0001085146-11-000999.txt : 20110913
0001085146-11-000999.hdr.sgml : 20110913
20110913094312
ACCESSION NUMBER: 0001085146-11-000999
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110913
DATE AS OF CHANGE: 20110913
EFFECTIVENESS DATE: 20110913
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Financial Architects, Inc
CENTRAL INDEX KEY: 0001416692
IRS NUMBER: 222921395
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12762
FILM NUMBER: 111087018
BUSINESS ADDRESS:
STREET 1: FIVE GREENTREE CENTER
STREET 2: SUITE 312
CITY: MARLTON
STATE: NJ
ZIP: 08053
BUSINESS PHONE: 856-985-8400
MAIL ADDRESS:
STREET 1: FIVE GREENTREE CENTER
STREET 2: SUITE 312
CITY: MARLTON
STATE: NJ
ZIP: 08053
13F-HR
1
fina2q2011.txt
FINANCIAL ARCHITECTS INC
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Financial Architects, Inc
Address: Five Greentree Centre, Suite 312
Marlton, NJ 08053
13F File Number: 028-12762
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Thomas C. Meyer
Title: President
Phone: 856-985-8400
Signature, Place, and Date of Signing:
/s/ Thomas C. Meyer Marlton, NJ September 12, 2011
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ X] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
028-11851 Aletheia Research & Management Inc
028-05620 Brandes Investment Partners LP
028-05920 Delaware Capital Management Inc
028-10899 Federated Advisory Services Inc
028- Gracor
028- Hillman
028-00694 JP Morgan Chase & co
028-02824 Navellier & Associates Inc
028-00595 Neuberger Berman Management LLC
028-11710 Nuveen Asset Management Inc
028-01474 NWQ Investment Management Co LLC
028- Santa Barbara
028- US Trust
028-11180 ValueWorks LLC
028- Wellesley Management
028-14230 Windhaven Investment Management Inc.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 465
Form 13F Information Table Value Total: $46,509 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
3M CO COM 88579Y101 28 300 SH SOLE 300 0 0
ABB LTD SPONSORED ADR 000375204 13 500 SH SOLE 500 0 0
ABBOTT LABS COM 002824100 184 3476 SH SOLE 3476 0 0
ABINGTON BANCORP INC COM 00350L109 10 1000 SH SOLE 1000 0 0
ACME PACKET INC COM 004764106 21 300 SH SOLE 300 0 0
ADOBE SYS INC COM 00724F101 9 300 SH SOLE 300 0 0
ADVANCED MICRO DEVICES INC COM 007903107 35 5000 SH SOLE 5000 0 0
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 112 4100 SH SOLE 4100 0 0
AFLAC INC COM 001055102 47 1000 SH SOLE 1000 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 14 270 SH SOLE 270 0 0
AGNICO EAGLE MINES LTD COM 008474108 8 122 SH SOLE 122 0 0
AIR PRODS & CHEMS INC COM 009158106 38 400 SH SOLE 400 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 47 1500 SH SOLE 1500 0 0
ALCATEL-LUCENT SPONSORED ADR 013904305 5 878 SH SOLE 878 0 0
ALCOA INC COM 013817101 19 1149 SH SOLE 1149 0 0
ALLIANCEBERNSTEIN INCOME FUN COM 01881E101 14 1725 PRN SOLE 1725 0 0
ALLIED IRISH BKS P L C SPON ADR ORD 019228808 2 600 SH SOLE 600 0 0
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 4 200 SH SOLE 200 0 0
ALTRIA GROUP INC COM 02209S103 300 11380 SH SOLE 11380 0 0
AMEREN CORP COM 023608102 20 720 SH SOLE 720 0 0
AMERICAN ELEC PWR INC COM 025537101 78 2061 SH SOLE 2061 0 0
AMERICAN EXPRESS CO COM 025816109 37 721 SH SOLE 721 0 0
AMERICAN INTL GROUP INC COM NEW 026874784 11 475 SH SOLE 475 0 0
AMERICAN SUPERCONDUCTOR CORP COM 030111108 5 500 SH SOLE 500 0 0
AMERICAN TOWER CORP CL A 029912201 25 471 SH SOLE 471 0 0
AMERICAN WTR WKS CO INC NEW COM 030420103 388 13190 SH SOLE 13190 0 0
AMERIGAS PARTNERS L P UNIT L P INT 030975106 14 322 SH SOLE 322 0 0
AMGEN INC COM 031162100 36 616 SH SOLE 616 0 0
ANADARKO PETE CORP COM 032511107 69 900 SH SOLE 900 0 0
ANADIGICS INC COM 032515108 8 2500 SH SOLE 2500 0 0
ANDERSONS INC COM 034164103 4 100 SH SOLE 100 0 0
ANGLOGOLD ASHANTI LTD SPONSORED ADR 035128206 14 331 SH SOLE 331 0 0
ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 1 20 SH SOLE 20 0 0
ANNALY CAP MGMT INC COM 035710409 38 2088 SH SOLE 2088 0 0
ANTARES PHARMA INC COM 036642106 33 15000 SH SOLE 15000 0 0
AOL INC COM 00184X105 2 123 SH SOLE 123 0 0
APACHE CORP COM 037411105 12 100 SH SOLE 100 0 0
APPLE INC COM 037833100 1258 3747 SH SOLE 3747 0 0
AQUA AMERICA INC COM 03836W103 189 8607 SH SOLE 8607 0 0
ARCHER DANIELS MIDLAND CO COM 039483102 23 743 SH SOLE 743 0 0
ARCHER DANIELS MIDLAND CO NOTE 0.875% 2/1 039483AW2 4 4000 PRN SOLE 4000 0 0
ARES CAP CORP COM 04010L103 15 930 SH SOLE 930 0 0
ASTRAZENECA PLC SPONSORED ADR 046353108 26 525 SH SOLE 525 0 0
AT&T INC COM 00206R102 546 17511 SH SOLE 17511 0 0
AUTOMATIC DATA PROCESSING IN COM 053015103 844 16021 SH SOLE 16021 0 0
AWARE INC MASS COM 05453N100 30 10000 SH SOLE 10000 0 0
BAIDU INC SPON ADR REP A 056752108 84 600 SH SOLE 600 0 0
BAKER HUGHES INC COM 057224107 53 725 SH SOLE 725 0 0
BANCO SANTANDER SA ADR 05964H105 39 3341 SH SOLE 3341 0 0
BANK OF AMERICA CORPORATION COM 060505104 466 43206 SH SOLE 43206 0 0
BANK OF NEW YORK MELLON CORP COM 064058100 15 565 SH SOLE 565 0 0
BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 78 3000 PRN SOLE 3000 0 0
BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 260 10300 PRN SOLE 10300 0 0
BARNES & NOBLE INC COM 067774109 2 100 SH SOLE 100 0 0
BARRICK GOLD CORP COM 067901108 101 2199 SH SOLE 2199 0 0
BAXTER INTL INC COM 071813109 9 150 SH SOLE 150 0 0
BB&T CORP COM 054937107 35 1284 SH SOLE 1284 0 0
BECTON DICKINSON & CO COM 075887109 40 460 SH SOLE 460 0 0
BED BATH & BEYOND INC COM 075896100 70 1200 SH SOLE 1200 0 0
BENEFICIAL MUTUAL BANCORP IN COM 08173R104 59 7194 SH SOLE 7194 0 0
BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 299 3865 SH SOLE 3865 0 0
BHP BILLITON LTD SPONSORED ADR 088606108 24 250 SH SOLE 250 0 0
BIOANALYTICAL SYS INC COM 09058M103 0 33 SH SOLE 33 0 0
BIRKS & MAYORS INC CL A VTG 090881103 0 34 SH SOLE 34 0 0
BLACKROCK INC COM 09247X101 53 275 SH SOLE 275 0 0
BLACKROCK INCOME TR INC COM 09247F100 11 1500 PRN SOLE 1500 0 0
BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 102 3500 SH SOLE 3500 0 0
BOEING CO COM 097023105 42 571 SH SOLE 571 0 0
BOSTON BEER INC CL A 100557107 6 66 SH SOLE 66 0 0
BOSTON SCIENTIFIC CORP COM 101137107 2 254 SH SOLE 254 0 0
BP PLC SPONSORED ADR 055622104 454 10515 SH SOLE 10515 0 0
BRIGHAM EXPLORATION CO COM 109178103 15 500 SH SOLE 500 0 0
BRISTOL MYERS SQUIBB CO COM 110122108 116 3959 SH SOLE 3959 0 0
BROADRIDGE FINL SOLUTIONS IN COM 11133T103 76 3147 SH SOLE 3147 0 0
BROADVISION INC COM PAR $.001 111412706 0 6 SH SOLE 6 0 0
BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 103 1598 SH SOLE 1598 0 0
BUNGE LIMITED COM G16962105 14 200 SH SOLE 200 0 0
CAMPBELL SOUP CO COM 134429109 7 200 SH SOLE 200 0 0
CANADIAN NAT RES LTD COM 136385101 5 120 SH SOLE 120 0 0
CANTEL MEDICAL CORP COM 138098108 13 500 SH SOLE 500 0 0
CAPITAL ONE FINL CORP COM 14040H105 238 4620 SH SOLE 4620 0 0
CARDIUM THERAPEUTICS INC COM 141916106 3 11000 SH SOLE 11000 0 0
CATERPILLAR INC DEL COM 149123101 56 525 SH SOLE 525 0 0
CENOVUS ENERGY INC COM 15135U109 29 775 SH SOLE 775 0 0
CENTURYLINK INC COM 156700106 17 430 SH SOLE 430 0 0
CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864AB3 1 1000 PRN SOLE 1000 0 0
CHECK POINT SOFTWARE TECH LT ORD M22465104 1 20 SH SOLE 20 0 0
CHESAPEAKE ENERGY CORP COM 165167107 53 1775 SH SOLE 1775 0 0
CHEVRON CORP NEW COM 166764100 716 6960 SH SOLE 6960 0 0
CHIMERA INVT CORP COM 16934Q109 35 10000 SH SOLE 10000 0 0
CHINA AUTOMOTIVE SYS INC COM 16936R105 2 250 SH SOLE 250 0 0
CHRISTOPHER & BANKS CORP COM 171046105 12 2000 SH SOLE 2000 0 0
CHUBB CORP COM 171232101 109 1735 SH SOLE 1735 0 0
CIENA CORP COM NEW 171779309 13 700 SH SOLE 700 0 0
CISCO SYS INC COM 17275R102 500 31680 SH SOLE 31680 0 0
CIT GROUP INC COM NEW 125581801 57 1300 SH SOLE 1300 0 0
CITIGROUP INC COM NEW 172967424 106 2582 SH SOLE 2582 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG BRIC ETF 18383M100 43 950 SH SOLE 950 0 0
CLAYMORE EXCHANGE TRD FD TR GUGG S&P GBL WTR 18383Q507 728 33260 SH SOLE 33260 0 0
CLEARBRIDGE ENERGY MLP FD IN COM 184692101 17 775 SH SOLE 775 0 0
CLOROX CO DEL COM 189054109 47 700 SH SOLE 700 0 0
CNH GLOBAL N V SHS NEW N20935206 8 200 SH SOLE 200 0 0
CNOOC LTD SPONSORED ADR 126132109 11 46 SH SOLE 46 0 0
COACH INC COM 189754104 20 315 SH SOLE 315 0 0
COCA COLA CO COM 191216100 260 3881 SH SOLE 3881 0 0
COLDWATER CREEK INC COM 193068103 0 100 SH SOLE 100 0 0
COLGATE PALMOLIVE CO COM 194162103 68 784 SH SOLE 784 0 0
COMCAST CORP NEW CL A 20030N101 23 906 SH SOLE 906 0 0
COMCAST CORP NEW CL A SPL 20030N200 98 4037 SH SOLE 4037 0 0
COMPANHIA DE BEBIDAS DAS AME SPON ADR PFD 20441W203 17 500 SH SOLE 500 0 0
CONAGRA FOODS INC COM 205887102 13 500 SH SOLE 500 0 0
CONOCOPHILLIPS COM 20825C104 1153 15135 SH SOLE 15135 0 0
CONSOLIDATED EDISON INC COM 209115104 139 2617 SH SOLE 2617 0 0
CONSTELLATION BRANDS INC CL A 21036P108 18 900 SH SOLE 900 0 0
CONSTELLATION ENERGY GROUP I COM 210371100 8 200 SH SOLE 200 0 0
CONVERGYS CORP COM 212485106 3 200 SH SOLE 200 0 0
CORELOGIC INC COM 21871D103 8 534 SH SOLE 534 0 0
CORNING INC COM 219350105 16 901 SH SOLE 901 0 0
COSI INC COM 22122P101 40 42000 SH SOLE 42000 0 0
COVANCE INC COM 222816100 37 625 SH SOLE 625 0 0
COVIDIEN PLC SHS G2554F113 23 425 SH SOLE 425 0 0
CREDIT SUISSE GROUP SPONSORED ADR 225401108 8 200 SH SOLE 200 0 0
CREE INC COM 225447101 17 500 SH SOLE 500 0 0
CSX CORP COM 126408103 29 1100 SH SOLE 1100 0 0
CVS CAREMARK CORPORATION COM 126650100 287 7535 SH SOLE 7535 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 2 100 SH SOLE 100 0 0
CYTEC INDS INC COM 232820100 60 1050 SH SOLE 1050 0 0
DANAHER CORP DEL NOTE 1/2 235851AF9 6 4000 PRN SOLE 4000 0 0
DAVITA INC COM 23918K108 13 150 SH SOLE 150 0 0
DEERE & CO COM 244199105 9 105 SH SOLE 105 0 0
DELCATH SYS INC COM 24661P104 5 1000 SH SOLE 1000 0 0
DENBURY RES INC COM NEW 247916208 6 316 SH SOLE 316 0 0
DENTSPLY INTL INC NEW COM 249030107 50 1300 SH SOLE 1300 0 0
DEVON ENERGY CORP NEW COM 25179M103 10 124 SH SOLE 124 0 0
DIAGEO P L C SPON ADR NEW 25243Q205 352 4350 SH SOLE 4350 0 0
DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 23 420 PRN SOLE 420 0 0
DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 8 200 SH SOLE 200 0 0
DISNEY WALT CO COM DISNEY 254687106 228 5882 SH SOLE 5882 0 0
DOMINION RES INC VA NEW COM 25746U109 112 2284 SH SOLE 2284 0 0
DU PONT E I DE NEMOURS & CO COM 263534109 87 1597 SH SOLE 1597 0 0
DUKE ENERGY CORP NEW COM 26441C105 478 25150 SH SOLE 25150 0 0
DUKE REALTY CORP COM NEW 264411505 7 500 SH SOLE 500 0 0
E M C CORP MASS COM 268648102 259 9426 SH SOLE 9426 0 0
EAGLE MATERIALS INC COM 26969P108 11 400 SH SOLE 400 0 0
EBAY INC COM 278642103 56 1750 SH SOLE 1750 0 0
EDISON INTL COM 281020107 12 300 SH SOLE 300 0 0
EL PASO CORP COM 28336L109 12 623 SH SOLE 623 0 0
EMERSON ELEC CO COM 291011104 18 325 SH SOLE 325 0 0
ENDO PHARMACEUTICALS HLDGS I COM 29264F205 40 1000 SH SOLE 1000 0 0
ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 59 1200 SH SOLE 1200 0 0
ENI S P A SPONSORED ADR 26874R108 4 80 SH SOLE 80 0 0
ENNIS INC COM 293389102 3 150 SH SOLE 150 0 0
ENSCO PLC SPONSORED ADR 29358Q109 5 95 SH SOLE 95 0 0
ENTERPRISE PRODS PARTNERS L COM 293792107 65 1500 SH SOLE 1500 0 0
EXELON CORP COM 30161N101 413 9667 SH SOLE 9667 0 0
EXXON MOBIL CORP COM 30231G102 1340 16526 SH SOLE 16526 0 0
FEDEX CORP COM 31428X106 16 171 SH SOLE 171 0 0
FERRELLGAS PARTNERS L.P. UNIT LTD PART 315293100 70 3101 SH SOLE 3101 0 0
FIRST AMERN FINL CORP COM 31847R102 8 534 SH SOLE 534 0 0
FIRST NIAGARA FINL GP INC COM 33582V108 4 320 SH SOLE 320 0 0
FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 11 621 PRN SOLE 621 0 0
FLOWERS FOODS INC COM 343498101 7 300 SH SOLE 300 0 0
FLUOR CORP NEW COM 343412102 10 151 SH SOLE 151 0 0
FOREST LABS INC COM 345838106 4 100 SH SOLE 100 0 0
FORTRESS INVESTMENT GROUP LL CL A 34958B106 0 100 SH SOLE 100 0 0
FORTUNE BRANDS INC COM 349631101 72 1150 SH SOLE 1150 0 0
FREEPORT-MCMORAN COPPER & GO COM 35671D857 98 1835 SH SOLE 1835 0 0
FRONTIER COMMUNICATIONS CORP COM 35906A108 87 10815 SH SOLE 10815 0 0
FULTON FINL CORP PA COM 360271100 39 3636 SH SOLE 3636 0 0
GAP INC DEL COM 364760108 0 1 SH SOLE 1 0 0
GARTNER INC COM 366651107 12 288 SH SOLE 288 0 0
GENERAL DYNAMICS CORP COM 369550108 7 100 SH SOLE 100 0 0
GENERAL ELECTRIC CO COM 369604103 1607 84446 SH SOLE 84446 0 0
GENERAL GROWTH PPTYS INC NEW COM 370023103 34 2042 SH SOLE 2042 0 0
GENERAL MLS INC COM 370334104 20 527 SH SOLE 527 0 0
GENESEE & WYO INC CL A 371559105 18 300 SH SOLE 300 0 0
GENESIS ENERGY L P UNIT LTD PARTN 371927104 55 2000 SH SOLE 2000 0 0
GFI GROUP INC COM 361652209 7 1468 SH SOLE 1468 0 0
GILEAD SCIENCES INC COM 375558103 52 1265 SH SOLE 1265 0 0
GILEAD SCIENCES INC NOTE 0.625% 5/0 375558AH6 6 5000 PRN SOLE 5000 0 0
GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 73 1700 SH SOLE 1700 0 0
GLOBALSTAR INC COM 378973408 0 30 SH SOLE 30 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 114 856 SH SOLE 856 0 0
GOOGLE INC CL A 38259P508 142 279 SH SOLE 279 0 0
GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 17 500 PRN SOLE 500 0 0
HALLIBURTON CO COM 406216101 66 1300 SH SOLE 1300 0 0
HANCOCK JOHN PFD INCOME FD SH BEN INT 41013W108 8 400 PRN SOLE 400 0 0
HARMONIC INC COM 413160102 0 50 SH SOLE 50 0 0
HARRIS CORP DEL COM 413875105 9 200 SH SOLE 200 0 0
HEALTH CARE REIT INC COM 42217K106 42 800 SH SOLE 800 0 0
HEALTH CARE REIT INC DEBT 4.750% 7/1 42217KAQ9 5 4000 PRN SOLE 4000 0 0
HEINZ H J CO COM 423074103 133 2480 SH SOLE 2480 0 0
HERSHEY CO COM 427866108 62 1100 SH SOLE 1100 0 0
HESS CORP COM 42809H107 7 100 SH SOLE 100 0 0
HEWLETT PACKARD CO COM 428236103 11 300 SH SOLE 300 0 0
HOLOGIC INC COM 436440101 18 900 SH SOLE 900 0 0
HOLOGIC INC FRNT 2.000%12/1 436440AA9 4 4000 PRN SOLE 4000 0 0
HOME DEPOT INC COM 437076102 117 3239 SH SOLE 3239 0 0
HONDA MOTOR LTD AMERN SHS 438128308 8 200 SH SOLE 200 0 0
HONEYWELL INTL INC COM 438516106 55 909 SH SOLE 909 0 0
HSBC HLDGS PLC ADR A 1/40PF A 404280604 46 1900 PRN SOLE 1900 0 0
HUDSON CITY BANCORP COM 443683107 17 2182 SH SOLE 2182 0 0
HUMAN GENOME SCIENCES INC COM 444903108 7 300 SH SOLE 300 0 0
ING CLARION GLB RE EST INCM COM 44982G104 18 2163 PRN SOLE 2163 0 0
ING PRIME RATE TR SH BEN INT 44977W106 3 500 PRN SOLE 500 0 0
INTEGRYS ENERGY GROUP INC COM 45822P105 20 370 SH SOLE 370 0 0
INTEL CORP COM 458140100 651 29354 SH SOLE 29354 0 0
INTEL CORP SDCV 2.950%12/1 458140AD2 6 6000 PRN SOLE 6000 0 0
INTERCONTINENTALEXCHANGE INC COM 45865V100 12 100 SH SOLE 100 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 690 4027 SH SOLE 4027 0 0
INTERNATIONAL GAME TECHNOLOG COM 459902102 5 311 SH SOLE 311 0 0
ISHARES INC MSCI CDA INDEX 464286509 48 1500 SH SOLE 1500 0 0
ISHARES INC MSCI S KOREA 464286772 13 200 SH SOLE 200 0 0
ISHARES SILVER TRUST ISHARES 46428Q109 106 3100 SH SOLE 3100 0 0
ISHARES TR BARCLY USAGG B 464287226 11 100 PRN SOLE 100 0 0
ISHARES TR DJ SEL DIV INX 464287168 2042 38635 SH SOLE 38635 0 0
ISHARES TR DJ US BAS MATL 464287838 32 410 SH SOLE 410 0 0
ISHARES TR DJ US REAL EST 464287739 30 500 SH SOLE 500 0 0
ISHARES TR MSCI EMERG MKT 464287234 514 10766 SH SOLE 10766 0 0
ISHARES TR RUSL 2000 VALU 464287630 176 2398 SH SOLE 2398 0 0
ISHARES TR RUSSELL 1000 464287622 230 3125 SH SOLE 3125 0 0
ISHARES TR RUSSELL 2000 464287655 333 4000 SH SOLE 4000 0 0
ISHARES TR RUSSELL MCP GR 464287481 18 300 SH SOLE 300 0 0
ISHARES TR RUSSELL MIDCAP 464287499 1608 14675 SH SOLE 14675 0 0
ISHARES TR S&P 100 IDX FD 464287101 196 3305 SH SOLE 3305 0 0
ISHARES TR S&P 500 INDEX 464287200 60 447 SH SOLE 447 0 0
ISHARES TR S&P MIDCAP 400 464287507 85 867 SH SOLE 867 0 0
ISHARES TR S&P500 GRW 464287309 84 1214 SH SOLE 1214 0 0
ISHARES TR US PFD STK IDX 464288687 1089 27298 PRN SOLE 27298 0 0
ITRON INC COM 465741106 45 925 SH SOLE 925 0 0
ITT CORP NEW COM 450911102 65 1100 SH SOLE 1100 0 0
J & J SNACK FOODS CORP COM 466032109 5 100 SH SOLE 100 0 0
JDS UNIPHASE CORP COM PAR $0.001 46612J507 5 312 SH SOLE 312 0 0
JOHNSON & JOHNSON COM 478160104 2054 30752 SH SOLE 30752 0 0
JOHNSON CTLS INC COM 478366107 12 300 SH SOLE 300 0 0
JPMORGAN CHASE & CO COM 46625H100 492 12129 SH SOLE 12129 0 0
KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 141 1934 SH SOLE 1934 0 0
KINDER MORGAN INC DEL COM 49456B101 29 1000 SH SOLE 1000 0 0
KINDER MORGAN MANAGEMENT LLC SHS 49455U100 16 244 SH SOLE 244 0 0
KINROSS GOLD CORP COM NO PAR 496902404 6 350 SH SOLE 350 0 0
KRAFT FOODS INC CL A 50075N104 101 2871 SH SOLE 2871 0 0
KRISPY KREME DOUGHNUTS INC COM 501014104 2 250 SH SOLE 250 0 0
L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 2 2000 PRN SOLE 2000 0 0
LANDSTAR SYS INC COM 515098101 5 104 SH SOLE 104 0 0
LAS VEGAS SANDS CORP COM 517834107 46 1100 SH SOLE 1100 0 0
LAYNE CHRISTENSEN CO COM 521050104 62 2025 SH SOLE 2025 0 0
LDK SOLAR CO LTD SPONSORED ADR 50183L107 7 1000 SH SOLE 1000 0 0
LEGGETT & PLATT INC COM 524660107 12 500 SH SOLE 500 0 0
LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 5 4000 PRN SOLE 4000 0 0
LILLY ELI & CO COM 532457108 33 896 SH SOLE 896 0 0
LINDSAY CORP COM 535555106 62 900 SH SOLE 900 0 0
LINN ENERGY LLC UNIT LTD LIAB 536020100 20 500 SH SOLE 500 0 0
LOCKHEED MARTIN CORP COM 539830109 53 652 SH SOLE 652 0 0
LOWES COS INC COM 548661107 60 2589 SH SOLE 2589 0 0
LSI CORPORATION COM 502161102 1 136 SH SOLE 136 0 0
LULULEMON ATHLETICA INC COM 550021109 -22 194 SH SOLE 194 0 0
M & T BK CORP COM 55261F104 28 321 SH SOLE 321 0 0
MANITOWOC INC COM 563571108 3 150 SH SOLE 150 0 0
MARATHON OIL CORP COM 565849106 29 550 SH SOLE 550 0 0
MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 5 100 SH SOLE 100 0 0
MARSH & MCLENNAN COS INC COM 571748102 0 1 SH SOLE 1 0 0
MASTEC INC COM 576323109 5 250 SH SOLE 250 0 0
MCDONALDS CORP COM 580135101 205 2476 SH SOLE 2476 0 0
MDU RES GROUP INC COM 552690109 11 505 SH SOLE 505 0 0
MEDCO HEALTH SOLUTIONS INC COM 58405U102 93 1656 SH SOLE 1656 0 0
MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 19 500 SH SOLE 500 0 0
MEDIFAST INC COM 58470H101 9 398 SH SOLE 398 0 0
MEDTRONIC INC COM 585055106 19 500 SH SOLE 500 0 0
MELCO CROWN ENTMT LTD ADR 585464100 6 500 SH SOLE 500 0 0
MERCADOLIBRE INC COM 58733R102 24 300 SH SOLE 300 0 0
MERCK & CO INC NEW COM 58933Y105 425 12046 SH SOLE 12046 0 0
MET PRO CORP COM 590876306 34 3000 SH SOLE 3000 0 0
METHODE ELECTRS INC COM 591520200 5 400 SH SOLE 400 0 0
METLIFE INC COM 59156R108 4 100 SH SOLE 100 0 0
METRO BANCORP INC PA COM 59161R101 1 100 SH SOLE 100 0 0
MICRON TECHNOLOGY INC COM 595112103 1 200 SH SOLE 200 0 0
MICROSOFT CORP COM 594918104 677 26129 SH SOLE 26129 0 0
MIDDLESEX WATER CO COM 596680108 340 17915 SH SOLE 17915 0 0
MOLSON COORS BREWING CO NOTE 2.500% 7/3 60871RAA8 4 4000 PRN SOLE 4000 0 0
MONSANTO CO NEW COM 61166W101 85 1176 SH SOLE 1176 0 0
MORGAN STANLEY COM NEW 617446448 5 200 SH SOLE 200 0 0
MOSAIC CO NEW COM 61945C103 17 250 SH SOLE 250 0 0
MUELLER WTR PRODS INC COM SER A 624758108 3 800 SH SOLE 800 0 0
MYLAN INC COM 628530107 15 600 SH SOLE 600 0 0
NATIONAL FUEL GAS CO N J COM 636180101 20 269 SH SOLE 269 0 0
NATIONAL GRID PLC SPON ADR NEW 636274300 5 100 SH SOLE 100 0 0
NATURAL ALTERNATIVES INTL IN COM NEW 638842302 1 200 SH SOLE 200 0 0
NATURAL RESOURCE PARTNERS L COM UNIT L P 63900P103 3 100 SH SOLE 100 0 0
NETFLIX INC COM 64110L106 -26 100 SH SOLE 100 0 0
NEW FRONTIER MEDIA INC COM 644398109 1 500 SH SOLE 500 0 0
NEW JERSEY RES COM 646025106 20 450 SH SOLE 450 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 7 500 SH SOLE 500 0 0
NEWMONT MINING CORP COM 651639106 27 500 SH SOLE 500 0 0
NEXTERA ENERGY INC COM 65339F101 369 6442 SH SOLE 6442 0 0
NIKE INC CL B 654106103 4 43 SH SOLE 43 0 0
NOBLE ENERGY INC COM 655044105 18 200 SH SOLE 200 0 0
NOKIA CORP SPONSORED ADR 654902204 9 1450 SH SOLE 1450 0 0
NORFOLK SOUTHERN CORP COM 655844108 97 1300 SH SOLE 1300 0 0
NORTHEAST UTILS COM 664397106 14 400 SH SOLE 400 0 0
NORTHROP GRUMMAN CORP COM 666807102 14 200 SH SOLE 200 0 0
NOVARTIS A G SPONSORED ADR 66987V109 155 2525 SH SOLE 2525 0 0
NSTAR COM 67019E107 5 106 SH SOLE 106 0 0
NUANCE COMMUNICATIONS INC COM 67020Y100 4 200 SH SOLE 200 0 0
NUCOR CORP COM 670346105 12 300 SH SOLE 300 0 0
NUVEEN MULTI STRAT INC & GR COM 67073B106 9 1000 PRN SOLE 1000 0 0
NUVEEN NJ INVT QUALITY MUN F COM 670971100 21 1596 PRN SOLE 1596 0 0
NUVEEN PA INVT QUALITY MUN F COM 670972108 16 1130 PRN SOLE 1130 0 0
NVIDIA CORP COM 67066G104 12 750 SH SOLE 750 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 42 400 SH SOLE 400 0 0
OLIN CORP COM PAR $1 680665205 7 300 SH SOLE 300 0 0
OMNICOM GROUP INC NOTE 7/0 682134AA9 7 6000 PRN SOLE 6000 0 0
ORACLE CORP COM 68389X105 389 11896 SH SOLE 11896 0 0
OTTER TAIL CORP COM 689648103 8 400 SH SOLE 400 0 0
PATTERSON UTI ENERGY INC COM 703481101 18 600 SH SOLE 600 0 0
PEABODY ENERGY CORP COM 704549104 35 600 SH SOLE 600 0 0
PENN NATL GAMING INC COM 707569109 4 100 SH SOLE 100 0 0
PENNANTPARK INVT CORP COM 708062104 28 2500 SH SOLE 2500 0 0
PEPCO HOLDINGS INC COM 713291102 11 545 SH SOLE 545 0 0
PEPSICO INC COM 713448108 1257 17932 SH SOLE 17932 0 0
PETROCHINA CO LTD SPONSORED ADR 71646E100 15 100 SH SOLE 100 0 0
PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 100 2930 SH SOLE 2930 0 0
PFIZER INC COM 717081103 382 18602 SH SOLE 18602 0 0
PG&E CORP COM 69331C108 21 500 SH SOLE 500 0 0
PICO HLDGS INC COM NEW 693366205 25 875 SH SOLE 875 0 0
PIEDMONT NAT GAS INC COM 720186105 5 150 SH SOLE 150 0 0
PIMCO CORPORATE OPP FD COM 72201B101 32 1556 PRN SOLE 1556 0 0
PIONEER NAT RES CO NOTE 2.875% 1/1 723787AH0 6 4000 PRN SOLE 4000 0 0
PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 10 150 SH SOLE 150 0 0
PLUM CREEK TIMBER CO INC COM 729251108 229 5666 SH SOLE 5666 0 0
PNC FINL SVCS GROUP INC COM 693475105 318 5314 SH SOLE 5314 0 0
POWERSHARES ETF TR II EMRG MKTS INFR 73937B209 5 100 SH SOLE 100 0 0
POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 17 750 SH SOLE 750 0 0
POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 50 850 SH SOLE 850 0 0
POWERSHARES ETF TRUST WATER RESOURCE 73935X575 86 4450 SH SOLE 4450 0 0
PPL CORP COM 69351T106 107 3782 SH SOLE 3782 0 0
PROCTER & GAMBLE CO COM 742718109 70 1101 SH SOLE 1101 0 0
PROGRESS ENERGY INC COM 743263105 56 1150 SH SOLE 1150 0 0
PROSHARES TR PSHS ULTSH 20YRS 74347R297 316 9125 PRN SOLE 9125 0 0
PROVIDENT ENERGY LTD NEW COM 74386V100 13 1600 SH SOLE 1600 0 0
PRUDENTIAL FINL INC COM 744320102 55 858 SH SOLE 858 0 0
PUBLIC SVC ENTERPRISE GROUP COM 744573106 319 9659 SH SOLE 9659 0 0
QUALCOMM INC COM 747525103 672 11855 SH SOLE 11855 0 0
QUEST DIAGNOSTICS INC COM 74834L100 22 376 SH SOLE 376 0 0
RAIT FINANCIAL TRUST COM 749227104 35 16400 SH SOLE 16400 0 0
RAYTHEON CO COM NEW 755111507 2 50 SH SOLE 50 0 0
REALTY INCOME CORP COM 756109104 6 170 SH SOLE 170 0 0
REDWOOD TR INC COM 758075402 7 433 SH SOLE 433 0 0
REPUBLIC FIRST BANCORP INC COM 760416107 16 7036 SH SOLE 7036 0 0
REPUBLIC SVCS INC COM 760759100 12 400 SH SOLE 400 0 0
RIO TINTO PLC SPONSORED ADR 767204100 49 680 SH SOLE 680 0 0
RITE AID CORP COM 767754104 3 2453 SH SOLE 2453 0 0
ROSS STORES INC COM 778296103 128 1600 SH SOLE 1600 0 0
ROYAL BANCSHARES PA INC CL A 780081105 15 9602 SH SOLE 9602 0 0
ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 7 400 PRN SOLE 400 0 0
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 8 200 SH SOLE 200 0 0
RUDOLPH TECHNOLOGIES INC COM 781270103 11 1000 SH SOLE 1000 0 0
SANDISK CORP COM 80004C101 51 1225 SH SOLE 1225 0 0
SANOFI SPONSORED ADR 80105N105 12 310 SH SOLE 310 0 0
SCANA CORP NEW COM 80589M102 20 496 SH SOLE 496 0 0
SCHLUMBERGER LTD COM 806857108 422 4910 SH SOLE 4910 0 0
SCHWAB CHARLES CORP NEW COM 808513105 5 300 SH SOLE 300 0 0
SEABRIDGE GOLD INC COM 811916105 14 500 SH SOLE 500 0 0
SEI INVESTMENTS CO COM 784117103 2 100 SH SOLE 100 0 0
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 33 810 SH SOLE 810 0 0
SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 219 7100 SH SOLE 7100 0 0
SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 60 1670 SH SOLE 1670 0 0
SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 251 3340 SH SOLE 3340 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 89 5750 SH SOLE 5750 0 0
SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 67 1790 SH SOLE 1790 0 0
SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 258 10013 SH SOLE 10013 0 0
SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 936 28032 SH SOLE 28032 0 0
SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 44 1090 SH SOLE 1090 0 0
SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 34 1000 SH SOLE 1000 0 0
SHIP FINANCE INTERNATIONAL L SHS G81075106 4 200 SH SOLE 200 0 0
SHUFFLE MASTER INC COM 825549108 1 100 SH SOLE 100 0 0
SINA CORP ORD G81477104 10 100 SH SOLE 100 0 0
SINCLAIR BROADCAST GROUP INC CL A 829226109 8 720 SH SOLE 720 0 0
SIRIUS XM RADIO INC COM 82967N108 17 7800 SH SOLE 7800 0 0
SOUTH JERSEY INDS INC COM 838518108 86 1600 SH SOLE 1600 0 0
SOUTHERN CO COM 842587107 95 2365 SH SOLE 2365 0 0
SOUTHERN COPPER CORP COM 84265V105 13 400 SH SOLE 400 0 0
SOUTHWEST AIRLS CO COM 844741108 9 750 SH SOLE 750 0 0
SPDR SERIES TRUST S&P DIVID ETF 78464A763 54 1000 SH SOLE 1000 0 0
SPDR SERIES TRUST SPDR KBW BK ETF 78464A797 69 2859 SH SOLE 2859 0 0
SPECTRA ENERGY CORP COM 847560109 21 750 SH SOLE 750 0 0
SPECTRA ENERGY PARTNERS LP COM 84756N109 16 500 SH SOLE 500 0 0
SPRINT NEXTEL CORP COM SER 1 852061100 3 475 SH SOLE 475 0 0
STAPLES INC COM 855030102 24 1500 SH SOLE 1500 0 0
STARBUCKS CORP COM 855244109 70 1750 SH SOLE 1750 0 0
STATE STR CORP COM 857477103 11 250 SH SOLE 250 0 0
STRYKER CORP COM 863667101 29 489 SH SOLE 489 0 0
SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 103 1975 SH SOLE 1975 0 0
SUN BANCORP INC COM 86663B102 4 1215 SH SOLE 1215 0 0
SUNCOR ENERGY INC NEW COM 867224107 31 785 SH SOLE 785 0 0
SUNPOWER CORP COM CL A 867652109 5 250 SH SOLE 250 0 0
SUNRISE SENIOR LIVING INC COM 86768K106 14 1500 SH SOLE 1500 0 0
SUNTRUST BKS INC COM 867914103 5 203 SH SOLE 203 0 0
SYNOVUS FINL CORP COM 87161C105 4 2000 SH SOLE 2000 0 0
SYSCO CORP COM 871829107 21 700 SH SOLE 700 0 0
TALISMAN ENERGY INC COM 87425E103 10 500 SH SOLE 500 0 0
TARGET CORP COM 87612E106 3 64 SH SOLE 64 0 0
TECH DATA CORP DBCV 2.750%12/1 878237AE6 5 5000 PRN SOLE 5000 0 0
TECK RESOURCES LTD CL B 878742204 2 31 SH SOLE 31 0 0
TELEFONOS DE MEXICO S A B SPON ADR ORD L 879403780 1 50 SH SOLE 50 0 0
TELEPHONE & DATA SYS INC COM 879433100 0 10 SH SOLE 10 0 0
TELEPHONE & DATA SYS INC SPL COM 879433860 0 10 SH SOLE 10 0 0
TEREX CORP NEW COM 880779103 9 300 SH SOLE 300 0 0
TEVA PHARMACEUTICAL INDS LTD ADR 881624209 472 9768 SH SOLE 9768 0 0
TEXAS INSTRS INC COM 882508104 11 350 SH SOLE 350 0 0
THORATEC CORP COM NEW 885175307 4 125 SH SOLE 125 0 0
TIFFANY & CO NEW COM 886547108 1 17 SH SOLE 17 0 0
TIME WARNER INC COM NEW 887317303 61 1710 SH SOLE 1710 0 0
TITANIUM METALS CORP COM NEW 888339207 7 400 SH SOLE 400 0 0
TJX COS INC NEW COM 872540109 105 2000 SH SOLE 2000 0 0
TORONTO DOMINION BK ONT COM NEW 891160509 252 2958 SH SOLE 2958 0 0
TOTAL S A SPONSORED ADR 89151E109 41 700 SH SOLE 700 0 0
TOYOTA MOTOR CORP SP ADR REP2COM 892331307 8 100 SH SOLE 100 0 0
TRANSCANADA CORP COM 89353D107 13 300 SH SOLE 300 0 0
TRANSOCEAN LTD REG SHS H8817H100 8 126 SH SOLE 126 0 0
TRAVELERS COMPANIES INC COM 89417E109 3 57 SH SOLE 57 0 0
TREDEGAR CORP COM 894650100 8 419 SH SOLE 419 0 0
TYCO INTERNATIONAL LTD SHS H89128104 21 425 SH SOLE 425 0 0
U S G CORP COM NEW 903293405 14 1000 SH SOLE 1000 0 0
UNILEVER PLC SPON ADR NEW 904767704 38 1200 SH SOLE 1200 0 0
UNION PAC CORP COM 907818108 84 810 SH SOLE 810 0 0
UNITED STATES OIL FUND LP UNITS 91232N108 52 1400 SH SOLE 1400 0 0
UNITED TECHNOLOGIES CORP COM 913017109 154 1720 SH SOLE 1720 0 0
UNIVERSAL DISPLAY CORP COM 91347P105 4 100 SH SOLE 100 0 0
URBAN OUTFITTERS INC COM 917047102 7 230 SH SOLE 230 0 0
US BANCORP DEL COM NEW 902973304 7 270 SH SOLE 270 0 0
VALE S A ADR 91912E105 218 6800 SH SOLE 6800 0 0
VALERO ENERGY CORP NEW COM 91913Y100 115 4478 SH SOLE 4478 0 0
VALLEY NATL BANCORP COM 919794107 30 2136 SH SOLE 2136 0 0
VANGUARD INDEX FDS SMALL CP ETF 922908751 49 622 SH SOLE 622 0 0
VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 28 500 SH SOLE 500 0 0
VANGUARD WORLD FDS UTILITIES ETF 92204A876 29 400 SH SOLE 400 0 0
VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 24 800 SH SOLE 800 0 0
VERIZON COMMUNICATIONS INC COM 92343V104 1158 30980 SH SOLE 30980 0 0
VISA INC COM CL A 92826C839 101 1205 SH SOLE 1205 0 0
VISHAY INTERTECHNOLOGY INC COM 928298108 6 400 SH SOLE 400 0 0
VITAMIN SHOPPE INC COM 92849E101 2 50 SH SOLE 50 0 0
VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 88 3266 SH SOLE 3266 0 0
WAL MART STORES INC COM 931142103 119 2228 SH SOLE 2228 0 0
WALGREEN CO COM 931422109 190 4560 SH SOLE 4560 0 0
WASTE MGMT INC DEL COM 94106L109 15 392 SH SOLE 392 0 0
WATTS WATER TECHNOLOGIES INC CL A 942749102 7 200 SH SOLE 200 0 0
WELLS FARGO & CO NEW COM 949746101 251 8985 SH SOLE 8985 0 0
WENDYS ARBYS GROUP INC COM 950587105 5 1000 SH SOLE 1000 0 0
WESTERN UN CO COM 959802109 4 205 SH SOLE 205 0 0
WILLIAMS COS INC DEL COM 969457100 45 1500 SH SOLE 1500 0 0
WILLIAMS PARTNERS L P COM UNIT L P 96950F104 24 450 SH SOLE 450 0 0
WILLIAMS SONOMA INC COM 969904101 6 150 SH SOLE 150 0 0
WINDSTREAM CORP COM 97381W104 93 7219 SH SOLE 7219 0 0
WISDOMTREE TRUST DEFA EQT INC ETF 97717W802 249 5625 SH SOLE 5625 0 0
WISDOMTREE TRUST DIV EX-FINL FD 97717W406 96 1850 SH SOLE 1850 0 0
WISDOMTREE TRUST INTL LRGCAP DV 97717W794 24 500 SH SOLE 500 0 0
WISDOMTREE TRUST LARGECAP DIVID 97717W307 5 100 SH SOLE 100 0 0
WISDOMTREE TRUST SMALLCAP DIVID 97717W604 19 400 SH SOLE 400 0 0
WORLD FUEL SVCS CORP COM 981475106 15 412 SH SOLE 412 0 0
WSFS FINL CORP COM 929328102 16 400 SH SOLE 400 0 0
XCEL ENERGY INC COM 98389B100 12 493 SH SOLE 493 0 0
YAHOO INC COM 984332106 10 670 SH SOLE 670 0 0
YAMANA GOLD INC COM 98462Y100 2 200 SH SOLE 200 0 0
YANZHOU COAL MNG CO LTD SPON ADR H SHS 984846105 13 350 SH SOLE 350 0 0
YUM BRANDS INC COM 988498101 130 2345 SH SOLE 2345 0 0