(State or other jurisdiction of incorporation) |
(Commission File Number) |
(I.R.S. Employer Identification No.) |
|
||
(Address of principal executive offices) |
(Zip Code) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of each class |
Trading Symbol(s) |
Name of each exchange on which registered | ||
Item 3.03 |
Material Modification to Rights of Security Holders. |
Item 5.03. |
Amendment to Articles of Incorporation or Bylaws; Change in Fiscal Year. |
Item 5.07. |
Submission of Matters to a Vote of Security Holders. |
Name |
Votes For |
Withheld |
Broker Non-Votes | |||
John B. Frank |
93,716,999 | 3,475,554 | 47,557,422 | |||
Bruce Zimmerman |
93,783,773 | 3,408,780 | 47,557,422 |
Votes For |
Votes Against |
Abstain | ||
142,412,414 | 1,396,584 | 940,977 |
Votes For |
Votes Against |
Abstain |
Broker Non-Votes | |||
93,386,807 | 2,437,582 | 1,368,164 | 47,557,422 |
Votes For |
Votes Against |
Abstain | ||
134,470,442 | 7,405,166 | 2,874,367 |
Item 8.01. |
Other Events. |
Item 9.01. |
Financial Statements and Exhibits. |
3.1 |
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3.2 |
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3.3 |
||
3.4 |
||
3.5 |
||
3.6 |
||
3.7 |
||
99.1 |
||
104 | Cover Page Interactive Data File (embedded within the Inline XBRL document). |
OAKTREE SPECIALTY LENDING CORPORATION | ||||
Date: January 20, 2023 | By: | /s/ Christopher McKown | ||
Name: | Christopher McKown | |||
Title: | Chief Financial Officer and Treasurer |