0000891092-15-007112.txt : 20150813
0000891092-15-007112.hdr.sgml : 20150813
20150813103303
ACCESSION NUMBER: 0000891092-15-007112
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20150813
DATE AS OF CHANGE: 20150813
EFFECTIVENESS DATE: 20150813
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: IndexIQ Advisors LLC
CENTRAL INDEX KEY: 0001415996
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13712
FILM NUMBER: 151049221
BUSINESS ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-710
CITY: Rye Brook
STATE: NY
ZIP: 10573
BUSINESS PHONE: (914) 697-4945
MAIL ADDRESS:
STREET 1: 800 WESTCHESTER AVENUE
STREET 2: SUITE S-710
CITY: Rye Brook
STATE: NY
ZIP: 10573
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001415996
XXXXXXXX
06-30-2015
06-30-2015
false
IndexIQ Advisors LLC
800 Westchester Avenue
Suite S-710
Rye Brook
NY
10573
13F HOLDINGS REPORT
028-13712
N
Adam S. Patti
Chief Executive Officer
9146974945
/s/ Adam S. Patti
Rye Brook
NY
08-13-2015
2
242
1567882
01
028-13711
FINANCIAL DEVELOPMENT LLC
02
028-13710
INDEXIQ LLC
INFORMATION TABLE
2
infotable.xml
AMIRA NATURE FOODS LTD
SHS
G0335L102
86
7513
SH
DFND
1,2
7513
0
0
BUNGE LIMITED
COM
G16962105
59
675
SH
DFND
1,2
675
0
0
FREESCALE SEMICONDUCTOR LTD
SHS
G3727Q101
4113
102893
SH
DFND
1,2
102893
0
0
ROWAN COMPANIES PLC
SHS CL A
G7665A101
177
8406
SH
DFND
1,2
8406
0
0
PENTAIR PLC
SHS
G7S00T104
1334
19405
SH
DFND
1,2
19405
0
0
PERRIGO CO PLC
SHS
G97822103
4708
25471
SH
DFND
1,2
25471
0
0
ADECOAGRO S A
COM
L00849106
408
44250
SH
DFND
1,2
44250
0
0
MYLAN N V
SHS EURO
N59465109
4384
64602
SH
DFND
1,2
64602
0
0
OCEAN RIG UDW INC
SHS
Y64354205
26
5144
SH
DFND
1,2
5144
0
0
AG MTG INVT TR INC
COM
001228105
534
30906
SH
DFND
1,2
30906
0
0
ACADIA RLTY TR
COM SH BEN INT
004239109
2190
75220
SH
DFND
1,2
75220
0
0
ADVENT SOFTWARE INC
COM
007974108
1299
29383
SH
DFND
1,2
29383
0
0
ALCOA INC
COM
013817101
415
37202
SH
DFND
1,2
37202
0
0
ALEXION PHARMACEUTICALS INC
COM
015351109
0
1
SH
DFND
1,2
1
0
0
ALON USA ENERGY INC
COM
020520102
40
2106
SH
DFND
1,2
2106
0
0
ALON USA PARTNERS LP
UT LTDPART INT
02052T109
16
772
SH
DFND
1,2
772
0
0
AMERICAN RESIDENTIAL PPTYS I
COM
02927E303
656
35447
SH
DFND
1,2
35447
0
0
AMERICAN VANGUARD CORP
COM
030371108
180
13049
SH
DFND
1,2
13049
0
0
AMERICAN WTR WKS CO INC NEW
COM
030420103
944
19407
SH
DFND
1,2
19407
0
0
ANADARKO PETE CORP
COM
032511107
241
3087
SH
DFND
1,2
3087
0
0
ANN INC
COM
035623107
1473
30499
SH
DFND
1,2
30499
0
0
ANWORTH MORTGAGE ASSET CP
COM
037347101
562
113896
SH
DFND
1,2
113896
0
0
APACHE CORP
COM
037411105
130
2257
SH
DFND
1,2
2257
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
1049
63820
SH
DFND
1,2
63820
0
0
APOLLO RESIDENTIAL MTG INC
COM
03763V102
514
35006
SH
DFND
1,2
35006
0
0
AQUA AMERICA INC
COM
03836W103
467
19086
SH
DFND
1,2
19086
0
0
ARCHER DANIELS MIDLAND CO
COM
039483102
142
2944
SH
DFND
1,2
2944
0
0
ARES COML REAL ESTATE CORP
COM
04013V108
316
27755
SH
DFND
1,2
27755
0
0
ARMOUR RESIDENTIAL REIT INC
COM
042315101
1076
382904
SH
DFND
1,2
382904
0
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
893
105608
SH
DFND
1,2
105608
0
0
ASSOCIATED ESTATES RLTY CORP
COM
045604105
2433
84952
SH
DFND
1,2
84952
0
0
BAKER HUGHES INC
COM
057224107
10728
173877
SH
DFND
1,2
173877
0
0
BARCLAYS BK PLC
IPATH S&P MT ETN
06740C519
188
16789
SH
DFND
1,2
16789
0
0
BOISE CASCADE CO DEL
COM
09739D100
84
2297
SH
DFND
1,2
2297
0
0
BONANZA CREEK ENERGY INC
COM
097793103
51
2780
SH
DFND
1,2
2780
0
0
BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
2593
195232
SH
DFND
1,2
195232
0
0
BROADCOM CORP
CL A
111320107
5128
99592
SH
DFND
1,2
99592
0
0
CLECO CORP NEW
COM
12561W105
991
18406
SH
DFND
1,2
18406
0
0
CVR ENERGY INC
COM
12662P108
40
1067
SH
DFND
1,2
1067
0
0
CVR PARTNERS LP
COM
126633106
202
16014
SH
DFND
1,2
16014
0
0
CVR REFNG LP
COMUNIT REP LT
12663P107
55
3019
SH
DFND
1,2
3019
0
0
CALIFORNIA RES CORP
COM
13057Q107
129
21424
SH
DFND
1,2
21424
0
0
CAMPUS CREST CMNTYS INC
COM
13466Y105
388
70002
SH
DFND
1,2
70002
0
0
CATAMARAN CORP
COM
148887102
6878
112606
SH
DFND
1,2
112606
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
571
89204
SH
DFND
1,2
89204
0
0
CHAMBERS STR PPTYS
COM
157842105
2064
259595
SH
DFND
1,2
259595
0
0
CHESAPEAKE LODGING TR
SH BEN INT
165240102
1965
64463
SH
DFND
1,2
64463
0
0
CHEVRON CORP NEW
COM
166764100
1086
11259
SH
DFND
1,2
11259
0
0
CITY NATL CORP
COM
178566105
2147
23757
SH
DFND
1,2
23757
0
0
COLONY CAP INC
CL A
19624R106
2714
119839
SH
DFND
1,2
119839
0
0
CONAGRA FOODS INC
COM
205887102
86
1977
SH
DFND
1,2
1977
0
0
CONOCOPHILLIPS
COM
20825C104
453
7375
SH
DFND
1,2
7375
0
0
CONSOL ENERGY INC
COM
20854P109
593
27272
SH
DFND
1,2
27272
0
0
COUSINS PPTYS INC
COM
222795106
2330
224485
SH
DFND
1,2
224485
0
0
CREDIT SUISSE NASSAU BRH
INVRS VIX MDTERM
22542D829
495
10646
SH
DFND
1,2
10646
0
0
CURRENCYSHS BRIT POUND STER
BRIT POUND STE
23129S106
2521
16366
SH
DFND
1,2
16366
0
0
CURRENCYSHS JAPANESE YEN TR
JAPANESE YEN
23130A102
17248
217368
SH
DFND
1,2
217368
0
0
CURRENCYSHARES EURO TR
EURO SHS
23130C108
54859
501180
SH
DFND
1,2
501180
0
0
CYRUSONE INC
COM
23283R100
1614
54803
SH
DFND
1,2
54803
0
0
DENBURY RES INC
COM NEW
247916208
152
23868
SH
DFND
1,2
23868
0
0
DEVON ENERGY CORP NEW
COM
25179M103
146
2462
SH
DFND
1,2
2462
0
0
DYNEX CAP INC
COM NEW
26817Q506
427
55993
SH
DFND
1,2
55993
0
0
EOG RES INC
COM
26875P101
288
3284
SH
DFND
1,2
3284
0
0
EP ENERGY CORP
CL A
268785102
31
2420
SH
DFND
1,2
2420
0
0
EDUCATION RLTY TR INC
COM NEW
28140H203
1658
52868
SH
DFND
1,2
52868
0
0
EMPIRE ST RLTY TR INC
CL A
292104106
1959
114838
SH
DFND
1,2
114838
0
0
EXCEL TR INC
COM
30068C109
1017
64477
SH
DFND
1,2
64477
0
0
EXXON MOBIL CORP
COM
30231G102
2090
25119
SH
DFND
1,2
25119
0
0
FELCOR LODGING TR INC
COM
31430F101
1434
145183
SH
DFND
1,2
145183
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
2244
119834
SH
DFND
1,2
119834
0
0
FIRST POTOMAC RLTY TR
COM
33610F109
651
63237
SH
DFND
1,2
63237
0
0
FLOWSERVE CORP
COM
34354P105
766
14542
SH
DFND
1,2
14542
0
0
FRANKLIN STREET PPTYS CORP
COM
35471R106
1182
104520
SH
DFND
1,2
104520
0
0
FREEPORT-MCMORAN INC
CL B
35671D857
589
31653
SH
DFND
1,2
31653
0
0
GENERAL MLS INC
COM
370334104
154
2767
SH
DFND
1,2
2767
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
1403
75629
SH
DFND
1,2
75629
0
0
GRAFTECH INTL LTD
COM
384313102
500
100732
SH
DFND
1,2
100732
0
0
GRAMERCY PPTY TR INC
COM NEW
38489R605
1411
60365
SH
DFND
1,2
60365
0
0
GULFMARK OFFSHORE INC
CL A NEW
402629208
19
1669
SH
DFND
1,2
1669
0
0
GULFPORT ENERGY CORP
COM NEW
402635304
291
7239
SH
DFND
1,2
7239
0
0
HAIN CELESTIAL GROUP INC
COM
405217100
31
472
SH
DFND
1,2
472
0
0
HALLIBURTON CO
COM
406216101
218
5068
SH
DFND
1,2
5068
0
0
HATTERAS FINL CORP
COM
41902R103
1719
105451
SH
DFND
1,2
105451
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
1348
52588
SH
DFND
1,2
52588
0
0
HORMEL FOODS CORP
COM
440452100
1085
19245
SH
DFND
1,2
19245
0
0
HOSPIRA INC
COM
441060100
11355
127996
SH
DFND
1,2
127996
0
0
HUDSON PAC PPTYS INC
COM
444097109
2638
92973
SH
DFND
1,2
92973
0
0
ISTAR FINL INC
COM
45031U101
1208
90672
SH
DFND
1,2
90672
0
0
IDEX CORP
COM
45167R104
664
8445
SH
DFND
1,2
8445
0
0
IGATE CORP
COM
45169U105
1842
38632
SH
DFND
1,2
38632
0
0
INDEPENDENCE RLTY TR INC
COM
45378A106
203
27008
SH
DFND
1,2
27008
0
0
INFORMATICA CORP
COM
45666Q102
1116
23020
SH
DFND
1,2
23020
0
0
INFRAREIT INC
COM
45685L100
646
22767
SH
DFND
1,2
22767
0
0
INGREDION INC
COM
457187102
26
332
SH
DFND
1,2
332
0
0
INLAND REAL ESTATE CORP
COM NEW
457461200
911
96748
SH
DFND
1,2
96748
0
0
INTEGRATED SILICON SOLUTION
COM
45812P107
609
27500
SH
DFND
1,2
27500
0
0
INVESCO MORTGAGE CAPITAL INC
COM
46131B100
1940
135461
SH
DFND
1,2
135461
0
0
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
953
133437
SH
DFND
1,2
133437
0
0
ISHARES
MSCI EURZONE ETF
464286608
9516
253496
SH
DFND
1,2
253496
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
22424
486430
SH
DFND
1,2
486430
0
0
ISHARES TR
CORE S&P500 ETF
464287200
4
21
SH
DFND
1,2
21
0
0
ISHARES TR
CORE US AGGBD ET
464287226
81761
751615
SH
DFND
1,2
751615
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
190
4788
SH
DFND
1,2
4788
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
4591
39678
SH
DFND
1,2
39678
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
477
4181
SH
DFND
1,2
4181
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
1661
18017
SH
DFND
1,2
18017
0
0
ISHARES TR
20+ YR TR BD ETF
464287432
663
5647
SH
DFND
1,2
5647
0
0
ISHARES TR
1-3 YR TR BD ETF
464287457
179963
2120693
SH
DFND
1,2
2120693
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1779
28008
SH
DFND
1,2
28008
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
5117
49600
SH
DFND
1,2
49600
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
1104
11154
SH
DFND
1,2
11154
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
3226
31635
SH
DFND
1,2
31635
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
1881
12163
SH
DFND
1,2
12163
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
725
5805
SH
DFND
1,2
5805
0
0
ISHARES TR
U.S. REAL ES ETF
464287739
3048
42751
SH
DFND
1,2
42751
0
0
ISHARES TR
EUROPE ETF
464287861
2861
65447
SH
DFND
1,2
65447
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
1818
15436
SH
DFND
1,2
15436
0
0
ISHARES TR
SP SMCP600GR ETF
464287887
921
7029
SH
DFND
1,2
7029
0
0
ISHARES
EAFE SML CP ETF
464288273
23607
462712
SH
DFND
1,2
462712
0
0
ISHARES
CORE US CR BD
464288620
69
635
SH
DFND
1,2
635
0
0
ISHARES
SHRT TRS BD ETF
464288679
55735
505353
SH
DFND
1,2
505353
0
0
ISHARES
INDIA 50 ETF
464289529
1312
43956
SH
DFND
1,2
43956
0
0
ISHARES SILVER TRUST
ISHARES
46428Q109
23
1493
SH
DFND
1,2
1493
0
0
ISHARES TR
MSCI INDIA ETF
46429B598
4889
161297
SH
DFND
1,2
161297
0
0
ISHARES TR
CHINA ETF
46429B671
6859
122394
SH
DFND
1,2
122394
0
0
JOY GLOBAL INC
COM
481165108
420
11593
SH
DFND
1,2
11593
0
0
KELLOGG CO
COM
487836108
104
1656
SH
DFND
1,2
1656
0
0
KENNEDY-WILSON HLDGS INC
COM
489398107
2394
97368
SH
DFND
1,2
97368
0
0
KEY ENERGY SVCS INC
COM
492914106
16
9036
SH
DFND
1,2
9036
0
0
KINDER MORGAN INC DEL
COM
49456B101
493
12847
SH
DFND
1,2
12847
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
2241
91584
SH
DFND
1,2
91584
0
0
KRAFT FOODS GROUP INC
COM
50076Q106
13613
159888
SH
DFND
1,2
159888
0
0
LEGACY RESVS LP
UNIT LP INT
524707304
34
4016
SH
DFND
1,2
4016
0
0
LEXINGTON REALTY TRUST
COM
529043101
1742
205471
SH
DFND
1,2
205471
0
0
LINDSAY CORP
COM
535555106
475
5406
SH
DFND
1,2
5406
0
0
LOUISIANA PAC CORP
COM
546347105
141
8281
SH
DFND
1,2
8281
0
0
MACK CALI RLTY CORP
COM
554489104
1623
88065
SH
DFND
1,2
88065
0
0
MARATHON PETE CORP
COM
56585A102
171
3270
SH
DFND
1,2
3270
0
0
MARKET VECTORS ETF TR
EM LC CURR DBT
57060U522
59318
3035717
SH
DFND
1,2
3035717
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
2944
224544
SH
DFND
1,2
224544
0
0
MERCER INTL INC
COM
588056101
51
3745
SH
DFND
1,2
3745
0
0
MID CON ENERGY PARTNERS LP
COM UNIT REPST
59560V109
8
1619
SH
DFND
1,2
1619
0
0
MONDELEZ INTL INC
CL A
609207105
315
7656
SH
DFND
1,2
7656
0
0
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
569
58563
SH
DFND
1,2
58563
0
0
MONOGRAM RESIDENTIAL TR INC
COM
60979P105
1546
171377
SH
DFND
1,2
171377
0
0
NATIONAL STORAGE AFFILIATES
COM SHS BEN IN
637870106
314
25286
SH
DFND
1,2
25286
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
3762
246844
SH
DFND
1,2
246844
0
0
NEW SR INVT GROUP INC
COM
648691103
971
72605
SH
DFND
1,2
72605
0
0
NEW YORK MTG TR INC
COM PAR $.02
649604501
897
119866
SH
DFND
1,2
119866
0
0
NEW YORK REIT INC
COM
64976L109
1778
178726
SH
DFND
1,2
178726
0
0
NEWCASTLE INVT CORP NEW
COM PAR $0.01
65105M603
318
71981
SH
DFND
1,2
71981
0
0
NEWMONT MINING CORP
COM
651639106
1025
43891
SH
DFND
1,2
43891
0
0
NORTHERN TIER ENERGY LP
COM UN REPR PART
665826103
92
3861
SH
DFND
1,2
3861
0
0
OASIS PETE INC NEW
COM
674215108
145
9126
SH
DFND
1,2
9126
0
0
OCCIDENTAL PETE CORP DEL
COM
674599105
359
4614
SH
DFND
1,2
4614
0
0
OFFICE DEPOT INC
COM
676220106
6256
722427
SH
DFND
1,2
722427
0
0
OIL STS INTL INC
COM
678026105
128
3448
SH
DFND
1,2
3448
0
0
OMNICARE INC
COM
681904108
7574
80366
SH
DFND
1,2
80366
0
0
OMNIVISION TECHNOLOGIES INC
COM
682128103
1941
74114
SH
DFND
1,2
74114
0
0
ORBITZ WORLDWIDE INC
COM
68557K109
2954
258677
SH
DFND
1,2
258677
0
0
ORCHID IS CAP INC
COM
68571X103
213
19023
SH
DFND
1,2
19023
0
0
PBF ENERGY INC
CL A
69318G106
166
5855
SH
DFND
1,2
5855
0
0
PALL CORP
COM
696429307
2636
21184
SH
DFND
1,2
21184
0
0
PARKWAY PPTYS INC
COM
70159Q104
1598
91637
SH
DFND
1,2
91637
0
0
PEABODY ENERGY CORP
COM
704549104
72
32904
SH
DFND
1,2
32904
0
0
PENNSYLVANIA RL ESTATE INVT
SH BEN INT
709102107
1572
73669
SH
DFND
1,2
73669
0
0
PENNYMAC MTG INVT TR
COM
70931T103
1399
80273
SH
DFND
1,2
80273
0
0
PHILLIPS 66
COM
718546104
262
3254
SH
DFND
1,2
3254
0
0
PHYSICIANS RLTY TR
COM
71943U104
1179
76777
SH
DFND
1,2
76777
0
0
PILGRIMS PRIDE CORP NEW
COM
72147K108
435
18927
SH
DFND
1,2
18927
0
0
PIONEER ENERGY SVCS CORP
COM
723664108
27
4285
SH
DFND
1,2
4285
0
0
PIONEER NAT RES CO
COM
723787107
124
892
SH
DFND
1,2
892
0
0
POLYPORE INTL INC
COM
73179V103
6837
114171
SH
DFND
1,2
114171
0
0
POWERSHARES DB G10 CURCY HAR
COM UT BEN INT
73935Y102
26846
1142397
SH
DFND
1,2
1142397
0
0
POWERSHS DB MULTI SECT COMM
DB GOLD FUND
73936B606
62
1601
SH
DFND
1,2
1601
0
0
POWERSHARES ETF TRUST II
SENIOR LN PORT
73936Q769
2294
96409
SH
DFND
1,2
96409
0
0
PROSHARES TR II
ULTRASHRT NEW
74347W395
100
1011
SH
DFND
1,2
1011
0
0
PROSHARES TR II
ULSHT BLOOMB CMD
74347W676
339
3811
SH
DFND
1,2
3811
0
0
PROSHARES TR
ULTSHT RUSS2000
74348A319
657
18910
SH
DFND
1,2
18910
0
0
QTS RLTY TR INC
COM CL A
74736A103
1276
35018
SH
DFND
1,2
35018
0
0
RAIT FINANCIAL TRUST
COM NEW
749227609
551
90122
SH
DFND
1,2
90122
0
0
RPC INC
COM
749660106
57
4115
SH
DFND
1,2
4115
0
0
RTI INTL METALS INC
COM
74973W107
1187
37653
SH
DFND
1,2
37653
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
1395
85465
SH
DFND
1,2
85465
0
0
REDWOOD TR INC
COM
758075402
1432
91210
SH
DFND
1,2
91210
0
0
RESOLUTE FST PRODS INC
COM
76117W109
62
5514
SH
DFND
1,2
5514
0
0
RESOURCE CAP CORP
COM
76120W302
552
142760
SH
DFND
1,2
142760
0
0
RETAIL OPPORTUNITY INVTS COR
COM
76131N101
1585
101462
SH
DFND
1,2
101462
0
0
ROSETTA RESOURCES INC
COM
777779307
749
32366
SH
DFND
1,2
32366
0
0
ROYAL GOLD INC
COM
780287108
353
5736
SH
DFND
1,2
5736
0
0
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
156
2920
SH
DFND
1,2
2920
0
0
RYDEX ETF TRUST
GUG S&P500 PU GR
78355W403
80
982
SH
DFND
1,2
982
0
0
SM ENERGY CO
COM
78454L100
209
4528
SH
DFND
1,2
4528
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
2883
14005
SH
DFND
1,2
14005
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
3884
43676
SH
DFND
1,2
43676
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
33217
737500
SH
DFND
1,2
737500
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
4067
133248
SH
DFND
1,2
133248
0
0
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
35295
741972
SH
DFND
1,2
741972
0
0
SPDR SERIES TRUST
DJ REIT ETF
78464A607
2041
24206
SH
DFND
1,2
24206
0
0
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
8467
147504
SH
DFND
1,2
147504
0
0
SPDR SERIES TRUST
BRCLYS 1-3MT ETF
78464A680
32467
710280
SH
DFND
1,2
710280
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
265
5358
SH
DFND
1,2
5358
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
1637
63594
SH
DFND
1,2
63594
0
0
SANCHEZ ENERGY CORP
COM
79970Y105
36
3642
SH
DFND
1,2
3642
0
0
SANDERSON FARMS INC
COM
800013104
819
10892
SH
DFND
1,2
10892
0
0
SCHLUMBERGER LTD
COM
806857108
655
7594
SH
DFND
1,2
7594
0
0
SEABOARD CORP
COM
811543107
306
85
SH
DFND
1,2
85
0
0
SEMGROUP CORP
CL A
81663A105
235
2962
SH
DFND
1,2
2962
0
0
SIGMA ALDRICH CORP
COM
826552101
4933
35400
SH
DFND
1,2
35400
0
0
SILVER BAY RLTY TR CORP
COM
82735Q102
605
37130
SH
DFND
1,2
37130
0
0
SMUCKER J M CO
COM NEW
832696405
60
555
SH
DFND
1,2
555
0
0
SOUTHERN COPPER CORP
COM
84265V105
722
24553
SH
DFND
1,2
24553
0
0
SPECTRA ENERGY CORP
COM
847560109
131
4018
SH
DFND
1,2
4018
0
0
STAG INDL INC
COM
85254J102
1439
71931
SH
DFND
1,2
71931
0
0
STONE ENERGY CORP
COM
861642106
47
3755
SH
DFND
1,2
3755
0
0
SUMMIT HOTEL PPTYS
COM
866082100
1205
92640
SH
DFND
1,2
92640
0
0
SYNERGY RES CORP
COM
87164P103
70
6123
SH
DFND
1,2
6123
0
0
TESCO CORP
COM
88157K101
27
2470
SH
DFND
1,2
2470
0
0
TESORO LOGISTICS LP
COM UNIT LP
88160T107
205
3592
SH
DFND
1,2
3592
0
0
TIME WARNER CABLE INC
COM
88732J207
7543
42336
SH
DFND
1,2
42336
0
0
TURQUOISE HILL RES LTD
COM
900435108
900
237427
SH
DFND
1,2
237427
0
0
TYSON FOODS INC
CL A
902494103
1164
27300
SH
DFND
1,2
27300
0
0
VAALCO ENERGY INC
COM NEW
91851C201
8
3773
SH
DFND
1,2
3773
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
193
3084
SH
DFND
1,2
3084
0
0
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
310262
3869081
SH
DFND
1,2
3869081
0
0
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
229692
2826627
SH
DFND
1,2
2826627
0
0
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
879
22160
SH
DFND
1,2
22160
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
324
7947
SH
DFND
1,2
7947
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
13523
250519
SH
DFND
1,2
250519
0
0
VANGUARD INDEX FDS
REIT ETF
922908553
17296
231564
SH
DFND
1,2
231564
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1263
9400
SH
DFND
1,2
9400
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
22934
212727
SH
DFND
1,2
212727
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
698
6520
SH
DFND
1,2
6520
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
3655
43844
SH
DFND
1,2
43844
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
1930
74372
SH
DFND
1,2
74372
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
672
45510
SH
DFND
1,2
45510
0
0
WESTERN REFNG INC
COM
959319104
212
4857
SH
DFND
1,2
4857
0
0
WILLIAMS COS INC DEL
COM
969457100
257
4478
SH
DFND
1,2
4478
0
0
WINTHROP RLTY TR
SH BEN INT NEW
976391300
554
36599
SH
DFND
1,2
36599
0
0
WISDOMTREE TR
INTL SMCAP DIV
97717W760
5551
92003
SH
DFND
1,2
92003
0
0
WISDOMTREE TR
EM LCL DEBT FD
97717X867
26516
682181
SH
DFND
1,2
682181
0
0
XYLEM INC
COM
98419M100
730
19679
SH
DFND
1,2
19679
0
0