Chief Executive Officer

0000891092-17-001041.txt : 20170208 0000891092-17-001041.hdr.sgml : 20170208 20170208123705 ACCESSION NUMBER: 0000891092-17-001041 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170208 DATE AS OF CHANGE: 20170208 EFFECTIVENESS DATE: 20170208 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 17581661 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 12-31-2016 12-31-2016 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Adam S. Patti Chief Executive Officer 9146974945 /s/ Adam S. Patti Rye Brook NY 02-08-2017 2 312 1985830 01 0001460140 028-13711 FINANCIAL DEVELOPMENT LLC 02 0001483922 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml BUNGE LIMITED COM G16962105 1816 25134 SH DFND 1,2 25134 0 0 ENSCO PLC SHS CLASS A G3157S106 115 11831 SH DFND 1,2 11831 0 0 FRESH DEL MONTE PRODUCE INC ORD G36738105 561 9252 SH DFND 1,2 9252 0 0 KOSMOS ENERGY LTD SHS G5315B107 43 6134 SH DFND 1,2 6134 0 0 NABORS INDUSTRIES LTD SHS G6359F103 176 10718 SH DFND 1,2 10718 0 0 NOBLE CORP PLC SHS USD G65431101 56 9451 SH DFND 1,2 9451 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 92 4848 SH DFND 1,2 4848 0 0 SEADRILL LIMITED SHS G7945E105 51 15017 SH DFND 1,2 15017 0 0 PENTAIR PLC SHS G7S00T104 3008 53641 SH DFND 1,2 53641 0 0 ADECOAGRO S A COM L00849106 297 28634 SH DFND 1,2 28634 0 0 NXP SEMICONDUCTORS N V COM N6596X109 5707 58229 SH DFND 1,2 58229 0 0 AEP INDS INC COM 001031103 916 7891 SH DFND 1,2 7891 0 0 AGCO CORP COM 001084102 1029 17784 SH DFND 1,2 17784 0 0 AG MTG INVT TR 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TR CHINA LG-CAP ETF 464287184 5509 158700 SH DFND 1,2 158700 0 0 ISHARES TR CORE S&P500 ETF 464287200 519 2307 SH DFND 1,2 2307 0 0 ISHARES TR CORE US AGGBD ET 464287226 29755 275367 SH DFND 1,2 275367 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 766 21883 SH DFND 1,2 21883 0 0 ISHARES TR IBOXX INV CP ETF 464287242 293869 2507841 SH DFND 1,2 2507841 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 8761 71943 SH DFND 1,2 71943 0 0 ISHARES TR S&P 500 VAL ETF 464287408 9952 98166 SH DFND 1,2 98166 0 0 ISHARES TR 20 YR TR BD ETF 464287432 847 7106 SH DFND 1,2 7106 0 0 ISHARES TR 7-10 Y TR BD ETF 464287440 5032 48005 SH DFND 1,2 48005 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 80234 950062 SH DFND 1,2 950062 0 0 ISHARES TR MSCI EAFE ETF 464287465 12371 214303 SH DFND 1,2 214303 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 28948 258394 SH DFND 1,2 258394 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 18735 178602 SH DFND 1,2 178602 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 13651 114780 SH DFND 1,2 114780 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 582 3782 SH DFND 1,2 3782 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 741 5498 SH DFND 1,2 5498 0 0 ISHARES TR U.S. REAL ES ETF 464287739 242 3146 SH DFND 1,2 3146 0 0 ISHARES TR EUROPE ETF 464287861 6498 167439 SH DFND 1,2 167439 0 0 ISHARES TR SP SMCP600VL ETF 464287879 7405 52889 SH DFND 1,2 52889 0 0 ISHARES TR SP SMCP600GR ETF 464287887 215 1435 SH DFND 1,2 1435 0 0 ISHARES TR EAFE SML CP ETF 464288273 8594 172422 SH DFND 1,2 172422 0 0 ISHARES TR JP MOR EM MK ETF 464288281 3972 36038 SH DFND 1,2 36038 0 0 ISHARES TR IBOXX HI YD ETF 464288513 27351 316006 SH DFND 1,2 316006 0 0 ISHARES TR MBS ETF 464288588 8628 81138 SH DFND 1,2 81138 0 0 ISHARES TR US CREDIT BD ETF 464288620 8095 74122 SH DFND 1,2 74122 0 0 ISHARES TR 10-20 YR TRS ETF 464288653 25 189 SH DFND 1,2 189 0 0 ISHARES TR 3-7 YR TR BD ETF 464288661 4676 38169 SH DFND 1,2 38169 0 0 ISHARES TR SHRT TRS BD ETF 464288679 69260 627924 SH DFND 1,2 627924 0 0 ISHARES TR U.S. PFD STK ETF 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880008 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 208 2225 SH DFND 1,2 2225 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 822 14447 SH DFND 1,2 14447 0 0 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 318 4616 SH DFND 1,2 4616 0 0 SPDR SERIES TRUST BLMBRG BR 1 3 MT 78464A680 29857 653321 SH DFND 1,2 653321 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 4619 97253 SH DFND 1,2 97253 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1497 61300 SH DFND 1,2 61300 0 0 ST JUDE MED INC COM 790849103 10625 132501 SH DFND 1,2 132501 0 0 SANCHEZ ENERGY CORP COM 79970Y105 20 2175 SH DFND 1,2 2175 0 0 SANDERSON FARMS INC COM 800013104 1447 15353 SH DFND 1,2 15353 0 0 SCHLUMBERGER LTD COM 806857108 589 7012 SH DFND 1,2 7012 0 0 SCHWAB STRATEGIC TR INTRM TRM TRES 808524854 8372 156935 SH DFND 1,2 156935 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 39333 780100 SH DFND 1,2 780100 0 0 SEABOARD CORP COM 811543107 2008 508 SH DFND 1,2 508 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 914 18402 SH DFND 1,2 18402 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1521 22067 SH DFND 1,2 22067 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 60 1162 SH DFND 1,2 1162 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 777 9540 SH DFND 1,2 9540 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 393 5216 SH DFND 1,2 5216 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 4170 179274 SH DFND 1,2 179274 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 58 939 SH DFND 1,2 939 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6150 127152 SH DFND 1,2 127152 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 19 602 SH DFND 1,2 602 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 20 405 SH DFND 1,2 405 0 0 SEMGROUP CORP CL A 81663A105 107 2573 SH DFND 1,2 2573 0 0 SERITAGE GROWTH PPTYS CL A 81752R100 932 21832 SH DFND 1,2 21832 0 0 SHELL MIDSTREAM PARTNERS L P UNIT LTD INT 822634101 101 3463 SH DFND 1,2 3463 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 528 30834 SH DFND 1,2 30834 0 0 SMUCKER J M CO COM NEW 832696405 2732 21331 SH DFND 1,2 21331 0 0 SOUTHERN COPPER CORP COM 84265V105 634 19846 SH DFND 1,2 19846 0 0 SPECTRA ENERGY CORP COM 847560109 5518 134277 SH DFND 1,2 134277 0 0 STAG INDL INC COM 85254J102 1734 72646 SH DFND 1,2 72646 0 0 SUMMIT HOTEL PPTYS COM 866082100 1330 82950 SH DFND 1,2 82950 0 0 SUPERIOR ENERGY SVCS INC COM 868157108 99 5851 SH DFND 1,2 5851 0 0 SYNERGY RES CORP COM 87164P103 66 7440 SH DFND 1,2 7440 0 0 TALLGRASS ENERGY PARTNERS LP COM UNIT 874697105 81 1700 SH DFND 1,2 1700 0 0 TEAM HEALTH HOLDINGS INC COM 87817A107 3854 88691 SH DFND 1,2 88691 0 0 TESCO CORP COM 88157K101 14 1716 SH DFND 1,2 1716 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 135 2663 SH DFND 1,2 2663 0 0 TIER REIT INC COM NEW 88650V208 790 45444 SH DFND 1,2 45444 0 0 TIME WARNER INC COM NEW 887317303 6316 65431 SH DFND 1,2 65431 0 0 TITAN INTL INC ILL COM 88830M102 131 11686 SH DFND 1,2 11686 0 0 TURQUOISE HILL RES LTD COM 900435108 286 88661 SH DFND 1,2 88661 0 0 TYSON FOODS INC CL A 902494103 10219 165685 SH DFND 1,2 165685 0 0 VALERO ENERGY CORP NEW COM 91913Y100 185 2706 SH DFND 1,2 2706 0 0 VALSPAR CORP COM 920355104 5211 50294 SH DFND 1,2 50294 0 0 VANECK VECTORS ETF TR JP MORGAN MKTS 92189F494 15360 872759 SH DFND 1,2 872759 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 338565 4261351 SH DFND 1,2 4261351 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 22493 278412 SH DFND 1,2 278412 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 9550 261360 SH DFND 1,2 261360 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 1283 35870 SH DFND 1,2 35870 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 30720 640802 SH DFND 1,2 640802 0 0 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 126 979 SH DFND 1,2 979 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 91 869 SH DFND 1,2 869 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 200 3371 SH DFND 1,2 3371 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 550 4339 SH DFND 1,2 4339 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 940 7739 SH DFND 1,2 7739 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 374 3329 SH DFND 1,2 3329 0 0 VANGUARD WORLD FDS TELCOMM ETF 92204A884 16 164 SH DFND 1,2 164 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000IDX 92206C664 16 148 SH DFND 1,2 148 0 0 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 7518 117615 SH DFND 1,2 117615 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 25092 479863 SH DFND 1,2 479863 0 0 VANGUARD SCOTTSDALE FDS LONG-TERM GOV 92206C847 455 6181 SH DFND 1,2 6181 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 43793 511002 SH DFND 1,2 511002 0 0 VANGUARD INDEX FDS REIT ETF 922908553 1975 23932 SH DFND 1,2 23932 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 361 2716 SH DFND 1,2 2716 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 15434 127557 SH DFND 1,2 127557 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 13338 119651 SH DFND 1,2 119651 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 21794 234322 SH DFND 1,2 234322 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11 91 SH DFND 1,2 91 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 453 19336 SH DFND 1,2 19336 0 0 WASHINGTON PRIME GROUP NEW COM 93964W108 1848 177490 SH DFND 1,2 177490 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 2334 71406 SH DFND 1,2 71406 0 0 WESTAR ENERGY INC COM 95709T100 1832 32505 SH DFND 1,2 32505 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 392 38973 SH DFND 1,2 38973 0 0 WESTERN REFNG INC COM 959319104 2529 66802 SH DFND 1,2 66802 0 0 WHITEWAVE FOODS CO COM 966244105 4277 76930 SH DFND 1,2 76930 0 0 WILLIAMS COS INC DEL COM 969457100 129 4141 SH DFND 1,2 4141 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 1588 26455 SH DFND 1,2 26455 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 1543 43122 SH DFND 1,2 43122 0 0 XENIA HOTELS & RESORTS INC COM 984017103 2000 103008 SH DFND 1,2 103008 0 0 XYLEM INC COM 98419M100 2649 53488 SH DFND 1,2 53488 0 0 YADKIN FINL CORP COM 984305102 647 18893 SH DFND 1,2 18893 0 0