EX-99.28.H.4 12 fp061686_ex9928h4.htm

 

Amendment to ALPS ETF Trust Administration Agreement

 

This Amendment to ALPS ETF Trust Amended and Restated Administration Agreement (this “Amendment”), dated February 1, 2021 between ALPS ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc. (“ALPS”).

 

WHEREAS, the Trust and ALPS have entered into an ALPS ETF Trust Amended and Restated Administration Agreement dated March 6, 2017 (the “Agreement”).

 

NOW, THEREFORE, in consideration of the mutual covenants herein contained and for good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereby agree as follows:

 

1.       Effective as of the date hereof, Appendix A of the Agreement is hereby deleted in its entirety and replaced with a new Appendix A attached hereto.

 

2.        Effective as of the date hereof, Appendix C of the Agreement is hereby deleted in its entirety and replaced with a new Appendix C attached hereto.

 

3.       Except as specifically set forth herein, all other provisions of the Agreement shall remain in full force and effect. Any items not herein defined shall have the meaning ascribed to them in the Agreement.

 

ALPS ETF TRUST ALPS FUND SERVICES, INC.
           
By: /s/ Bradley Swenson   By: /s/ Rahul Kanwar  
Name: Bradley Swenson   Name: Rahul Kanwar  
Title: President   Title: Authorized Representative  

 

APPENDIX A

 

Fund Name Initial Approval Date Initial Term

Alerian Energy Infrastructure ETF 

October 24, 2013 

Two Years 

Alerian MLP ETF 

August 11, 2010 

Two years

ALPS Emerging Sector Dividend Dogs ETF 

December 12, 2013 

Two Years 

ALPS Equal Sector Weight ETF 

June 23, 2009 

Two Years 

ALPS International Sector Dividend Dogs ETF

June 10, 2013 

Two Years 

ALPS Medical Breakthroughs ETF 

December 29, 2014 

Two Years 

ALPS Sector Dividend Dogs ETF 

June 11, 2012 

Two Years 

Barron’s 400 SM ETF 

June 3, 2013 

Two Years 

ALPS REIT Dividend Dogs ETF (f/k/a Cohen & Steers Global Realty Majors ETF) 

April 1, 2008 

Two Years 

RiverFront Dynamic Core Income ETF 

June 2, 2016 

Two Years 

RiverFront Dynamic US Dividend Advantage ETF 

June 2, 2016 

Two Years 

RiverFront Dynamic US Flex-Cap ETF 

June 2, 2016 

Two Years 

RiverFront Strategic Income Fund 

June 10, 2013 

Two Years 

RiverFront Dynamic Unconstrained Income ETF 

June 2, 2016 

Two Years 

ALPS Disruptive Technologies ETF 

December 29, 2017 

Two Years 

ALPS Clean Energy ETF 

March 5, 2018 

Two Years

ALPS Active REIT ETF 

December 7, 2020 

Two Years

 

APPENDIX C

 

Fees

 

[REDACTED]