Chief Executive Officer

0000891092-15-007112.txt : 20150813 0000891092-15-007112.hdr.sgml : 20150813 20150813103303 ACCESSION NUMBER: 0000891092-15-007112 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20150813 DATE AS OF CHANGE: 20150813 EFFECTIVENESS DATE: 20150813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IndexIQ Advisors LLC CENTRAL INDEX KEY: 0001415996 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13712 FILM NUMBER: 151049221 BUSINESS ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 BUSINESS PHONE: (914) 697-4945 MAIL ADDRESS: STREET 1: 800 WESTCHESTER AVENUE STREET 2: SUITE S-710 CITY: Rye Brook STATE: NY ZIP: 10573 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001415996 XXXXXXXX 06-30-2015 06-30-2015 false IndexIQ Advisors LLC

800 Westchester Avenue Suite S-710 Rye Brook NY 10573

13F HOLDINGS REPORT 028-13712 N Adam S. Patti Chief Executive Officer 9146974945 /s/ Adam S. Patti Rye Brook NY 08-13-2015 2 242 1567882 01 028-13711 FINANCIAL DEVELOPMENT LLC 02 028-13710 INDEXIQ LLC INFORMATION TABLE 2 infotable.xml AMIRA NATURE FOODS LTD SHS G0335L102 86 7513 SH DFND 1,2 7513 0 0 BUNGE LIMITED COM G16962105 59 675 SH DFND 1,2 675 0 0 FREESCALE SEMICONDUCTOR LTD SHS G3727Q101 4113 102893 SH DFND 1,2 102893 0 0 ROWAN COMPANIES PLC SHS CL A G7665A101 177 8406 SH DFND 1,2 8406 0 0 PENTAIR PLC SHS G7S00T104 1334 19405 SH DFND 1,2 19405 0 0 PERRIGO CO PLC SHS G97822103 4708 25471 SH DFND 1,2 25471 0 0 ADECOAGRO S A COM L00849106 408 44250 SH DFND 1,2 44250 0 0 MYLAN N V SHS EURO N59465109 4384 64602 SH DFND 1,2 64602 0 0 OCEAN RIG UDW INC SHS Y64354205 26 5144 SH DFND 1,2 5144 0 0 AG MTG INVT TR INC COM 001228105 534 30906 SH DFND 1,2 30906 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 2190 75220 SH DFND 1,2 75220 0 0 ADVENT SOFTWARE INC COM 007974108 1299 29383 SH DFND 1,2 29383 0 0 ALCOA INC COM 013817101 415 37202 SH DFND 1,2 37202 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 0 1 SH DFND 1,2 1 0 0 ALON USA ENERGY INC COM 020520102 40 2106 SH DFND 1,2 2106 0 0 ALON USA PARTNERS LP UT LTDPART INT 02052T109 16 772 SH DFND 1,2 772 0 0 AMERICAN RESIDENTIAL PPTYS I COM 02927E303 656 35447 SH DFND 1,2 35447 0 0 AMERICAN VANGUARD CORP COM 030371108 180 13049 SH DFND 1,2 13049 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 944 19407 SH DFND 1,2 19407 0 0 ANADARKO PETE CORP COM 032511107 241 3087 SH DFND 1,2 3087 0 0 ANN INC COM 035623107 1473 30499 SH DFND 1,2 30499 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 562 113896 SH DFND 1,2 113896 0 0 APACHE CORP COM 037411105 130 2257 SH DFND 1,2 2257 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 1049 63820 SH DFND 1,2 63820 0 0 APOLLO RESIDENTIAL MTG INC COM 03763V102 514 35006 SH DFND 1,2 35006 0 0 AQUA AMERICA INC COM 03836W103 467 19086 SH DFND 1,2 19086 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 142 2944 SH DFND 1,2 2944 0 0 ARES COML REAL ESTATE CORP COM 04013V108 316 27755 SH DFND 1,2 27755 0 0 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217368 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 54859 501180 SH DFND 1,2 501180 0 0 CYRUSONE INC COM 23283R100 1614 54803 SH DFND 1,2 54803 0 0 DENBURY RES INC COM NEW 247916208 152 23868 SH DFND 1,2 23868 0 0 DEVON ENERGY CORP NEW COM 25179M103 146 2462 SH DFND 1,2 2462 0 0 DYNEX CAP INC COM NEW 26817Q506 427 55993 SH DFND 1,2 55993 0 0 EOG RES INC COM 26875P101 288 3284 SH DFND 1,2 3284 0 0 EP ENERGY CORP CL A 268785102 31 2420 SH DFND 1,2 2420 0 0 EDUCATION RLTY TR INC COM NEW 28140H203 1658 52868 SH DFND 1,2 52868 0 0 EMPIRE ST RLTY TR INC CL A 292104106 1959 114838 SH DFND 1,2 114838 0 0 EXCEL TR INC COM 30068C109 1017 64477 SH DFND 1,2 64477 0 0 EXXON MOBIL CORP COM 30231G102 2090 25119 SH DFND 1,2 25119 0 0 FELCOR LODGING TR INC COM 31430F101 1434 145183 SH DFND 1,2 145183 0 0 FIRST INDUSTRIAL REALTY TRUS COM 32054K103 2244 119834 SH DFND 1,2 119834 0 0 FIRST POTOMAC RLTY TR COM 33610F109 651 63237 SH DFND 1,2 63237 0 0 FLOWSERVE CORP COM 34354P105 766 14542 SH DFND 1,2 14542 0 0 FRANKLIN STREET PPTYS CORP COM 35471R106 1182 104520 SH DFND 1,2 104520 0 0 FREEPORT-MCMORAN INC CL B 35671D857 589 31653 SH DFND 1,2 31653 0 0 GENERAL MLS INC COM 370334104 154 2767 SH DFND 1,2 2767 0 0 GOVERNMENT PPTYS INCOME TR COM SHS BEN INT 38376A103 1403 75629 SH DFND 1,2 75629 0 0 GRAFTECH INTL LTD COM 384313102 500 100732 SH DFND 1,2 100732 0 0 GRAMERCY PPTY TR INC COM NEW 38489R605 1411 60365 SH DFND 1,2 60365 0 0 GULFMARK OFFSHORE INC CL A NEW 402629208 19 1669 SH DFND 1,2 1669 0 0 GULFPORT ENERGY CORP COM NEW 402635304 291 7239 SH DFND 1,2 7239 0 0 HAIN CELESTIAL GROUP INC COM 405217100 31 472 SH DFND 1,2 472 0 0 HALLIBURTON CO COM 406216101 218 5068 SH DFND 1,2 5068 0 0 HATTERAS FINL CORP COM 41902R103 1719 105451 SH DFND 1,2 105451 0 0 HERSHA HOSPITALITY TR PR SHS BEN INT 427825500 1348 52588 SH DFND 1,2 52588 0 0 HORMEL FOODS CORP COM 440452100 1085 19245 SH DFND 1,2 19245 0 0 HOSPIRA INC COM 441060100 11355 127996 SH DFND 1,2 127996 0 0 HUDSON PAC PPTYS INC 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AGGBD ET 464287226 81761 751615 SH DFND 1,2 751615 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 190 4788 SH DFND 1,2 4788 0 0 ISHARES TR IBOXX INV CP ETF 464287242 4591 39678 SH DFND 1,2 39678 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 477 4181 SH DFND 1,2 4181 0 0 ISHARES TR S&P 500 VAL ETF 464287408 1661 18017 SH DFND 1,2 18017 0 0 ISHARES TR 20+ YR TR BD ETF 464287432 663 5647 SH DFND 1,2 5647 0 0 ISHARES TR 1-3 YR TR BD ETF 464287457 179963 2120693 SH DFND 1,2 2120693 0 0 ISHARES TR MSCI EAFE ETF 464287465 1779 28008 SH DFND 1,2 28008 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 5117 49600 SH DFND 1,2 49600 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 1104 11154 SH DFND 1,2 11154 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 3226 31635 SH DFND 1,2 31635 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1881 12163 SH DFND 1,2 12163 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 725 5805 SH DFND 1,2 5805 0 0 ISHARES TR U.S. REAL ES ETF 464287739 3048 42751 SH DFND 1,2 42751 0 0 ISHARES TR EUROPE ETF 464287861 2861 65447 SH DFND 1,2 65447 0 0 ISHARES TR SP SMCP600VL ETF 464287879 1818 15436 SH DFND 1,2 15436 0 0 ISHARES TR SP SMCP600GR ETF 464287887 921 7029 SH DFND 1,2 7029 0 0 ISHARES EAFE SML CP ETF 464288273 23607 462712 SH DFND 1,2 462712 0 0 ISHARES CORE US CR BD 464288620 69 635 SH DFND 1,2 635 0 0 ISHARES SHRT TRS BD ETF 464288679 55735 505353 SH DFND 1,2 505353 0 0 ISHARES INDIA 50 ETF 464289529 1312 43956 SH DFND 1,2 43956 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 23 1493 SH DFND 1,2 1493 0 0 ISHARES TR MSCI INDIA ETF 46429B598 4889 161297 SH DFND 1,2 161297 0 0 ISHARES TR CHINA ETF 46429B671 6859 122394 SH DFND 1,2 122394 0 0 JOY GLOBAL INC COM 481165108 420 11593 SH DFND 1,2 11593 0 0 KELLOGG CO COM 487836108 104 1656 SH DFND 1,2 1656 0 0 KENNEDY-WILSON HLDGS INC COM 489398107 2394 97368 SH DFND 1,2 97368 0 0 KEY ENERGY SVCS INC COM 492914106 16 9036 SH DFND 1,2 9036 0 0 KINDER MORGAN INC DEL COM 49456B101 493 12847 SH DFND 1,2 12847 0 0 KITE RLTY GROUP TR COM NEW 49803T300 2241 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1142397 0 0 POWERSHS DB MULTI SECT COMM DB GOLD FUND 73936B606 62 1601 SH DFND 1,2 1601 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 2294 96409 SH DFND 1,2 96409 0 0 PROSHARES TR II ULTRASHRT NEW 74347W395 100 1011 SH DFND 1,2 1011 0 0 PROSHARES TR II ULSHT BLOOMB CMD 74347W676 339 3811 SH DFND 1,2 3811 0 0 PROSHARES TR ULTSHT RUSS2000 74348A319 657 18910 SH DFND 1,2 18910 0 0 QTS RLTY TR INC COM CL A 74736A103 1276 35018 SH DFND 1,2 35018 0 0 RAIT FINANCIAL TRUST COM NEW 749227609 551 90122 SH DFND 1,2 90122 0 0 RPC INC COM 749660106 57 4115 SH DFND 1,2 4115 0 0 RTI INTL METALS INC COM 74973W107 1187 37653 SH DFND 1,2 37653 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1395 85465 SH DFND 1,2 85465 0 0 REDWOOD TR INC COM 758075402 1432 91210 SH DFND 1,2 91210 0 0 RESOLUTE FST PRODS INC COM 76117W109 62 5514 SH DFND 1,2 5514 0 0 RESOURCE CAP CORP COM 76120W302 552 142760 SH DFND 1,2 142760 0 0 RETAIL OPPORTUNITY INVTS COR COM 76131N101 1585 101462 SH DFND 1,2 101462 0 0 ROSETTA RESOURCES INC COM 777779307 749 32366 SH DFND 1,2 32366 0 0 ROYAL GOLD INC COM 780287108 353 5736 SH DFND 1,2 5736 0 0 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 156 2920 SH DFND 1,2 2920 0 0 RYDEX ETF TRUST GUG S&P500 PU GR 78355W403 80 982 SH DFND 1,2 982 0 0 SM ENERGY CO COM 78454L100 209 4528 SH DFND 1,2 4528 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 2883 14005 SH DFND 1,2 14005 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 3884 43676 SH DFND 1,2 43676 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 33217 737500 SH DFND 1,2 737500 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 4067 133248 SH DFND 1,2 133248 0 0 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 35295 741972 SH DFND 1,2 741972 0 0 SPDR SERIES TRUST DJ REIT ETF 78464A607 2041 24206 SH DFND 1,2 24206 0 0 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 8467 147504 SH DFND 1,2 147504 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 32467 710280 SH DFND 1,2 710280 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 265 5358 SH DFND 1,2 5358 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 1637 63594 SH DFND 1,2 63594 0 0 SANCHEZ ENERGY CORP COM 79970Y105 36 3642 SH DFND 1,2 3642 0 0 SANDERSON FARMS INC COM 800013104 819 10892 SH DFND 1,2 10892 0 0 SCHLUMBERGER LTD COM 806857108 655 7594 SH DFND 1,2 7594 0 0 SEABOARD CORP COM 811543107 306 85 SH DFND 1,2 85 0 0 SEMGROUP CORP CL A 81663A105 235 2962 SH DFND 1,2 2962 0 0 SIGMA ALDRICH CORP COM 826552101 4933 35400 SH DFND 1,2 35400 0 0 SILVER BAY RLTY TR CORP COM 82735Q102 605 37130 SH DFND 1,2 37130 0 0 SMUCKER J M CO COM NEW 832696405 60 555 SH DFND 1,2 555 0 0 SOUTHERN COPPER CORP COM 84265V105 722 24553 SH DFND 1,2 24553 0 0 SPECTRA ENERGY CORP COM 847560109 131 4018 SH DFND 1,2 4018 0 0 STAG INDL INC COM 85254J102 1439 71931 SH DFND 1,2 71931 0 0 STONE ENERGY CORP COM 861642106 47 3755 SH DFND 1,2 3755 0 0 SUMMIT HOTEL PPTYS COM 866082100 1205 92640 SH DFND 1,2 92640 0 0 SYNERGY RES CORP COM 87164P103 70 6123 SH DFND 1,2 6123 0 0 TESCO CORP COM 88157K101 27 2470 SH DFND 1,2 2470 0 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 205 3592 SH DFND 1,2 3592 0 0 TIME WARNER CABLE INC COM 88732J207 7543 42336 SH DFND 1,2 42336 0 0 TURQUOISE HILL RES LTD COM 900435108 900 237427 SH DFND 1,2 237427 0 0 TYSON FOODS INC CL A 902494103 1164 27300 SH DFND 1,2 27300 0 0 VAALCO ENERGY INC COM NEW 91851C201 8 3773 SH DFND 1,2 3773 0 0 VALERO ENERGY CORP NEW COM 91913Y100 193 3084 SH DFND 1,2 3084 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 310262 3869081 SH DFND 1,2 3869081 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 229692 2826627 SH DFND 1,2 2826627 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 879 22160 SH DFND 1,2 22160 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 324 7947 SH DFND 1,2 7947 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 13523 250519 SH DFND 1,2 250519 0 0 VANGUARD INDEX FDS REIT ETF 922908553 17296 231564 SH DFND 1,2 231564 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 1263 9400 SH DFND 1,2 9400 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 22934 212727 SH DFND 1,2 212727 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 698 6520 SH DFND 1,2 6520 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 3655 43844 SH DFND 1,2 43844 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 1930 74372 SH DFND 1,2 74372 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 672 45510 SH DFND 1,2 45510 0 0 WESTERN REFNG INC COM 959319104 212 4857 SH DFND 1,2 4857 0 0 WILLIAMS COS INC DEL COM 969457100 257 4478 SH DFND 1,2 4478 0 0 WINTHROP RLTY TR SH BEN INT NEW 976391300 554 36599 SH DFND 1,2 36599 0 0 WISDOMTREE TR INTL SMCAP DIV 97717W760 5551 92003 SH DFND 1,2 92003 0 0 WISDOMTREE TR EM LCL DEBT FD 97717X867 26516 682181 SH DFND 1,2 682181 0 0 XYLEM INC COM 98419M100 730 19679 SH DFND 1,2 19679 0 0