Chief Operating Officer

0000891092-18-004296.txt : 20180515 0000891092-18-004296.hdr.sgml : 20180515 20180515090547 ACCESSION NUMBER: 0000891092-18-004296 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 18833412 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 03-31-2018 03-31-2018 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Jonathan Zimmerman Chief Operating Officer 212-576-7282 /s/ Jonathan Zimmerman Rye Brook NY 05-15-2018 2 558 3110789 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml ACCENTURE PLC IRELAND SHS CLASS A G1151C101 4477 29163 SH DFND 1,2 29163 0 0 BUNGE LIMITED COM G16962105 2014 27244 SH DFND 1,2 27244 0 0 FERROGLOBE PLC SHS G33856108 101 9338 SH DFND 1,2 9338 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 436 9638 SH DFND 1,2 9638 0 0 GREENLIGHT CAPITAL RE LTD CLASS A G4095J109 2080 129625 SH DFND 1,2 129625 0 0 INGERSOLL-RAND PLC SHS G47791101 4367 51072 SH DFND 1,2 51072 0 0 MAIDEN HOLDINGS LTD SHS G5753U112 2014 309886 SH DFND 1,2 309886 0 0 ALPHA & OMEGA SEMICONDUCTOR SHS G6331P104 1981 128201 SH DFND 1,2 128201 0 0 PENTAIR PLC SHS G7S00T104 8498 124731 SH DFND 1,2 124731 0 0 CHUBB LIMITED COM H1467J104 4343 31757 SH DFND 1,2 31757 0 0 ADECOAGRO S A COM L00849106 366 48593 SH DFND 1,2 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500 VAL ETF 464287408 36 322 SH DFND 1,2 322 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2768 22707 SH DFND 1,2 22707 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 4937 47847 SH DFND 1,2 47847 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 13078 156512 SH DFND 1,2 156512 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 87 727 SH DFND 1,2 727 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 52331 384546 SH DFND 1,2 384546 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 14765 77476 SH DFND 1,2 77476 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 3034 19980 SH DFND 1,2 19980 0 0 ISHARES TR S&P SML 600 GWT 464287887 8185 47079 SH DFND 1,2 47079 0 0 ISHARES TR MSCI AC ASIA ETF 464288182 5560 71712 SH DFND 1,2 71712 0 0 ISHARES TR EAFE SML CP ETF 464288273 44405 681172 SH DFND 1,2 681172 0 0 ISHARES TR JPMORGAN USD EMG 464288281 30340 268915 SH DFND 1,2 268915 0 0 ISHARES TR IBOXX HI YD ETF 464288513 45894 535901 SH DFND 1,2 535901 0 0 ISHARES TR MBS ETF 464288588 32252 308212 SH DFND 1,2 308212 0 0 ISHARES TR US CR BD ETF 464288620 9062 83170 SH DFND 1,2 83170 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 256 1932 SH DFND 1,2 1932 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 12692 105225 SH DFND 1,2 105225 0 0 ISHARES TR SHORT TREAS BD 464288679 134678 1220240 SH DFND 1,2 1220240 0 0 ISHARES TR S&P US PFD STK 464288687 33004 878733 SH DFND 1,2 878733 0 0 ISHARES TR EAFE GRWTH ETF 464288885 645 7966 SH DFND 1,2 7966 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 1 36 SH DFND 1,2 36 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 1057 20756 SH DFND 1,2 20756 0 0 ISHARES TR MSCI CHINA ETF 46429B671 18018 262757 SH DFND 1,2 262757 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 1926 19231 SH DFND 1,2 19231 0 0 ISHARES TR CORE MSCI EAFE 46432F842 5206 79016 SH DFND 1,2 79016 0 0 ISHARES INC CORE MSCI EMKT 46434G103 782 13390 SH DFND 1,2 13390 0 0 J JILL INC COM 46620W102 2029 459090 SH DFND 1,2 459090 0 0 KAPSTONE PAPER & PACKAGING C COM 48562P103 7339 213917 SH DFND 1,2 213917 0 0 KELLOGG CO COM 487836108 4352 66947 SH DFND 1,2 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DFND 1,2 125523 0 0 LEXINGTON REALTY TRUST COM 529043101 1644 208936 SH DFND 1,2 208936 0 0 LIBERTY EXPEDIA HOLDINGS SER A COM 53046P109 2062 52495 SH DFND 1,2 52495 0 0 LIBERTY TRIPADVISOR HLDGS IN COM SER A 531465102 2050 190699 SH DFND 1,2 190699 0 0 LIFEPOINT HEALTH INC COM 53219L109 1987 42287 SH DFND 1,2 42287 0 0 LINCOLN NATL CORP IND COM 534187109 4407 60327 SH DFND 1,2 60327 0 0 LITHIA MTRS INC CL A 536797103 2016 20053 SH DFND 1,2 20053 0 0 LOCKHEED MARTIN CORP COM 539830109 4329 12811 SH DFND 1,2 12811 0 0 LOEWS CORP COM 540424108 4397 88414 SH DFND 1,2 88414 0 0 LOUISIANA PAC CORP COM 546347105 1857 64549 SH DFND 1,2 64549 0 0 LYDALL INC DEL COM 550819106 2047 42423 SH DFND 1,2 42423 0 0 LYON WILLIAM HOMES CL A NEW 552074700 2013 73210 SH DFND 1,2 73210 0 0 M D C HLDGS INC COM 552676108 1989 71238 SH DFND 1,2 71238 0 0 MGM GROWTH PPTYS LLC CL A COM 55303A105 1813 68307 SH DFND 1,2 68307 0 0 M/I HOMES INC COM 55305B101 2026 63607 SH DFND 1,2 63607 0 0 MTGE INVT CORP COM 55378A105 782 43714 SH DFND 1,2 43714 0 0 MACK CALI RLTY CORP COM 554489104 1333 79769 SH DFND 1,2 79769 0 0 MAGELLAN HEALTH INC COM NEW 559079207 1994 18622 SH DFND 1,2 18622 0 0 MANTECH INTL CORP CL A 564563104 2023 36464 SH DFND 1,2 36464 0 0 MARATHON PETE CORP COM 56585A102 5354 73234 SH DFND 1,2 73234 0 0 MARCUS CORP COM 566330106 2027 66777 SH DFND 1,2 66777 0 0 MCEWEN MNG INC COM 58039P107 238 114027 SH DFND 1,2 114027 0 0 MERITAGE HOMES CORP COM 59001A102 1968 43493 SH DFND 1,2 43493 0 0 META FINL GROUP INC COM 59100U108 2005 18364 SH DFND 1,2 18364 0 0 METLIFE INC COM 59156R108 4379 95430 SH DFND 1,2 95430 0 0 MICROSTRATEGY INC CL A NEW 594972408 1992 15444 SH DFND 1,2 15444 0 0 MICRON TECHNOLOGY INC COM 595112103 4320 82846 SH DFND 1,2 82846 0 0 MIDWESTONE FINL GROUP INC NE COM 598511103 2019 60650 SH DFND 1,2 60650 0 0 MOBILEIRON INC COM NEW 60739U204 2024 408921 SH DFND 1,2 408921 0 0 MOLSON COORS BREWING CO CL B 60871R209 4405 58482 SH DFND 1,2 58482 0 0 MONMOUTH REAL ESTATE INVT CO CL A 609720107 1047 69594 SH DFND 1,2 69594 0 0 MOODYS CORP COM 615369105 4389 27210 SH DFND 1,2 27210 0 0 MORGAN STANLEY COM NEW 617446448 4407 81677 SH DFND 1,2 81677 0 0 MUELLER INDS INC COM 624756102 2006 76663 SH DFND 1,2 76663 0 0 NCI BUILDING SYS INC COM NEW 628852204 2029 114640 SH DFND 1,2 114640 0 0 NATIONAL GEN HLDGS CORP COM 636220303 2004 82430 SH DFND 1,2 82430 0 0 NATIONAL OILWELL VARCO INC COM 637071101 363 9841 SH DFND 1,2 9841 0 0 NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 1211 48301 SH DFND 1,2 48301 0 0 NEENAH INC COM 640079109 589 7508 SH DFND 1,2 7508 0 0 NEW MEDIA INVT GROUP INC COM 64704V106 1964 114574 SH DFND 1,2 114574 0 0 NEW SR INVT GROUP INC COM 648691103 634 77524 SH DFND 1,2 77524 0 0 NEW YORK MTG TR INC COM PAR $.02 649604501 634 106938 SH DFND 1,2 106938 0 0 NEWMONT MINING CORP COM 651639106 7949 203441 SH DFND 1,2 203441 0 0 NEXEO SOLUTIONS INC COM SHS 65342H102 2013 188166 SH DFND 1,2 188166 0 0 NOBLE ENERGY INC COM 655044105 341 11276 SH DFND 1,2 11276 0 0 NORFOLK SOUTHERN CORP COM 655844108 4412 32496 SH DFND 1,2 32496 0 0 NORTHERN TR CORP COM 665859104 4407 42736 SH DFND 1,2 42736 0 0 NXSTAGE MEDICAL INC COM 67072V103 4690 188663 SH DFND 1,2 188663 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 1286 19796 SH DFND 1,2 19796 0 0 OFFICE DEPOT INC COM 676220106 2040 948932 SH DFND 1,2 948932 0 0 ON ASSIGNMENT INC COM 682159108 2029 24775 SH DFND 1,2 24775 0 0 OPUS BK IRVINE CALIF COM 684000102 1990 71085 SH DFND 1,2 71085 0 0 ORBITAL ATK INC COM 68557N103 27461 207084 SH DFND 1,2 207084 0 0 ORCHID IS CAP INC COM 68571X103 366 49593 SH DFND 1,2 49593 0 0 PBF ENERGY INC CL A 69318G106 2019 59558 SH DFND 1,2 59558 0 0 PG&E CORP COM 69331C108 4340 98797 SH DFND 1,2 98797 0 0 PATRICK INDS INC COM 703343103 2003 32380 SH DFND 1,2 32380 0 0 PEABODY ENERGY CORP NEW COM 704551100 1944 53256 SH DFND 1,2 53256 0 0 PEAPACK-GLADSTONE FINL CORP COM 704699107 2012 60263 SH DFND 1,2 60263 0 0 PEBBLEBROOK HOTEL TR COM 70509V100 2251 65536 SH DFND 1,2 65536 0 0 PENN NATL GAMING INC COM 707569109 1986 75640 SH DFND 1,2 75640 0 0 PENNSYLVANIA RL ESTATE INVT SH BEN INT 709102107 637 65965 SH DFND 1,2 65965 0 0 PENNYMAC MTG INVT TR COM 70931T103 1028 57002 SH DFND 1,2 57002 0 0 PENNYMAC FINL SVCS INC CL A 70932B101 1983 87562 SH DFND 1,2 87562 0 0 PEOPLES BANCORP INC COM 709789101 2004 56536 SH DFND 1,2 56536 0 0 PERFICIENT INC COM 71375U101 2009 87639 SH DFND 1,2 87639 0 0 PFIZER INC COM 717081103 4401 123997 SH DFND 1,2 123997 0 0 PHILLIPS 66 COM 718546104 5635 58743 SH DFND 1,2 58743 0 0 PHYSICIANS RLTY TR COM 71943U104 2725 175047 SH DFND 1,2 175047 0 0 PILGRIMS PRIDE CORP NEW COM 72147K108 6092 247562 SH DFND 1,2 247562 0 0 PIMCO ETF TR 1-5 US TIP IDX 72201R205 1140 21917 SH DFND 1,2 21917 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 7761 76426 SH DFND 1,2 76426 0 0 PINNACLE ENTMT INC NEW COM 72348Y105 4048 134271 SH DFND 1,2 134271 0 0 PIONEER NAT RES CO COM 723787107 757 4405 SH DFND 1,2 4405 0 0 PIPER JAFFRAY COS COM 724078100 2031 24455 SH DFND 1,2 24455 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 443 46050 SH DFND 1,2 46050 0 0 PLY GEM HLDGS INC COM 72941W100 1943 89948 SH DFND 1,2 89948 0 0 POST HLDGS INC COM 737446104 972 12833 SH DFND 1,2 12833 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 7860 187141 SH DFND 1,2 187141 0 0 POWERSHS DB US DOLLAR INDEX DOLL INDX BULL 73936D107 138 5860 SH DFND 1,2 5860 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 49788 2152525 SH DFND 1,2 2152525 0 0 POWERSHARES ETF TR II SOVEREIGN DEBT 73936T573 15999 567502 SH DFND 1,2 567502 0 0 POWERSHARES ETF TR II TREASURY CLTRL 73937B373 360 3405 SH DFND 1,2 3405 0 0 POWERSHARES ETF TR II KBW BK PORT 73937B746 42 769 SH DFND 1,2 769 0 0 PREFERRED APT CMNTYS INC COM 74039L103 531 37435 SH DFND 1,2 37435 0 0 PRESIDIO INC COM 74102M103 1997 127706 SH DFND 1,2 127706 0 0 PRIMORIS SVCS CORP COM 74164F103 1991 79713 SH DFND 1,2 79713 0 0 PRINCIPAL FINL GROUP INC COM 74251V102 4498 73841 SH DFND 1,2 73841 0 0 PROGRESSIVE CORP OHIO COM 743315103 4387 72004 SH DFND 1,2 72004 0 0 PROSHARES TR PSHS SH MSCI EAF 74347R370 334 13267 SH DFND 1,2 13267 0 0 PROSHARES TR PSHS SH MSCI EMR 74347R396 1157 65500 SH DFND 1,2 65500 0 0 PROSHARES TR II ULTRASHRT EURO 74347W882 304 14735 SH DFND 1,2 14735 0 0 PROSHARES TR ULTSHT REAL EST 74348A244 171 5034 SH DFND 1,2 5034 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 265 16479 SH DFND 1,2 16479 0 0 PROVIDENCE SVC CORP COM 743815102 2012 29097 SH DFND 1,2 29097 0 0 PRUDENTIAL FINL INC COM 744320102 4383 42328 SH DFND 1,2 42328 0 0 QCR HOLDINGS INC COM 74727A104 2012 44870 SH DFND 1,2 44870 0 0 QUAD / GRAPHICS INC COM CL A 747301109 1965 77502 SH DFND 1,2 77502 0 0 QTS RLTY TR INC COM CL A 74736A103 1531 42256 SH DFND 1,2 42256 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 2001 114972 SH DFND 1,2 114972 0 0 REV GROUP INC COM 749527107 1951 93994 SH DFND 1,2 93994 0 0 RMR GROUP INC CL A 74967R106 2014 28785 SH DFND 1,2 28785 0 0 RPX CORP COM 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DFND 1,2 56437 0 0 ROYAL GOLD INC COM 780287108 2141 24925 SH DFND 1,2 24925 0 0 RUSH ENTERPRISES INC CL A 781846209 2059 48467 SH DFND 1,2 48467 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 2 32 SH DFND 1,2 32 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 3016 27461 SH DFND 1,2 27461 0 0 SJW GROUP COM 784305104 1984 37640 SH DFND 1,2 37640 0 0 SPX CORP COM 784635104 2004 61688 SH DFND 1,2 61688 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 6262 56568 SH DFND 1,2 56568 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 29268 557595 SH DFND 1,2 557595 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 3942 111383 SH DFND 1,2 111383 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 21241 411157 SH DFND 1,2 411157 0 0 SPDR SERIES TRUST BLOMBRG BRC MRTG 78464A383 14233 554899 SH DFND 1,2 554899 0 0 SPDR SERIES TRUST BLOMBRG BRC EMRG 78464A391 101 3410 SH DFND 1,2 3410 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 61 1791 SH DFND 1,2 1791 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78464A417 50475 1407938 SH DFND 1,2 1407938 0 0 SPDR SERIES TRUST PORTFOLIO SHORT 78464A474 415 13763 SH DFND 1,2 13763 0 0 SPDR SERIES TRUST PORTFOLIO AGRGTE 78464A649 270 9583 SH DFND 1,2 9583 0 0 SPDR SERIES TRUST PORTFOLIO LN TSR 78464A664 7545 214970 SH DFND 1,2 214970 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 154 3203 SH DFND 1,2 3203 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 17079 360168 SH DFND 1,2 360168 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 33944 370789 SH DFND 1,2 370789 0 0 SP PLUS CORP COM 78469C103 1975 55476 SH DFND 1,2 55476 0 0 SPX FLOW INC COM 78469X107 1975 40147 SH DFND 1,2 40147 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 3007 170362 SH DFND 1,2 170362 0 0 SAIA INC COM 78709Y105 2017 26837 SH DFND 1,2 26837 0 0 SALLY BEAUTY HLDGS INC COM 79546E104 2047 124421 SH DFND 1,2 124421 0 0 SANDERSON FARMS INC COM 800013104 3169 26624 SH DFND 1,2 26624 0 0 SCANA CORP NEW COM 80589M102 8009 213276 SH DFND 1,2 213276 0 0 SCANSOURCE INC COM 806037107 1975 55554 SH DFND 1,2 55554 0 0 SCHLUMBERGER LTD COM 806857108 2312 35693 SH DFND 1,2 35693 0 0 SCHULMAN A INC COM 808194104 5647 131328 SH DFND 1,2 131328 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 4899 76792 SH DFND 1,2 76792 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 4055 77105 SH DFND 1,2 77105 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 32653 655162 SH DFND 1,2 655162 0 0 SEABOARD CORP COM 811543107 4969 1165 SH DFND 1,2 1165 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 740 12995 SH DFND 1,2 12995 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 964 11834 SH DFND 1,2 11834 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1716 32612 SH DFND 1,2 32612 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1887 18625 SH DFND 1,2 18625 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 57 846 SH DFND 1,2 846 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 24383 884405 SH DFND 1,2 884405 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 1085 14608 SH DFND 1,2 14608 0 0 SELECT SECTOR SPDR TR 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ENERGY INC COM 86722A103 2243 208449 SH DFND 1,2 208449 0 0 SUNTRUST BKS INC COM 867914103 4429 65094 SH DFND 1,2 65094 0 0 SUPER MICRO COMPUTER INC COM 86800U104 2031 119474 SH DFND 1,2 119474 0 0 SYKES ENTERPRISES INC COM 871237103 2006 69321 SH DFND 1,2 69321 0 0 SYNEOS HEALTH INC CL A 87166B102 1945 54786 SH DFND 1,2 54786 0 0 TCF FINL CORP COM 872275102 2033 89136 SH DFND 1,2 89136 0 0 TTM TECHNOLOGIES INC COM 87305R109 1963 128367 SH DFND 1,2 128367 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 1968 89446 SH DFND 1,2 89446 0 0 TAYLOR MORRISON HOME CORP CL A 87724P106 1990 85486 SH DFND 1,2 85486 0 0 TELEPHONE & DATA SYS INC COM NEW 879433829 2008 71650 SH DFND 1,2 71650 0 0 TENNECO INC COM 880349105 2053 37413 SH DFND 1,2 37413 0 0 TERRENO RLTY CORP COM 88146M101 1805 52314 SH DFND 1,2 52314 0 0 TETRA TECHNOLOGIES INC DEL COM 88162F105 2010 536018 SH DFND 1,2 536018 0 0 TIER REIT INC COM NEW 88650V208 843 45604 SH DFND 1,2 45604 0 0 TITAN INTL INC ILL COM 88830M102 131 10370 SH DFND 1,2 10370 0 0 TOWER INTL INC COM 891826109 2065 74419 SH DFND 1,2 74419 0 0 TOWNEBANK PORTSMOUTH VA COM 89214P109 2001 69957 SH DFND 1,2 69957 0 0 TREDEGAR CORP COM 894650100 2119 118052 SH DFND 1,2 118052 0 0 TRIBUNE MEDIA CO CL A 896047503 12795 315857 SH DFND 1,2 315857 0 0 TRIPLE-S MGMT CORP CL B 896749108 2004 76663 SH DFND 1,2 76663 0 0 TRISTATE CAP HLDGS INC COM 89678F100 2014 86606 SH DFND 1,2 86606 0 0 TRUEBLUE INC COM 89785X101 2010 77623 SH DFND 1,2 77623 0 0 TYSON FOODS INC CL A 902494103 25491 348281 SH DFND 1,2 348281 0 0 U S CONCRETE INC COM NEW 90333L201 1954 32406 SH DFND 1,2 32406 0 0 ULTRA CLEAN HLDGS INC COM 90385V107 2031 105493 SH DFND 1,2 105493 0 0 UNIFI INC COM NEW 904677200 1994 54999 SH DFND 1,2 54999 0 0 UNISYS CORP COM NEW 909214306 2040 189786 SH DFND 1,2 189786 0 0 UNITED FIRE GROUP INC COM 910340108 2023 42260 SH DFND 1,2 42260 0 0 UNITED INS HLDGS CORP COM 910710102 1987 103836 SH DFND 1,2 103836 0 0 UNIVERSAL FST PRODS INC COM 913543104 2002 61688 SH DFND 1,2 61688 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 1999 62663 SH DFND 1,2 62663 0 0 VSE CORP COM 918284100 2092 40442 SH DFND 1,2 40442 0 0 VALERO ENERGY CORP NEW COM 91913Y100 5443 58667 SH DFND 1,2 58667 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 240 7745 SH DFND 1,2 7745 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 19530 996362 SH DFND 1,2 996362 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 258251 3292347 SH DFND 1,2 3292347 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 4364 54593 SH DFND 1,2 54593 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 7068 159726 SH DFND 1,2 159726 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 5820 118985 SH DFND 1,2 118985 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 20375 170876 SH DFND 1,2 170876 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 2398 51032 SH DFND 1,2 51032 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 5628 77140 SH DFND 1,2 77140 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 369 2329 SH DFND 1,2 2329 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 857 6297 SH DFND 1,2 6297 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 424 6101 SH DFND 1,2 6101 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 367 2391 SH DFND 1,2 2391 0 0 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 324 2326 SH DFND 1,2 2326 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 241 1408 SH DFND 1,2 1408 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 354 2743 SH DFND 1,2 2743 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 18927 241323 SH DFND 1,2 241323 0 0 VANGUARD SCOTTSDALE FDS INTER TERM TREAS 92206C706 3486 55350 SH DFND 1,2 55350 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 40885 792355 SH DFND 1,2 792355 0 0 VANGUARD SCOTTSDALE FDS LONG TERM TREAS 92206C847 6473 86288 SH DFND 1,2 86288 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 68233 804262 SH DFND 1,2 804262 0 0 VASCO DATA SEC INTL INC COM 92230Y104 1999 154340 SH DFND 1,2 154340 0 0 VECTRUS INC COM 92242T101 1974 53000 SH DFND 1,2 53000 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 11913 72663 SH DFND 1,2 72663 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 42623 300416 SH DFND 1,2 300416 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 86 836 SH DFND 1,2 836 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 39379 290154 SH DFND 1,2 290154 0 0 VERINT SYS INC COM 92343X100 2244 52676 SH DFND 1,2 52676 0 0 VERITIV CORP COM 923454102 1993 50853 SH DFND 1,2 50853 0 0 VIAD CORP COM NEW 92552R406 1968 37526 SH DFND 1,2 37526 0 0 VISTA OUTDOOR INC COM 928377100 2029 124343 SH DFND 1,2 124343 0 0 WABASH NATL CORP COM 929566107 2030 97554 SH DFND 1,2 97554 0 0 WALKER & DUNLOP INC COM 93148P102 2116 35606 SH DFND 1,2 35606 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 1194 179026 SH DFND 1,2 179026 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2057 75345 SH DFND 1,2 75345 0 0 WELLS FARGO CO NEW COM 949746101 4452 84954 SH DFND 1,2 84954 0 0 WESCO AIRCRAFT HLDGS INC COM 950814103 1974 192550 SH DFND 1,2 192550 0 0 WESCO INTL INC COM 95082P105 2034 32781 SH DFND 1,2 32781 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 378 38982 SH DFND 1,2 38982 0 0 WESTMORELAND COAL CO COM 960878106 2 6212 SH DFND 1,2 6212 0 0 WHITESTONE REIT COM 966084204 379 36518 SH DFND 1,2 36518 0 0 WILLIAMS COS INC DEL COM 969457100 532 21391 SH DFND 1,2 21391 0 0 WINNEBAGO INDS INC COM 974637100 2026 53893 SH DFND 1,2 53893 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 728 18541 SH DFND 1,2 18541 0 0 WORLD FUEL SVCS CORP COM 981475106 2051 83541 SH DFND 1,2 83541 0 0 XENIA HOTELS & RESORTS INC COM 984017103 2035 103200 SH DFND 1,2 103200 0 0 XYLEM INC COM 98419M100 9434 122648 SH DFND 1,2 122648 0 0 YRC WORLDWIDE INC COM PAR $.01 984249607 2058 233052 SH DFND 1,2 233052 0 0 ZYNGA INC CL A 98986T108 1962 536018 SH DFND 1,2 536018 0 0