-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ny3LXVSLmp6QsOizZMhNJsoBsnz/rvvlpNq9tYYc3nj+50/5kYcfXnhmMpfUwTO4 v2c/7A7nCYsq0RrLwGShxw== 0001011438-08-000632.txt : 20081114 0001011438-08-000632.hdr.sgml : 20081114 20081114114703 ACCESSION NUMBER: 0001011438-08-000632 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MatlinPatterson Capital Management L.P. CENTRAL INDEX KEY: 0001416268 IRS NUMBER: 205854996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12832 FILM NUMBER: 081188307 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 651-9500 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE, 35TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 form_13f-matpat.txt ----------------------------------- OMB APPROVAL ----------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response..........22.6 ----------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MatlinPatterson Capital Management L.P. 520 Madison Avenue New York, NY 10022-4213 Form 13F File Number: 028-12832 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert H. Weiss Title: General Counsel of MatlinPatterson Capital Management GP LLC, its general partner Phone: (212) 651-9525 Signature, Place, and Date of Signing: /s/ Robert H. Weiss New York, NY November 13, 2008 - --------------------------- ------------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT.(Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 ------------------ Form 13F Information Table Entry Total: 45 ------------------ Form 13F Information Table Value Total: $144,181 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. NAME ---------- ------------------------ None.
MatlinPatterson Capital Management L.P. Form 13F Information Table Quarter ended September 30, 2008 Investment Discretion Voting Authority Fair Market Shares or Title of Cusip Value Principal SH/ Put/ Shared Shared Other Issuer of Class Number (in thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ ALLEGHENY ENERGY, INC. COM 017361106 $3,199 870 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ CANADIAN SUPERIOR ENERGY INC COM 136644101 $498 199,900 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ CAPITAL ONE FINANCIAL CORP COM 14040H105 $3,315 650 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ CARNIVAL CORPORATION PAIRED CTF 143658300 $1,768 500 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ CARNIVAL CORPORATION PAIRED CTF 143658300 $3,535 1,000 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ CHENIERE ENERGY INC COM NEW 16411R208 $45 200 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ CHENIERE ENERGY INC NOTE 2.250% 16411RAE9 $4,286 27,000,000 PRN X X - ------------------------------------------------------------------------------------------------------------------------------------ CHESAPEAKE ENERGY CORPORATION COM 165167107 $1,793 500 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ CLEAN ENERGY FUELS CORP COM 184499101 $391 27,627 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ COVANTA HOLDING CORP COM 22282E102 $2,993 1,250 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ CVR ENERGY, INC. COM 12662P108 $721 84,641 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ DAIMLER AG REG SHS D1668R123 $3,535 700 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ DAIMLER AG REG SHS D1668R123 $631 12,500 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ DYNEGY INC. CL A 26817G102 $8,430 2,354,800 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ ETHAN ALLEN INTERIORS, INC COM 297602104 $420 15,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ FRONTIER OIL CORP COM 35914P105 $737 400 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ GASTAR EXPLORATION LTD COM 367299104 $5,374 4,133,470 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ GENERAL ELECTRIC CO COM 369604103 $10,200 4,000 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ GOLDMAN SACHS GROUP, INC COM 38141G104 $8,960 700 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority Fair Market Shares or Title of Cusip Value Principal SH/ Put/ Shared Shared Other Issuer of Class Number (in thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ GRAFTECH INTERNATIONAL LTD COM 384313102 $1,058 700 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ GRAFTECH INTERNATIONAL LTD COM 384313102 $4,179 276,600 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ HORIZON LINES, INC. COM 44044K101 $2,502 253,500 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ ISHARES SILVER TRUST ISHARES 46428Q109 $1,007 85,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ JONES SODA CO. COM 48023P106 $633 445,931 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ LEAP WIRELESS INTL INC COM NEW 521863308 $503 132 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ LEVEL 3 COMMUNICATIONS, INC. NOTE 3.500% 52729NBK5 $2,119 3,000,000 PRN X X - ------------------------------------------------------------------------------------------------------------------------------------ MERCER INTERNATIONAL INC COM 588056101 $518 141,579 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ RELIANT ENERGY, INC. COM 75952B105 $1,470 2,000 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ ROSS STORES, INC COM 778296103 $2,577 700 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ SEARS HOLDINGS CORPORATION COM 812350106 $8,798 941 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ SIMON PROPERTY GROUP INC COM 828806109 $4,850 500 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ SLM CORPORATION COM 78442P106 $2,468 2,000 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ SMITH & WESSON HOLDING CORP COM 831756101 $991 264,974 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST ETF GOLD SHS 78463V107 $6,380 750 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------ SPDR GOLD TRUST ETF GOLD SHS 78463V107 $1,276 15,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ THE HOME DEPOT, INC. COM 437076102 $4,013 1,550 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ TIFFANY & CO COM 886547108 $1,332 375 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ TOREADOR RES CORP COM 891050106 $20,155 2,241,880 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ TRAVELCENTERS OF AMERICA LLC COM 894174101 $3,416 1,198,560 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ URBAN OUTFITTERS INC COM 917047102 $1,275 400 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ USG CORP COM NEW 903293405 $1,024 400 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION NEW COM 91913Y100 $909 300 SH CALL X X - ------------------------------------------------------------------------------------------------------------------------------------
Investment Discretion Voting Authority Fair Market Shares or Title of Cusip Value Principal SH/ Put/ Shared Shared Other Issuer of Class Number (in thousands) Amount PRN Call Sole Defined Other Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION NEW COM 91913Y100 $4,790 1,581 SH PUT X X - ------------------------------------------------------------------------------------------------------------------------------------ VALERO ENERGY CORPORATION NEW COM 91913Y100 $5,066 167,200 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ WASHINGTON MUTUAL, INC. COM 939322103 $41 500,000 SH X X - ------------------------------------------------------------------------------------------------------------------------------------ Total Fair Market Value $144,181 (in thousands)
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