0001127602-13-027813.txt : 20130926 0001127602-13-027813.hdr.sgml : 20130926 20130926121143 ACCESSION NUMBER: 0001127602-13-027813 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130925 FILED AS OF DATE: 20130926 DATE AS OF CHANGE: 20130926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ORACLE CORP CENTRAL INDEX KEY: 0001341439 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 542185193 FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 BUSINESS PHONE: 6505067000 MAIL ADDRESS: STREET 1: 500 ORACLE PARKWAY STREET 2: MAIL STOP 5 OP 7 CITY: REDWOOD CITY STATE: CA ZIP: 94065 FORMER COMPANY: FORMER CONFORMED NAME: Ozark Holding Inc. DATE OF NAME CHANGE: 20051013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Daley Dorian CENTRAL INDEX KEY: 0001414813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35992 FILM NUMBER: 131116202 MAIL ADDRESS: STREET 1: C/O DELPHI ASSET MGMT CORP STREET 2: 5525 KIETZKE LANE, SUITE 200 CITY: RENO STATE: NV ZIP: 89511 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2013-09-25 0001341439 ORACLE CORP ORCL 0001414813 Daley Dorian C/O DELPHI ASSET MGMT CORPORATION 5525 KIETZKE LAKE, SUITE 200 RENO NV 89511 1 SVP, Gen'l Counsel, Secretary Common Stock 2013-09-25 4 M 0 100000 20.73 A 105000 D Common Stock 2013-09-25 4 S 0 100000 33.9349 D 5000 D Stock Option 20.73 2013-09-25 4 M 0 100000 0 D 2018-07-03 Common Stock 100000 50000 D Sale of shares pursuant to Rule 10b5-1 Plan adopted on April 16, 2013. This transaction was executed in multiple trades at prices ranging from $33.75 to $34.08. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Option vests 25% annually on anniversary of grant date. /s/ Rita S. Dickson by Rita S. Dickson, Attorney in Fact for Dorian Daley (POA filed 10/10/07) 2013-09-26