EX-99.28.H.21 8 fp0068123_ex9928h21.htm

 

Exhibit (h)(21)

 

August 27, 2021

 

State Street Bank and Trust Company

Channel Center, CCB7

One Iron Street

Boston, MA 02210

Attention: Patrick Arthur, AVP

 

Re:  ALPS ETF Trust (the “Trust”)

 

Ladies and Gentlemen:

 

Please be advised that the undersigned Trust has established one new series of shares to be known as ALPS Global Travel Beneficiaries ETF (the “Portfolio”).

 

In accordance with Section 12, the Additional Portfolio provision, of the Transfer Agency and Service Agreement dated as of June 30, 2015, as amended, modified, or supplemented from time to time (the “Agreement”), by and among each registered investment company party thereto, and State Street Bank and Trust Company (“State Street”), the undersigned Trust hereby requests that State Street act as Transfer Agent for the new Portfolio under the terms of the Agreement. In connection with such request, the undersigned Trust hereby confirms to State Street, as of the date hereof, its representations and warranties set forth in Section 3 of the Agreement. Schedule A to the Agreement shall be deleted and replaced in its entirety with Schedule A attached herein.

 

Please indicate your acceptance of the foregoing by executing two copies of this letter agreement, returning one to the Trust and retaining one for your records.

 

 

Sincerely,

 

ALPS ETF TRUST

 

 

on behalf of:

 

ALPS GLOBAL TRAVEL BENEFICIARIES ETF

 

 

 

 

By:

/s/ Kathryn Burns

 

 

Name:

Kathryn Burns

 

 

Title:

Treasurer, Duly Authorized

 

 

Agreed and Accepted:

STATE STREET BANK AND TRUST COMPANY

 

 

By:

/s/ Suzanne Hinckley

 

Name:

Suzanne Hinckley

 

Title:

Senior Vice President, Duly Authorized

 

     

Effective Date:

August 24, 2021

 

 

 

Schedule A

 

LIST OF PORTFOLIOS

 

ALPS ETF Trust

 

Alerian Energy Infrastructure ETF

Effective 8/3/2015

Alerian MLP ETF

Effective 8/3/2015

ALPS Active REIT ETF

Effective 2/1/2021

ALPS Clean Energy ETF

Effective 6/29/2018

ALPS Disruptive Technologies ETF

Effective 12/29/2017

ALPS Emerging Sector Dividend Dogs ETF

Effective 8/3/2015

ALPS Equal Sector Weight ETF

Effective 8/3/2015

ALPS Global Travel Beneficiaries ETF

Effective

ALPS Hillman Active Value ETF

Effective 7/1/2021

ALPS International Sector Dividend Dogs ETF

Effective 8/3/2015

ALPS Medical Breakthroughs ETF

Effective 8/3/2015

ALPS Sector Dividend Dogs ETF

Effective 8/3/2015

Barron's 400 ETF

Effective 8/3/2015

ALPS REIT Dividend DOGS ETF (f/k/a Cohen & Steers

 

Global Realty Majors ETF)

Effective 8/3/2015

RiverFront Dynamic Unconstrained Income ETF

Effective 6/10/2016

RiverFront Dynamic Core Income ETF

Effective 6/10/2016

RiverFront Dynamic US Dividend Advantage ETF

Effective 6/3/2016

RiverFront Dynamic US Flex-Cap ETF

Effective 6/3/2016

Riverfront Strategic Income Fund

Effective 8/3/2015

 

Information Classification: Limited Access