0001414328-13-000003.txt : 20130514 0001414328-13-000003.hdr.sgml : 20130514 20130514143713 ACCESSION NUMBER: 0001414328-13-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130514 DATE AS OF CHANGE: 20130514 EFFECTIVENESS DATE: 20130514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Semaphore Management LLC CENTRAL INDEX KEY: 0001414328 IRS NUMBER: 770603527 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12780 FILM NUMBER: 13840903 BUSINESS ADDRESS: STREET 1: 537 STEAMBOAT ROAD STREET 2: SUITE 301 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-769-2300 MAIL ADDRESS: STREET 1: 537 STEAMBOAT ROAD STREET 2: SUITE 301 CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 semaphore.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment | |; Amendment Number: This Amendment (Check only one.): | | is a restatement. | | adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Semaphore Management LLC Address: 537 Steamboat Road, Ste 301 Greenwich, CT 06830 13F File Number: 28-12780 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Robert Penberth Title: Chief Financial Officer Phone: 203-769-2300 Signature, Place, and Date of Signing: Robert Penberth Greenwich, CT May 14, 2013 ----------------------------------- ---------------- -------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: NONE FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None Form 13F Information Table Entry Total: 0 Form 13F Information Table Value Total: 0 (thousands) List of Other Included Managers: N/A Value Shares/ SH/ Put/ Invstmt Other Voting Authoriy Name of Issuer Title of Cl Cusip (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None ------------------------------ ----------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------