0001209191-12-056203.txt : 20121206 0001209191-12-056203.hdr.sgml : 20121206 20121206181333 ACCESSION NUMBER: 0001209191-12-056203 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121204 FILED AS OF DATE: 20121206 DATE AS OF CHANGE: 20121206 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dawson James L CENTRAL INDEX KEY: 0001416896 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35188 FILM NUMBER: 121247743 MAIL ADDRESS: STREET 1: C/O 3PAR INC. STREET 2: 4209 TECHNOLOGY DRIVE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FUSION-IO, INC. CENTRAL INDEX KEY: 0001383729 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER STORAGE DEVICES [3572] IRS NUMBER: 204232255 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 BUSINESS PHONE: 801-424-5500 MAIL ADDRESS: STREET 1: 2855 E. COTTONWOOD PARKWAY, SUITE 100 CITY: SALT LAKE CITY STATE: UT ZIP: 84121 FORMER COMPANY: FORMER CONFORMED NAME: FUSION MULTISYSTEMS INC DATE OF NAME CHANGE: 20061214 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2012-12-04 0 0001383729 FUSION-IO, INC. FIO 0001416896 Dawson James L C/O FUSION-IO, INC. 2855 E. COTTONWOOD PKWY, SUITE 100 SALT LAKE CITY UT 84121 0 1 0 0 Exec. VP, Worldwide Sales Common Stock 2012-12-04 4 M 0 25000 0.65 A 25000 D Common Stock 2012-12-04 4 S 0 25000 23.0393 D 0 D Common Stock 20000 I by the Dawson Family Trust Employee Stock Option (right to buy) 0.65 2012-12-04 4 M 0 25000 0.00 D 2019-06-01 Common Stock 25000 519458 D Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $22.75 per share to $23.52 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder. The option became exercisable as to 1/4th of the shares subject to the option on April 30, 2010, and 1/48th of the shares subject to the option vest each month thereafter. /s/ Shawn J. Lindquist, Attorney-in-fact 2012-12-06