0001127602-13-035646.txt : 20131227 0001127602-13-035646.hdr.sgml : 20131227 20131227150650 ACCESSION NUMBER: 0001127602-13-035646 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131226 FILED AS OF DATE: 20131227 DATE AS OF CHANGE: 20131227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daley Dorian CENTRAL INDEX KEY: 0001414813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35992 FILM NUMBER: 131300692 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORP STREET 2: 5525 KIETZKE LANE, SUITE 200 CITY: RENO STATE: NV ZIP: 89511 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-12-26 0001341439 ORACLE CORP ORCL 0001414813 Daley Dorian C/O DELPHI ASSET MGMT CORPORATION 5525 KIETZKE LAKE, SUITE 200 RENO NV 89511 1 SVP, Gen'l Counsel, Secretary Common Stock 2013-12-26 4 M 0 150000 21.04 A 155000 D Common Stock 2013-12-26 4 S 0 150000 37.4669 D 5000 D Stock Option 21.04 2013-12-26 4 M 0 150000 0 D 2019-07-02 Common Stock 150000 250000 D Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 16, 2013. This transaction was executed in multiple trades at prices ranging from $37.30 to $37.74. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Option vests 25% annually on anniversary of grant date. /s/ Rita S. Dickson by Rita S. Dickson, Attorney in Fact for Dorian Daley (POA filed 10/10/07) 2013-12-27