORMER NAME: FORMER CONFORMED NAME: WARBURG PINCUS & CO DATE OF NAME CHANGE: 19940901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861793 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861790 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity IX, L.P. CENTRAL INDEX KEY: 0001332737 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861795 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus IX LLC CENTRAL INDEX KEY: 0001342445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861794 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPM, L.P. CENTRAL INDEX KEY: 0001417111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861797 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPM GP, LLC CENTRAL INDEX KEY: 0001417131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 12861796 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 doc1.xml FORM 4 X0305 4 2012-05-21 0 0001136893 Fidelity National Information Services, Inc. FIS 0001417111 WPM, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001417131 WPM GP, LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001332737 Warburg Pincus Private Equity IX, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001342445 Warburg Pincus IX LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0000929408 WARBURG PINCUS & CO. 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001162870 WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 0001220638 Landy Joseph P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 2012-05-21 4 A 0 106395 0.01 A 41255862 D See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of WPM, L.P., WPM GP, LLC, Warburg Pincus Private Equity IX, L.P., Warburg Pincus IX LLC, Warburg Pincus Partners LLC and Warburg Pincus & Co. are directors-by-deputization by virtue of their contractual right to designate a representative to serve on the board of directors of Fidelity National Information Services, Inc. ("FIS"). James Neary is the board designee and became a director of FIS on October 1, 2009. Mr. Neary is a Partner of Warburg Pincus & Co. and a Member and Managing Director of Warburg Pincus LLC. WPM, L.P., By: WPM GP, LLC, its general partner, By: /s/ Scott A. Arenare, Managing Director and Secretary 2012-05-21 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement:  May 21, 2012
 
 

Explanation of Responses

 
(1)  
The shares of common stock (the “Common Stock”) of Fidelity National Information Services, Inc. (“FIS”) were acquired pursuant to a stock purchase right granted to WPM, L.P., a Delaware limited partnership (“WPM”), pursuant to the Stock Purchase Right Agreement (the “Stock Purchase Right Agreement”), dated as of March 31, 2009, by and among FIS, WPM and Metavante Technologies, Inc.  The Agreement was included as Exhibit 2 to the Schedule 13D, filed by the Warburg Pincus Reporting Persons (defined below) on October 9, 2009 with the U.S. Securities and Exchange Commission.
 
(2)  
Pursuant to the terms of the Agreement, the 106,395 shares of Common Stock were acquired for an average price of $0.01 per share.
 
(3)  
This Form 4 is being filed on behalf of WPM, WPM GP, LLC, a Delaware limited liability company (“WPM GP”), Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership (“WP IX”), Warburg Pincus IX LLC, a New York limited liability company (“WP IX LLC”), Warburg Pincus Partners LLC, a New York limited liability company (“WP Partners”), Warburg Pincus & Co., a New York general partnership (“WP”), Warburg Pincus LLC, a New York limited liability company (“WP LLC”), and Messrs. Charles R. Kaye and Joseph P. Landy (collectively, the “Warburg Pincus Reporting Persons”).
 
(4)  
WPM GP, the sole general partner of WPM, is a wholly-owned subsidiary of its sole member WP IX. WP IX LLC is the sole general partner of WP IX. WP Partners is the sole member of WP IX LLC. WP is the managing member of WP Partners. WP LLC manages WP IX. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC and may be deemed to control the Warburg Pincus Reporting Persons. Each of WPM GP, WP IX, WP IX LLC, WP Partners, WP, WP LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of the FIS Common Stock except to the extent of any indirect pecuniary interest therein.
 
(5)  
By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), WPM GP, WP IX, WP IX LLC, WP Partners, WP, WP LLC and Messrs. Kaye and Landy may be deemed to be beneficial owners of the Common Stock of FIS held by WPM.  Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of the Warburg Pincus Reporting Persons, other than WPM, herein states that this Form 4 shall not be deemed an admission that it or he is the beneficial owner of any of the Common Stock or any other securities of the Issuer reported in this Form 4.
 

 EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: May 21, 2012
 
 
 
 
JOINT FILERS’ NAMES AND ADDRESSES
       
       
1.
Name:
WPM GP, LLC
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
2.
Name:
Warburg Pincus Private Equity IX, L.P.
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
3.
Name:
Warburg Pincus IX LLC
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
4.
Name:
Warburg Pincus Partners LLC
  
 
Address:
450 Lexington Avenue
  
   
New York, NY 10017
  
       
5.
Name:
Warburg Pincus & Co.
  
 
Address:
450 Lexington Avenue
  
   
New York, NY 10017
  
       
6.
Name:
Warburg Pincus LLC
  
 
Address:
450 Lexington Avenue
  
   
New York, NY 10017
  
       
7.
Name:
Charles R. Kaye
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
       
8.
Name:
Joseph P. Landy
  
 
Address:
c/o Warburg Pincus LLC
  
   
450 Lexington Avenue
  
   
New York, NY 10017
  
EX-99.3 4 misc3.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: May 21, 2012

 
JOINT FILERS’ SIGNATURES
 
 
WPM GP, LLC
    
       
       
 
By: /s/ Scott A. Arenare                                                    
Date: May 21, 2012
  
   
Name:  Scott A. Arenare
Title:    Managing Director and Secretary
    
       
       
 
WARBURG PINCUS PRIVATE EQUITY IX, L.P.
    
       
       
 
By:  Warburg Pincus IX LLC, its General Partner
    
 
   By:  Warburg Pincus Partners LLC, its Sole Member
    
 
      By:  Warburg Pincus & Co., its Managing Member
    
       
 
By: /s/ Scott A. Arenare                                                   
Date: May 21, 2012
  
   
Name:  Scott A. Arenare
Title:    Partner
    
       
       
 
WARBURG PINCUS IX LLC
    
       
       
 
By:  Warburg Pincus Partners LLC, its Sole Member
    
 
    By:  Warburg Pincus & Co., its Managing Member
    
       
 
By: /s/ Scott A. Arenare                                                    
Date: May 21, 2012
  
   
Name:  Scott A. Arenare
Title:    Partner
    
       
       
 
WARBURG PINCUS PARTNERS LLC
    
       
 
By:  Warburg Pincus & Co., its Managing Member
    
       
 
By: /s/ Scott A. Arenare                                                   
Date: May 21, 2012
  
   
Name:  Scott A. Arenare
Title:    Partner
    
       
       
 
 
 
 
 
 
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: May 21, 2012

 
 
WARBURG PINCUS & CO.
    
       
 
By: /s/ Scott A. Arenare                                                   
Date: May 21, 2012
  
   
Name:  Scott A. Arenare
Title:    Partner
    
       
       
 
WARBURG PINCUS LLC
    
       
 
By: /s/ Scott A. Arenare                                                   
Date: May 21, 2012
  
   
Name:  Scott A. Arenare
Title:    Managing Director
    
       
       
 
CHARLES R. KAYE
    
       
 
By:  /s/ Scott A. Arenare                                                    
Date: May 21, 2012
  
   
Name:  Charles R. Kaye
By:       Scott A. Arenare, Attorney-in-Fact*
    
       
       
 
JOSEPH P. LANDY
    
       
 
By:  /s/ Scott A. Arenare                                                   
Date: May 21, 2012
  
   
Name:  Joseph P. Landy
By:       Scott A. Arenare, Attorney-in-Fact**
    

 
* Power of Attorney given by Mr. Kaye was previously filed with the U.S. Securities and Exchange Commission (“SEC”) on March 2, 2006, as an exhibit to the Schedule 13D filed by Building Products, LLC with respect to Builders FirstSource, Inc.

** Power of Attorney given by Mr. Landy was previously filed with the SEC on March 2, 2006, as an exhibit to the Schedule 13D filed by Building Products, LLC with respect to Builders FirstSource, Inc.