0001085146-12-000171.txt : 20120207 0001085146-12-000171.hdr.sgml : 20120207 20120206213444 ACCESSION NUMBER: 0001085146-12-000171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120207 DATE AS OF CHANGE: 20120206 EFFECTIVENESS DATE: 20120207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Architects, Inc CENTRAL INDEX KEY: 0001416692 IRS NUMBER: 222921395 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12762 FILM NUMBER: 12575158 BUSINESS ADDRESS: STREET 1: FIVE GREENTREE CENTER STREET 2: SUITE 312 CITY: MARLTON STATE: NJ ZIP: 08053 BUSINESS PHONE: 856-985-8400 MAIL ADDRESS: STREET 1: FIVE GREENTREE CENTER STREET 2: SUITE 312 CITY: MARLTON STATE: NJ ZIP: 08053 13F-HR 1 fina4q2011.txt FINANCIAL ARCHITECTS, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Financial Architects, Inc Address: Five Greentree Centre, Suite 312 Marlton, NJ 08053 13F File Number: 028-12762 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas C. Meyer Title: President Phone: 856-985-8400 Signature, Place, and Date of Signing: /s/ Thomas C. Meyer Marlton, NJ February 07, 2012 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ X] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Form 13F File Number Name 028-05620 Brandes Investment Partners LP 028-05920 Delaware Capital Management Inc 028- DT Investments 028-10899 Federated Advisory Services Inc 028- Gracor 028- Hillman 028-00694 JP Morgan Chase & co 028-02824 Navellier & Associates Inc 028-00595 Neuberger Berman Management LLC 028-11710 Nuveen Asset Management Inc 028-01474 NWQ Investment Management Co LLC 028- Santa Barbara 028- US Trust 028- Wellesley Management 028-14230 Windhaven Investment Management Inc FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 428 Form 13F Information Table Value Total: $43,237 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 25 300 SH SOLE 300 0 0 ABB LTD SPONSORED ADR 000375204 9 500 SH SOLE 500 0 0 ABBOTT LABS COM 002824100 139 2471 SH SOLE 2471 0 0 ADOBE SYS INC COM 00724F101 10 387 SH SOLE 387 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 45 2200 SH SOLE 2200 0 0 AEROVIRONMENT INC COM 008073108 6 200 SH SOLE 200 0 0 AFLAC INC COM 001055102 48 1125 SH SOLE 1125 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 9 270 SH SOLE 270 0 0 AGNICO EAGLE MINES LTD COM 008474108 4 122 SH SOLE 122 0 0 AIR PRODS & CHEMS INC COM 009158106 34 400 SH SOLE 400 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 297 9200 SH SOLE 9200 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 1 429 SH SOLE 429 0 0 ALCOA INC COM 013817101 2 249 SH SOLE 249 0 0 ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 14 1725 PRN SOLE 1725 0 0 ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 80 4200 SH SOLE 4200 0 0 ALTRIA GROUP INC COM 02209S103 255 8528 SH SOLE 8528 0 0 AMAZON COM INC COM 023135106 26 150 SH SOLE 150 0 0 AMEREN CORP COM 023608102 24 738 SH SOLE 738 0 0 AMERICAN ELEC PWR INC COM 025537101 133 3251 SH SOLE 3251 0 0 AMERICAN EXPRESS CO COM 025816109 9 200 SH SOLE 200 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 9 455 SH SOLE 455 0 0 AMERICAN STS WTR CO COM 029899101 17 500 SH SOLE 500 0 0 AMERICAN TOWER CORP CL A 029912201 28 471 SH SOLE 471 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 32 1000 SH SOLE 1000 0 0 AMERIGAS PARTNERS L P UNIT L P INT 030975106 15 326 SH SOLE 326 0 0 ANADARKO PETE CORP COM 032511107 75 980 SH SOLE 980 0 0 ANADIGICS INC COM 032515108 10 4500 SH SOLE 4500 0 0 ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 14 331 SH SOLE 331 0 0 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1 20 SH SOLE 20 0 0 ANNALY CAP MGMT INC COM 035710409 70 4498 SH SOLE 4498 0 0 AOL INC COM 00184X105 1 64 SH SOLE 64 0 0 APACHE CORP COM 037411105 9 100 SH SOLE 100 0 0 APPLE INC COM 037833100 1609 3971 SH SOLE 3971 0 0 AQUA AMERICA INC COM 03836W103 84 3808 SH SOLE 3808 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 36 2000 SH SOLE 2000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 21 745 SH SOLE 745 0 0 ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 4 4000 PRN SOLE 4000 0 0 ARES CAP CORP COM 04010L103 2 130 SH SOLE 130 0 0 AROTECH CORP COM NEW 042682203 0 50 SH SOLE 50 0 0 ASPEN TECHNOLOGY INC COM 045327103 22 1275 SH SOLE 1275 0 0 AT&T INC COM 00206R102 465 15452 SH SOLE 15452 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 791 14651 SH SOLE 14651 0 0 AWARE INC MASS COM 05453N100 30 10000 SH SOLE 10000 0 0 BAIDU INC SPON ADR REP A 056752108 178 1535 SH SOLE 1535 0 0 BAKER HUGHES INC COM 057224107 27 565 SH SOLE 565 0 0 BANCO SANTANDER SA ADR 05964H105 22 2741 SH SOLE 2741 0 0 BANK OF AMERICA CORPORATION COM 060505104 271 46784 SH SOLE 46784 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 11 565 SH SOLE 565 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 64 3000 PRN SOLE 3000 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 188 9400 PRN SOLE 9400 0 0 BARD C R INC COM 067383109 23 270 SH SOLE 270 0 0 BARRICK GOLD CORP COM 067901108 87 1900 SH SOLE 1900 0 0 BAXTER INTL INC COM 071813109 5 100 SH SOLE 100 0 0 BB&T CORP COM 054937107 33 1284 SH SOLE 1284 0 0 BCE INC COM NEW 05534B760 125 3000 SH SOLE 3000 0 0 BECTON DICKINSON & CO COM 075887109 35 460 SH SOLE 460 0 0 BENEFICIAL MUTUAL BANCORP IN COM 08173R104 60 7194 SH SOLE 7194 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 502 6580 SH SOLE 6580 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 25 350 SH SOLE 350 0 0 BIOANALYTICAL SYS INC COM 09058M103 0 33 SH SOLE 33 0 0 BIRKS & MAYORS INC CL A VTG 090881103 0 34 SH SOLE 34 0 0 BLACKROCK INCOME TR INC COM 09247F100 11 1500 PRN SOLE 1500 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 97 3500 SH SOLE 3500 0 0 BOEING CO COM 097023105 71 971 SH SOLE 971 0 0 BOSTON BEER INC CL A 100557107 8 66 SH SOLE 66 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1 254 SH SOLE 254 0 0 BP PLC SPONSORED ADR 055622104 359 8516 SH SOLE 8516 0 0 BRINKER INTL INC COM 109641100 26 975 SH SOLE 975 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 140 3959 SH SOLE 3959 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 71 3147 SH SOLE 3147 0 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 102 1598 SH SOLE 1598 0 0 CAMPBELL SOUP CO COM 134429109 7 200 SH SOLE 200 0 0 CANADIAN NAT RES LTD COM 136385101 4 120 SH SOLE 120 0 0 CAPITAL ONE FINL CORP COM 14040H105 196 4620 SH SOLE 4620 0 0 CARDIUM THERAPEUTICS INC COM 141916106 3 11000 SH SOLE 11000 0 0 CATERPILLAR INC DEL COM 149123101 57 631 SH SOLE 631 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 15 2163 PRN SOLE 2163 0 0 CENOVUS ENERGY INC COM 15135U109 22 675 SH SOLE 675 0 0 CENTURYLINK INC COM 156700106 35 930 SH SOLE 930 0 0 CERNER CORP COM 156782104 37 600 SH SOLE 600 0 0 CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864AB3 1 1000 PRN SOLE 1000 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 1 20 SH SOLE 20 0 0 CHESAPEAKE ENERGY CORP COM 165167107 33 1475 SH SOLE 1475 0 0 CHEVRON CORP NEW COM 166764100 734 6892 SH SOLE 6892 0 0 CHIMERA INVT CORP COM 16934Q109 36 14500 SH SOLE 14500 0 0 CHRISTOPHER & BANKS CORP COM 171046105 5 2000 SH SOLE 2000 0 0 CHUBB CORP COM 171232101 120 1735 SH SOLE 1735 0 0 CIENA CORP COM NEW 171779309 8 700 SH SOLE 700 0 0 CISCO SYS INC COM 17275R102 409 22540 SH SOLE 22540 0 0 CIT GROUP INC COM NEW 125581801 13 375 SH SOLE 375 0 0 CITIGROUP INC COM NEW 172967424 43 1657 SH SOLE 1657 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 33 950 SH SOLE 950 0 0 CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 510 27070 SH SOLE 27070 0 0 CLOROX CO DEL COM 189054109 57 850 SH SOLE 850 0 0 CNH GLOBAL N V SHS NEW N20935206 7 200 SH SOLE 200 0 0 CNOOC LTD SPONSORED ADR 126132109 8 46 SH SOLE 46 0 0 COACH INC COM 189754104 18 300 SH SOLE 300 0 0 COCA COLA CO COM 191216100 140 1997 SH SOLE 1997 0 0 COLDWATER CREEK INC COM 193068103 0 100 SH SOLE 100 0 0 COLGATE PALMOLIVE CO COM 194162103 66 709 SH SOLE 709 0 0 COMCAST CORP NEW CL A 20030N101 22 906 SH SOLE 906 0 0 COMCAST CORP NEW CL A SPL 20030N200 96 4037 SH SOLE 4037 0 0 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 0 4 SH SOLE 4 0 0 CONOCOPHILLIPS COM 20825C104 1079 14835 SH SOLE 14835 0 0 CONSOLIDATED EDISON INC COM 209115104 180 2906 SH SOLE 2906 0 0 CONSTELLATION BRANDS INC CL A 21036P108 18 900 SH SOLE 900 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 8 200 SH SOLE 200 0 0 CORELOGIC INC COM 21871D103 6 534 SH SOLE 534 0 0 CORNING INC COM 219350105 2 150 SH SOLE 150 0 0 COSI INC COM 22122P101 28 39500 SH SOLE 39500 0 0 COVANCE INC COM 222816100 9 200 SH SOLE 200 0 0 COVIDIEN PLC SHS G2554F113 19 425 SH SOLE 425 0 0 CREE INC COM 225447101 33 1500 SH SOLE 1500 0 0 CSX CORP COM 126408103 27 1250 SH SOLE 1250 0 0 CVR ENERGY INC COM 12662P108 9 500 SH SOLE 500 0 0 CVS CAREMARK CORPORATION COM 126650100 256 6280 SH SOLE 6280 0 0 DANAHER CORP DEL NOTE 1/2 235851AF9 5 4000 PRN SOLE 4000 0 0 DAVITA INC COM 23918K108 11 150 SH SOLE 150 0 0 DELCATH SYS INC COM 24661P104 3 1000 SH SOLE 1000 0 0 DENBURY RES INC COM NEW 247916208 5 316 SH SOLE 316 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 332 3800 SH SOLE 3800 0 0 DIGITAL RLTY TR INC COM 253868103 7 100 SH SOLE 100 0 0 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 8 200 SH SOLE 200 0 0 DISNEY WALT CO COM DISNEY 254687106 202 5352 SH SOLE 5352 0 0 DOMINION RES INC VA NEW COM 25746U109 139 2634 SH SOLE 2634 0 0 DOW CHEM CO COM 260543103 6 200 SH SOLE 200 0 0 DR PEPPER SNAPPLE GROUP INC COM 26138E109 8 200 SH SOLE 200 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 53 1149 SH SOLE 1149 0 0 DUKE ENERGY CORP NEW COM 26441C105 584 26497 SH SOLE 26497 0 0 DUKE REALTY CORP COM NEW 264411505 6 500 SH SOLE 500 0 0 E M C CORP MASS COM 268648102 113 5296 SH SOLE 5296 0 0 EAGLE BULK SHIPPING INC COM Y2187A101 1 1000 SH SOLE 1000 0 0 EAGLE MATERIALS INC COM 26969P108 10 400 SH SOLE 400 0 0 EBAY INC COM 278642103 15 500 SH SOLE 500 0 0 EL PASO CORP COM 28336L109 3 123 SH SOLE 123 0 0 EMERSON ELEC CO COM 291011104 15 325 SH SOLE 325 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 35 1000 SH SOLE 1000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 55 1200 SH SOLE 1200 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 30 651 SH SOLE 651 0 0 EURONET WORLDWIDE INC COM 298736109 9 500 SH SOLE 500 0 0 EXELON CORP COM 30161N101 419 9634 SH SOLE 9634 0 0 EXPRESS SCRIPTS INC COM 302182100 4 100 SH SOLE 100 0 0 EXXON MOBIL CORP COM 30231G102 1524 18059 SH SOLE 18059 0 0 FEDEX CORP COM 31428X106 14 172 SH SOLE 172 0 0 FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 59 3101 SH SOLE 3101 0 0 FIRST CASH FINL SVCS INC COM 31942D107 9 250 SH SOLE 250 0 0 FIRST NIAGARA FINL GP INC COM 33582V108 3 331 SH SOLE 331 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 11 621 PRN SOLE 621 0 0 FLOWERS FOODS INC COM 343498101 6 300 SH SOLE 300 0 0 FORMFACTOR INC COM 346375108 0 400 PRN SOLE 400 0 0 FORTRESS INVESTMENT GROUP LL CL A 34958B106 0 100 SH SOLE 100 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 24 650 SH SOLE 650 0 0 FRONTIER COMMUNICATIONS CORP COM 35906A108 27 5060 SH SOLE 5060 0 0 FULTON FINL CORP PA COM 360271100 35 3642 SH SOLE 3642 0 0 GAP INC DEL COM 364760108 0 1 SH SOLE 1 0 0 GENERAL DYNAMICS CORP COM 369550108 7 100 SH SOLE 100 0 0 GENERAL ELECTRIC CO COM 369604103 2094 116368 SH SOLE 116368 0 0 GENERAL GROWTH PPTYS INC NEW COM 370023103 31 2042 SH SOLE 2042 0 0 GENERAL MLS INC COM 370334104 11 271 SH SOLE 271 0 0 GENESEE & WYO INC CL A 371559105 18 300 SH SOLE 300 0 0 GENESIS ENERGY L P UNIT LTD PARTN 371927104 56 2000 SH SOLE 2000 0 0 GFI GROUP INC COM 361652209 6 1468 SH SOLE 1468 0 0 GILEAD SCIENCES INC COM 375558103 47 1165 SH SOLE 1165 0 0 GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 6 5000 PRN SOLE 5000 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 65 1400 SH SOLE 1400 0 0 GLOBALSTAR INC COM 378973408 0 30 SH SOLE 30 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 61 676 SH SOLE 676 0 0 GOOGLE INC CL A 38259P508 317 492 SH SOLE 492 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 0 10 SH SOLE 10 0 0 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 15 500 PRN SOLE 500 0 0 HALLIBURTON CO COM 406216101 39 1100 SH SOLE 1100 0 0 HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 9 400 PRN SOLE 400 0 0 HARRIS CORP DEL COM 413875105 7 200 SH SOLE 200 0 0 HARSCO CORP COM 415864107 3 150 SH SOLE 150 0 0 HEALTH CARE REIT INC COM 42217K106 44 800 SH SOLE 800 0 0 HEALTH CARE REIT INC NOTE 4.750% 7/1 42217KAQ9 5 4000 PRN SOLE 4000 0 0 HEINZ H J CO COM 423074103 108 1980 SH SOLE 1980 0 0 HERSHEY CO COM 427866108 61 1000 SH SOLE 1000 0 0 HESS CORP COM 42809H107 6 100 SH SOLE 100 0 0 HOLOGIC INC COM 436440101 40 2275 SH SOLE 2275 0 0 HOLOGIC INC FRNT 2.000%12/1 436440AA9 4 4000 PRN SOLE 4000 0 0 HOME DEPOT INC COM 437076102 13 295 SH SOLE 295 0 0 HONDA MOTOR LTD AMERN SHS 438128308 6 200 SH SOLE 200 0 0 HONEYWELL INTL INC COM 438516106 50 915 SH SOLE 915 0 0 HSBC HLDGS PLC ADR A 1/40PF A 404280604 44 1800 PRN SOLE 1800 0 0 HUDSON CITY BANCORP COM 443683107 13 2082 SH SOLE 2082 0 0 HUMAN GENOME SCIENCES INC COM 444903108 2 300 SH SOLE 300 0 0 ICG GROUP INC COM 44928D108 0 14 SH SOLE 14 0 0 ING PRIME RATE TR SH BEN INT 44977W106 3 500 PRN SOLE 500 0 0 INTEGRYS ENERGY GROUP INC COM 45822P105 20 370 SH SOLE 370 0 0 INTEL CORP COM 458140100 641 26479 SH SOLE 26479 0 0 INTEL CORP SDCV 2.950%12/1 458140AD2 6 6000 PRN SOLE 6000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 685 3723 SH SOLE 3723 0 0 ISHARES INC MSCI CDA INDEX 464286509 50 1871 SH SOLE 1871 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 31 1200 SH SOLE 1200 0 0 ISHARES TR BARCLY USAGG B 464287226 44 400 PRN SOLE 400 0 0 ISHARES TR BARCLYS 1-3YR CR 464288646 65 622 PRN SOLE 622 0 0 ISHARES TR DJ OIL EQUIP 464288844 10 200 SH SOLE 200 0 0 ISHARES TR DJ SEL DIV INX 464287168 2408 44746 SH SOLE 44746 0 0 ISHARES TR DJ US BAS MATL 464287838 26 410 SH SOLE 410 0 0 ISHARES TR DJ US REAL EST 464287739 28 500 SH SOLE 500 0 0 ISHARES TR MSCI EMERG MKT 464287234 232 6116 SH SOLE 6116 0 0 ISHARES TR RSSL MCRCP IDX 464288869 22 500 SH SOLE 500 0 0 ISHARES TR RUSL 2000 VALU 464287630 158 2398 SH SOLE 2398 0 0 ISHARES TR RUSSELL 1000 464287622 116 1675 SH SOLE 1675 0 0 ISHARES TR RUSSELL 2000 464287655 181 2450 SH SOLE 2450 0 0 ISHARES TR RUSSELL MCP GR 464287481 16 300 SH SOLE 300 0 0 ISHARES TR RUSSELL MIDCAP 464287499 1232 12425 SH SOLE 12425 0 0 ISHARES TR S&P 100 IDX FD 464287101 142 2505 SH SOLE 2505 0 0 ISHARES TR S&P 500 INDEX 464287200 57 447 SH SOLE 447 0 0 ISHARES TR S&P MIDCAP 400 464287507 71 809 SH SOLE 809 0 0 ISHARES TR S&P500 GRW 464287309 65 950 SH SOLE 950 0 0 ISHARES TR US PFD STK IDX 464288687 1273 35655 PRN SOLE 35655 0 0 ITT CORP NEW COM NEW 450911201 9 450 SH SOLE 450 0 0 J & J SNACK FOODS CORP COM 466032109 5 100 SH SOLE 100 0 0 JDS UNIPHASE CORP COM PAR $0.001 46612J507 3 312 SH SOLE 312 0 0 JOHNSON & JOHNSON COM 478160104 1965 29794 SH SOLE 29794 0 0 JOHNSON CTLS INC COM 478366107 9 300 SH SOLE 300 0 0 JPMORGAN CHASE & CO COM 46625H100 347 10446 SH SOLE 10446 0 0 JUNIPER NETWORKS INC COM 48203R104 1 50 SH SOLE 50 0 0 KIMBERLY CLARK CORP COM 494368103 12 160 SH SOLE 160 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 131 1542 SH SOLE 1542 0 0 KINDER MORGAN INC DEL COM 49456B101 37 1150 SH SOLE 1150 0 0 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 20 253 SH SOLE 253 0 0 KINROSS GOLD CORP COM NO PAR 496902404 4 350 SH SOLE 350 0 0 KRAFT FOODS INC CL A 50075N104 100 2731 SH SOLE 2731 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 0 50 SH SOLE 50 0 0 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 2 2000 PRN SOLE 2000 0 0 LAS VEGAS SANDS CORP COM 517834107 43 1000 SH SOLE 1000 0 0 LAYNE CHRISTENSEN CO COM 521050104 4 150 SH SOLE 150 0 0 LEGGETT & PLATT INC COM 524660107 12 500 SH SOLE 500 0 0 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 5 4000 PRN SOLE 4000 0 0 LILLY ELI & CO COM 532457108 70 1700 SH SOLE 1700 0 0 LINDSAY CORP COM 535555106 22 400 SH SOLE 400 0 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 19 500 SH SOLE 500 0 0 LOCKHEED MARTIN CORP COM 539830109 56 685 SH SOLE 685 0 0 LOWES COS INC COM 548661107 52 2039 SH SOLE 2039 0 0 LSI CORPORATION COM 502161102 1 108 SH SOLE 108 0 0 LULULEMON ATHLETICA INC COM 550021109 3 60 SH SOLE 60 0 0 M & T BK CORP COM 55261F104 25 326 SH SOLE 326 0 0 MARATHON OIL CORP COM 565849106 16 550 SH SOLE 550 0 0 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 6 100 SH SOLE 100 0 0 MARRIOTT INTL INC NEW CL A 571903202 23 800 SH SOLE 800 0 0 MARSH & MCLENNAN COS INC COM 571748102 0 1 SH SOLE 1 0 0 MASTEC INC COM 576323109 4 250 SH SOLE 250 0 0 MCDONALDS CORP COM 580135101 218 2179 SH SOLE 2179 0 0 MDU RES GROUP INC COM 552690109 11 505 SH SOLE 505 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 59 1056 SH SOLE 1056 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 17 500 SH SOLE 500 0 0 MEDIFAST INC COM 58470H101 5 398 SH SOLE 398 0 0 MERCK & CO INC NEW COM 58933Y105 484 12797 SH SOLE 12797 0 0 MET PRO CORP COM 590876306 25 2800 SH SOLE 2800 0 0 METRO BANCORP INC PA COM 59161R101 1 100 SH SOLE 100 0 0 MICROSOFT CORP COM 594918104 512 19746 SH SOLE 19746 0 0 MIDDLESEX WATER CO COM 596680108 408 21516 SH SOLE 21516 0 0 MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 4 4000 PRN SOLE 4000 0 0 MONSANTO CO NEW COM 61166W101 68 974 SH SOLE 974 0 0 MORGAN STANLEY COM NEW 617446448 3 200 SH SOLE 200 0 0 MOSAIC CO NEW COM 61945C103 13 250 SH SOLE 250 0 0 MUELLER WTR PRODS INC COM SER A 624758108 2 800 SH SOLE 800 0 0 NATIONAL FUEL GAS CO N J COM 636180101 15 272 SH SOLE 272 0 0 NATIONAL GRID PLC SPON ADR NEW 636274300 5 100 SH SOLE 100 0 0 NATURAL ALTERNATIVES INTL IN COM NEW 638842302 2 200 SH SOLE 200 0 0 NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 3 100 SH SOLE 100 0 0 NEW FRONTIER MEDIA INC COM 644398109 1 500 SH SOLE 500 0 0 NEW JERSEY RES COM 646025106 22 450 SH SOLE 450 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 6 500 SH SOLE 500 0 0 NEWMONT MINING CORP COM 651639106 12 200 SH SOLE 200 0 0 NEXTERA ENERGY INC COM 65339F101 383 6351 SH SOLE 6351 0 0 NIKE INC CL B 654106103 27 283 SH SOLE 283 0 0 NOKIA CORP SPONSORED ADR 654902204 5 1050 SH SOLE 1050 0 0 NORFOLK SOUTHERN CORP COM 655844108 91 1250 SH SOLE 1250 0 0 NORTHROP GRUMMAN CORP COM 666807102 12 200 SH SOLE 200 0 0 NOVARTIS A G SPONSORED ADR 66987V109 71 1250 SH SOLE 1250 0 0 NSTAR COM 67019E107 5 108 SH SOLE 108 0 0 NUCOR CORP COM 670346105 12 300 SH SOLE 300 0 0 NUVEEN NJ INVT QUALITY MUN F COM 670971100 23 1596 PRN SOLE 1596 0 0 NUVEEN PA INVT QUALITY MUN F COM 670972108 17 1130 PRN SOLE 1130 0 0 NVIDIA CORP COM 67066G104 10 750 SH SOLE 750 0 0 OLIN CORP COM PAR $1 680665205 6 300 SH SOLE 300 0 0 OMNICOM GROUP INC NOTE 7/0 682134AA9 6 6000 PRN SOLE 6000 0 0 ONEOK INC NEW COM 682680103 11 125 SH SOLE 125 0 0 ORACLE CORP COM 68389X105 212 8216 SH SOLE 8216 0 0 OTTER TAIL CORP COM 689648103 7 300 SH SOLE 300 0 0 PARAMOUNT GOLD & SILVER CORP COM 69924P102 21 10000 SH SOLE 10000 0 0 PAYCHEX INC COM 704326107 12 400 SH SOLE 400 0 0 PENNANTPARK INVT CORP COM 708062104 25 2500 SH SOLE 2500 0 0 PEPCO HOLDINGS INC COM 713291102 11 545 SH SOLE 545 0 0 PEPSICO INC COM 713448108 1173 17595 SH SOLE 17595 0 0 PETROCHINA CO LTD SPONSORED ADR 71646E100 12 100 SH SOLE 100 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 25 1030 SH SOLE 1030 0 0 PFIZER INC COM 717081103 367 17043 SH SOLE 17043 0 0 PG&E CORP COM 69331C108 10 250 SH SOLE 250 0 0 PICO HLDGS INC COM NEW 693366205 22 1050 SH SOLE 1050 0 0 PIEDMONT NAT GAS INC COM 720186105 5 150 SH SOLE 150 0 0 PIMCO CORPORATE OPP FD COM 72201B101 22 1250 PRN SOLE 1250 0 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 11 150 SH SOLE 150 0 0 PLUM CREEK TIMBER CO INC COM 729251108 186 5066 SH SOLE 5066 0 0 PNC FINL SVCS GROUP INC COM 693475105 294 5108 SH SOLE 5108 0 0 POTASH CORP SASK INC COM 73755L107 4 100 SH SOLE 100 0 0 POWERSHARES ETF TR II BUILD AMER ETF 73937B407 57 2000 SH SOLE 2000 0 0 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 15 750 SH SOLE 750 0 0 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 19 350 SH SOLE 350 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 55 3290 SH SOLE 3290 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 4 800 SH SOLE 800 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 72 3200 PRN SOLE 3200 0 0 PPL CORP COM 69351T106 216 7353 SH SOLE 7353 0 0 PROCTER & GAMBLE CO COM 742718109 13 200 SH SOLE 200 0 0 PROGRESS ENERGY INC COM 743263105 66 1150 SH SOLE 1150 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347R297 104 5725 PRN SOLE 5725 0 0 PROVIDENT ENERGY LTD NEW COM 74386V100 16 1600 SH SOLE 1600 0 0 PRUDENTIAL FINL INC COM 744320102 29 587 SH SOLE 587 0 0 PUBLIC STORAGE COM 74460D109 13 100 SH SOLE 100 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 385 11629 SH SOLE 11629 0 0 PVH CORP COM 693656100 2 35 SH SOLE 35 0 0 QUALCOMM INC COM 747525103 628 11470 SH SOLE 11470 0 0 QUEST DIAGNOSTICS INC COM 74834L100 22 376 SH SOLE 376 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 26 5466 SH SOLE 5466 0 0 RANGE RES CORP COM 75281A109 34 550 SH SOLE 550 0 0 RAYTHEON CO COM NEW 755111507 17 350 SH SOLE 350 0 0 REALTY INCOME CORP COM 756109104 6 175 SH SOLE 175 0 0 REDWOOD TR INC COM 758075402 5 449 SH SOLE 449 0 0 REPUBLIC FIRST BANCORP INC COM 760416107 0 200 SH SOLE 200 0 0 REPUBLIC SVCS INC COM 760759100 11 400 SH SOLE 400 0 0 RIO TINTO PLC SPONSORED ADR 767204100 33 680 SH SOLE 680 0 0 RITE AID CORP COM 767754104 3 2453 SH SOLE 2453 0 0 ROSS STORES INC COM 778296103 152 3200 SH SOLE 3200 0 0 ROYAL BANCSHARES PA INC CL A 780081105 13 10602 SH SOLE 10602 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 5 400 PRN SOLE 400 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 2 100 SH SOLE 100 0 0 SANDISK CORP COM 80004C101 27 555 SH SOLE 555 0 0 SANOFI SPONSORED ADR 80105N105 11 310 SH SOLE 310 0 0 SCANA CORP NEW COM 80589M102 22 496 SH SOLE 496 0 0 SCHEIN HENRY INC COM 806407102 64 985 SH SOLE 985 0 0 SCHLUMBERGER LTD COM 806857108 351 5124 SH SOLE 5124 0 0 SEABRIDGE GOLD INC COM 811916105 8 500 SH SOLE 500 0 0 SEI INVESTMENTS CO COM 784117103 2 100 SH SOLE 100 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 18 473 SH SOLE 473 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 276 8504 SH SOLE 8504 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 59 1670 SH SOLE 1670 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 169 2465 SH SOLE 2465 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 85 6456 SH SOLE 6456 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 59 1750 SH SOLE 1750 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1536 42622 SH SOLE 42622 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 151 5900 SH SOLE 5900 0 0 SHIP FINANCE INTERNATIONAL L SHS G81075106 2 200 SH SOLE 200 0 0 SHUFFLE MASTER INC COM 825549108 1 100 SH SOLE 100 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 8 720 SH SOLE 720 0 0 SIRIUS XM RADIO INC COM 82967N108 5 2800 SH SOLE 2800 0 0 SOCIEDAD QUIMICA MINERA DE C SPON ADR SER B 833635105 13 250 SH SOLE 250 0 0 SOUTH JERSEY INDS INC COM 838518108 91 1600 SH SOLE 1600 0 0 SOUTHERN CO COM 842587107 156 3358 SH SOLE 3358 0 0 SOUTHERN COPPER CORP COM 84265V105 75 2475 SH SOLE 2475 0 0 SOUTHWEST AIRLS CO COM 844741108 6 750 SH SOLE 750 0 0 SOUTHWESTERN ENERGY CO COM 845467109 19 600 SH SOLE 600 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 40 2000 SH SOLE 2000 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 70 1300 SH SOLE 1300 0 0 SPECTRA ENERGY CORP COM 847560109 23 750 SH SOLE 750 0 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 16 500 SH SOLE 500 0 0 SPRINT NEXTEL CORP COM SER 1 852061100 19 8325 SH SOLE 8325 0 0 STANLEY BLACK & DECKER INC COM 854502101 7 100 SH SOLE 100 0 0 STARBUCKS CORP COM 855244109 130 2835 SH SOLE 2835 0 0 STATE STR CORP COM 857477103 10 250 SH SOLE 250 0 0 STRYKER CORP COM 863667101 24 489 SH SOLE 489 0 0 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 95 1980 SH SOLE 1980 0 0 SUN BANCORP INC COM 86663B102 3 1215 SH SOLE 1215 0 0 SUNCOR ENERGY INC NEW COM 867224107 14 475 SH SOLE 475 0 0 SUPERIOR INDS INTL INC COM 868168105 5 300 SH SOLE 300 0 0 SYKES ENTERPRISES INC COM 871237103 6 400 SH SOLE 400 0 0 SYSCO CORP COM 871829107 21 700 SH SOLE 700 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 23 1775 SH SOLE 1775 0 0 TARGET CORP COM 87612E106 4 64 SH SOLE 64 0 0 TELECOM ARGENTINA S A SPON ADR REP B 879273209 13 700 SH SOLE 700 0 0 TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1 50 SH SOLE 50 0 0 TELEPHONE & DATA SYS INC COM 879433100 0 10 SH SOLE 10 0 0 TELEPHONE & DATA SYS INC SPL COM 879433860 0 10 SH SOLE 10 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 274 6823 SH SOLE 6823 0 0 TEXAS INSTRS INC COM 882508104 10 350 SH SOLE 350 0 0 TIBCO SOFTWARE INC COM 88632Q103 17 700 SH SOLE 700 0 0 TIFFANY & CO NEW COM 886547108 7 117 SH SOLE 117 0 0 TIME WARNER INC COM NEW 887317303 3 96 SH SOLE 96 0 0 TITANIUM METALS CORP COM NEW 888339207 6 400 SH SOLE 400 0 0 TJX COS INC NEW COM 872540109 129 2000 SH SOLE 2000 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 234 3152 SH SOLE 3152 0 0 TOTAL S A SPONSORED ADR 89151E109 30 600 SH SOLE 600 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7 100 SH SOLE 100 0 0 TRANSCANADA CORP COM 89353D107 13 300 SH SOLE 300 0 0 TRANSOCEAN LTD REG SHS H8817H100 4 100 SH SOLE 100 0 0 TYCO INTERNATIONAL LTD SHS H89128104 20 425 SH SOLE 425 0 0 U S G CORP COM NEW 903293405 10 1000 SH SOLE 1000 0 0 UNILEVER PLC SPON ADR NEW 904767704 51 1500 SH SOLE 1500 0 0 UNION PAC CORP COM 907818108 86 810 SH SOLE 810 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2 25 SH SOLE 25 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 46 1200 SH SOLE 1200 0 0 UNITED TECHNOLOGIES CORP COM 913017109 108 1455 SH SOLE 1455 0 0 UNIVERSAL DISPLAY CORP COM 91347P105 4 100 SH SOLE 100 0 0 URBAN OUTFITTERS INC COM 917047102 6 200 SH SOLE 200 0 0 US BANCORP DEL COM NEW 902973304 31 1170 SH SOLE 1170 0 0 VALE S A ADR 91912E105 6 300 SH SOLE 300 0 0 VALERO ENERGY CORP NEW COM 91913Y100 69 3278 SH SOLE 3278 0 0 VALLEY NATL BANCORP COM 919794107 26 2136 SH SOLE 2136 0 0 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 33 600 SH SOLE 600 0 0 VANGUARD WORLD FDS UTILITIES ETF 92204A876 31 400 SH SOLE 400 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 7 650 SH SOLE 650 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1171 29252 SH SOLE 29252 0 0 VISA INC COM CL A 92826C839 71 706 SH SOLE 706 0 0 VITAMIN SHOPPE INC COM 92849E101 2 50 SH SOLE 50 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 100 3626 SH SOLE 3626 0 0 WAL MART STORES INC COM 931142103 74 1235 SH SOLE 1235 0 0 WALGREEN CO COM 931422109 93 2800 SH SOLE 2800 0 0 WASTE MGMT INC DEL COM 94106L109 10 309 SH SOLE 309 0 0 WATTS WATER TECHNOLOGIES INC CL A 942749102 7 200 SH SOLE 200 0 0 WELLS FARGO & CO NEW COM 949746101 210 7636 SH SOLE 7636 0 0 WENDYS CO COM 95058W100 5 1000 SH SOLE 1000 0 0 WESTERN UN CO COM 959802109 4 207 SH SOLE 207 0 0 WILLIAMS COS INC DEL COM 969457100 50 1500 SH SOLE 1500 0 0 WILLIAMS SONOMA INC COM 969904101 6 150 SH SOLE 150 0 0 WINDSTREAM CORP COM 97381W104 31 2704 SH SOLE 2704 0 0 WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 125 3425 SH SOLE 3425 0 0 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 70 1350 SH SOLE 1350 0 0 WISDOMTREE TRUST LARGECAP DIVID 97717W307 5 100 SH SOLE 100 0 0 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 18 400 SH SOLE 400 0 0 WORLD FUEL SVCS CORP COM 981475106 13 313 SH SOLE 313 0 0 WSFS FINL CORP COM 929328102 14 400 SH SOLE 400 0 0 XCEL ENERGY INC COM 98389B100 14 493 SH SOLE 493 0 0 YAHOO INC COM 984332106 7 470 SH SOLE 470 0 0 YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 7 350 SH SOLE 350 0 0 YUM BRANDS INC COM 988498101 72 1228 SH SOLE 1228 0 0