Chief Operating Officer

0001104659-19-062430.txt : 20191112 0001104659-19-062430.hdr.sgml : 20191112 20191112131156 ACCESSION NUMBER: 0001104659-19-062430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191112 DATE AS OF CHANGE: 20191112 EFFECTIVENESS DATE: 20191112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 191208165 BUSINESS ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 BUSINESS PHONE: (212) 576-7634 MAIL ADDRESS: STREET 1: 51 MADISON AVENUE STREET 2: 4TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10010 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 09-30-2019 09-30-2019 false IndexIQ Advisors LLC

51 Madison Avenue 4th Floor New York NY 10010

13F COMBINATION REPORT 028-13712 0000061227 028-00046 MACKAY SHIELDS LLC 0001606720 028-16259 NYL Investors LLC N Jonathan Zimmerman Chief Operating Officer 212-576-7282 /s/ Jonathan Zimmerman New York NY 11-12-2019 3 639 2806280 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC 03 0001133639 028-06325 NEW YORK LIFE INVESTMENT MANAGEMENT LLC INFORMATION TABLE 2 infotable.xml ALLERGAN PLC SHS G0177J108 44669 265431 SH DFND 01,02 265431 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3578 18600 SH DFND 01,02 18600 0 0 BUNGE LIMITED COM G16962105 263 4646 SH DFND 01,02 4646 0 0 CENTRAL EUROPEAN MEDIA ENTRP CL A NEW G20045202 1207 268487 SH DFND 01,02 268487 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 1401 41087 SH DFND 01,02 41087 0 0 MEDTRONIC PLC SHS G5960L103 3905 35948 SH DFND 01,02 35948 0 0 PENTAIR PLC SHS G7S00T104 445 11781 SH DFND 01,02 11781 0 0 SMART GLOBAL HLDGS INC SHS G8232Y101 1418 55655 SH DFND 01,02 55655 0 0 TE CONNECTIVITY LTD REG 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SBI CONS DIS 81369Y407 1647 13642 SH DFND 01,02 13642 0 0 SELECT SECTOR SPDR TR SBI CONS DIS 81369Y407 598 4956 SH DFND 01,02,03 0 4956 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 6750 114014 SH DFND 01,02 114014 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 2595 43833 SH DFND 01,02,03 0 43833 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6115 218421 SH DFND 01,02 218421 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1681 60041 SH DFND 01,02,03 0 60041 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 468 6027 SH DFND 01,02 6027 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 115 1426 SH DFND 01,02 1426 0 0 SELECT SECTOR SPDR TR SBI INT-UTIL 81369Y886 408 6302 SH DFND 01,02 6302 0 0 SELECT ENERGY SVCS INC CL A COM 81617J301 770 88899 SH DFND 01,02 88899 0 0 SENIOR HSG PPTYS TR SH BEN INT 81721M109 1301 140578 SH DFND 01,02 140578 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 848 19948 SH DFND 01,02 19948 0 0 SILGAN HOLDINGS INC COM 827048109 1083 36064 SH DFND 01,02 36064 0 0 SIMMONS 1ST NATL CORP CL A $1 PAR 828730200 1087 43650 SH DFND 01,02 43650 0 0 SINCLAIR BROADCAST GROUP INC CL A 829226109 1187 27770 SH DFND 01,02 27770 0 0 SITE CENTERS CORP COM 82981J109 1257 83206 SH DFND 01,02 83206 0 0 SOTHEBYS COM 835898107 4437 77877 SH DFND 01,02 77877 0 0 SOUTH ST CORP COM 840441109 1177 15636 SH DFND 01,02 15636 0 0 SOUTHERN COPPER CORP COM 84265V105 1184 34681 SH DFND 01,02 34681 0 0 SPARK THERAPEUTICS INC COM 84652J103 40475 417350 SH DFND 01,02 417350 0 0 SPARTAN MTRS INC COM 846819100 1660 121018 SH DFND 01,02 121018 0 0 SPIRIT MTA REIT COM SHS BEN 84861U105 216 25595 SH DFND 01,02 25595 0 0 STAG INDL INC COM 85254J102 2241 76023 SH DFND 01,02 76023 0 0 STARBUCKS CORP COM 855244109 3894 44042 SH DFND 01,02 44042 0 0 STEEL DYNAMICS INC COM 858119100 301 10086 SH DFND 01,02 10086 0 0 STERLING CONSTRUCTION CO INC COM 859241101 1122 85350 SH DFND 01,02 85350 0 0 SUMMIT HOTEL PPTYS INC COM 866082100 715 61629 SH DFND 01,02 61629 0 0 SUNCOKE ENERGY INC COM 86722A103 710 125862 SH DFND 01,02 125862 0 0 SUNPOWER CORP COM 867652406 1801 164145 SH DFND 01,02 164145 0 0 SUNTRUST BKS INC COM 867914103 56846 826256 SH DFND 01,02 826256 0 0 SYKES ENTERPRISES INC COM 871237103 1158 37786 SH DFND 01,02 37786 0 0 SYNCHRONY FINL COM 87165B103 3499 102636 SH DFND 01,02 102636 0 0 TTM TECHNOLOGIES INC COM 87305R109 1111 91097 SH DFND 01,02 91097 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 847 54715 SH DFND 01,02 54715 0 0 TAYLOR MORRISON HOME CORP COM 87724P106 1562 60201 SH DFND 01,02 60201 0 0 TECH DATA CORP COM 878237106 1088 10434 SH DFND 01,02 10434 0 0 TEGNA INC COM 87901J105 1177 75787 SH DFND 01,02 75787 0 0 TERRENO RLTY CORP COM 88146M101 1959 38342 SH DFND 01,02 38342 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 3484 11962 SH DFND 01,02 11962 0 0 TITAN INTL INC ILL COM 88830M102 512 189565 SH DFND 01,02 189565 0 0 TITAN MACHY INC COM 88830R101 985 68675 SH DFND 01,02 68675 0 0 TIVITY HEALTH INC COM 88870R102 1012 60853 SH DFND 01,02 60853 0 0 TRANSDIGM GROUP INC COM 893641100 3976 7637 SH DFND 01,02 7637 0 0 TRIBUNE PUBG CO NEW COM 89609W107 912 106298 SH DFND 01,02 106298 0 0 TRIPLE-S MGMT CORP CL B 896749108 628 46837 SH DFND 01,02 46837 0 0 TRISTATE CAP HLDGS INC COM 89678F100 1100 52303 SH DFND 01,02 52303 0 0 TRUEBLUE INC COM 89785X101 954 45201 SH DFND 01,02 45201 0 0 TTEC HLDGS INC COM 89854H102 1412 29493 SH DFND 01,02 29493 0 0 TUTOR PERINI CORP COM 901109108 894 62417 SH DFND 01,02 62417 0 0 TYSON FOODS INC CL A 902494103 3697 42924 SH DFND 01,02 42924 0 0 USANA HEALTH SCIENCES INC COM 90328M107 871 12740 SH DFND 01,02 12740 0 0 UNIFI INC COM NEW 904677200 1210 55223 SH DFND 01,02 55223 0 0 UNISYS CORP COM NEW 909214306 680 91566 SH DFND 01,02 91566 0 0 UNITED CMNTY FINL CORP OHIO COM 909839102 1232 114285 SH DFND 01,02 114285 0 0 UNITED FINL BANCORP INC NEW COM 910304104 1015 74465 SH DFND 01,02 74465 0 0 UNITED STATES STL CORP NEW COM 912909108 93 8034 SH DFND 01,02 8034 0 0 UNITI GROUP INC COM 91325V108 815 104964 SH DFND 01,02 104964 0 0 UNIVERSAL ELECTRS INC COM 913483103 1464 28763 SH DFND 01,02 28763 0 0 UNIVERSAL FST PRODS INC COM 913543104 1426 35750 SH DFND 01,02 35750 0 0 UNIVERSAL LOGISTICS HLDGS IN COM 91388P105 1264 54298 SH DFND 01,02 54298 0 0 UNIVEST FINANCIAL CORPORATIO COM 915271100 1114 43687 SH DFND 01,02 43687 0 0 URBAN EDGE PPTYS COM 91704F104 1363 68864 SH DFND 01,02 68864 0 0 VALERO ENERGY CORP NEW COM 91913Y100 361 4233 SH DFND 01,02 4233 0 0 VANECK VECTORS ETF TR JP MORGAN MK 92189H300 15089 457256 SH DFND 01,02 457256 0 0 VANECK VECTORS ETF TR JP MORGAN MK 92189H300 6866 208048 SH DFND 01,02,03 0 208048 0 VANECK VECTORS ETF TR HIGH YLD MUN 92189H409 1977 30680 SH DFND 01,02 30680 0 0 VANECK VECTORS ETF TR HIGH YLD MUN 92189H409 858 13317 SH DFND 01,02,03 0 13317 0 VANGUARD BD INDEX FD INC TOTAL BND MR 921937835 295 3491 SH DFND 01,02 3491 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT 921943858 5548 135031 SH DFND 01,02 135031 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT 921943858 888 21623 SH DFND 01,02,03 0 21623 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD 921946885 1364 16925 SH DFND 01,02 16925 0 0 VANGUARD WHITEHALL FDS INC EMERG MKT BD 921946885 609 7550 SH DFND 01,02,03 0 7550 0 VANGUARD MALVERN FDS STRM INFPROI 922020805 2 33 SH DFND 01,02 33 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP E 922042718 47410 465023 SH DFND 01,02 465023 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP E 922042718 20979 205782 SH DFND 01,02,03 0 205782 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT 922042858 1063 26392 SH DFND 01,02 26392 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC 922042866 3495 52921 SH DFND 01,02 52921 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC 922042866 1507 22810 SH DFND 01,02,03 0 22810 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE 922042874 6978 130153 SH DFND 01,02 130153 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE 922042874 3138 58532 SH DFND 01,02,03 0 58532 0 VANGUARD WORLD FDS CONSUM DIS E 92204A108 69 382 SH DFND 01,02 382 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 276 3538 SH DFND 01,02 3538 0 0 VANGUARD WORLD FDS FINANCIALS E 92204A405 792 11317 SH DFND 01,02 11317 0 0 VANGUARD WORLD FDS HEALTH CAR E 92204A504 294 1756 SH DFND 01,02 1756 0 0 VANGUARD WORLD FDS INDUSTRIAL E 92204A603 165 1129 SH DFND 01,02 1129 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 109 506 SH DFND 01,02 506 0 0 VANGUARD WORLD FDS UTILITIES ET 92204A876 152 1056 SH DFND 01,02 1056 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM T 92206C102 657 10778 SH DFND 01,02 10778 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM COR 92206C409 51742 638392 SH DFND 01,02 638392 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM COR 92206C409 8721 107605 SH DFND 01,02,03 0 107605 0 VANGUARD SCOTTSDALE FDS INTER TERM T 92206C706 6395 95923 SH DFND 01,02 95923 0 0 VANGUARD SCOTTSDALE FDS INTER TERM T 92206C706 2959 44388 SH DFND 01,02,03 0 44388 0 VANGUARD SCOTTSDALE FDS MORTG-BACK S 92206C771 37809 709862 SH DFND 01,02 709862 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK S 92206C771 2863 53762 SH DFND 01,02,03 0 53762 0 VANGUARD SCOTTSDALE FDS LG-TERM COR 92206C813 21786 215404 SH DFND 01,02 215404 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TR 92206C847 9 103 SH DFND 01,02 103 0 0 VANGUARD SCOTTSDALE FDS INT-TERM COR 92206C870 48138 527578 SH DFND 01,02 527578 0 0 VANGUARD SCOTTSDALE FDS INT-TERM COR 92206C870 13317 145951 SH DFND 01,02,03 0 145951 0 VECTRUS INC COM 92242T101 1634 40186 SH DFND 01,02 40186 0 0 VANGUARD INDEX FDS REAL ESTATE 922908553 309 3312 SH DFND 01,02 3312 0 0 VANGUARD INDEX FDS SML CP GRW E 922908595 186 1021 SH DFND 01,02 1021 0 0 VANGUARD INDEX FDS SM CP VAL ET 922908611 70 542 SH DFND 01,02 542 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 11210 67413 SH DFND 01,02 67413 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 5031 30257 SH DFND 01,02,03 0 30257 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2407 15642 SH DFND 01,02 15642 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 1125 7313 SH DFND 01,02,03 0 7313 0 VERINT SYS INC COM 92343X100 764 17850 SH DFND 01,02 17850 0 0 VERITEX HLDGS INC COM 923451108 1071 44119 SH DFND 01,02 44119 0 0 VERSO CORP CL A 92531L207 618 49887 SH DFND 01,02 49887 0 0 VERSUM MATLS INC COM 92532W103 44727 845021 SH DFND 01,02 845021 0 0 VIACOM INC NEW CL B 92553P201 37943 1578985 SH DFND 01,02 1578985 0 0 VISHAY INTERTECHNOLOGY INC COM 928298108 979 57855 SH DFND 01,02 57855 0 0 WABCO HLDGS INC COM 92927K102 34780 260038 SH DFND 01,02 260038 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 2862 51748 SH DFND 01,02 51748 0 0 WALKER & DUNLOP INC COM 93148P102 1174 20989 SH DFND 01,02 20989 0 0 WARRIOR MET COAL INC COM 93627C101 1059 54298 SH DFND 01,02 54298 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 460 111021 SH DFND 01,02 111021 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1300 47499 SH DFND 01,02 47499 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 40192 155078 SH DFND 01,02 155078 0 0 WELLS FARGO CO NEW COM 949746101 3418 67759 SH DFND 01,02 67759 0 0 WERNER ENTERPRISES INC COM 950755108 1241 35161 SH DFND 01,02 35161 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 1338 121568 SH DFND 01,02 121568 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 298 30874 SH DFND 01,02 30874 0 0 WHITESTONE REIT COM 966084204 314 22788 SH DFND 01,02 22788 0 0 WILLIAMS COS INC DEL COM 969457100 292 12123 SH DFND 01,02 12123 0 0 WISDOMTREE TR EM LCL DEBT 97717X867 567 16481 SH DFND 01,02 16481 0 0 WISDOMTREE TR EM LCL DEBT 97717X867 268 7796 SH DFND 01,02,03 0 7796 0 WORLD GOLD TR SPDR GLD MIN 98149E204 217 14766 SH DFND 01,02 14766 0 0 WORLD GOLD TR SPDR GLD MIN 98149E204 103 6985 SH DFND 01,02,03 0 6985 0 XENIA HOTELS & RESORTS INC COM 984017103 1422 67309 SH DFND 01,02 67309 0 0 XYLEM INC COM 98419M100 979 12296 SH DFND 01,02 12296 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 482 159727 SH DFND 01,02 159727 0 0 ZAGG INC COM 98884U108 739 117815 SH DFND 01,02 117815 0 0 ZAYO GROUP HLDGS INC COM 98919V105 27678 816451 SH DFND 01,02 816451 0 0 ZIMMER BIOMET HLDGS INC COM 98956P102 3519 25639 SH DFND 01,02 25639 0 0