-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FdxOF8n2L0ccjo5WuRB4WXhyl7xT2vuG967CLHkfADn0vxB5wwRIV16+Q8JZAjE8 /Jdr92deFRKiwboIlhHPsA== 0001140361-10-050809.txt : 20101221 0001140361-10-050809.hdr.sgml : 20101221 20101221170033 ACCESSION NUMBER: 0001140361-10-050809 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20101220 FILED AS OF DATE: 20101221 DATE AS OF CHANGE: 20101221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LANDY JOSEPH CENTRAL INDEX KEY: 0001220638 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266364 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KAYE CHARLES R CENTRAL INDEX KEY: 0001239318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266356 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fidelity National Information Services, Inc. CENTRAL INDEX KEY: 0001136893 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 371490331 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32204 BUSINESS PHONE: 904-854-8547 MAIL ADDRESS: STREET 1: 601 RIVERSIDE AVENUE CITY: JACKSONVILLE STATE: FL ZIP: 32204 FORMER COMPANY: FORMER CONFORMED NAME: CERTEGY INC DATE OF NAME CHANGE: 20010607 FORMER COMPANY: FORMER CONFORMED NAME: EQUIFAX PS INC DATE OF NAME CHANGE: 20010315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS & CO CENTRAL INDEX KEY: 0000929408 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266362 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE STREET 2: NEW YORK CITY: NY STATE: NY ZIP: 100173147 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WARBURG PINCUS LLC CENTRAL INDEX KEY: 0001162870 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266361 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Partners LLC CENTRAL INDEX KEY: 0001322709 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266360 BUSINESS ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 450 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus Private Equity IX, L.P. CENTRAL INDEX KEY: 0001332737 FISCAL YEAR END: 1204 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266358 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Warburg Pincus IX LLC CENTRAL INDEX KEY: 0001342445 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266359 BUSINESS ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-878-0600 MAIL ADDRESS: STREET 1: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPM, L.P. CENTRAL INDEX KEY: 0001417111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266363 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-878-9219 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WPM GP, LLC CENTRAL INDEX KEY: 0001417131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16427 FILM NUMBER: 101266357 BUSINESS ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 BUSINESS PHONE: 212-878-9219 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVENUE CITY: NEW YORK STATE: X1 ZIP: 10017 4 1 doc1.xml FORM 4 X0303 4 2010-12-20 0 0001136893 Fidelity National Information Services, Inc. FIS 0001417111 WPM, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0000929408 WARBURG PINCUS & CO C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001162870 WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 0 0 1 0 0001322709 Warburg Pincus Partners LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001342445 Warburg Pincus IX LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001332737 Warburg Pincus Private Equity IX, L.P. C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001417131 WPM GP, LLC C/O WARBURG PINCUS LLC 450 LEXINGTON AVENUE NEW YORK NY 10017 1 0 1 0 0001239318 KAYE CHARLES R C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 0001220638 LANDY JOSEPH C/O WARBURG PINCUS LLC 450 LEXINGTON AVE NEW YORK NY 10017 0 0 1 0 Common Stock, par value $0.01 2010-12-20 4 A 0 149767 0.01 A 40953968 D See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 See Exhibit 99.1 Exhibit List: Exhibit 99.1 - Explanation of Responses Exhibit 99.2 - Joint Filers' Names and Addresses Exhibit 99.3 - Joint Filers' Signatures Solely for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, each of WPM, L.P., WPM GP, LLC, Warburg Pincus Private Equity IX, L.P., Warburg Pincus IX LLC, Warburg Pincus Partners, LLC and Warburg Pincus & Co. are directors-by-deputization by virtue of their contractual right to designate a representative to serve on the board of directors of Fidelity National Information Services, Inc. ("FIS"). James Neary is the board designee and became a director of FIS on October 1, 2009. Mr. Neary is a Partner of Warburg Pincus & Co., and a Member and Managing Director of Warburg Pincus LLC. WPM, L.P., By: WPM GP, LLC, its general partner, By: /s/ Scott A. Arenare, Managing Director and Secretary 2010-12-21 EX-99.1 2 misc1.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 20, 2010



 
 
 


Exhibit 99.1
 
Explanation of Responses
 

 
(1)  
The shares of common stock (the “Common Stock”) of Fidelity National Information Services, Inc. (“FIS”) were acquired pursuant to a stock purchase right granted to WPM, L.P., a Delaware limited partnership (“WPM”), pursuant to a Stock Purchase Right Agreement (the “Agreement”), dated as of March 31, 2009, by and among FIS, WPM and Metavante Technologies, Inc.  The Agreement was included as Exhibit 2 to the Schedule 13D, filed by the Reporting Persons (defined below) on October 9, 2009 with the Securities and Exchange Commission.
 
(2)  
Pursuant to the terms of the Agreement, the 149,767 shares of Common Stock were acquired for an average price of $0.01 per share.
 
(3)  
This Form 4 is being filed on behalf of WPM, WPM GP, LLC, a Delaware limited liability company ("WPM GP"), Warburg Pincus Private Equity IX, L.P., a Delaware limited partnership ("WP IX"), Warburg Pincus IX LLC, a New York limited liability company ("WP IX LLC"), Warburg Pincus Partners, LLC, a New York limited liability company ("WP Partners"), Warburg Pincus & Co., a New York general partnership ("WP"), Warburg Pincus LLC, a New York limited liability company ("WP LLC"), and Messrs. Charles R. Kaye and Joseph P. Landy (collectively, the "Reporting Persons").
 
(4)  
WPM GP, the sole general partner of WPM, is a wholly-owned subsidiary of WP IX. WP IX LLC is the sole general partner of WP IX. WP Partners is the sole member of WP IX LLC. WP is the managing member of WP Partners. WP LLC manages WP IX. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of WP and Co-Presidents and Managing Members of WP LLC and may be deemed to control the Reporting Persons. Each of WPM GP, WP IX, WP IX LLC, WP Partners, WP, WP LLC, Mr. Kaye and Mr. Landy all disclaim beneficial ownership of all shares of the FIS common stock except to the extent of any indirect pecuniary interest therein.
 

 EX-99.2 3 misc2.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 20, 2010



Exhibit 99.2
 
 
JOINT FILERS’ NAMES AND ADDRESSES


 
1.  
Name:         WPM GP, LLC
Address:    c/o Warburg Pincus LLC
450 Lexington Avenue
New York, NY 10017
 
2.  
Name:         Warburg Pincus Private Equity IX, L.P.
                    Address:    c/o Warburg Pincus LLC
                                        450 Lexington Avenue
                                        New York, NY 10017
 
3.  
Name:          Warburg Pincus IX LLC
Address:    c/o Warburg Pincus LLC
                    450 Lexington Avenue
                    New York, NY 10017
 
4.  
Name:         Warburg Pincus Partners, LLC
Address:    c/o Warburg Pincus LLC
450 Lexington Avenue
New York, NY 10017
 
5.  
Name:         Warburg Pincus LLC
Address:    450 Lexington Avenue
New York, NY 10017
 
6.  
Name:         Warburg Pincus & Co.
Address:    c/o Warburg Pincus LLC
450 Lexington Avenue
New York, NY 10017
 
7.  
Name:         Charles R. Kaye
                    Address:    c/o Warburg Pincus LLC
                                        450 Lexington Avenue
                                        New York, NY 10017
 
8.  
Name:          Joseph P. Landy
Address:    c/o Warburg Pincus LLC
450 Lexington Avenue
New York, NY 10017


 EX-99.3 4 misc3.htm MISCELLANEOUS EXHIBITS Unassociated Document
Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 20, 2010




 
Exhibit 99.3
 
JOINT FILERS’ SIGNATURES






WPM GP, LLC


By:  /s/ Scott A. Arenare                                                                                              Date: December 21, 2010
 
      Name:  Scott A. Arenare
 
      Title:  Managing Director and Secretary


WARBURG PINCUS PRIVATE EQUITY IX, L.P.

By:  Warburg Pincus IX LLC, its General Partner
By:  Warburg Pincus Partners, LLC, its Sole Member,
 
     By:  Warburg Pincus & Co., its Managing Member

By:  /s/ Scott A. Arenare                                                                                              Date: December 21, 2010
 
      Name:  Scott A. Arenare
 
      Title:  Partner


WARBURG PINCUS IX LLC

 
By:  Warburg Pincus Partners, LLC, its Sole Member,
 
     By:  Warburg Pincus & Co., its Managing Member

By:  /s/ Scott A. Arenare                                                                                               Date: December 21, 2010
 
      Name:  Scott A. Arenare
 
      Title:  Partner

 
WARBURG PINCUS PARTNERS, LLC

 
By:  Warburg Pincus & Co., its Managing Member

By:  /s/ Scott A. Arenare                                                                                               Date: December 21, 2010
      Name:  Scott A. Arenare
 
      Title:  Partner


 
 
 
 

Designated Filer:
WPM, L.P.
Issuer & Ticker Symbol:
Fidelity National Information Services, Inc. (FIS)
Date of Event Requiring Statement: December 20, 2010

 
 
WARBURG PINCUS LLC

By:  /s/ Scott A. Arenare                                                                                              Date: December 21, 2010< /font>
 
      Name:  Scott A. Arenare
 
      Title:  Managing Director

 
WARBURG PINCUS & CO.

By:  /s/ Scott A. Arenare                                                                                               Date: December 21, 2010
 
      Name:  Scott A. Arenare
 
      Title:  Partner


By:  /s/ Scott A. Arenare                                                                                               Date: December 21, 2010
      Name:  Charles R. Kaye
 
      By:  Scott A. Arenare, Attorney-in-Fact*


By:  /s/ Scott A. Arenare                                                                                               Date: December 21, 2010
 
     Name:  Joseph P. Landy
 
      By:  Scott A. Arenare, Attorney-in-Fact**


 
* Power of Attorney given by Mr. Kaye was previously filed with the SEC on March 2, 2006, as an exhibit to a Schedule 13D filed by Building Products, LLC with respect to Builders FirstSource, Inc.

** Power of Attorney given by Mr. Landy was previously filed with the SEC on March 2, 2006, as an exhibit to a Schedule 13D filed by Building Products, LLC with respect to Builders FirstSource, Inc.

 


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