0000891092-16-014654.txt : 20160505
0000891092-16-014654.hdr.sgml : 20160505
20160505082235
ACCESSION NUMBER: 0000891092-16-014654
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160505
DATE AS OF CHANGE: 20160505
EFFECTIVENESS DATE: 20160505
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IndexIQ Advisors LLC
CENTRAL INDEX KEY: 0001415996
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13712
FILM NUMBER: 161621692
BUSINESS ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-710
CITY: Rye Brook
STATE: NY
ZIP: 10573
BUSINESS PHONE: (914) 697-4945
MAIL ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-710
CITY: Rye Brook
STATE: NY
ZIP: 10573
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001415996
XXXXXXXX
03-31-2016
03-31-2016
false
IndexIQ Advisors LLC
800 Westchester Avenue
Suite S-710
Rye Brook
NY
10573
13F HOLDINGS REPORT
028-13712
N
Adam S. Patti
Chief Executive Officer
914-697-4945
/s/ Adam S. Patti
Rye Brook
NY
05-05-2016
2
270
1500490
01
0001460140
028-13711
FINANCIAL DEVELOPMENT LLC
02
0001483922
028-13710
INDEXIQ LLC
INFORMATION TABLE
2
infotable.xml
ALLERGAN PLC
SHS
G0177J108
7057
26330
SH
DFND
1,2
26330
0
0
AMIRA NATURE FOODS LTD
SHS
G0335L102
54
5559
SH
DFND
1,2
5559
0
0
BUNGE LIMITED
COM
G16962105
232
4087
SH
DFND
1,2
4087
0
0
KOSMOS ENERGY LTD
SHS
G5315B107
30
5175
SH
DFND
1,2
5175
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
74
4571
SH
DFND
1,2
4571
0
0
SEADRILL LIMITED
SHS
G7945E105
44
13440
SH
DFND
1,2
13440
0
0
PENTAIR PLC
SHS
G7S00T104
1166
21497
SH
DFND
1,2
21497
0
0
ADECOAGRO S A
COM
L00849106
354
30651
SH
DFND
1,2
30651
0
0
OCEAN RIG UDW INC
SHS
Y64354205
3
3526
SH
DFND
1,2
3526
0
0
AGL RES INC
COM
001204106
3793
58225
SH
DFND
1,2
58225
0
0
AG MTG INVT TR INC
COM
001228105
329
25176
SH
DFND
1,2
25176
0
0
ACADIA RLTY TR
COM SH BEN INT
004239109
2216
63071
SH
DFND
1,2
63071
0
0
AIRGAS INC
COM
009363102
2977
21021
SH
DFND
1,2
21021
0
0
ALCOA INC
COM
013817101
54
5636
SH
DFND
1,2
5636
0
0
ALON USA ENERGY INC
COM
020520102
12
1150
SH
DFND
1,2
1150
0
0
AMERICAN VANGUARD CORP
COM
030371108
145
9192
SH
DFND
1,2
9192
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
1482
21499
SH
DFND
1,2
21499
0
0
ANADARKO PETE CORP
COM
032511107
149
3197
SH
DFND
1,2
3197
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
401
86121
SH
DFND
1,2
86121
0
0
APACHE CORP
COM
037411105
114
2338
SH
DFND
1,2
2338
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
647
17818
SH
DFND
1,2
17818
0
0
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
695
32279
SH
DFND
1,2
32279
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
519
81349
SH
DFND
1,2
81349
0
0
ASTORIA FINL CORP
COM
046265104
342
21592
SH
DFND
1,2
21592
0
0
ATMEL CORP
COM
049513104
1959
241239
SH
DFND
1,2
241239
0
0
BONANZA CREEK ENERGY INC
COM
097793103
2
1500
SH
DFND
1,2
1500
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
2175
155032
SH
DFND
1,2
155032
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
4
7731
SH
DFND
1,2
7731
0
0
CVR PARTNERS LP
COM
126633106
94
11266
SH
DFND
1,2
11266
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
525
72668
SH
DFND
1,2
72668
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
1403
53006
SH
DFND
1,2
53006
0
0
CHEVRON CORP NEW
COM
166764100
1112
11661
SH
DFND
1,2
11661
0
0
CONAGRA FOODS INC
COM
205887102
534
11964
SH
DFND
1,2
11964
0
0
COUSINS PPTYS INC
COM
222795106
1947
187573
SH
DFND
1,2
187573
0
0
DENBURY RES INC
COM NEW
247916208
28
12765
SH
DFND
1,2
12765
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
8005
126424
SH
DFND
1,2
126424
0
0
E M C CORP MASS
COM
268648102
7216
270772
SH
DFND
1,2
270772
0
0
EP ENERGY CORP
CL A
268785102
6
1301
SH
DFND
1,2
1301
0
0
EMPIRE ST RLTY TR INC
CL A
292104106
1892
107921
SH
DFND
1,2
107921
0
0
FAIRCHILD SEMICONDUCTOR INTL
COM
303726103
765
38253
SH
DFND
1,2
38253
0
0
FIRSTMERIT CORP
COM
337915102
2868
136262
SH
DFND
1,2
136262
0
0
GENERAL MLS INC
COM
370334104
1061
16744
SH
DFND
1,2
16744
0
0
GLOBAL NET LEASE INC
COM
379378102
1304
152292
SH
DFND
1,2
152292
0
0
GULFMARK OFFSHORE INC
CL A NEW
402629208
4
717
SH
DFND
1,2
717
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
129
4557
SH
DFND
1,2
4557
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
117
2857
SH
DFND
1,2
2857
0
0
HALLIBURTON CO
COM
406216101
187
5225
SH
DFND
1,2
5225
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
829
38848
SH
DFND
1,2
38848
0
0
HORMEL FOODS CORP
COM
440452100
1031
23844
SH
DFND
1,2
23844
0
0
HUDSON PAC PPTYS INC
COM
444097109
1982
68539
SH
DFND
1,2
68539
0
0
INGRAM MICRO INC
CL A
457153104
1294
36021
SH
DFND
1,2
36021
0
0
INGREDION INC
COM
457187102
215
2009
SH
DFND
1,2
2009
0
0
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
782
107661
SH
DFND
1,2
107661
0
0
ISHARES
MSCI EURZONE ETF
464286608
656
19062
SH
DFND
1,2
19062
0
0
ISHARES
MSCI JAPAN ETF
464286848
820
71858
SH
DFND
1,2
71858
0
0
ISHARES TR
TIPS BD ETF
464287176
2317
20212
SH
DFND
1,2
20212
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
4329
128186
SH
DFND
1,2
128186
0
0
ISHARES TR
CORE S&P500 ETF
464287200
6
27
SH
DFND
1,2
27
0
0
ISHARES TR
CORE US AGGBD ET
464287226
109142
984676
SH
DFND
1,2
984676
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
52
1508
SH
DFND
1,2
1508
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
155407
1307921
SH
DFND
1,2
1307921
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
1628
14048
SH
DFND
1,2
14048
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
16637
184994
SH
DFND
1,2
184994
0
0
ISHARES TR
7-10 Y TR BD ETF
464287440
1226
11108
SH
DFND
1,2
11108
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
82782
973577
SH
DFND
1,2
973577
0
0
ISHARES TR
MSCI EAFE ETF
464287465
28417
497440
SH
DFND
1,2
497440
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
46088
466428
SH
DFND
1,2
466428
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
3629
36370
SH
DFND
1,2
36370
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
55515
418415
SH
DFND
1,2
418415
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
7510
67896
SH
DFND
1,2
67896
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
135
1728
SH
DFND
1,2
1728
0
0
ISHARES TR
EUROPE ETF
464287861
139
3560
SH
DFND
1,2
3560
0
0
ISHARES TR
SP SMCP600GR ETF
464287887
29347
236289
SH
DFND
1,2
236289
0
0
ISHARES TR
EAFE SML CP ETF
464288273
4986
100135
SH
DFND
1,2
100135
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
225
2786
SH
DFND
1,2
2786
0
0
ISHARES TR
CORE US CR BD
464288620
4649
42151
SH
DFND
1,2
42151
0
0
ISHARES TR
3-7 YR TR BD ETF
464288661
1454
11548
SH
DFND
1,2
11548
0
0
ISHARES TR
SHRT TRS BD ETF
464288679
46678
422959
SH
DFND
1,2
422959
0
0
ISHARES TR
U.S. PFD STK ETF
464288687
176
4520
SH
DFND
1,2
4520
0
0
ISHARES
INDIA 50 ETF
464289529
6
226
SH
DFND
1,2
226
0
0
ITC HLDGS CORP
COM
465685105
1439
33034
SH
DFND
1,2
33034
0
0
JARDEN CORP
COM
471109108
9044
153417
SH
DFND
1,2
153417
0
0
JOY GLOBAL INC
COM
481165108
90
5580
SH
DFND
1,2
5580
0
0
KLA-TENCOR CORP
COM
482480100
2688
36919
SH
DFND
1,2
36919
0
0
KELLOGG CO
COM
487836108
767
10016
SH
DFND
1,2
10016
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
1845
84250
SH
DFND
1,2
84250
0
0
LEXINGTON REALTY TRUST
COM
529043101
1429
166152
SH
DFND
1,2
166152
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
3
8236
SH
DFND
1,2
8236
0
0
LOUISIANA PAC CORP
COM
546347105
1196
69845
SH
DFND
1,2
69845
0
0
MACK CALI RLTY CORP
COM
554489104
1716
73017
SH
DFND
1,2
73017
0
0
MERCER INTL INC
COM
588056101
299
31603
SH
DFND
1,2
31603
0
0
MONDELEZ INTL INC
CL A
609207105
1859
46334
SH
DFND
1,2
46334
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
633
53200
SH
DFND
1,2
53200
0
0
NATIONAL PENN BANCSHARES INC
COM
637138108
632
59353
SH
DFND
1,2
59353
0
0
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
434
20459
SH
DFND
1,2
20459
0
0
NEW SR INVT GROUP INC
COM
648691103
747
72558
SH
DFND
1,2
72558
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
465
98075
SH
DFND
1,2
98075
0
0
NEWMONT MINING CORP
COM
651639106
353
13297
SH
DFND
1,2
13297
0
0
NEWPORT CORP
COM
651824104
562
24431
SH
DFND
1,2
24431
0
0
NORFOLK SOUTHERN CORP
COM
655844108
2256
27102
SH
DFND
1,2
27102
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
50
2114
SH
DFND
1,2
2114
0
0
OASIS PETE INC NEW
COM
674215108
47
6497
SH
DFND
1,2
6497
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
327
4780
SH
DFND
1,2
4780
0
0
OIL STS INTL INC
COM
678026105
59
1870
SH
DFND
1,2
1870
0
0
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
1318
60302
SH
DFND
1,2
60302
0
0
PHILLIPS 66
COM
718546104
292
3371
SH
DFND
1,2
3371
0
0
PIEDMONT NAT GAS INC
COM
720186105
1517
25350
SH
DFND
1,2
25350
0
0
PIONEER ENERGY SVCS CORP
COM
723664108
5
2307
SH
DFND
1,2
2307
0
0
PIONEER NAT RES CO
COM
723787107
130
924
SH
DFND
1,2
924
0
0
QUESTAR CORP
COM
748356102
1165
46966
SH
DFND
1,2
46966
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
256
81532
SH
DFND
1,2
81532
0
0
RPC INC
COM
749660106
32
2224
SH
DFND
1,2
2224
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
1260
69885
SH
DFND
1,2
69885
0
0
REDWOOD TR INC
COM
758075402
893
68270
SH
DFND
1,2
68270
0
0
RITE AID CORP
COM
767754104
5012
614917
SH
DFND
1,2
614917
0
0
ROUSE PPTYS INC
COM
779287101
625
34007
SH
DFND
1,2
34007
0
0
ROYAL GOLD INC
COM
780287108
89
1738
SH
DFND
1,2
1738
0
0
SANDERSON FARMS INC
COM
800013104
681
7549
SH
DFND
1,2
7549
0
0
SCHLUMBERGER LTD
COM
806857108
580
7867
SH
DFND
1,2
7867
0
0
SEABOARD CORP
COM
811543107
159
53
SH
DFND
1,2
53
0
0
SMUCKER J M CO
COM NEW
832696405
437
3362
SH
DFND
1,2
3362
0
0
SNYDERS-LANCE INC
COM
833551104
0
1
SH
DFND
1,2
1
0
0
SPECTRA ENERGY CORP
COM
847560109
127
4163
SH
DFND
1,2
4163
0
0
STONE ENERGY CORP
COM
861642106
2
2023
SH
DFND
1,2
2023
0
0
SUMMIT HOTEL PPTYS
COM
866082100
906
75663
SH
DFND
1,2
75663
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
74
5553
SH
DFND
1,2
5553
0
0
TECO ENERGY INC
COM
872375100
1001
36375
SH
DFND
1,2
36375
0
0
TEREX CORP NEW
COM
880779103
1570
63087
SH
DFND
1,2
63087
0
0
TURQUOISE HILL RES LTD
COM
900435108
289
113647
SH
DFND
1,2
113647
0
0
TYSON FOODS INC
CL A
902494103
1127
16911
SH
DFND
1,2
16911
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
119258
1479073
SH
DFND
1,2
1479073
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
94005
1135476
SH
DFND
1,2
1135476
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
14407
401771
SH
DFND
1,2
401771
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
87
2517
SH
DFND
1,2
2517
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
690
14212
SH
DFND
1,2
14212
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
1001
11943
SH
DFND
1,2
11943
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
38734
325501
SH
DFND
1,2
325501
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
2519
23666
SH
DFND
1,2
23666
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
34733
421565
SH
DFND
1,2
421565
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
1781
60980
SH
DFND
1,2
60980
0
0
WESTERN REFNG INC
COM
959319104
72
2479
SH
DFND
1,2
2479
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
389
29639
SH
DFND
1,2
29639
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1535
98271
SH
DFND
1,2
98271
0
0
THE ADT CORPORATION
COM
00101J106
1783
43222
SH
DFND
1,2
43222
0
0
ALERE INC
COM
01449J105
782
15442
SH
DFND
1,2
15442
0
0
ALON USA PARTNERS LP
UT LTDPART INT
02052T109
5
415
SH
DFND
1,2
415
0
0
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
578
48133
SH
DFND
1,2
48133
0
0
AMERICAN CAP MTG INVT CORP
COM
02504A104
622
42351
SH
DFND
1,2
42351
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
851
52221
SH
DFND
1,2
52221
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
381
28418
SH
DFND
1,2
28418
0
0
AQUA AMERICA INC
COM
03836W103
673
21144
SH
DFND
1,2
21144
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
256
23370
SH
DFND
1,2
23370
0
0
BARCLAYS BK PLC
IPATH S&P MT ETN
06740C519
236
21611
SH
DFND
1,2
21611
0
0
BARCLAYS BK PLC
IPATH S&P500 VIX
06742E711
454
25738
SH
DFND
1,2
25738
0
0
BAXALTA INC
COM
07177M103
5346
132321
SH
DFND
1,2
132321
0
0
BOISE CASCADE CO DEL
COM
09739D100
401
19369
SH
DFND
1,2
19369
0
0
CVR ENERGY INC
COM
12662P108
15
581
SH
DFND
1,2
581
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
20
1643
SH
DFND
1,2
1643
0
0
CABLEVISION SYS CORP
CL A NY CABLVS
12686C109
2519
76340
SH
DFND
1,2
76340
0
0
CALIFORNIA RES CORP
COM
13057Q107
12
11433
SH
DFND
1,2
11433
0
0
CAPSTEAD MTG CORP
COM NO PAR
14067E506
841
85077
SH
DFND
1,2
85077
0
0
CARETRUST REIT INC
COM
14174T107
527
41520
SH
DFND
1,2
41520
0
0
COBALT INTL ENERGY INC
COM
19075F106
40
13412
SH
DFND
1,2
13412
0
0
COLONY CAP INC
CL A
19624R106
1650
98366
SH
DFND
1,2
98366
0
0
CONOCOPHILLIPS
COM
20825C104
308
7639
SH
DFND
1,2
7639
0
0
CONSOL ENERGY INC
COM
20854P109
149
13199
SH
DFND
1,2
13199
0
0
CURRENCYSHS BRIT POUND STER
BRIT POUND STE
23129S106
1604
11413
SH
DFND
1,2
11413
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
42397
381348
SH
DFND
1,2
381348
0
0
CYRUSONE INC
COM
23283R100
2618
57357
SH
DFND
1,2
57357
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
52
2376
SH
DFND
1,2
2376
0
0
DYNEX CAP INC
COM NEW
26817Q506
269
40430
SH
DFND
1,2
40430
0
0
EOG RES INC
COM
26875P101
247
3401
SH
DFND
1,2
3401
0
0
EDUCATION RLTY TR INC
COM NEW
28140H203
2358
56691
SH
DFND
1,2
56691
0
0
EXXON MOBIL CORP
COM
30231G102
2175
26017
SH
DFND
1,2
26017
0
0
FELCOR LODGING TR INC
COM
31430F101
950
116983
SH
DFND
1,2
116983
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
2241
98535
SH
DFND
1,2
98535
0
0
FIRST NIAGARA FINL GP INC
COM
33582V108
723
74652
SH
DFND
1,2
74652
0
0
FIRST POTOMAC RLTY TR
COM
33610F109
462
50958
SH
DFND
1,2
50958
0
0
FLOWSERVE CORP
COM
34354P105
715
16109
SH
DFND
1,2
16109
0
0
FOUR CORNERS PPTY TR INC
COM
35086T109
969
53988
SH
DFND
1,2
53988
0
0
FRANKLIN STREET PPTYS CORP
COM
35471R106
905
85283
SH
DFND
1,2
85283
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
50
4795
SH
DFND
1,2
4795
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1116
62528
SH
DFND
1,2
62528
0
0
HATTERAS FINL CORP
COM
41902R103
1201
83964
SH
DFND
1,2
83964
0
0
HEARTLAND PMT SYS INC
COM
42235N108
2337
24202
SH
DFND
1,2
24202
0
0
ISTAR INC
COM
45031U101
633
65577
SH
DFND
1,2
65577
0
0
IDEX CORP
COM
45167R104
775
9354
SH
DFND
1,2
9354
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
256
35981
SH
DFND
1,2
35981
0
0
INFRAREIT INC
COM
45685L100
482
28267
SH
DFND
1,2
28267
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1245
102227
SH
DFND
1,2
102227
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
804
54756
SH
DFND
1,2
54756
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
97
3572
SH
DFND
1,2
3572
0
0
ISHARES TR
CHINA ETF
46429B671
1735
40786
SH
DFND
1,2
40786
0
0
ISHARES TR
USA MIN VOL ETF
46429B697
101
2306
SH
DFND
1,2
2306
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
53
1002
SH
DFND
1,2
1002
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
19
460
SH
DFND
1,2
460
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
155
5709
SH
DFND
1,2
5709
0
0
KINDER MORGAN INC DEL
COM
49456B101
238
13305
SH
DFND
1,2
13305
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
2073
74816
SH
DFND
1,2
74816
0
0
MARATHON PETE CORP
COM
56585A102
126
3386
SH
DFND
1,2
3386
0
0
MARKET VECTORS ETF TR
JP MORGAN EM LC
57060U522
12457
670115
SH
DFND
1,2
670115
0
0
MEDIA GEN INC NEW
COM
58441K100
756
46352
SH
DFND
1,2
46352
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
2724
209844
SH
DFND
1,2
209844
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
1472
149326
SH
DFND
1,2
149326
0
0
NEW YORK REIT INC
COM
64976L109
1493
147823
SH
DFND
1,2
147823
0
0
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
225
51972
SH
DFND
1,2
51972
0
0
NOW INC
COM
67011P100
68
3851
SH
DFND
1,2
3851
0
0
ORCHID IS CAP INC
COM
68571X103
189
18241
SH
DFND
1,2
18241
0
0
PBF ENERGY INC
CL A
69318G106
120
3614
SH
DFND
1,2
3614
0
0
PARKWAY PPTYS INC
COM
70159Q104
1185
75681
SH
DFND
1,2
75681
0
0
PENNYMAC MTG INVT TR
COM
70931T103
853
62518
SH
DFND
1,2
62518
0
0
PHYSICIANS RLTY TR
COM
71943U104
1806
97178
SH
DFND
1,2
97178
0
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
298
11725
SH
DFND
1,2
11725
0
0
POWERSHARES DB G10 CURCY HAR
COM UT BEN INT
73935Y102
22153
947986
SH
DFND
1,2
947986
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
176439
7772625
SH
DFND
1,2
7772625
0
0
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
71
1772
SH
DFND
1,2
1772
0
0
PROSHARES TR
PSHS SH MSCI EMR
74347R396
571
21083
SH
DFND
1,2
21083
0
0
PROSHARES TR II
VIX MDTRM FUTR N
74347W338
143
2699
SH
DFND
1,2
2699
0
0
PROSHARES TR II
ULTRASHRT NEW
74347W395
291
3507
SH
DFND
1,2
3507
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
539
7046
SH
DFND
1,2
7046
0
0
PROSHARES TR II
ULTRASHRT EURO
74347W882
98
4245
SH
DFND
1,2
4245
0
0
PROSHARES TR
ULTSHT REAL EST
74348A244
462
11743
SH
DFND
1,2
11743
0
0
QTS RLTY TR INC
COM CL A
74736A103
1656
34951
SH
DFND
1,2
34951
0
0
RESOURCE CAP CORP
COM NEW
76120W708
308
27337
SH
DFND
1,2
27337
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
1769
87911
SH
DFND
1,2
87911
0
0
REXFORD INDL RLTY INC
COM
76169C100
902
49671
SH
DFND
1,2
49671
0
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
1275
25203
SH
DFND
1,2
25203
0
0
RYDEX ETF TRUST
GUG S&P500 PU GR
78355W403
214
2704
SH
DFND
1,2
2704
0
0
SM ENERGY CO
COM
78454L100
47
2486
SH
DFND
1,2
2486
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
3632
17667
SH
DFND
1,2
17667
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
662
9479
SH
DFND
1,2
9479
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
6608
169837
SH
DFND
1,2
169837
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
590
20648
SH
DFND
1,2
20648
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
40621
940283
SH
DFND
1,2
940283
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
147
4333
SH
DFND
1,2
4333
0
0
SPDR SERIES TRUST
CITI INT GVT ETF
78464A490
298
5475
SH
DFND
1,2
5475
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
118
1240
SH
DFND
1,2
1240
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
3837
65530
SH
DFND
1,2
65530
0
0
SPDR SERIES TRUST
BRCLYS 1-3MT ETF
78464A680
25246
552555
SH
DFND
1,2
552555
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
38498
828262
SH
DFND
1,2
828262
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
1152
57318
SH
DFND
1,2
57318
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
11
1933
SH
DFND
1,2
1933
0
0
SANDISK CORP
COM
80004C101
5546
72894
SH
DFND
1,2
72894
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
64
1438
SH
DFND
1,2
1438
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
65
819
SH
DFND
1,2
819
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1207
53612
SH
DFND
1,2
53612
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
131
2952
SH
DFND
1,2
2952
0
0
SEMGROUP CORP
CL A
81663A105
36
1611
SH
DFND
1,2
1611
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
438
29509
SH
DFND
1,2
29509
0
0
SOUTHERN COPPER CORP
COM
84265V105
103
3722
SH
DFND
1,2
3722
0
0
STAG INDL INC
COM
85254J102
1247
61269
SH
DFND
1,2
61269
0
0
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
4757
57015
SH
DFND
1,2
57015
0
0
SYNERGY RES CORP
COM
87164P103
31
4041
SH
DFND
1,2
4041
0
0
TESCO CORP
COM
88157K101
12
1347
SH
DFND
1,2
1347
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
103
2263
SH
DFND
1,2
2263
0
0
TIER REIT INC
COM NEW
88650V208
572
42576
SH
DFND
1,2
42576
0
0
TIME WARNER CABLE INC
COM
88732J207
10025
48994
SH
DFND
1,2
48994
0
0
TITAN INTL INC ILL
COM
88830M102
77
14351
SH
DFND
1,2
14351
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
205
3194
SH
DFND
1,2
3194
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
11
92
SH
DFND
1,2
92
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
2
41
SH
DFND
1,2
41
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
86
788
SH
DFND
1,2
788
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
30
308
SH
DFND
1,2
308
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
3
38
SH
DFND
1,2
38
0
0
WP GLIMCHER IN
COM
92939N102
1576
166074
SH
DFND
1,2
166074
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
367
36480
SH
DFND
1,2
36480
0
0
WISDOMTREE TR
EMERG CUR STR FD
97717W133
1787
100711
SH
DFND
1,2
100711
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
976
16543
SH
DFND
1,2
16543
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
3994
108492
SH
DFND
1,2
108492
0
0
XYLEM INC
COM
98419M100
392
9595
SH
DFND
1,2
9595
0
0