EX-99.D2 3 ex_204411.htm EXHIBIT (D)(2) ex_204411.htm

Exhibit (d)(2)

 

Schedule A

 

(As of September 23, 2020)

 

Funds

 

Series

 

Annual Rate
of Average
Daily Net
Assets

 

 

Initial

Board

Approval

Date

 

 

 

Shareholder
Approval Date

 

Initial

Effective

Date

 

 

 

Termination

Date

                     

Innovator IBD® ETF Leaders ETF

 

0.60%

 

8/31/2017

 

12/12/2017

 

12/13/2017

 

7/20/2021

                     

Innovator S&P 500 Buffer ETF – July

 

0.79%

 

8/31/2017

 

7/12/2018

 

8/1/2018

 

8/1/2020

                     

Innovator S&P 500 Power Buffer ETF – July

 

0.79%

 

8/31/2017

 

7/12/2018

 

8/1/2018

 

8/1/2020

                     

Innovator S&P 500 Ultra Buffer ETF – July

 

0.79%

 

8/31/2017

 

7/12/2018

 

8/1/2018

 

8/1/2020

                     

Innovator Loup Frontier Tech ETF

 

0.70%

 

6/20/2018

 

7/19/2018

 

7/20/2018

 

7/20/2021

                     

Innovator IBD® Breakout Opportunities ETF

 

0.80%

 

6/20/2018

 

9/7/2018

 

9/11/2018

 

9/11/2020

                     

Innovator S&P 500 Buffer ETF – October

 

0.79%

 

9/19/2018

 

9/24/2018

 

9/26/2018

 

9/26/2020

                     

Innovator S&P 500 Power Buffer ETF – October

 

0.79%

 

9/19/2018

 

9/24/2018

 

9/26/2018

 

9/26/2020

                     

Innovator S&P 500 Ultra Buffer ETF – October

 

0.79%

 

9/19/2018

 

9/24/2018

 

9/26/2018

 

9/26/2020

                     

Innovator S&P 500 Buffer ETF – January

 

0.79%

 

12/17/2018

 

12/21/2018

 

12/26/2018

 

12/26/2020

                     

Innovator S&P 500 Power Buffer ETF – January

 

0.79%

 

12/17/2018

 

12/21/2018

 

12/26/2018

 

12/26/2020

                     

Innovator S&P 500 Ultra Buffer ETF – January

 

0.79%

 

12/17/2018

 

12/21/2018

 

12/26/2018

 

12/26/2020

 

 

 

Series

 

Annual Rate
of Average
Daily Net
Assets

 

 

Initial

Board

Approval

Date

 

 

 

Shareholder
Approval Date

 

Initial

Effective

Date

 

 

 

Termination

Date

                     

Innovator S&P 500 Buffer ETF – April

 

0.79%

 

3/21/2019

 

3/25/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – April

 

0.79%

 

3/21/2019

 

3/25/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – April

 

0.79%

 

3/21/2019

 

3/25/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – June

 

0.79%

 

3/21/2019

 

5/28/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – June

 

0.79%

 

3/21/2019

 

5/28/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – June

 

0.79%

 

3/21/2019

 

5/28/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – August

 

0.79%

 

3/21/2019

 

7/25/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – August

 

0.79%

 

3/21/2019

 

7/25/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – August

 

0.79%

 

3/21/2019

 

7/25/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – September

 

0.79%

 

3/21/2019

 

8/27/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF –September

 

0.79%

 

3/21/2019

 

8/27/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – September

 

0.79%

 

3/21/2019

 

8/27/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – November

 

0.79%

 

3/21/2019

 

10/28/2019

 

3/27/2019

 

3/27/2021

 

 

 

Series

 

Annual Rate
of Average
Daily Net
Assets

 

 

Initial

Board

Approval

Date

 

 

 

Shareholder
Approval Date

 

Initial

Effective

Date

 

 

 

Termination

Date

                     

Innovator S&P 500 Power Buffer ETF – November

 

0.79%

 

3/21/2019

 

10/28/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – November

 

0.79%

 

3/21/2019

 

10/28/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – December

 

0.79%

 

3/21/2019

 

11/27/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – December

 

0.79%

 

3/21/2019

 

11/27/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – December

 

0.79%

 

3/21/2019

 

11/27/2019

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – February

 

0.79%

 

3/21/2019

 

1/27/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – February

 

0.79%

 

3/21/2019

 

1/27/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – February

 

0.79%

 

3/21/2019

 

1/27/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – March

 

0.79%

 

3/21/2019

 

2/21/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – March

 

0.79%

 

3/21/2019

 

2/21/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Ultra Buffer ETF – March

 

0.79%

 

3/21/2019

 

2/21/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Buffer ETF – May

 

0.79%

 

3/21/2019

 

4/24/2020

 

3/27/2019

 

3/27/2021

                     

Innovator S&P 500 Power Buffer ETF – May

 

0.79%

 

3/21/2019

 

4/24/2020

 

3/27/2019

 

3/27/2021

 

 

 

Series

 

Annual Rate
of Average
Daily Net
Assets

 

 

Initial

Board

Approval

Date

 

 

 

Shareholder
Approval Date

 

Initial

Effective

Date

 

 

 

Termination

Date

                     

Innovator S&P 500 Ultra Buffer ETF – May

 

0.79%

 

3/21/2019

 

4/24/2020

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI Emerging Markets Power Buffer ETF – January

 

0.89%

 

3/21/2019

 

12/30/2019

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI Emerging Markets Power Buffer ETF – April

 

0.89%

 

3/21/2019

 

3/27/2020

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI Emerging Markets Power Buffer ETF – July

 

0.89%

 

3/21/2019

 

6/24/2019

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI Emerging Markets Power Buffer ETF – October

     

3/21/2019

     

3/27/2019

 

3/27/2021

                     

Innovator MSCI EAFE Power Buffer ETF – January

 

0.85%

 

3/21/2019

 

12/30/2019

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI EAFE Power Buffer ETF – April

 

0.85%

 

3/21/2019

 

3/27/2020

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI EAFE Power Buffer ETF – July

 

0.85%

 

3/21/2019

 

6/24/2019

 

3/27/2019

 

3/27/2021

                     

Innovator MSCI EAFE Power Buffer ETF – October

     

3/21/2019

     

3/27/2019

 

3/27/2021

                     

Innovator Russell 2000 Power Buffer ETF – January

 

0.79%

 

9/23/2019

 

12/30/2019

 

9/27/2019

 

9/27/2021

                     

Innovator Russell 2000 Power Buffer ETF – April

 

0.79%

 

9/23/2019

 

3/27/2020

 

9/27/2019

 

9/27/2021

                     

Innovator Russell 2000 Power Buffer ETF – July

 

0.79%

 

9/23/2019

 

6/29/2020

 

9/27/2019

 

9/27/2021

                     

Innovator Russell 2000 Power Buffer ETF – October

 

0.79%

 

9/23/2019

 

9/24/2019

 

9/27/2019

 

9/27/2021

                     

Innovator Nasdaq-100 Power Buffer ETF – January

 

0.79%

 

9/23/2019

 

12/30/2019

 

9/27/2019

 

9/27/2021

                     

Innovator Nasdaq-100 Power Buffer ETF – April

 

0.79%

 

9/23/2019

 

3/27/2020

 

9/27/2019

 

9/27/2021

                     

Innovator Nasdaq-100 Power Buffer ETF – July

 

0.79%

 

9/23/2019

 

6/29/2020

 

9/27/2019

 

9/27/2021

 

 

 

Series

 

Annual Rate
of Average
Daily Net
Assets

 

 

Initial

Board

Approval

Date

 

 

 

Shareholder
Approval Date

 

Initial

Effective

Date

 

 

 

Termination

Date

                     

Innovator Nasdaq-100 Power Buffer ETF – October

 

0.79%

 

9/23/2019

 

9/24/2019

 

9/27/2019

 

9/27/2021

                     

Innovator 20+ Year Treasury Bond Floor 5 ETF – July

 

0.79%

 

6/11/2020

 

8/12/2020

 

8/17/2020

 

6/11/2022

                     

Innovator 20+ Year Treasury Bond Buffer 9 ETF – July

 

0.79%

 

6/11/2020

 

8/12/2020

 

8/17/2020

 

6/11/2022

                     

Innovator Double Stacker 9 Buffer ETF – October

 

0.79%

 

6/11/2020

 

9/29/2020

 

8/29/2020

 

6/11/2022

                     

Innovator Double Stacker ETF – October

 

0.79%

  6/11/2020  

9/29/2020

 

8/29/2020

 

6/11/2022

                     

Innovator Triple Stacker ETF – October

 

0.79%

  6/11/2020  

9/29/2020

 

8/29/2020

 

6/11/2022