0000891092-15-009688.txt : 20151110
0000891092-15-009688.hdr.sgml : 20151110
20151106093252
ACCESSION NUMBER: 0000891092-15-009688
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150930
FILED AS OF DATE: 20151106
DATE AS OF CHANGE: 20151106
EFFECTIVENESS DATE: 20151106
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IndexIQ Advisors LLC
CENTRAL INDEX KEY: 0001415996
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13712
FILM NUMBER: 151202698
BUSINESS ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-710
CITY: Rye Brook
STATE: NY
ZIP: 10573
BUSINESS PHONE: (914) 697-4945
MAIL ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-710
CITY: Rye Brook
STATE: NY
ZIP: 10573
13F-HR
1
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09-30-2015
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IndexIQ Advisors LLC
800 Westchester Avenue
Suite S-710
Rye Brook
NY
10573
13F HOLDINGS REPORT
028-13712
N
Adam S. Patti
Chief Executive Officer
914-697-4945
/s/ Adam S. Patti
Rye Brook
NY
11-06-2015
2
265
1571787
01
0001460140
028-13711
FINANCIAL DEVELOPMENT LLC
02
0001483922
028-13710
INDEXIQ LLC
INFORMATION TABLE
2
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2858
SH
DFND
1,2
2858
0
0
SANDERSON FARMS INC
COM
800013104
777
11342
SH
DFND
1,2
11342
0
0
SCHLUMBERGER LTD
COM
806857108
310
4493
SH
DFND
1,2
4493
0
0
SEABOARD CORP
COM
811543107
394
128
SH
DFND
1,2
128
0
0
SEMGROUP CORP
CL A
81663A105
101
2327
SH
DFND
1,2
2327
0
0
SIGMA ALDRICH CORP
COM
826552101
6419
46208
SH
DFND
1,2
46208
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
581
36302
SH
DFND
1,2
36302
0
0
SMUCKER J M CO
COM NEW
832696405
176
1541
SH
DFND
1,2
1541
0
0
SOUTHERN COPPER CORP
COM
84265V105
648
24266
SH
DFND
1,2
24266
0
0
SPECTRA ENERGY CORP
COM
847560109
62
2377
SH
DFND
1,2
2377
0
0
STAG INDL INC
COM
85254J102
1340
73604
SH
DFND
1,2
73604
0
0
STONE ENERGY CORP
COM
861642106
14
2914
SH
DFND
1,2
2914
0
0
SUMMIT HOTEL PPTYS
COM
866082100
1067
91389
SH
DFND
1,2
91389
0
0
SYNERGY RES CORP
COM
87164P103
47
4778
SH
DFND
1,2
4778
0
0
TESCO CORP
COM
88157K101
14
1910
SH
DFND
1,2
1910
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
142
3146
SH
DFND
1,2
3146
0
0
TYSON FOODS INC
CL A
902494103
1765
40960
SH
DFND
1,2
40960
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
110
1825
SH
DFND
1,2
1825
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
194047
2413819
SH
DFND
1,2
2413819
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
191165
2333271
SH
DFND
1,2
2333271
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
15471
434112
SH
DFND
1,2
434112
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
5637
170360
SH
DFND
1,2
170360
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
12668
257597
SH
DFND
1,2
257597
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
7525
99616
SH
DFND
1,2
99616
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
7021
59623
SH
DFND
1,2
59623
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
49
492
SH
DFND
1,2
492
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
32680
425826
SH
DFND
1,2
425826
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
1829
73351
SH
DFND
1,2
73351
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
566
44879
SH
DFND
1,2
44879
0
0
WESTERN REFNG INC
COM
959319104
165
3745
SH
DFND
1,2
3745
0
0
WILLIAMS COS INC DEL
COM
969457100
98
2650
SH
DFND
1,2
2650
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
518
36091
SH
DFND
1,2
36091
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
1571
28471
SH
DFND
1,2
28471
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
7148
206297
SH
DFND
1,2
206297
0
0
XYLEM INC
COM
98419M100
446
13563
SH
DFND
1,2
13563
0
0
AMIRA NATURE FOODS LTD
SHS
G0335L102
40
7192
SH
DFND
1,2
7192
0
0
BUNGE LIMITED
COM
G16962105
144
1959
SH
DFND
1,2
1959
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
105
6494
SH
DFND
1,2
6494
0
0
PENTAIR PLC
SHS
G7S00T104
683
13373
SH
DFND
1,2
13373
0
0
ADECOAGRO S A
COM
L00849106
337
42356
SH
DFND
1,2
42356
0
0
OCEAN RIG UDW INC
SHS
Y64354205
13
6103
SH
DFND
1,2
6103
0
0
RYDEX ETF TRUST
GUG S&P500 PU GR
78355W403
5
73
SH
DFND
1,2
73
0
0
BOISE CASCADE CO DEL
COM
09739D100
433
17162
SH
DFND
1,2
17162
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
68
1310
SH
DFND
1,2
1310
0
0
MERCER INTL INC
COM
588056101
281
28003
SH
DFND
1,2
28003
0
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
590
28397
SH
DFND
1,2
28397
0
0
PIONEER NAT RES CO
COM
723787107
64
528
SH
DFND
1,2
528
0
0
TURQUOISE HILL RES LTD
COM
900435108
208
81735
SH
DFND
1,2
81735
0
0
BROADCOM CORP
CL A
111320107
6802
132266
SH
DFND
1,2
132266
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
652
30347
SH
DFND
1,2
30347
0
0
TIME WARNER CABLE INC
COM
88732J207
9760
54414
SH
DFND
1,2
54414
0
0
PERRIGO CO PLC
SHS
G97822103
5201
33068
SH
DFND
1,2
33068
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
1143
50461
SH
DFND
1,2
50461
0
0
INFRAREIT INC
COM
45685L100
883
37298
SH
DFND
1,2
37298
0
0
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
334
24664
SH
DFND
1,2
24664
0
0
QTS RLTY TR INC
COM CL A
74736A103
1638
37501
SH
DFND
1,2
37501
0
0
ISHARES TR
JP MOR EM MK ETF
464288281
7118
66899
SH
DFND
1,2
66899
0
0
POWERSHARES GLOBAL ETF TRUST
SOVEREIGN DEBT
73936T573
4288
156326
SH
DFND
1,2
156326
0
0
NATIONAL OILWELL VARCO INC
COM
637071101
55
1452
SH
DFND
1,2
1452
0
0
BREITBURN ENERGY PARTNERS LP
COM UT LTD PTN
106776107
22
11010
SH
DFND
1,2
11010
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
32
11750
SH
DFND
1,2
11750
0
0
SUPERIOR ENERGY SVCS INC
COM
868157108
99
7846
SH
DFND
1,2
7846
0
0
AGL RES INC
COM
001204106
4412
72277
SH
DFND
1,2
72277
0
0
ALTERA CORP
COM
021441100
4915
98141
SH
DFND
1,2
98141
0
0
BAXALTA INC
COM
07177M103
3383
107371
SH
DFND
1,2
107371
0
0
CIGNA CORPORATION
COM
125509109
8763
64905
SH
DFND
1,2
64905
0
0
CAMERON INTERNATIONAL CORP
COM
13342B105
13766
224501
SH
DFND
1,2
224501
0
0
CHUBB CORP
COM
171232101
7434
60609
SH
DFND
1,2
60609
0
0
CYTEC INDS INC
COM
232820100
2245
30398
SH
DFND
1,2
30398
0
0
DEALERTRACK TECHNOLOGIES INC
COM
242309102
2130
33726
SH
DFND
1,2
33726
0
0
DOT HILL SYS CORP
COM
25848T109
591
60774
SH
DFND
1,2
60774
0
0
HCC INS HLDGS INC
COM
404132102
2893
37348
SH
DFND
1,2
37348
0
0
HEALTH NET INC
COM
42222G108
1442
23953
SH
DFND
1,2
23953
0
0
HOME PROPERTIES INC
COM
437306103
2875
38462
SH
DFND
1,2
38462
0
0
HUMANA INC
COM
444859102
6226
34784
SH
DFND
1,2
34784
0
0
IPC HEALTHCARE INC
COM
44984A105
514
6611
SH
DFND
1,2
6611
0
0
KYTHERA BIOPHARMACEUTICALS I
COM
501570105
1232
16430
SH
DFND
1,2
16430
0
0
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
1381
32183
SH
DFND
1,2
32183
0
0
NATIONAL PENN BANCSHARES INC
COM
637138108
866
73677
SH
DFND
1,2
73677
0
0
OM GROUP INC
COM
670872100
551
16753
SH
DFND
1,2
16753
0
0
PRECISION CASTPARTS CORP
COM
740189105
14172
61696
SH
DFND
1,2
61696
0
0
STANCORP FINL GROUP INC
COM
852891100
1812
15867
SH
DFND
1,2
15867
0
0
SYMETRA FINL CORP
COM
87151Q106
771
24363
SH
DFND
1,2
24363
0
0
TEREX CORP NEW
COM
880779103
1207
67277
SH
DFND
1,2
67277
0
0
THORATEC CORP
COM NEW
885175307
2512
39711
SH
DFND
1,2
39711
0
0
XOOM CORP
COM
98419Q101
1362
54724
SH
DFND
1,2
54724
0
0
ZULILY INC
CL A
989774104
544
31241
SH
DFND
1,2
31241
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
25
300
SH
DFND
1,2
300
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
81
1526
SH
DFND
1,2
1526
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
10
254
SH
DFND
1,2
254
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
20
550
SH
DFND
1,2
550
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
105
2628
SH
DFND
1,2
2628
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
9
192
SH
DFND
1,2
192
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
125
5512
SH
DFND
1,2
5512
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
86
2188
SH
DFND
1,2
2188
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
3
24
SH
DFND
1,2
24
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
21
460
SH
DFND
1,2
460
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
55
554
SH
DFND
1,2
554
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
49
560
SH
DFND
1,2
560
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000IDX
92206C664
3
36
SH
DFND
1,2
36
0
0
ARMOUR RESIDENTIAL REIT INC
COM NEW
042315507
940
46904
SH
DFND
1,2
46904
0
0
GLOBAL NET LEASE INC
COM
379378102
1690
183664
SH
DFND
1,2
183664
0
0
RESOURCE CAP CORP
COM NEW
76120W708
392
35068
SH
DFND
1,2
35068
0
0
BARCLAYS BK PLC
DJUBS CMDT ETN36
06738C778
1
26
SH
DFND
1,2
26
0
0
ISHARES
MSCI BRZ CAP ETF
464286400
6
269
SH
DFND
1,2
269
0
0
ISHARES INC
MSCI RUSSIA CAP
46434G806
0
8
SH
DFND
1,2
8
0
0
MARKET VECTORS ETF TR
RUSSIA ETF
57060U506
1
61
SH
DFND
1,2
61
0
0
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
2
128
SH
DFND
1,2
128
0
0
PROSHARES TR II
VIX MDTRM FUTR N
74347W338
20
320
SH
DFND
1,2
320
0
0
PROSHARES TR II
ULTRASHORT YEN N
74347W569
253
2878
SH
DFND
1,2
2878
0
0
PROSHARES TR
ULTSHT REAL EST
74348A244
306
5816
SH
DFND
1,2
5816
0
0
SPDR INDEX SHS FDS
DJ INTL RL ETF
78463X863
10
246
SH
DFND
1,2
246
0
0
WISDOMTREE TR
EMERG CUR STR FD
97717W133
81
4805
SH
DFND
1,2
4805
0
0