0001181431-13-035639.txt : 20130619 0001181431-13-035639.hdr.sgml : 20130619 20130619060107 ACCESSION NUMBER: 0001181431-13-035639 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130614 FILED AS OF DATE: 20130619 DATE AS OF CHANGE: 20130619 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Zeltiq Aesthetics Inc CENTRAL INDEX KEY: 0001415336 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 4698 Willow Road STREET 2: Suite 100 CITY: Pleasanton STATE: CA ZIP: 94588-2710 BUSINESS PHONE: (925) 474-2500 MAIL ADDRESS: STREET 1: 4698 Willow Road STREET 2: Suite 100 CITY: Pleasanton STATE: CA ZIP: 94588-2710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Tatsutani Kristine N CENTRAL INDEX KEY: 0001528831 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35318 FILM NUMBER: 13920785 MAIL ADDRESS: STREET 1: ZELTIQ AESTHETICS INC. STREET 2: 4698 WILLOW ROAD SUITE 100 CITY: PLEASANTON STATE: CA ZIP: 94588 4 1 rrd383902.xml FORM 4 X0306 4 2013-06-14 0 0001415336 Zeltiq Aesthetics Inc ZLTQ 0001528831 Tatsutani Kristine N 4698 WILLOW ROAD PLEASANTON CA 94588 0 1 0 0 CSO, SVP of Reg.,Clinical & QA Common Stock 2013-06-14 4 M 0 14127 2.826 A 44896 D Common Stock 2013-06-14 4 S 0 14127 5.80 D 30769 D Common Stock 2013-06-14 4 M 0 4413 2.826 A 35182 D Common Stock 2013-04-23 4 S 0 4413 5.80 D 30769 D Stock Option (Right to buy) 2.826 2013-06-14 4 M 0 14127 0 D 2021-05-17 Common Stock 14127 68183 D Stock Option (Right to buy) 2.826 2012-06-17 4 M 0 4413 0 D 2021-05-17 Common Stock 4413 63770 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 13, 2012 25% of the granted 117,696 shares became exercisable on 5/18/2012. The remaining vest in a series of 36 equal monthly installments; provided the Reporting Person continues to provide service to ZELTIQ Aesthetics, Inc. Kristine Tatsutani 2013-06-18