0001140361-15-033829.txt : 20150828
0001140361-15-033829.hdr.sgml : 20150828
20150828200551
ACCESSION NUMBER: 0001140361-15-033829
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150826
FILED AS OF DATE: 20150828
DATE AS OF CHANGE: 20150828
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: YuMe Inc
CENTRAL INDEX KEY: 0001415624
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1204 MIDDLEFIELD ROAD
CITY: Redwood City
STATE: CA
ZIP: 94063
BUSINESS PHONE: 650-591-9400
MAIL ADDRESS:
STREET 1: 1204 MIDDLEFIELD ROAD
CITY: Redwood City
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: Yume Inc
DATE OF NAME CHANGE: 20071018
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SANKARAN AYYAPPAN
CENTRAL INDEX KEY: 0001582703
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36039
FILM NUMBER: 151083302
MAIL ADDRESS:
STREET 1: C/O YUME, INC.
STREET 2: 1204 MIDDLEFIELD ROAD
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
4
1
doc1.xml
FORM 4
X0306
4
2015-08-26
0
0001415624
YuMe Inc
YUME
0001582703
SANKARAN AYYAPPAN
C/O YUME, INC.
1204 MIDDLEFIELD ROAD
REDWOOD CITY
CA
94063
1
1
0
0
EVP, ENGINEERING & CTO
Common Stock
2015-08-26
4
M
0
30090
0
A
48537
D
Common Stock
2015-08-27
4
S
0
13365
2.4569
D
35172
D
Common Stock
795363
I
By The Ayyappan Living Trust
Restricted Stock Units
2015-08-26
4
M
0
30090
0
D
Common Stock
30090
90271
D
Represents sales to satisfy tax withholding obligations in connection with the vesting of 30,090 restricted stock units.
Represents the aggregate of sales effected on the same day at different prices.
Represents the weighted average sales price per share. The shares sold at prices ranging from $2.45 to $2.505 per share. Full information regarding the number of shares sold at each price shall be provided upon request from the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock.
The restricted stock units vest over two years in four equal installments every 6 months commencing on February 26, 2015. Shares of the Issuer's common stock will be delivered to the reporting person upon vesting.
/s/ Ayyappan Sankaran by Paul Porrini, Attorney-in-Fact
2015-08-28