0000356028-13-000199.txt : 20131118
0000356028-13-000199.hdr.sgml : 20131118
20131118160829
ACCESSION NUMBER: 0000356028-13-000199
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131114
FILED AS OF DATE: 20131118
DATE AS OF CHANGE: 20131118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CA, INC.
CENTRAL INDEX KEY: 0000356028
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 132857434
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0331
BUSINESS ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
BUSINESS PHONE: 1-800-225-5224
MAIL ADDRESS:
STREET 1: ONE CA PLAZA
CITY: ISLANDIA
STATE: NY
ZIP: 11749
FORMER COMPANY:
FORMER CONFORMED NAME: COMPUTER ASSOCIATES INTERNATIONAL INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Griffiths Peter
CENTRAL INDEX KEY: 0001414334
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09247
FILM NUMBER: 131227117
MAIL ADDRESS:
STREET 1: 3755 RIVERSIDE DRIVE
STREET 2: P.O. BOX 9707, STATION T
CITY: OTTAWA
STATE: A6
ZIP: K1G 4K9
4
1
wf-form4_138480889708761.xml
FORM 4
X0306
4
2013-11-14
0
0000356028
CA, INC.
CA
0001414334
Griffiths Peter
ONE CA PLAZA
ISLANDIA
NY
11749
0
1
0
0
EVP & GRP EXEC, ENT SOL & TECH
Common Stock, $.10 par value
2013-11-14
4
M
0
63989
21.78
A
112491.23
D
Common Stock, $.10 par value
2013-11-14
4
M
0
50250
22.81
A
162741.23
D
Common Stock, $.10 par value
2013-11-14
4
M
0
32976
25.24
A
195717.23
D
Common Stock, $.10 par value
2013-11-14
4
M
0
20619
24.41
A
216336.23
D
Common Stock, $.10 par value
2013-11-14
4
S
0
143316
32.708
D
73020.23
D
Common Stock, $0.10 par value
435.162
I
401(k) Plan
Employee Stock Option (right to buy)
22.81
2013-11-14
4
M
0
50250
0
A
2018-05-26
Common Stock, $.10 par value
50250.0
24750
D
Employee Stock Option (right to buy)
21.78
2013-11-14
4
M
0
63989
0
A
2018-06-14
Common Stock, $.10 par value
63989.0
31516
D
Employee Stock Option (right to buy)
25.24
2013-11-14
4
M
0
32976
0
A
2019-05-22
Common Stock, $0.10 par value
32976.0
64011
D
Employee Stock Option (right to buy)
24.41
2013-11-14
4
M
0
20619
0
A
2019-05-22
Common Stock, $0.10 par value
20619.0
40023
D
Indicates the weighted average sale price of sales effected on the transaction date. Sale prices ranged from $32.70 to $32.72.
The undersigned will provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Shares held in the Canadian CA Savings Harvest Plan, a Deferred Profit Sharing Plan. Information presented as of September 30, 2013.
The option becomes exercisable over three years as follows: 34% on May 26, 2012, 33% on May 26, 2013 and 33% on May 26, 2014.
The option becomes exercisable over three years as follows: 34% on June 14, 2012, 33% on June 14, 2013 and 33% on June 14, 2014.
The option becomes exercisable over three years as follows: 34% on May 22, 2013, 33% on May 22, 2014 and 33% on May 22, 2015.
/s/ Peter Griffiths by C.H.R. DuPree as attorney-in-fact
2013-11-18