0001140361-15-033829.txt : 20150828 0001140361-15-033829.hdr.sgml : 20150828 20150828200551 ACCESSION NUMBER: 0001140361-15-033829 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150826 FILED AS OF DATE: 20150828 DATE AS OF CHANGE: 20150828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: YuMe Inc CENTRAL INDEX KEY: 0001415624 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 BUSINESS PHONE: 650-591-9400 MAIL ADDRESS: STREET 1: 1204 MIDDLEFIELD ROAD CITY: Redwood City STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: Yume Inc DATE OF NAME CHANGE: 20071018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANKARAN AYYAPPAN CENTRAL INDEX KEY: 0001582703 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36039 FILM NUMBER: 151083302 MAIL ADDRESS: STREET 1: C/O YUME, INC. STREET 2: 1204 MIDDLEFIELD ROAD CITY: REDWOOD CITY STATE: CA ZIP: 94063 4 1 doc1.xml FORM 4 X0306 4 2015-08-26 0 0001415624 YuMe Inc YUME 0001582703 SANKARAN AYYAPPAN C/O YUME, INC. 1204 MIDDLEFIELD ROAD REDWOOD CITY CA 94063 1 1 0 0 EVP, ENGINEERING & CTO Common Stock 2015-08-26 4 M 0 30090 0 A 48537 D Common Stock 2015-08-27 4 S 0 13365 2.4569 D 35172 D Common Stock 795363 I By The Ayyappan Living Trust Restricted Stock Units 2015-08-26 4 M 0 30090 0 D Common Stock 30090 90271 D Represents sales to satisfy tax withholding obligations in connection with the vesting of 30,090 restricted stock units. Represents the aggregate of sales effected on the same day at different prices. Represents the weighted average sales price per share. The shares sold at prices ranging from $2.45 to $2.505 per share. Full information regarding the number of shares sold at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest over two years in four equal installments every 6 months commencing on February 26, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting. /s/ Ayyappan Sankaran by Paul Porrini, Attorney-in-Fact 2015-08-28