-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PgWZUpCqePQTiuauEg5LzgEKme3XrE2V8A6rDL+P5ir0zEtca8j89eue178JkP22 AvfN/25HdScreewdtt/aOQ== 0001011438-10-000236.txt : 20100512 0001011438-10-000236.hdr.sgml : 20100512 20100512115946 ACCESSION NUMBER: 0001011438-10-000236 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MatlinPatterson Capital Management L.P. CENTRAL INDEX KEY: 0001416268 IRS NUMBER: 205854996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12832 FILM NUMBER: 10823309 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 651-9500 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form_13f-matpat.txt ` ` ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: August 31, 2012 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MatlinPatterson Capital Management L.P. 520 Madison Avenue New York, NY 10022-4213 Form 13F File Number: 028-12832 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mike Sukhadwala Title: Portfolio Manager Phone: (212) 651-4248 Signature, Place, and Date of Signing: /s/ Mike Sukhadwala New York, NY May 12, 2010 - ------------------------- ------------------ --------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 27 ------------------ Form 13F Information Table Value Total: $377,438 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. NAME --------- --------------------------- None.
MatlinPatterson Capital Management L.P. Form 13F Information Table Quarter ended March 31, 2010 Investment Discretion Voting Authority Fair Market Shares or Title of Cusip Value Principal SH/ Put/ Shared Shared Other Issuer of Class Number (in thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COM 00130H105 $11,000 1,000,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ AES CORP COM 00130H105 $2,750 250,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ ALTRIA GROUP INC COM 02209S103 $20,520 1,000,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN SUPERIOR ENERGY INC COM 136644101 $16,308 27,000,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COM 20854P109 $21,330 500,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ CONSOL ENERGY INC COM 20854P109 $12,798 300,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW COM 25179M103 $12,886 200,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ DEVON ENERGY CORP NEW COM 25179M103 $4,832 75,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ DEX ONE CORP COM 25212W100 $2,268 81,247 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ COM PAR FORD MTR CO DEL $0.01 345370860 $18,855 1,500,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ HALLIBURTON CO COM 406216101 $7,533 250,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ HESS CORP COM 42809H107 $18,765 300,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ MSCI EMERG ISHARES TR INDEX MKT 464287234 $8,425 200,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ MSCI EMERG ISHARES TR INDEX MKT 464287234 $10,952 260,000 SH Put X X - ------------------------------------------------------------------------------------------------------------------------------------ RUSSELL ISHARES TR INDEX 2000 464287655 $33,901 500,000 SH Put X X - ------------------------------------------------------------------------------------------------------------------------------------ LIGAND PHARMACEUTICALS INC CL B 53220K207 $840 482,986 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ NRG ENERGY INC COM NEW 629377508 $8,883 425,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COM 704549104 $22,850 500,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ PEABODY ENERGY CORP COM 704549104 $20,565 450,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ REYNOLDS AMERICAN INC COM 761713106 $5,398 100,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority Fair Market Shares or Title of Cusip Value Principal SH/ Put/ Shared Shared Other Issuer of Class Number (in thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ S&P RETAIL SPDR SERIES TRUST ETF 78464A714 $41,300 1,000,000 SH Put X X - ------------------------------------------------------------------------------------------------------------------------------------ SEABRIDGE GOLD INC COM 811916105 $7,308 300,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ SBI SELECT SECTOR SPDR TR INT-ENERGY 81369Y506 $5,752 100,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ SBI SELECT SECTOR SPDR TR INT-ENERGY 81369Y506 $23,008 400,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ SUNCOR ENERGY INC NEW COM 867224107 $6,508 200,000 SH Call X X - ---------------------------------------------------------------------------- ----- ------------------------------------------------ VERIZON COMMUNICATIONS INC COM 92343V104 $23,265 750,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ TRANSOCEAN LTD REG SHS H8817H100 $8,638 100,000 SH Call X X - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $377,438 (in thousands)
-----END PRIVACY-ENHANCED MESSAGE-----