President

0001085146-14-000934.txt : 20140430 0001085146-14-000934.hdr.sgml : 20140430 20140429183439 ACCESSION NUMBER: 0001085146-14-000934 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140430 DATE AS OF CHANGE: 20140429 EFFECTIVENESS DATE: 20140430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Architects, Inc CENTRAL INDEX KEY: 0001416692 IRS NUMBER: 222921395 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12762 FILM NUMBER: 14795393 BUSINESS ADDRESS: STREET 1: FIVE GREENTREE CENTER STREET 2: SUITE 312 CITY: MARLTON STATE: NJ ZIP: 08053 BUSINESS PHONE: 856-985-8400 MAIL ADDRESS: STREET 1: FIVE GREENTREE CENTER STREET 2: SUITE 312 CITY: MARLTON STATE: NJ ZIP: 08053 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001416692 XXXXXXXX 03-31-2014 03-31-2014 false Financial Architects, Inc

FIVE GREENTREE CENTER SUITE 312 MARLTON NJ 08053

13F COMBINATION REPORT 028-12762 DT Investments Federated Strategic Value Good Harbor Tactical Core Gracor Global Hillman Capital Diversified Equity JP Morgan Mid Cap Value Kayne-Anderson SMID Navellier Large Cap Growth Neuberger Berman All Cap Core Santa Barbara Dividend Grwoth US Trust NY Value Equity Windhaven Investments ACR LCG Delaware Capital Large Cap Value F-Squared All Weather Premium N Thomas C. Meyer President 856-985-8400 /s/ Thomas C. Meyer Marlton NJ 04-28-2014 0 150 167335 INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 336 2475 SH SOLE 6 13 2475 0 0 ABB LTD SPONSORED ADR 000375204 770 29838 SH SOLE 6 25838 0 4000 ABBVIE INC COM 00287Y109 595 11571 SH SOLE 6 10960 0 611 AIRGAS INC COM 009363102 1364 12807 SH SOLE 6 12807 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 889 50327 SH SOLE 6 49727 0 600 ALTRIA GROUP INC COM 02209S103 405 10816 SH SOLE 6 9716 0 1100 AMAZON COM INC COM 023135106 281 836 SH SOLE 6 836 0 0 AMERICAN ELEC PWR INC COM 025537101 204 4033 SH SOLE 6 4033 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 370 8140 SH SOLE 6 7790 0 350 APACHE CORP COM 037411105 275 3321 SH SOLE 6 3321 0 0 APPLE INC COM 037833100 4151 7734 SH SOLE 6 7188 0 546 AQUA AMERICA INC COM 03836W103 555 22140 SH SOLE 6 21515 0 625 AT&T INC COM 00206R102 1388 39583 SH SOLE 6 36537 0 3046 AUTOMATIC DATA PROCESSING IN COM 053015103 1120 14501 SH SOLE 6 14201 0 300 BANK OF AMERICA CORPORATION COM 060505104 781 45420 SH SOLE 6 40005 0 5414 BCE INC COM NEW 05534B760 2451 56804 SH SOLE 6 51156 0 5648 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 112 900 SH SOLE 6 900 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 4157 33264 SH SOLE 2 6 31604 0 1660 BGC PARTNERS INC CL A 05541T101 65 10000 SH SOLE 6 10000 0 0 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 316 9500 SH SOLE 6 6500 0 3000 BP PLC SPONSORED ADR 055622104 1556 32351 SH SOLE 6 31051 0 1300 BRISTOL MYERS SQUIBB CO COM 110122108 617 11872 SH SOLE 6 10839 0 1033 CAPITAL ONE FINL CORP COM 14040H105 241 3120 SH SOLE 6 3120 0 0 CATALYST PHARM PARTNERS INC COM 14888U101 68 30000 SH SOLE 6 30000 0 0 CHEVRON CORP NEW COM 166764100 1228 10327 SH SOLE 6 10027 0 300 CISCO SYS INC COM 17275R102 310 13840 SH SOLE 6 13540 0 300 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 704 24260 SH SOLE 6 21760 0 2500 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 5787 127575 SH SOLE 6 121130 0 6445 COCA COLA CO COM 191216100 234 6049 SH SOLE 6 6049 0 0 COMCAST CORP NEW CL A SPL 20030N200 228 4675 SH SOLE 6 3925 0 750 CONOCOPHILLIPS COM 20825C104 1044 14841 SH SOLE 6 14641 0 200 CSX CORP COM 126408103 637 21982 SH SOLE 6 20630 0 1352 CUMMINS INC COM 231021106 298 2000 SH SOLE 6 2000 0 0 CVS CAREMARK CORPORATION COM 126650100 580 7746 SH SOLE 6 6144 0 1602 DEERE & CO COM 244199105 272 3000 SH SOLE 6 1000 0 2000 DIAGEO P L C SPON ADR NEW 25243Q205 510 4097 SH SOLE 6 3697 0 400 DISNEY WALT CO COM DISNEY 254687106 477 5955 SH SOLE 6 4152 0 1802 DOMINION RES INC VA NEW COM 25746U109 210 2953 SH SOLE 6 2953 0 0 DOVER CORP COM 260003108 246 3005 SH SOLE 6 2305 0 700 DRYSHIPS INC SHS Y2109Q101 97 30000 SH SOLE 6 0 0 30000 DUKE ENERGY CORP NEW COM NEW 26441C204 1123 15766 SH SOLE 6 14751 0 1015 DYAX CORP COM 26746E103 90 10000 SH SOLE 6 10000 0 0 ENSTAR GROUP LIMITED SHS G3075P101 1499 11000 SH SOLE 6 5000 0 6000 ENTERPRISE PRODS PARTNERS L COM 293792107 260 3754 SH SOLE 6 3754 0 0 EXELON CORP COM 30161N101 304 9072 SH SOLE 6 7872 0 1200 EXXON MOBIL CORP COM 30231G102 3171 32458 SH SOLE 6 26322 0 6137 FACEBOOK INC CL A 30303M102 960 15936 SH SOLE 6 13 12933 0 3003 FLOTEK INDS INC DEL COM 343389102 223 8000 SH SOLE 6 8000 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 272 17437 SH SOLE 6 11437 0 6000 GENERAL ELECTRIC CO COM 369604103 5304 204870 SH SOLE 6 188070 0 16800 GENERAL MLS INC COM 370334104 326 6291 SH SOLE 6 6291 0 0 GILEAD SCIENCES INC COM 375558103 354 4990 SH SOLE 6 4990 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 4731 192807 SH SOLE 6 177302 0 15505 GOOGLE INC CL A 38259P508 505 453 SH SOLE 6 440 0 13 HARLEY DAVIDSON INC COM 412822108 380 5700 SH SOLE 6 5700 0 0 INTEL CORP COM 458140100 764 29595 SH SOLE 2 6 12901 0 16694 INTERNATIONAL BUSINESS MACHS COM 459200101 1045 5428 SH SOLE 6 4785 0 642 ISHARES CORE S&P SCP ETF 464287804 7099 64457 SH SOLE 6 59928 0 4529 ISHARES GLOB HLTHCRE ETF 464287325 1085 11910 SH SOLE 6 11110 0 800 ISHARES IBOXX HI YD ETF 464288513 296 3133 SH SOLE 6 3133 0 0 ISHARES MSCI EAFE ETF 464287465 727 10813 SH SOLE 6 9988 0 825 ISHARES RESID RL EST CAP 464288562 1016 20298 SH SOLE 6 18998 0 1300 ISHARES RUS 1000 VAL ETF 464287598 599 6207 SH SOLE 6 5807 0 400 ISHARES RUS 2000 VAL ETF 464287630 204 2024 SH SOLE 6 2024 0 0 ISHARES RUS MID-CAP ETF 464287499 1640 10600 SH SOLE 6 8900 0 1700 ISHARES RUSSELL 2000 ETF 464287655 489 4199 SH SOLE 6 3999 0 200 ISHARES SELECT DIVID ETF 464287168 3315 45206 SH SOLE 6 41206 0 4000 ISHARES U.S. ENERGY ETF 464287796 259 5090 SH SOLE 6 7 5090 0 0 ISHARES U.S. INDS ETF 464287754 411 4084 SH SOLE 6 4084 0 0 ISHARES U.S. PFD STK ETF 464288687 1725 44186 SH SOLE 6 40986 0 3200 ISHARES U.S. TECH ETF 464287721 440 4836 SH SOLE 6 7 4836 0 0 JOHNSON & JOHNSON COM 478160104 3898 39687 SH SOLE 2 6 13 36108 0 3579 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 2013 43243 SH SOLE 6 41803 0 1440 JPMORGAN CHASE & CO COM 46625H100 862 14191 SH SOLE 2 6 12796 0 1394 KINDER MORGAN INC DEL COM 49456B101 803 24718 SH SOLE 6 23098 0 1620 KRAFT FOODS GROUP INC COM 50076Q106 572 10190 SH SOLE 6 9467 0 723 LEUCADIA NATL CORP COM 527288104 1282 45801 SH SOLE 6 45001 0 800 LOEWS CORP COM 540424108 638 14493 SH SOLE 6 14093 0 400 LORILLARD INC COM 544147101 749 13854 SH SOLE 6 13454 0 400 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 813 14192 SH SOLE 6 7192 0 7000 MARKEL CORP COM 570535104 1063 1783 SH SOLE 6 1768 0 15 MCDONALDS CORP COM 580135101 1174 11979 SH SOLE 6 6279 0 5700 MEDIVATION INC COM 58501N101 515 8000 SH SOLE 6 8000 0 0 MERCK & CO INC NEW COM 58933Y105 1076 18960 SH SOLE 2 6 17295 0 1665 METTLER TOLEDO INTERNATIONAL COM 592688105 589 2500 SH SOLE 6 2000 0 500 MICROSOFT CORP COM 594918104 967 23590 SH SOLE 2 6 21042 0 2548 MIDDLESEX WATER CO COM 596680108 375 17175 SH SOLE 6 15675 0 1500 NATIONAL GRID PLC SPON ADR NEW 636274300 411 5973 SH SOLE 6 4973 0 1000 NEXTERA ENERGY INC COM 65339F101 689 7205 SH SOLE 6 6905 0 300 NOVADAQ TECHNOLOGIES INC COM 66987G102 401 18000 SH SOLE 6 18000 0 0 NOVARTIS A G SPONSORED ADR 66987V109 2054 24161 SH SOLE 6 22811 0 1350 OAKTREE CAP GROUP LLC UNIT CL A 674001201 1119 19245 SH SOLE 6 18795 0 450 ORACLE CORP COM 68389X105 466 11390 SH SOLE 6 11390 0 0 PEPSICO INC COM 713448108 1656 19836 SH SOLE 6 16875 0 2961 PFIZER INC COM 717081103 753 23444 SH SOLE 6 20263 0 3181 PHARMACYCLICS INC COM 716933106 501 5000 SH SOLE 6 4000 0 1000 PHILIP MORRIS INTL INC COM 718172109 497 6071 SH SOLE 6 5464 0 607 PNC FINL SVCS GROUP INC COM 693475105 535 6149 SH SOLE 6 5755 0 394 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 695 39050 SH SOLE 6 37750 0 1300 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 599 6830 SH SOLE 6 6480 0 350 PPL CORP COM 69351T106 224 6760 SH SOLE 6 5254 0 1505 PRICE T ROWE GROUP INC COM 74144T108 226 2750 SH SOLE 6 2750 0 0 PROCTER & GAMBLE CO COM 742718109 255 3164 SH SOLE 6 3164 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 530 13905 SH SOLE 6 12659 0 1246 QUALCOMM INC COM 747525103 1062 13466 SH SOLE 6 13166 0 300 RESTORATION HARDWARE HLDGS I COM 761283100 703 9550 SH SOLE 6 9450 0 100 ROSS STORES INC COM 778296103 245 3420 SH SOLE 6 3420 0 0 ROYAL BANCSHARES PA INC CL A 780081105 157 47591 SH SOLE 6 47591 0 0 RYDEX ETF TRUST GUG S&P MC400 PG 78355W601 12394 100416 SH SOLE 6 96021 0 4395 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 11956 163797 SH SOLE 6 155155 0 8642 RYDEX ETF TRUST GUG S&P500 EWCON 78355W874 1336 14363 SH SOLE 6 13753 0 610 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 9446 183778 SH SOLE 6 173178 0 10600 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 235 5800 SH SOLE 6 5150 0 650 SCHLUMBERGER LTD COM 806857108 696 7138 SH SOLE 6 7138 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 408 6304 SH SOLE 6 6304 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 823 19113 SH SOLE 6 18913 0 200 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 453 7752 SH SOLE 6 7752 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 222 2498 SH SOLE 6 2218 0 280 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 654 29289 SH SOLE 6 7 29289 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 372 7117 SH SOLE 6 7117 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1151 27758 SH SOLE 6 25608 0 2150 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 434 9177 SH SOLE 6 7 9177 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1653 45485 SH SOLE 6 44235 0 1250 SOUTHERN CO COM 842587107 220 5004 SH SOLE 6 4739 0 265 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 1570 9562 SH SOLE 6 8862 0 700 SPDR GOLD TRUST GOLD SHS 78463V107 1014 8200 SH SOLE 6 5609 0 2591 SPDR S&P 500 ETF TR TR UNIT 78462F103 1189 6356 SH SOLE 6 3968 0 2388 SPDR SER TR SHT TRM HGH YLD 78468R408 410 13250 SH SOLE 6 13250 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 2432 50264 SH SOLE 6 49329 0 935 SPDR SERIES TRUST S&P DIVID ETF 78464A763 360 4887 SH SOLE 6 4887 0 0 SPECIAL OPPORTUNITIES FD INC COM 84741T104 207 12754 SH SOLE 6 12754 0 0 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 587 6464 SH SOLE 6 6464 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 475 8992 SH SOLE 6 8892 0 100 TJX COS INC NEW COM 872540109 253 4168 SH SOLE 6 4168 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 816 17378 SH SOLE 6 15914 0 1464 TOTAL S A SPONSORED ADR 89151E109 1077 16419 SH SOLE 6 15119 0 1300 TRINITY INDS INC COM 896522109 207 2875 SH SOLE 6 2375 0 500 UNILEVER PLC SPON ADR NEW 904767704 202 4714 SH SOLE 6 4514 0 200 UNION PAC CORP COM 907818108 240 1278 SH SOLE 6 1278 0 0 UNITED TECHNOLOGIES CORP COM 913017109 287 2456 SH SOLE 6 2456 0 0 VANDA PHARMACEUTICALS INC COM 921659108 163 10000 SH SOLE 6 10000 0 0 VANGUARD INDEX FDS REIT ETF 922908553 463 6554 SH SOLE 6 6554 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 230 5576 SH SOLE 6 5576 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 2360 49616 SH SOLE 6 46470 0 3146 VISA INC COM CL A 92826C839 363 1680 SH SOLE 6 13 1646 0 34 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 541 14710 SH SOLE 2 6 14436 0 274 WELLS FARGO & CO NEW COM 949746101 679 13646 SH SOLE 6 13146 0 500 WILLIAMS COS INC DEL COM 969457100 550 13549 SH SOLE 6 13349 0 200 WISDOMTREE TR EMERG MKTS ETF 97717W315 282 5755 SH SOLE 6 5555 0 200 WOLVERINE WORLD WIDE INC COM 978097103 213 7470 SH SOLE 6 7270 0 200